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Livermore
Livermore
ZHEN

Compass Ion Advisors, LLC

SEC CIK
0001621100
Latest filing
Aug 12, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 2, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
95
+4 vs. Q3 2021
Portfolio value
$310.9M
+$32.6M (+11.7%) vs. Q3 2021
Filed
Feb 2, 2022
AmendedSEC
Holdings of Compass Ion Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF178,295$43.0M13.8%−2,788−1.5%Reduced–
Vanguard Total World Stock ETF922042742ETF280,417$30.1M9.7%+92,971+49.6%Added–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP665,096$27.9M9.0%−39,268−5.6%Reduced–
iShares Core Dividend Growth ETF46434V621ETF433,789$24.1M7.8%+4,999+1.2%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF213,875$18.7M6.0%−27,812−11.5%Reduced–
Vanguard Wellington FD921935805US VALUE FACTR160,947$16.9M5.4%+41,720+35.0%Added–
PIMCO ETF Tr72201R866INTER MUN BD ACT291,150$16.4M5.3%−27,433−8.6%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD272,406$15.0M4.8%−13,113−4.6%Reduced–
iShares Tr464289875CORE 40 MODE ETF323,609$14.7M4.7%+306,897+1,836.4%Added–
WisdomTree Tr97717X578EM EX ST-OWNED214,788$7.92M2.5%−70,890−24.8%Reduced–
ARK Innovation ETF00214Q104ETF69,390$6.56M2.1%−66,730−49.0%Reduced–
GLDMWorld Gold TrustSPDR GLD MINIS335,858$6.11M2.0%−54,523−14.0%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF102,790$5.74M1.8%+335+0.3%Added–
Vanguard Dividend Appreciation ETF921908844ETF28,782$4.94M1.6%+6,757+30.7%Added–
SPYSPDR S&P 500 ETF TrustETF8,035$3.82M1.2%+1,573+24.3%AddedHistory
GMEDGlobus Medical IncStock49,734$3.59M1.2%+41,955+539.3%AddedHistory
BXBlackstone Inc.COM24,645$3.19M1.0%+187+0.8%AddedHistory
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF54,788$3.00M1.0%−5,494−9.1%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF12,511$2.83M0.9%+7,464+147.9%Added–
Schwab U.S. Broad Market ETF808524102ETF24,774$2.80M0.9%+4,219+20.5%Added–
iShares Core S&P 500 ETF464287200ETF5,158$2.46M0.8%+1,070+26.2%Added–
iShares Tr4642886613 7 YR TREAS BD18,778$2.42M0.8%+4,117+28.1%Added–
Vanguard Ftse Developed Markets ETF921943858ETF46,793$2.39M0.8%+6,914+17.3%Added–
AMZNAmazon Com IncStock696$2.32M0.7%+24+3.6%AddedHistory
AAPLApple Inc.Stock11,294$2.00M0.6%+1,913+20.4%AddedHistory
MSFTMicrosoft CorpStock5,762$1.94M0.6%+816+16.5%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR44,418$1.75M0.6%+161+0.4%Added–
BRK.BBerkshire Hathaway IncStock5,289$1.58M0.5%−85−1.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10046,308$1.55M0.5%+46,308New–
UVSPUnivest Financial CorpCOM51,653$1.54M0.5%+78+0.2%AddedHistory
iShares Tr464288414NATIONAL MUN ETF12,919$1.50M0.5%+4,552+54.4%Added–
iShares Tr464289883CORE 30 70 ETF35,331$1.41M0.5%+20,152+132.8%Added–
SPDR Series Trust78464A763ST STR SP DIV9,427$1.22M0.4%+73+0.8%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF4,536$1.16M0.4%−86−1.9%Reduced–
iShares Tr464287150CORE S&P TTL STK9,987$1.07M0.3%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF2,586$1.03M0.3%−45−1.7%Reduced–
NVDANVIDIA CorpStock3,239$953.0K0.3%+8+0.2%AddedHistory
JNJJohnson & JohnsonStock5,484$938.0K0.3%−169−3.0%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,820$905.0K0.3%+4+0.1%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,345$852.0K0.3%+11+0.5%AddedHistory
WSO.BWatsco IncCL B CONV2,727$849.0K0.3%00.0%UnchangedHistory
VZVerizon Communications IncStock16,111$837.0K0.3%+11,702+265.4%AddedHistory
Vanguard World FD921910733ESG US STK ETF9,468$832.0K0.3%+382+4.2%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW13,317$796.0K0.3%+12+0.1%Added–
BSYBentley Systems IncCOM CL B16,371$791.0K0.3%+16,371NewHistory
GOOGLAlphabet Inc.Stock259$750.0K0.2%+15+6.1%AddedHistory
UPWheels Up Experience Inc.COMMON STOCK155,620$722.0K0.2%00.0%UnchangedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF22,107$685.0K0.2%−1,354−5.8%Reduced–
