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Livermore
Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
570
+10 vs. Q2 2021
Portfolio value
$1.02B
+$27.5M (+2.8%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of HighPoint Advisor Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
REGNRegeneron Pharmaceuticals, Inc.COM1,002$606.0K0.1%+616+159.6%AddedHistory
ENBEnbridge IncStock15,415$614.0K0.1%−589−3.7%ReducedHistory
XHRXenia Hotels & Resorts, Inc.COM34,752$616.0K0.1%−412−1.2%ReducedHistory
FLEXFlex Ltd.Stock35,234$623.0K0.1%+2,231+6.8%AddedHistory
MPCMarathon Petroleum CorpStock10,182$629.0K0.1%−1,163−10.3%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM1,303$632.0K0.1%−37−2.8%ReducedHistory
LNTAlliant Energy CorpStock11,310$633.0K0.1%−859−7.1%ReducedHistory
SYKStryker CorpStock2,419$638.0K0.1%+56+2.4%AddedHistory
OBDCBlue Owl Capital CorpCOM45,296$640.0K0.1%+18,396+68.4%AddedHistory
NTRSNorthern Trust CorpCOM5,940$640.0K0.1%+11+0.2%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock3,847$641.0K0.1%+3,847NewHistory
TELTE Connectivity plcREG SHS4,683$643.0K0.1%+216+4.8%AddedHistory
OKEONEOK IncCOM11,097$644.0K0.1%+2,906+35.5%AddedHistory
TFCTruist Financial CorpCOM11,002$645.0K0.1%+2,132+24.0%AddedHistory
AMPAmeriprise Financial IncCOM2,459$649.0K0.1%+6+0.2%AddedHistory
RSGRepublic Services, Inc.COM5,417$650.0K0.1%−428−7.3%ReducedHistory
XELXcel Energy IncStock10,469$654.0K0.1%+72+0.7%AddedHistory
ALCAlcon IncStock8,154$656.0K0.1%+764+10.3%AddedHistory
AGNCAGNC Investment Corp.REIT41,747$658.0K0.1%+41,747NewHistory
COFCapital One Financial CorpStock4,102$664.0K0.1%−438−9.6%ReducedHistory
YUMYum Brands IncStock5,450$667.0K0.1%−117−2.1%ReducedHistory
PAYXPaychex IncStock5,938$668.0K0.1%−1,113−15.8%ReducedHistory
Royal Dutch Shell PLC780259206SPONS ADR A15,060$671.0K0.1%+467+3.2%Added–
DDominion Energy, IncStock9,234$674.0K0.1%−1,410−13.2%ReducedHistory
GIGCAPITAL2 Inc375036100COM213,832$676.0K0.1%−6,923−3.1%Reduced–
STTState Street CorpCOM7,987$677.0K0.1%−815−9.3%ReducedHistory
ANSSAnsys IncCOM1,993$679.0K0.1%+289+17.0%AddedHistory
SNAPSnap IncStock9,216$681.0K0.1%+60+0.7%AddedHistory
DXCDXC Technology CoStock20,259$681.0K0.1%+34+0.2%AddedHistory
AJGArthur J. Gallagher & Co.COM4,592$683.0K0.1%+71+1.6%AddedHistory
AOSSmith A O CorpCOM11,183$683.0K0.1%−1,672−13.0%ReducedHistory
FISVFiserv IncStock6,313$685.0K0.1%−208−3.2%ReducedHistory
DLRDigital Realty Trust, Inc.COM4,739$685.0K0.1%+1,263+36.3%AddedHistory
Nestle SA ADR641069406COM5,740$690.0K0.1%+293+5.4%Added–
OTISOtis Worldwide CorpStock8,440$694.0K0.1%+2,441+40.7%AddedHistory
KSUKansas City SouthernCOM NEW2,577$697.0K0.1%+941+57.5%AddedHistory
TREXTrex Co IncCOM6,884$702.0K0.1%+234+3.5%AddedHistory
APTVAptiv PLCSHS4,711$702.0K0.1%−392−7.7%ReducedHistory
STESTERIS plcSHS USD3,446$704.0K0.1%+282+8.9%AddedHistory
DKDelek US Holdings, Inc.COM39,243$705.0K0.1%00.0%UnchangedHistory
AFLAflac IncStock13,846$722.0K0.1%+188+1.4%AddedHistory
PENNPENN Entertainment, Inc.COM9,968$722.0K0.1%+1,235+14.1%AddedHistory
LDOSLeidos Holdings, Inc.COM7,623$733.0K0.1%+20.0%AddedHistory
