Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 70
- +25 vs. Q3 2023
- Portfolio value
- $145.9M
- +$5.65M (+4.0%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | 10,000 | $650 | <0.1% | +10,000 | New | – |
| Leddartech Hldgs Inc52328E113 | *W EXP 12/21/202 | 16,665 | $1.42K | <0.1% | +16,665 | New | – |
| GORVLazydays Holdings, Inc. | COM | 57,404 | $404.7K | 0.3% | 00.0% | Unchanged | History |
| JWSUFJaws Mustang Acquisition Corp | UNIT 99/99/9999 | 40,000 | $433.2K | 0.3% | +40,000 | New | History |
| PCTPureCycle Technologies, Inc. | COM | 121,274 | $491.2K | 0.3% | 00.0% | Unchanged | History |
| EXASExact Sciences Corp | COM | 6,850 | $506.8K | 0.3% | +6,850 | New | History |
| SHAKShake Shack Inc. | CL A | 6,850 | $507.7K | 0.3% | +6,850 | New | History |
| SPOTSpotify Technology S.A. | Stock | 2,750 | $516.8K | 0.4% | +2,750 | New | History |
| SLBSLB Limited | Stock | 10,000 | $520.4K | 0.4% | +10,000 | New | History |
| HCAHCA Healthcare, Inc. | COM | 1,925 | $521.1K | 0.4% | +1,925 | New | History |
| MCOMoodys Corp | Stock | 1,350 | $527.3K | 0.4% | +1,350 | New | History |
| BRZEBraze, Inc. | Stock | 10,000 | $531.3K | 0.4% | −750−7.0% | Reduced | History |
| NTRANatera, Inc. | COM | 8,500 | $532.4K | 0.4% | +8,500 | New | History |
| WDAYWorkday, Inc. | CL A | 2,000 | $552.1K | 0.4% | −10,500−84.0% | Reduced | History |
| GTLBGitlab Inc. | CLASS A COM | 12,000 | $755.5K | 0.5% | +750+6.7% | Added | History |
| MDBMongoDB, Inc. | CL A | 1,850 | $756.4K | 0.5% | +1,850 | New | History |
| ENPHEnphase Energy, Inc. | Stock | 5,725 | $756.5K | 0.5% | +5,725 | New | History |
| AXNXAxonics, Inc. | COM | 12,250 | $762.3K | 0.5% | +12,250 | New | History |
| RGENRepligen Corp | COM | 4,250 | $764.1K | 0.5% | +4,250 | New | History |
| AVTRAvantor, Inc. | COM | 33,650 | $768.2K | 0.5% | +33,650 | New | History |
| TECHBIO-TECHNE Corp | COM | 10,000 | $771.6K | 0.5% | +10,000 | New | History |
| UNPUnion Pacific Corp | Stock | 3,150 | $773.7K | 0.5% | +3,150 | New | History |
| CLColgate Palmolive Co | Stock | 10,000 | $797.1K | 0.5% | +10,000 | New | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $943.4K | 0.6% | 00.0% | Unchanged | History |
| PCORProcore Technologies, Inc. | COM | 15,000 | $1.04M | 0.7% | −22,500−60.0% | Reduced | History |
| ADBEAdobe Inc. | Stock | 1,750 | $1.04M | 0.7% | +1,750 | New | History |
| BABAAlibaba Group Holding Ltd | ADR | 13,500 | $1.05M | 0.7% | −26,500−66.3% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,425 | $1.29M | 0.9% | −4,575−65.4% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 8,000 | $1.29M | 0.9% | +8,000 | New | History |
| ALGNAlign Technology Inc | COM | 4,700 | $1.29M | 0.9% | +4,700 | New | History |
| DPZDominos Pizza Inc | COM | 3,125 | $1.29M | 0.9% | +3,125 | New | History |
| FWONKLiberty Media Corp | COM LBTY ONE S C | 20,500 | $1.29M | 0.9% | +1,000+5.1% | Added | History |
| EMREmerson Electric Co | Stock | 13,300 | $1.29M | 0.9% | +800+6.4% | Added | History |
| XYZBlock, Inc. | CL A | 16,750 | $1.30M | 0.9% | +16,750 | New | History |
| ELVElevance Health, Inc. | Stock | 2,750 | $1.30M | 0.9% | +2,750 | New | History |
| SPGIS&P Global Inc. | Stock | 2,945 | $1.30M | 0.9% | +2,945 | New | History |
| ISRGIntuitive Surgical Inc | COM NEW | 3,850 | $1.30M | 0.9% | −4,650−54.7% | Reduced | History |
| DEDeere & Co | Stock | 3,250 | $1.30M | 0.9% | −3,000−48.0% | Reduced | History |
