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Livermore
Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 14, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
668
−3 vs. Q4 2023
Portfolio value
$1.42B
+$21.8M (+1.6%) vs. Q4 2023
Filed
May 14, 2024
SEC
Holdings of HighPoint Advisor Group LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Creative Edge Nutrition Inc Com New22528W205Common Stock239,000$00.0%00.0%Unchanged–
Endocan Corp29271J109Common Stock12,000$00.0%00.0%Unchanged–
Enzolytics Inc Com294112107Common Stock38,470$00.0%00.0%Unchanged–
HCMCHealthier Choices Management Corp.COM2,712,500$00.0%00.0%UnchangedHistory
ITHUFiANTHUS CAPITAL HOLDINGS, INC.COM11,314$00.0%00.0%UnchangedHistory
NVTAInvitae CorpCOM15,426$00.0%00.0%UnchangedHistory
MMNFFMedMen Enterprises, Inc.Common Stock33,264$00.0%00.0%UnchangedHistory
WDLFDecentral Life, Inc.Common Stock50,000$00.0%00.0%UnchangedHistory
SRNESorrento Therapeutics, Inc.COM NEW22,250$00.0%00.0%UnchangedHistory
HYSRSunhydrogen, Inc.Common Stock20,000$00.0%00.0%UnchangedHistory
TTCMARtelligence Holdings, Inc.Common Stock150,000$00.0%00.0%UnchangedHistory
TLSSTransportation & Logistics Systems, Inc.Stock14,500$00.0%00.0%UnchangedHistory
Viper Networks Inc92762R105Common Stock366,666$00.0%00.0%Unchanged–
88 Energy Ltd ComQ3394D101COM94,600$00.0%00.0%Unchanged–
Hpil Hldg Com40432Y109Stock600,000$00.0%00.0%Unchanged–
GXXMGex Management, Inc.Common Stock354,000$00.0%00.0%UnchangedHistory
Quad M Solutions Inc New74738Q205Common Stock46,000$00.0%00.0%Unchanged–
RDCTVNUE, Inc.Common Stock100,000$00.0%00.0%UnchangedHistory
RSCFReflect Scientific, Inc.Common Stock14,500$1.00K<0.1%00.0%UnchangedHistory
Oracle Commodity Hldg Corp68405F104Common Stock12,000$1.00K<0.1%+12,000New–
Bradda Head Lithium LtdG15409108Common Stock40,000$1.00K<0.1%00.0%Unchanged–
Aurora Solar Technologies in Com05207J108Common Stock45,000$2.00K<0.1%+45,000New–
WKHSWorkhorse Group Inc.COM NEW13,024$2.00K<0.1%00.0%UnchangedHistory
Sayona Mining Limited ComQ8329N108COM65,000$2.00K<0.1%00.0%Unchanged–
Cyberlux Corp23247M205Common440,000$2.00K<0.1%00.0%Unchanged–
SPTJFSinopec Shanghai Petrochemical Co LtdCommon Stock13,000$2.00K<0.1%00.0%UnchangedHistory
SOBRSOBR Safe, Inc.COM NEW12,800$3.00K<0.1%+12,800NewHistory
Arizona Lithium LtdQ4544E122Common Stock230,000$4.00K<0.1%00.0%Unchanged–
Phi Group Inc69338D208COM20,070,000$8.00K<0.1%00.0%Unchanged–
Brondbyernes Iffodbold as BK11667142Common Stock75,000$8.00K<0.1%00.0%Unchanged–
Lake Resources NLQ5431K105Common Stock206,950$8.00K<0.1%00.0%Unchanged–
UPHLUpHealth, Inc.COM NEW11,521$10.0K<0.1%−350−2.9%ReducedHistory
FNMAFederal National Mortgage Association Fannie MaeCOM10,852$16.0K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock14,087$18.0K<0.1%−627−4.3%ReducedHistory
AAWHAscend Wellness Holdings, Inc.COM16,414$21.0K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR11,234$26.0K<0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM15,700$27.0K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM10,419$29.0K<0.1%−499−4.6%ReducedHistory
PNSTPinstripes Holdings, Inc.CL A COM10,893$32.0K<0.1%+10,893NewHistory
PLUGPlug Power IncStock11,897$34.0K<0.1%+1,226+11.5%AddedHistory
RVNCRevance Therapeutics, Inc.COM11,157$37.0K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 219,821$39.0K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock12,166$46.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM15,391$48.0K<0.1%−1,597−9.4%ReducedHistory
TELFYTelefonica S ASPONSORED ADR10,945$48.0K<0.1%+484+4.6%AddedHistory
ALTMArcadium Lithium plcStock10,988$51.0K<0.1%+257+2.4%AddedHistory
GSATGlobalstar, Inc.COM57,700$68.0K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR18,614$74.0K<0.1%+592+3.3%AddedHistory
MPTMedical Properties Trust IncCOM14,084$79.0K<0.1%+1,430+11.3%AddedHistory
HBIHanesbrands Inc.COM16,760$83.0K<0.1%−532−3.1%ReducedHistory
WOWWideOpenWest, Inc.COM18,130$90.0K<0.1%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A16,928$101.0K<0.1%+2,936+21.0%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM11,786$119.0K<0.1%+125+1.1%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR44,539$119.0K<0.1%+791+1.8%AddedHistory
DEAEasterly Government Properties, Inc.COM10,316$125.0K<0.1%+125+1.2%AddedHistory
Flagstar Bank, National Association649445103COM33,938$126.0K<0.1%+3,119+10.1%Added–