EMREmerson Electric CoStock7,805$735.0K0.1%−546−6.5%ReducedHistory
TRVTravelers Companies, Inc.Stock4,841$736.0K0.1%+30+0.6%AddedHistory
DOWDow Inc.Stock12,797$737.0K0.1%−32,951−72.0%ReducedHistory
ETSYEtsy IncCOM3,549$738.0K0.1%−2,272−39.0%ReducedHistory
SIVBSVB Financial GroupCOM1,148$743.0K0.1%+38+3.4%AddedHistory
DGDollar General CorpCOM3,511$745.0K0.1%−941−21.1%ReducedHistory
MCOMoodys CorpStock2,103$747.0K0.1%−266−11.2%ReducedHistory
XYLXylem Inc.COM6,152$761.0K0.1%−787−11.3%ReducedHistory
SYYSysco CorpStock9,754$766.0K0.1%−774−7.4%ReducedHistory
METMetlife IncStock12,403$766.0K0.1%−749−5.7%ReducedHistory
PBAPembina Pipeline CorpCOM24,163$766.0K0.1%+60.0%AddedHistory
UALUnited Airlines Holdings, Inc.COM16,361$778.0K0.1%+8,850+117.8%AddedHistory
Tencent Holdings Ltd ADR88032Q109COM13,239$791.0K0.1%+2,785+26.6%Added–
BIOBio-Rad Laboratories, Inc.CL A1,062$792.0K0.1%−80−7.0%ReducedHistory
DTEDte Energy CoCOM7,102$793.0K0.1%−561−7.3%ReducedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT39,670$801.0K0.1%−1,353−3.3%ReducedHistory
GDGeneral Dynamics CorpStock4,116$807.0K0.1%+165+4.2%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR7,257$810.0K0.1%+121+1.7%AddedHistory
BNYBank of New York Mellon CorpStock15,703$814.0K0.1%+949+6.4%AddedHistory
CCICrown Castle Inc.REIT4,743$822.0K0.1%+228+5.0%AddedHistory
CDWCDW CorpCOM4,576$833.0K0.1%−53−1.1%ReducedHistory
ELVElevance Health, Inc.Stock2,258$842.0K0.1%−123−5.2%ReducedHistory
SONOSonos IncCOM26,302$851.0K0.1%+26,302NewHistory
ESTCElastic N.V.ORD SHS5,732$854.0K0.1%−420−6.8%ReducedHistory
GISGeneral Mills IncStock14,292$855.0K0.1%−3,762−20.8%ReducedHistory
NXPINXP Semiconductors N.V.COM4,380$858.0K0.1%+189+4.5%AddedHistory
BLKBlackRock, Inc.COM1,030$864.0K0.1%−107−9.4%ReducedHistory
DKNGDraftKings Inc.COM CL A17,985$866.0K0.1%−5,867−24.6%ReducedHistory
Bit Digital Inc ShsG4027R104Stock29,688$867.0K0.1%−906−3.0%Reduced–
KMIKinder Morgan, Inc.Stock52,007$870.0K0.1%−120−0.2%ReducedHistory
HSYHershey CoCOM5,174$876.0K0.1%−1,154−18.2%ReducedHistory
YETIYETI Holdings, Inc.COM10,224$876.0K0.1%+1,209+13.4%AddedHistory
SEESealed Air CorpCOM16,005$877.0K0.1%+1,660+11.6%AddedHistory
PLTRPalantir Technologies Inc.Stock36,799$885.0K0.1%−12,249−25.0%ReducedHistory
ILMNIllumina, Inc.COM2,182$885.0K0.1%+98+4.7%AddedHistory
FNDFloor & Decor Holdings, Inc.CL A7,392$893.0K0.1%+7,392NewHistory
XUnited States Steel CorpCOM41,319$908.0K0.1%−28,725−41.0%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock5,401$913.0K0.1%+478+9.7%AddedHistory
FCXFreeport-McMoran IncStock28,091$914.0K0.1%+10,861+63.0%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT8,239$922.0K0.1%+237+3.0%AddedHistory
LINLinde PLCSHS3,142$922.0K0.1%−80−2.5%ReducedHistory
MDBMongoDB, Inc.CL A1,962$925.0K0.1%+1,962NewHistory
EDConsolidated Edison IncStock12,797$929.0K0.1%−553−4.1%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock5,637$929.0K0.1%+343+6.5%AddedHistory
BDXBecton Dickinson & CoStock3,789$931.0K0.1%+1,361+56.1%AddedHistory
PPGPPG Industries IncStock6,527$933.0K0.1%−135−2.0%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW946$940.0K0.1%−3−0.3%ReducedHistory
