Skip to main content
Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BAHBooz Allen Hamilton Holding CorpCL A60$4.76K<0.1%−948−94.0%ReducedHistory
PRIMPrimoris Services CorpStock196$4.80K<0.1%−6,316−97.0%ReducedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM4,766$4.86K<0.1%00.0%UnchangedHistory
CXWCoreCivic, Inc.COM557$4.96K<0.1%−17,980−97.0%ReducedHistory
FTDRFrontdoor, Inc.COM119$4.99K<0.1%−3,809−97.0%ReducedHistory
EXTRExtreme Networks IncCOM510$5.02K<0.1%−16,529−97.0%ReducedHistory
DBRGDigitalBridge Group, Inc.CL A COM837$5.05K<0.1%−90−9.7%ReducedHistory
NVRIEnviri CorpCOM298$5.05K<0.1%−9,533−97.0%ReducedHistory
ELSEquity Lifestyle Properties IncCOM65$5.08K<0.1%+61+1,525.0%AddedHistory
MTXMinerals Technologies IncCOM75$5.24K<0.1%−2,396−97.0%ReducedHistory
ORealty Income CorpREIT81$5.25K<0.1%+72+800.0%AddedHistory
WABWestinghouse Air Brake Technologies CorpStock62$5.34K<0.1%00.0%UnchangedHistory
CFCF Industries Holdings, Inc.COM97$5.42K<0.1%−8,259−98.8%ReducedHistory
MPTMedical Properties Trust IncCOM272$5.46K<0.1%+216+385.7%AddedHistory
EXPDExpeditors International of Washington IncCOM48$5.72K<0.1%−3,265−98.6%ReducedHistory
STRLSterling Infrastructure, Inc.COM255$5.78K<0.1%−8,245−97.0%ReducedHistory
PXDPioneer Natural Resources CoCOM35$5.83K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock476$5.90K<0.1%00.0%UnchangedHistory
PAASPan American Silver CorpStock259$6.03K<0.1%00.0%UnchangedHistory
DOYUDouYu International Holdings LtdSPONSORED ADS1,860$6.12K<0.1%+682+57.9%AddedHistory
HUYAHUYA Inc.ADS REP SHS A737$6.15K<0.1%−496−40.2%ReducedHistory
GISGeneral Mills IncStock103$6.16K<0.1%00.0%UnchangedHistory
BBYBest Buy Co IncStock61$6.45K<0.1%−625−91.1%ReducedHistory
BMOBank of MontrealCOM65$6.45K<0.1%00.0%UnchangedHistory
UEUrban Edge PropertiesCOM384$7.03K<0.1%−7,299−95.0%ReducedHistory
BRXBrixmor Property Group Inc.COM321$7.10K<0.1%−6,102−95.0%ReducedHistory
ADCAgree Realty CorpCOM109$7.22K<0.1%−2,055−95.0%ReducedHistory
Silvercrest Metals Inc828363101COM1,119$7.81K<0.1%00.0%Unchanged–
MGPMGM Growth Properties LLCCL A COM208$7.97K<0.1%−3,937−95.0%ReducedHistory
SABRSabre CorpCOM685$8.11K<0.1%00.0%UnchangedHistory
RRyder System IncCOM110$9.10K<0.1%00.0%UnchangedHistory
JOYYJOYY Inc.ADS REPSTG COM A173$9.48K<0.1%00.0%UnchangedHistory
IMMRImmersion CorpCOM1,400$9.58K<0.1%−485−25.7%ReducedHistory
OVVOvintiv Inc.COM293$9.63K<0.1%00.0%UnchangedHistory
CRONCronos Group Inc.COM1,751$9.92K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM729$10.1K<0.1%00.0%UnchangedHistory
HSYHershey CoCOM60$10.2K<0.1%−2,302−97.5%ReducedHistory
TMToyota Motor CorpADS58$10.3K<0.1%00.0%UnchangedHistory
MOMOHello Group Inc.ADS998$10.6K<0.1%00.0%UnchangedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR945$11.7K<0.1%00.0%UnchangedHistory
Pretium Res Inc74139C102COM1,250$12.0K<0.1%00.0%Unchanged–
BILIBilibili Inc.SPONS ADS REP Z197$13.0K<0.1%−269−57.7%ReducedHistory
TVRDTvardi Therapeutics, Inc.COM874$13.5K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM6,000$13.8K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST1,000$14.4K<0.1%00.0%Unchanged–
iShares Tr464288745GLB CNS DISC ETF96$15.8K<0.1%−1,199−92.6%Reduced–
NOKNokia CorpSPONSORED ADR2,979$16.2K<0.1%00.0%UnchangedHistory
iShares Tr464288711GLOB UTILITS ETF283$16.7K<0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Value ETF464287705ETF165$17.0K<0.1%00.0%Unchanged–
