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Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SEDGSolaredge Technologies, Inc.COM618$163.9K<0.1%−6−1.0%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF1,924$164.2K<0.1%−224−10.4%Reduced–
KRCKilroy Realty CorpCOM2,482$164.3K<0.1%+2,482NewHistory
DSLDoubleLine Income Solutions FundCOM9,300$165.2K<0.1%00.0%UnchangedHistory
Vanguard Total Bond Market ETF921937835ETF1,937$165.5K<0.1%00.0%Unchanged–
Vanguard Total International Bond ETF92203J407ETF2,909$165.7K<0.1%00.0%Unchanged–
AVIRAtea Pharmaceuticals, Inc.COM4,766$167.1K<0.1%+576+13.7%AddedHistory
NEONeogenomics IncCOM NEW3,483$168.0K<0.1%−576−14.2%ReducedHistory
VEEVVeeva Systems IncStock597$172.0K<0.1%−100−14.3%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF1,996$174.6K<0.1%00.0%Unchanged–
RGNXREGENXBIO Inc.COM4,180$175.2K<0.1%−326−7.2%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS5,080$175.3K<0.1%+197+4.0%Added–
REGIRenewable Energy Group, Inc.COM NEW3,500$175.7K<0.1%−677−16.2%ReducedHistory
CHGGChegg, IncCOM2,615$177.9K<0.1%−504−16.2%ReducedHistory
WOLFWolfspeed, Inc.COM2,211$178.5K<0.1%−429−16.3%ReducedHistory
PSAPublic StorageCOM601$178.6K<0.1%+102+20.4%AddedHistory
Vanguard Financials ETF92204A405ETF1,928$178.6K<0.1%+1,928New–
TGTXTG Therapeutics, Inc.COM5,368$178.6K<0.1%−3,563−39.9%ReducedHistory
FRPTFreshpet, Inc.Stock1,254$178.9K<0.1%−207−14.2%ReducedHistory
MIRMMirum Pharmaceuticals, Inc.COM8,999$179.3K<0.1%+373+4.3%AddedHistory
BEBloom Energy CorpCOM CL A9,582$179.4K<0.1%−57−0.6%ReducedHistory
LULUlululemon athletica inc.Stock444$179.7K<0.1%−74−14.3%ReducedHistory
KCKingsoft Cloud Holdings LtdADS6,347$179.7K<0.1%−3,825−37.6%ReducedHistory
URGUr-Energy IncCOM104,636$180.0K<0.1%+21,167+25.4%AddedHistory
GTMZoomInfo Technologies Inc.Stock3,024$185.0K<0.1%+1,669+123.2%AddedHistory
VRTXVertex Pharmaceuticals IncStock1,024$185.7K<0.1%+70+7.3%AddedHistory
iShares Inc464286426MSCI EM ASIA ETF2,204$186.1K<0.1%00.0%Unchanged–
INVHInvitation Homes Inc.COM4,881$187.1K<0.1%+849+21.1%AddedHistory
EXPEExpedia Group, Inc.Stock1,146$187.8K<0.1%00.0%UnchangedHistory
Procure ETF Trust II74280R205SPACE ETF6,200$188.3K<0.1%00.0%Unchanged–
HTBKHeritage Commerce CorpCOM16,226$188.7K<0.1%+2,371+17.1%AddedHistory
New Gold Inc Cda644535106COM178,266$189.0K<0.1%+178,266New–
ULTAUlta Beauty, Inc.Stock524$189.1K<0.1%00.0%UnchangedHistory
VKTXViking Therapeutics, Inc.COM30,145$189.3K<0.1%+6,172+25.7%AddedHistory
ENSEnerSysCOM2,563$190.8K<0.1%−17−0.7%ReducedHistory
WERNWerner Enterprises IncCOM4,328$191.6K<0.1%+4,328NewHistory
NEOGNeogen CorpCOM4,442$192.9K<0.1%−733−14.2%ReducedHistory
TBBKBancorp, Inc.COM7,605$193.6K<0.1%+1,294+20.5%AddedHistory
ABTAbbott LaboratoriesStock1,646$194.4K<0.1%+1,392+548.0%AddedHistory
CMAComerica IncCOM2,429$195.5K<0.1%+428+21.4%AddedHistory
iShares Tr464288737GLB CNSM STP ETF3,270$196.1K<0.1%+2,976+1,012.2%Added–
SIVBSVB Financial GroupCOM304$196.7K<0.1%+24+8.6%AddedHistory
BSLBlackstone Senior Floating Rate 2027 Term FundCOM12,000$197.0K<0.1%00.0%UnchangedHistory
MBUUMalibu Boats, Inc.COM CL A2,852$199.6K<0.1%−470−14.1%ReducedHistory
GOLFAcushnet Holdings Corp.COM4,275$199.6K<0.1%−707−14.2%ReducedHistory
XUnited States Steel CorpCOM9,127$200.5K0.1%+1,248+15.8%AddedHistory
EHCEncompass Health CorpCOM2,675$200.7K0.1%−187−6.5%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF6,862$202.2K0.1%−2,200−24.3%Reduced–
TEXTerex CorpStock4,848$204.1K0.1%+448+10.2%AddedHistory