AONAon plcCL A3,311$946.0K0.1%−13−0.4%ReducedHistory
LUVSouthwest Airlines CoCOM18,416$947.0K0.1%+2,370+14.8%AddedHistory
FASTFastenal CoStock18,466$953.0K0.1%−2,084−10.1%ReducedHistory
CRLCharles River Laboratories International, Inc.COM2,314$955.0K0.1%+87+3.9%AddedHistory
AMKRAmkor Technology, Inc.COM38,390$958.0K0.1%−2,205−5.4%ReducedHistory
KMBKimberly Clark CorpStock7,277$964.0K0.1%−810−10.0%ReducedHistory
FIVNFive9, Inc.COM6,077$971.0K0.1%−172−2.8%ReducedHistory
ADSKAutodesk, Inc.COM3,412$973.0K0.1%+218+6.8%AddedHistory
LHLabcorp Holdings Inc.COM NEW3,475$978.0K0.1%−127−3.5%ReducedHistory
COPConocoPhillipsStock14,448$979.0K0.1%−1,397−8.8%ReducedHistory

Sold out since Q2 2021 (44)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PTONPeloton Interactive, Inc.CL A COM9,596$1.19M0.1%History
COUPCoupa Software IncCOM3,650$957.0K0.1%History
MGAMagna International IncCOM9,496$880.0K0.1%History
EWBCEast West Bancorp IncCOM11,743$842.0K0.1%History
News Corp Ltd Cl A65248E104CL A31,345$808.0K0.1%–
CWCurtiss Wright CorpStock6,320$751.0K0.1%History
FSLYFastly, Inc.CL A11,172$666.0K0.1%History
CSIQCanadian Solar Inc.COM10,025$450.0K<0.1%History
ZENZendesk, Inc.COM3,040$439.0K<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM12,185$354.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,409$342.0K<0.1%History
JDJD.com, Inc.SPON ADS CL A4,153$331.0K<0.1%History
RNGRingCentral, Inc.CL A898$261.0K<0.1%History
TPRTapestry, Inc.COM5,901$257.0K<0.1%History
STXSeagate Technology Holdings plcSHS2,859$251.0K<0.1%History
IPInternational Paper CoCOM3,961$243.0K<0.1%History
CERNCERNER CorpCOM3,113$243.0K<0.1%History
BBYBest Buy Co IncStock2,096$241.0K<0.1%History
ARMKAramarkCOM6,439$240.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,343$238.0K<0.1%History
VFCV F CorpStock2,856$234.0K<0.1%History
NWLNewell Brands Inc.Stock8,536$234.0K<0.1%History
EQIXEquinix IncCOM287$230.0K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,535$226.0K<0.1%–
MXIMMaxim Integrated Products IncCOM2,130$224.0K<0.1%History
SAGESage Therapeutics, Inc.COM3,924$223.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,100$222.0K<0.1%History
PGRProgressive CorpStock2,233$219.0K<0.1%History
First Rep BK San Francisco C33616C100COM1,169$219.0K<0.1%–
ETREntergy CorpCOM2,146$214.0K<0.1%History
HUMHumana IncStock480$213.0K<0.1%History
PPLPPL CorpCOM7,513$210.0K<0.1%History
AKAMAkamai Technologies IncCOM1,786$208.0K<0.1%History
LOGILogitech International S.A.SHS1,707$206.0K<0.1%History
Anheuser-Busch InBev SA/NV757473103Common2,847$205.0K<0.1%–
FNVFranco Nevada CorpStock1,384$201.0K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW4,210$201.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,285$129.0K<0.1%History
CCLDCareCloud, Inc.COM13,975$118.0K<0.1%History
SLIStandard Lithium Ltd.COM15,640$65.0K<0.1%History
CARMCarisma Therapeutics Inc.COM12,200$56.0K<0.1%History
BBDBank BradescoSP ADR PFD NEW10,388$53.0K<0.1%History
APTXAptinyx Inc.COM11,791$33.0K<0.1%History
Chemesis Intl Inc New163599202Common Stock12,750$5.00K<0.1%–