Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q1 2025
Holdings as of Mar 31, 2025, filed May 14, 2025. Long positions only; changes compare share counts with Q4 2024.
- Positions
- 54
- −4 vs. Q4 2024
- Portfolio value
- $86.2M
- −$28.8M (−25.0%) vs. Q4 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Leddartech Hldgs Inc52328E113 | *W EXP 12/21/202 | 16,665 | $1.01K | <0.1% | 00.0% | Unchanged | – |
| ILLRTriller Group Inc. | COMMON STOCK | 33,182 | $25.9K | <0.1% | 00.0% | Unchanged | History |
| KMTSKestra Medical Technologies, Ltd. | SHS | 10,000 | $249.2K | 0.3% | +10,000 | New | History |
| SAILSailPoint, Inc. | COM | 25,000 | $468.8K | 0.5% | +25,000 | New | History |
| CEPOCantor Equity Partners I, Inc. | COM | 50,000 | $512.3K | 0.6% | +50,000 | New | History |
| NBISNebius Group N.V. | Stock | 25,000 | $527.8K | 0.6% | −32,500−56.5% | Reduced | History |
| DHRDanaher Corp | Stock | 2,750 | $563.8K | 0.7% | +2,750 | New | History |
| LLYEli Lilly & Co | Stock | 750 | $619.4K | 0.7% | +750 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 3,750 | $661.1K | 0.8% | +3,750 | New | History |
| SAROStandardAero, Inc. | COM | 25,000 | $666.0K | 0.8% | +25,000 | New | History |
| NTRANatera, Inc. | COM | 5,000 | $707.0K | 0.8% | +500+11.1% | Added | History |
| WMTWalmart Inc. | Stock | 9,000 | $790.1K | 0.9% | +4,375+94.6% | Added | History |
| SNOWSnowflake Inc. | Stock | 5,950 | $869.7K | 1.0% | +5,950 | New | History |
| WWayfair Inc. | CL A | 27,500 | $880.8K | 1.0% | +2,500+10.0% | Added | History |
| HONHoneywell International Inc | COM | 4,250 | $899.9K | 1.0% | −2,750−39.3% | Reduced | History |
| STRMStreamline Health Solutions Inc. | COM | 321,614 | $900.6K | 1.0% | 00.0% | Unchanged | History |
| TEAMAtlassian Corp | CL A | 4,250 | $901.9K | 1.0% | −750−15.0% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 5,500 | $938.5K | 1.1% | −2,625−32.3% | Reduced | History |
| THCTenet Healthcare Corp | COM NEW | 7,500 | $1.01M | 1.2% | +7,500 | New | History |
| EMBJEmbraer S.A. | ADR | 22,500 | $1.04M | 1.2% | −10,000−30.8% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 10,750 | $1.08M | 1.3% | −6,750−38.6% | Reduced | History |
| UUnity Software Inc. | COM | 57,500 | $1.13M | 1.3% | +20,000+53.3% | Added | History |
| UNPUnion Pacific Corp | Stock | 5,000 | $1.18M | 1.4% | −2,000−28.6% | Reduced | History |
| AAPLApple Inc. | Stock | 5,500 | $1.22M | 1.4% | +5,500 | New | History |
| JPMJPMorgan Chase & Co | Stock | 5,000 | $1.23M | 1.4% | +1,000+25.0% | Added | History |
| VSTVistra Corp. | Stock | 10,500 | $1.23M | 1.4% | +5,125+95.3% | Added | History |
| ELVElevance Health, Inc. | Stock | 2,850 | $1.24M | 1.4% | +2,850 | New | History |
| PCORProcore Technologies, Inc. | COM | 20,000 | $1.32M | 1.5% | +20,000 | New | History |
| CEGConstellation Energy Corp | Stock | 6,750 | $1.36M | 1.6% | +3,500+107.7% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 2,750 | $1.36M | 1.6% | −125−4.3% | Reduced | History |
| DEDeere & Co | Stock | 3,000 | $1.41M | 1.6% | +500+20.0% | Added | History |
| GFLGFL Environmental Inc. | SUB VTG SHS | 30,000 | $1.45M | 1.7% | +13,500+81.8% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 9,150 | $1.52M | 1.8% | −4,200−31.5% | Reduced | History |