| WMTWalmart Inc. | Stock | 8,250 | $1.30M | 0.9% | +8,250 | New | History |
| JPMJPMorgan Chase & Co | Stock | 7,650 | $1.30M | 0.9% | +7,650 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 5,625 | $1.30M | 0.9% | −14,375−71.9% | Reduced | History |
| VVisa Inc. | Stock | 5,000 | $1.30M | 0.9% | +5,000 | New | History |
| MCKMcKesson Corp | Stock | 2,825 | $1.31M | 0.9% | +2,825 | New | History |
| UNHUnitedHealth Group Inc | Stock | 2,500 | $1.32M | 0.9% | +2,500 | New | History |
| GFLGFL Environmental Inc. | SUB VTG SHS | 38,500 | $1.33M | 0.9% | +38,500 | New | History |
| GOOGAlphabet Inc. | Stock | 10,000 | $1.41M | 1.0% | −32,500−76.5% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 10,000 | $1.47M | 1.0% | −7,000−41.2% | Reduced | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.73M | 1.2% | 00.0% | Unchanged | History |
| BSXBoston Scientific Corp | Stock | 32,500 | $1.88M | 1.3% | +22,500+225.0% | Added | History |
| STRMStreamline Health Solutions Inc. | COM | 4,824,212 | $2.05M | 1.4% | 00.0% | Unchanged | History |
| INSEInspired Entertainment, Inc. | COM | 259,537 | $2.56M | 1.8% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 5,785 | $2.86M | 2.0% | +1,785+44.6% | Added | History |
| ECVTEcovyst Inc. | COM | 297,061 | $2.90M | 2.0% | 00.0% | Unchanged | History |
| CALYCallaway Golf Co | COM | 220,000 | $3.15M | 2.2% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 11,000 | $3.89M | 2.7% | −8,750−44.3% | Reduced | History |
| DIBS1stdibs.com, Inc. | COM | 843,323 | $3.95M | 2.7% | 00.0% | Unchanged | History |
| LQDALiquidia Corp | COM NEW | 339,158 | $4.08M | 2.8% | 00.0% | Unchanged | History |
| SIXSix Flags Entertainment Corp | COM | 177,936 | $4.46M | 3.1% | +177,936 | New | History |
| TACTTransact Technologies Inc | COM | 640,168 | $4.47M | 3.1% | 00.0% | Unchanged | History |
| CSVCarriage Services Inc | COM | 208,497 | $5.21M | 3.6% | +50,000+31.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 13,875 | $5.22M | 3.6% | −4,875−26.0% | Reduced | History |
| ARAYAccuray Inc | COM | 1,849,184 | $5.23M | 3.6% | 00.0% | Unchanged | History |
| FENCFennec Pharmaceuticals Inc. | COM | 466,869 | $5.24M | 3.6% | 00.0% | Unchanged | History |
| SSYSStratasys Ltd. | SHS | 375,000 | $5.36M | 3.7% | 00.0% | Unchanged | History |
| TBCHTurtle Beach Corp | COM NEW | 514,964 | $5.64M | 3.9% | 00.0% | Unchanged | History |
| AGSPlayAGS, Inc. | COM | 715,864 | $6.03M | 4.1% | −409,136−36.4% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $6.47M | 4.4% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 42,750 | $6.50M | 4.5% | −250−0.6% | Reduced | History |
| INFUInfuSystem Holdings, Inc | COM | 618,085 | $6.51M | 4.5% | 00.0% | Unchanged | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $7.19M | 4.9% | 00.0% | Unchanged | History |
Sold out since Q3 2023 (7)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| VSECVse Corp | COM | 137,446 | $6.93M | 4.9% | History |
| DDOGDatadog, Inc. | CL A COM | 27,500 | $2.50M | 1.8% | History |
| NFLXNetflix Inc | Stock | 3,250 | $1.23M | 0.9% | History |
| WMWaste Management Inc | Stock | 3,500 | $533.5K | 0.4% | History |
| HUBSHubSpot Inc | COM | 1,000 | $492.5K | 0.4% | History |
| DRRXDurect Corp | COM NEW | 130,933 | $326.0K | 0.2% | History |
| DHRDanaher Corp | Stock | 1,000 | $248.1K | 0.2% | History |