METAMeta Platforms, Inc.Stock2,013$677.0K0.2%+175+9.5%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF16,495$674.0K0.2%−7,223−30.5%Reduced–
ETF Managers Tr26924G706WEDBUSH VID GAME7,572$665.0K0.2%+2,472+48.5%Added–
GOOGAlphabet Inc.Stock205$593.0K0.2%+9+4.6%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF4,935$565.0K0.2%+1,049+27.0%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF3,087$552.0K0.2%+1,733+128.0%Added–
WSOWatsco IncCOM1,599$500.0K0.2%+11+0.7%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF10,032$496.0K0.2%+1,988+24.7%Added–
COINCoinbase Global, Inc.COM CL A1,905$481.0K0.2%+605+46.5%AddedHistory
NOWServiceNow, Inc.Stock740$480.0K0.2%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF8,684$432.0K0.1%+19+0.2%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF5,040$426.0K0.1%+66+1.3%Added–
SESea LtdSPONSORD ADS1,786$400.0K0.1%00.0%UnchangedHistory
Tidal ETF Tr886364843ATAC US ROTATION16,686$392.0K0.1%−2,340−12.3%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF6,485$388.0K0.1%+6,485New–
NSCNorfolk Southern CorpStock1,244$370.0K0.1%+4+0.3%AddedHistory
PYPLPayPal Holdings, Inc.Stock1,949$368.0K0.1%00.0%UnchangedHistory
iShares Tr46436E684ESG AWARE MODRTE12,493$364.0K0.1%+441+3.7%Added–
PIMCO ETF Tr72201R635MUNI INCOME OPP7,168$358.0K0.1%+7,168New–
Vanguard Morningstar Value ETF922908744ETF2,364$348.0K0.1%+2,364New–
iShares Tr464288273EAFE SML CP ETF4,554$333.0K0.1%+1,052+30.0%Added–
The Alger ETF Trust015564107MID CAP 40 ETF15,923$318.0K0.1%+15,923New–
Vanguard S&P 500 ETF922908363ETF723$316.0K0.1%−743−50.7%Reduced–
NKENIKE, Inc.Stock1,886$314.0K0.1%−24−1.3%ReducedHistory
TSLATesla, Inc.Stock296$313.0K0.1%00.0%UnchangedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI13,170$296.0K0.1%+13,170New–
Vanguard World FD921910873MEGA CAP INDEX1,752$295.0K0.1%+208+13.5%Added–
BLKBlackRock, Inc.COM314$288.0K0.1%+1+0.3%AddedHistory
MCDMcDonalds CorpStock1,065$286.0K0.1%+5+0.5%AddedHistory
LULUlululemon athletica inc.Stock722$283.0K0.1%00.0%UnchangedHistory
EXCExelon CorpStock4,884$282.0K0.1%+35+0.7%AddedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO12,577$264.0K0.1%−1,984−13.6%Reduced–
WMTWalmart Inc.Stock1,774$257.0K0.1%−76−4.1%ReducedHistory
Schwab U.S. REIT ETF808524847ETF4,753$250.0K0.1%+4,753New–
MDTMedtronic plcStock2,394$248.0K0.1%−4−0.2%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF876$247.0K0.1%+1+0.1%Added–
AMTAmerican Tower CorpREIT767$224.0K0.1%+3+0.4%AddedHistory
NOCNorthrop Grumman CorpStock575$223.0K0.1%+2+0.3%AddedHistory
SONYSony Group CorpSPONSORED ADR1,718$217.0K0.1%+1,718NewHistory
GILGildan Activewear Inc.Stock5,053$214.0K0.1%+5,053NewHistory
RBLXRoblox CorpStock2,061$213.0K0.1%+2,061NewHistory
HDHome Depot, Inc.Stock503$209.0K0.1%+503NewHistory
LUVSouthwest Airlines CoCOM4,753$204.0K0.1%+40+0.8%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF5,554$203.0K0.1%+5,554New–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,540$203.0K0.1%+1,540New–
INODInnodata IncCOM NEW25,000$148.0K<0.1%+25,000NewHistory
CGENCompugen LtdORD15,000$65.0K<0.1%+15,000NewHistory

Sold out since Q3 2021 (12)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Compass Ion Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT19,780$1.01M0.4%–
ARK ETF Tr00214Q302GENOMIC REV ETF6,483$484.0K0.2%–
iShares Tr46429B655FLTG RATE NT ETF8,802$447.0K0.2%–
IAUiShares Gold TrustETF9,938$332.0K0.1%History
WisdomTree Tr97717Y691CLOUD COMPUTNG4,710$271.0K0.1%–
NTNXNutanix, Inc.Stock6,247$236.0K0.1%History
ETF Managers Tr26924G771ETFMG TRAVEL TEC8,072$229.0K0.1%–
SWAVShockwave Medical, Inc.COM1,065$219.0K0.1%History
DISWalt Disney CoStock1,267$214.0K0.1%History
Ssga Active ETF Tr78467V400GLOBL ALLO ETF4,584$209.0K0.1%–
EAElectronic Arts Inc.COM1,435$204.0K0.1%History
WisdomTree Tr97717Y683ENHNCD CMMDTY ST8,996$201.0K0.1%–