| CVNACarvana Co. | CL A | 7,500 | $1.57M | 1.8% | +7,500 | New | History |
| NVDANVIDIA Corp | Stock | 15,000 | $1.63M | 1.9% | −15,000−50.0% | Reduced | History |
| MCOMoodys Corp | Stock | 3,500 | $1.63M | 1.9% | +250+7.7% | Added | History |
| MAMastercard Inc | Stock | 3,000 | $1.64M | 1.9% | +150+5.3% | Added | History |
| SPGIS&P Global Inc. | Stock | 3,250 | $1.65M | 1.9% | 00.0% | Unchanged | History |
| VVisa Inc. | Stock | 4,750 | $1.66M | 1.9% | −1,500−24.0% | Reduced | History |
| NFLXNetflix Inc | Stock | 2,000 | $1.87M | 2.2% | +2,000 | New | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $1.92M | 2.2% | 00.0% | Unchanged | History |
| IIIVi3 Verticals, Inc. | COM CL A | 78,597 | $1.94M | 2.2% | −3,009−3.7% | Reduced | History |
| SPOTSpotify Technology S.A. | Stock | 3,750 | $2.06M | 2.4% | +500+15.4% | Added | History |
| INFUInfuSystem Holdings, Inc | COM | 409,302 | $2.20M | 2.6% | −188,311−31.5% | Reduced | History |
| TACTTransact Technologies Inc | COM | 640,168 | $2.36M | 2.7% | 00.0% | Unchanged | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $2.51M | 2.9% | 00.0% | Unchanged | History |
| FENCFennec Pharmaceuticals Inc. | COM | 466,869 | $2.84M | 3.3% | 00.0% | Unchanged | History |
| FRNMFreenome, Inc. | CL A ORD SHS | 300,000 | $3.09M | 3.6% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 20,000 | $3.12M | 3.6% | −250−1.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 5,500 | $3.17M | 3.7% | −1,115−16.9% | Reduced | History |
| ARAYAccuray Inc | COM | 1,849,184 | $3.31M | 3.8% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 10,000 | $3.75M | 4.4% | −8,125−44.8% | Reduced | History |
| LQDALiquidia Corp | COM NEW | 339,158 | $5.00M | 5.8% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 38,500 | $7.33M | 8.5% | 00.0% | Unchanged | History |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q4 2024 (18)
Positions held at the end of Q4 2024 that are gone from this filing.
| Security | Class | Shares in Q4 2024 | Value in Q4 2024 | % of portfolio in Q4 2024 | History |
|---|---|---|---|---|---|
| PENNPENN Entertainment, Inc. | COM | 518,272 | $10.3M | 8.9% | History |
| XYZBlock, Inc. | CL A | 21,500 | $1.83M | 1.6% | History |
| ETNEaton Corp plc | Stock | 4,750 | $1.58M | 1.4% | History |
| ROPRoper Technologies Inc | Stock | 3,025 | $1.57M | 1.4% | History |
| DKNGDraftKings Inc. | Stock | 30,000 | $1.12M | 1.0% | History |
| ALLAllstate Corp | Stock | 5,000 | $964.0K | 0.8% | History |
| XOMExxonMobil Holdings Corp | COM | 8,950 | $962.8K | 0.8% | History |
| TPGTPG Inc. | COM CL A | 15,000 | $942.6K | 0.8% | History |
| CLMTCalumet, Inc. | COM | 40,000 | $880.8K | 0.8% | History |
| PGRProgressive Corp | Stock | 3,250 | $778.7K | 0.7% | History |
| CPNGCoupang, Inc. | CL A | 35,000 | $769.3K | 0.7% | History |
| PRMBPrimo Brands Corp | CLASS A COM SHS | 25,000 | $769.3K | 0.7% | History |
| ALGNAlign Technology Inc | COM | 3,500 | $729.8K | 0.6% | History |
| DDOGDatadog, Inc. | CL A COM | 5,000 | $714.5K | 0.6% | History |
| EMREmerson Electric Co | Stock | 5,750 | $712.6K | 0.6% | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 55,000 | $702.9K | 0.6% | History |
| EXASExact Sciences Corp | COM | 12,500 | $702.4K | 0.6% | History |
| DLRDigital Realty Trust, Inc. | COM | 2,100 | $372.4K | 0.3% | History |