MMacy's, Inc.COM760$17.2K<0.1%−10,495−93.2%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF171$17.2K<0.1%00.0%Unchanged–
BAXBaxter International IncStock215$17.3K<0.1%−6,862−97.0%ReducedHistory
VLOValero Energy CorpStock248$17.5K<0.1%00.0%UnchangedHistory
Kirkland Lake Gold Ltd49741E100COM430$17.8K<0.1%00.0%Unchanged–
iShares Tr46434V647GLOBAL REIT ETF651$17.8K<0.1%00.0%Unchanged–
CAJPYCanon IncSPONSORED ADR755$18.4K<0.1%00.0%UnchangedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF231$18.5K<0.1%00.0%Unchanged–
iShares Tr464287291GLOBAL TECH ETF330$18.7K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
BPBP PLCADR688$18.8K<0.1%00.0%UnchangedHistory
HPQHP IncStock692$18.9K<0.1%−3,021−81.4%ReducedHistory
UNHUnitedHealth Group IncStock50$19.5K<0.1%−1,014−95.3%ReducedHistory
Crescent PT Energy Corp22576C101COM4,482$20.5K<0.1%00.0%Unchanged–
YUMYum Brands IncStock171$20.9K<0.1%+19+12.5%AddedHistory
China Life Ins Co Ltd16939P106SPON ADR REP H2,650$21.6K<0.1%00.0%Unchanged–
SCPLSciPlay CorpCL A1,070$22.1K<0.1%−750−41.2%ReducedHistory
MOAltria Group, Inc.Stock539$24.5K<0.1%00.0%UnchangedHistory
EROEro Copper Corp.COM1,400$24.7K<0.1%00.0%UnchangedHistory
VSXYVictoria's Secret & Co.COMMON STOCK448$24.8K<0.1%+448NewHistory
HONHoneywell International IncCOM121$25.7K<0.1%00.0%UnchangedHistory
iShares Tr464287333GLOBAL FINLS ETF345$27.1K<0.1%00.0%Unchanged–
NCLHNorwegian Cruise Line Holdings Ltd.SHS1,040$27.8K<0.1%−334−24.3%ReducedHistory
CMBTCmb.tech NVSHS2,933$27.9K<0.1%+2,933NewHistory
CVSCVS Health CorpStock331$28.1K<0.1%00.0%UnchangedHistory
TRHCTabula Rasa HealthCare, Inc.COM1,111$29.1K<0.1%−229−17.1%ReducedHistory
HBMHudbay Minerals Inc.COM4,800$29.8K<0.1%00.0%UnchangedHistory
DHIHorton D R IncCOM361$30.3K<0.1%−4,400−92.4%ReducedHistory
KBHKB HomeCOM786$30.6K<0.1%+384+95.5%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM1,700$30.7K<0.1%00.0%UnchangedHistory
LYBLyondellBasell Industries N.V.SHS - A -334$31.3K<0.1%00.0%UnchangedHistory
STAGSTAG Industrial, Inc.COM800$31.4K<0.1%+285+55.3%AddedHistory
DLRDigital Realty Trust, Inc.COM219$31.6K<0.1%+103+88.8%AddedHistory
iShares Tr464288695GLOBAL MATER ETF384$32.7K<0.1%00.0%Unchanged–
CCOICogent Communications Holdings, Inc.COM NEW466$33.0K<0.1%−234−33.4%ReducedHistory
LENLennar CorpCL A353$33.1K<0.1%−4,568−92.8%ReducedHistory
HOLXHologic IncCOM458$33.8K<0.1%−456−49.9%ReducedHistory
SHAKShake Shack Inc.CL A438$34.4K<0.1%−93−17.5%ReducedHistory
TLRYTilray Brands, Inc.COM CL 23,072$34.7K<0.1%00.0%UnchangedHistory
iShares Tr464288729GLOB INDSTRL ETF296$34.8K<0.1%00.0%Unchanged–
BLBDBlue Bird CorpCOM1,691$35.3K<0.1%00.0%UnchangedHistory
STLDSteel Dynamics IncCOM605$35.4K<0.1%−6,966−92.0%ReducedHistory
LEVILevi Strauss & CoCL A COM STK1,479$36.2K<0.1%00.0%UnchangedHistory
TMETencent Music Entertainment GroupSPON ADS5,100$37.0K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM1,032$37.7K<0.1%+824+396.2%AddedHistory
MGMMGM Resorts InternationalStock906$39.1K<0.1%00.0%UnchangedHistory
RNGRingCentral, Inc.CL A180$39.1K<0.1%−237−56.8%ReducedHistory
FERGFerguson Enterprises Inc.SHS283$39.4K<0.1%−102−26.5%ReducedHistory
AMEDAmedisys IncCOM264$39.4K<0.1%−3,361−92.7%ReducedHistory
TCOMTrip.com Group LtdADS1,297$39.9K<0.1%00.0%UnchangedHistory
XRAYDentsply Sirona Inc.Stock688$39.9K<0.1%+688NewHistory
PANWPalo Alto Networks IncStock84$40.2K<0.1%+75+833.3%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History