NCNOnCino, Inc.COM2,881$204.6K0.1%+1,381+92.1%AddedHistory
MDTMedtronic plcStock1,644$206.1K0.1%+909+123.7%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,780$209.5K0.1%−7,337−72.5%ReducedHistory
RVTYRevvity, Inc.COM1,214$210.4K0.1%−200−14.1%ReducedHistory
HUBBHubbell IncCOM1,175$212.3K0.1%+135+13.0%AddedHistory
JOUTJohnson Outdoors IncCL A2,022$213.9K0.1%−279−12.1%ReducedHistory
FSLRFirst Solar, Inc.Stock2,241$213.9K0.1%−17−0.8%ReducedHistory
BMRNBiomarin Pharmaceutical IncCOM2,776$214.6K0.1%−293−9.5%ReducedHistory
DECKDeckers Outdoor CorpCOM600$216.1K0.1%−863−59.0%ReducedHistory
GRMNGarmin LtdSHS1,403$218.1K0.1%−233−14.2%ReducedHistory
CRNCCerence Inc.COM2,281$219.2K0.1%−441−16.2%ReducedHistory
OSKOshkosh CorpCOM2,144$219.5K0.1%+2,144NewHistory
HALHalliburton CoStock10,171$219.9K0.1%00.0%UnchangedHistory
iShares Tr464287325GLOB HLTHCRE ETF2,641$221.1K0.1%+202+8.3%Added–
YETIYETI Holdings, Inc.COM2,582$221.2K0.1%−427−14.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF619$221.6K0.1%−94−13.2%Reduced–
TRNTrinity Industries IncCOM8,165$221.8K0.1%−8,036−49.6%ReducedHistory
GHGGreenTree Hospitality Group Ltd.SPONSORED ADS27,252$222.4K0.1%+13,500+98.2%AddedHistory
BLNKBlink Charging Co.COM7,799$223.1K0.1%+7,799NewHistory
PLDPrologis, Inc.REIT1,782$223.5K0.1%+354+24.8%AddedHistory
DREDuke Realty CorpCOM NEW4,670$223.5K0.1%+212+4.8%AddedHistory
TTWOTake Two Interactive Software IncCOM1,467$226.0K0.1%−646−30.6%ReducedHistory
CMCCommercial Metals CoStock7,427$226.2K0.1%+1,270+20.6%AddedHistory
FELEFranklin Electric Co IncCOM2,842$226.9K0.1%+386+15.7%AddedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF3,401$228.2K0.1%+3,400+340,000.0%Added–
ETSYEtsy IncCOM1,098$228.3K0.1%−211−16.1%ReducedHistory
VIAVViavi Solutions Inc.COM14,674$231.0K0.1%+3,050+26.2%AddedHistory
AYIAcuity Inc. (DE)Stock1,335$231.5K0.1%+228+20.6%AddedHistory
Vanguard Information Technology ETF92204A702ETF577$231.5K0.1%+55+10.5%Added–
VMIValmont Industries IncCOM987$232.1K0.1%+134+15.7%AddedHistory
AAgilent Technologies, Inc.COM1,475$232.3K0.1%−2,571−63.5%ReducedHistory
BMIBadger Meter IncCOM2,312$233.8K0.1%+339+17.2%AddedHistory
BLDQXO Insulation, LLCStock1,143$234.1K0.1%+112+10.9%AddedHistory
RSGRepublic Services, Inc.COM1,964$235.8K0.1%+284+16.9%AddedHistory
EXPOExponent IncCOM2,095$237.0K0.1%−110−5.0%ReducedHistory
MYRGMyr Group Inc.COM2,386$237.4K0.1%+267+12.6%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM57,231$237.5K0.1%−19,770−25.7%ReducedHistory
APDAir Products & Chemicals, Inc.Stock933$238.9K0.1%−4−0.4%ReducedHistory
TYLTyler Technologies IncCOM525$240.8K0.1%+133+33.9%AddedHistory
PLNTPlanet Fitness, Inc.CL A3,072$241.3K0.1%−372−10.8%ReducedHistory
ECLEcolab Inc.Stock1,160$242.0K0.1%−1,718−59.7%ReducedHistory
HCAHCA Healthcare, Inc.COM998$242.2K0.1%−23−2.3%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,328$242.8K0.1%+4,328NewHistory
DARDarling Ingredients Inc.COM3,382$243.2K0.1%−656−16.2%ReducedHistory
XLNXXilinx IncCOM1,612$243.4K0.1%+127+8.6%AddedHistory
IRDMIridium Communications Inc.COM6,214$247.6K0.1%−1,188−16.0%ReducedHistory
CVACovanta Holding CorpCOM12,384$249.2K0.1%+1,792+16.9%AddedHistory
CWSTCasella Waste Systems IncCL A3,282$249.2K0.1%+169+5.4%AddedHistory
DOOBRP Inc.COM SUN VTG2,690$249.3K0.1%−447−14.2%ReducedHistory
DOCUDocuSign, Inc.Stock969$249.4K0.1%+90+10.2%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF1,562$250.3K0.1%00.0%Unchanged–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History