Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Jan 26, 2024. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 45
- +3 vs. Q2 2023
- Portfolio value
- $140.3M
- −$15.7M (−10.0%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AGSPlayAGS, Inc. | COM | 1,125,000 | $7.33M | 5.2% | 00.0% | Unchanged | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $7.25M | 5.2% | 00.0% | Unchanged | History |
| VSECVse Corp | COM | 137,446 | $6.93M | 4.9% | 00.0% | Unchanged | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $6.63M | 4.7% | 00.0% | Unchanged | History |
| INFUInfuSystem Holdings, Inc | COM | 618,085 | $5.96M | 4.2% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 19,750 | $5.93M | 4.2% | +7,250+58.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 18,750 | $5.92M | 4.2% | +3,750+25.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 42,500 | $5.60M | 4.0% | +22,500+112.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 43,000 | $5.47M | 3.9% | +3,000+7.5% | Added | History |
| SSYSStratasys Ltd. | SHS | 375,000 | $5.10M | 3.6% | +50,000+15.4% | Added | History |
| ARAYAccuray Inc | COM | 1,849,184 | $5.03M | 3.6% | 00.0% | Unchanged | History |
| TBCHTurtle Beach Corp | COM NEW | 514,964 | $4.67M | 3.3% | 00.0% | Unchanged | History |
| STRMStreamline Health Solutions Inc. | COM | 4,824,212 | $4.67M | 3.3% | 00.0% | Unchanged | History |
| CSVCarriage Services Inc | COM | 158,497 | $4.48M | 3.2% | 00.0% | Unchanged | History |
| TACTTransact Technologies Inc | COM | 640,168 | $4.11M | 2.9% | 00.0% | Unchanged | History |
| IQVIQVIA Holdings Inc. | Stock | 20,000 | $3.94M | 2.8% | −2,500−11.1% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 7,000 | $3.54M | 2.5% | +2,000+40.0% | Added | History |
| FENCFennec Pharmaceuticals Inc. | COM | 466,869 | $3.51M | 2.5% | 00.0% | Unchanged | History |
| BABAAlibaba Group Holding Ltd | ADR | 40,000 | $3.47M | 2.5% | +40,000 | New | History |
| INSEInspired Entertainment, Inc. | COM | 259,537 | $3.10M | 2.2% | 00.0% | Unchanged | History |
| DIBS1stdibs.com, Inc. | COM | 843,323 | $3.07M | 2.2% | 00.0% | Unchanged | History |
| CALYCallaway Golf Co | COM | 220,000 | $3.04M | 2.2% | 00.0% | Unchanged | History |
| ECVTEcovyst Inc. | COM | 297,061 | $2.92M | 2.1% | 00.0% | Unchanged | History |
| WDAYWorkday, Inc. | CL A | 12,500 | $2.69M | 1.9% | −2,500−16.7% | Reduced | History |
| DDOGDatadog, Inc. | CL A COM | 27,500 | $2.50M | 1.8% | +7,500+37.5% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 8,500 | $2.48M | 1.8% | +8,500 | New | History |
| PCORProcore Technologies, Inc. | COM | 37,500 | $2.45M | 1.7% | +2,500+7.1% | Added | History |
| DEDeere & Co | Stock | 6,250 | $2.36M | 1.7% | +750+13.6% | Added | History |
| LQDALiquidia Corp | COM NEW | 339,158 | $2.15M | 1.5% | 00.0% | Unchanged | History |
| AMDAdvanced Micro Devices Inc | Stock | 17,000 | $1.75M | 1.2% | −13,000−43.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 4,000 | $1.74M | 1.2% | +4,000 | New | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.73M | 1.2% | 00.0% | Unchanged | History |
| NFLXNetflix Inc | Stock | 3,250 | $1.23M | 0.9% | +3,250 | New | History |
| FWONKLiberty Media Corp | COM LBTY ONE S C | 19,500 | $1.21M | 0.9% | +19,500 | New | History |
| EMREmerson Electric Co | Stock | 12,500 | $1.21M | 0.9% | +12,500 | New | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $821.4K | 0.6% | 00.0% | Unchanged | History |
| PCTPureCycle Technologies, Inc. | COM | 121,274 | $680.3K | 0.5% | 00.0% | Unchanged | History |
| WMWaste Management Inc | Stock | 3,500 | $533.5K | 0.4% | +3,500 | New | History |
| BSXBoston Scientific Corp | Stock | 10,000 | $528.0K | 0.4% | −22,500−69.2% | Reduced | History |
| GTLBGitlab Inc. | CLASS A COM | 11,250 | $508.7K | 0.4% | +11,250 | New | History |
| BRZEBraze, Inc. | Stock | 10,750 | $502.3K | 0.4% | +10,750 | New | History |
| HUBSHubSpot Inc | COM | 1,000 | $492.5K | 0.4% | +1,000 | New | History |
| GORVLazydays Holdings, Inc. | COM | 57,404 | $436.3K | 0.3% | −8,724−13.2% | Reduced | History |
| DRRXDurect Corp | COM NEW | 130,933 | $326.0K | 0.2% | 00.0% | Unchanged | History |
| DHRDanaher Corp | Stock | 1,000 | $248.1K | 0.2% | +1,000 | New | History |
Sold out since Q2 2023 (8)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| FNKOFunko, Inc. | COM CL A | 400,000 | $4.33M | 2.8% | History |
| ENPHEnphase Energy, Inc. | Stock | 17,500 | $2.93M | 1.9% | History |
| WSCWillScot Holdings Corp | COM CL A | 50,000 | $2.39M | 1.5% | History |
| CTLTCatalent, Inc. | COM | 50,000 | $2.17M | 1.4% | History |
| TMUST-Mobile US, Inc. | Stock | 13,000 | $1.81M | 1.2% | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 162,727 | $1.44M | 0.9% | History |
| UNHUnitedHealth Group Inc | Stock | 2,500 | $1.20M | 0.8% | History |
| NKENIKE, Inc. | Stock | 10,000 | $1.10M | 0.7% | History |