Rolls-Royce Holdings PLC775781206ADR24,710$129.0K<0.1%+7,575+44.2%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR13,085$153.0K<0.1%+1,161+9.7%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,845$158.0K<0.1%−118,364−91.6%ReducedHistory
CRLBFCresco Labs Inc.COM82,559$166.0K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR19,000$167.0K<0.1%−81−0.4%ReducedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS16,787$173.0K<0.1%+100+0.6%AddedHistory
AALAmerican Airlines Group Inc.Stock11,710$175.0K<0.1%−287−2.4%ReducedHistory
SANBanco Santander, S.A.ADR34,855$176.0K<0.1%+1,431+4.3%AddedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT10,075$185.0K<0.1%−112−1.1%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR17,790$186.0K<0.1%+485+2.8%AddedHistory
OSBCOld Second Bancorp IncCOM12,789$187.0K<0.1%+20.0%AddedHistory
AZEKAZEK Co Inc.CL A4,485$200.0K<0.1%−2,664−37.3%ReducedHistory
PENGPenguin Solutions, Inc.SHS10,392$200.0K<0.1%−5,811−35.9%ReducedHistory
KKellanovaStock3,215$201.0K<0.1%+3,215NewHistory
WSMWilliams Sonoma IncCOM638$201.0K<0.1%+638NewHistory
MSTRStrategy IncStock163$203.0K<0.1%+23+16.4%AddedHistory
RJFRaymond James Financial IncCOM1,618$203.0K<0.1%+13+0.8%AddedHistory
TTCToro CoCOM2,311$204.0K<0.1%−74−3.1%ReducedHistory
SLFSun Life Financial IncCOM4,021$204.0K<0.1%+4,021NewHistory
GTESGates Industrial Corp Ltd.ORD SHS12,405$204.0K<0.1%+180+1.5%AddedHistory
BIDUBaidu, Inc.ADR1,834$205.0K<0.1%+1,834NewHistory
MZTIMarzetti CoCOM1,050$205.0K<0.1%+13+1.3%AddedHistory
TYLTyler Technologies IncCOM431$207.0K<0.1%+431NewHistory
ROCKGibraltar Industries, Inc.COM2,786$207.0K<0.1%+29+1.1%AddedHistory
FRMEFirst Merchants CorpCOM5,829$207.0K<0.1%+5,829NewHistory
NSPInsperity, Inc.COM1,991$208.0K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A763$210.0K<0.1%−103−11.9%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,754$210.0K<0.1%+147+5.6%AddedHistory
STLAStellantis N.V.SHS9,427$214.0K<0.1%+829+9.6%AddedHistory
IRIngersoll Rand Inc.COM2,365$215.0K<0.1%+158+7.2%AddedHistory
MGMMGM Resorts InternationalStock5,284$216.0K<0.1%00.0%UnchangedHistory
CRLCharles River Laboratories International, Inc.COM954$218.0K<0.1%−18−1.9%ReducedHistory
KWRQuaker Chemical CorpCOM1,188$218.0K<0.1%+12+1.0%AddedHistory
SAPGFSAP SECOM1,149$218.0K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR3,822$219.0K<0.1%+3,822NewHistory
MSCIMSCI Inc.Stock452$219.0K<0.1%−1,152−71.8%ReducedHistory
EGPEastgroup Properties IncCOM1,342$219.0K<0.1%−12−0.9%ReducedHistory
TPRTapestry, Inc.COM5,309$220.0K<0.1%−59−1.1%ReducedHistory
NVTnVent Electric plcSHS2,744$221.0K<0.1%+5+0.2%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD1,961$222.0K<0.1%−30−1.5%ReducedHistory
BTEBaytex Energy Corp.COM64,288$222.0K<0.1%+350+0.5%AddedHistory
ILMNIllumina, Inc.COM1,974$223.0K<0.1%−519−20.8%ReducedHistory
LNCLincoln National CorpCOM7,565$223.0K<0.1%−13−0.2%ReducedHistory
WYWeyerhaeuser CoCOM NEW7,167$224.0K<0.1%−273−3.7%ReducedHistory

Sold out since Q4 2023 (25)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
PXDPioneer Natural Resources CoCOM2,452$633.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM8,282$527.0K<0.1%History
DECKDeckers Outdoor CorpCOM244$228.0K<0.1%History
GPNGlobal Payments IncStock1,693$225.0K<0.1%History
PCORProcore Technologies, Inc.COM2,731$223.0K<0.1%History
AEMAgnico Eagle Mines LtdStock3,937$221.0K<0.1%History
First Tr MLP & Energy Incom33739B104COM22,415$213.0K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A609$208.0K<0.1%History
SUISun Communities IncCOM1,654$208.0K<0.1%History
CFGCitizens Financial Group IncCOM5,891$208.0K<0.1%History
UBSUBS Group AGStock6,501$205.0K<0.1%History
OVVOvintiv Inc.COM3,938$204.0K<0.1%History
TDToronto Dominion BankStock3,384$202.0K<0.1%History
TEAMAtlassian CorpCL A1,044$202.0K<0.1%History
TREXTrex Co IncCOM2,008$201.0K<0.1%History
IPInternational Paper CoCOM4,926$201.0K<0.1%History
BKKTBakkt, Inc.COM CL A89,961$51.0K<0.1%History
NIONIO Inc.ADR10,248$50.0K<0.1%History
DDD3D Systems CorpCOM NEW10,233$44.0K<0.1%History
NRXPNRX Pharmaceuticals, Inc.COM43,501$23.0K<0.1%History
CVVUFCanalaska Uranium LtdCommon Stock10,000$5.00K<0.1%History
CPPKFFaraday Copper Corp.Common Stock10,000$4.00K<0.1%History
Medical Svcs Intl Cl A58463C101COM10,000$00.0%–
Xalles Holdings Inc98388D107Common Stock10,000$00.0%–
Mop Environmental Com55313W105COM10,000$00.0%–