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Livermore
Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
570
+10 vs. Q2 2021
Portfolio value
$1.02B
+$27.5M (+2.8%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of HighPoint Advisor Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AIA Group Ltd001317205COM7,630$351.0K<0.1%−793−9.4%Reduced–
MCKMcKesson CorpStock1,770$353.0K<0.1%−228−11.4%ReducedHistory
LPLALPL Financial Holdings Inc.COM2,275$357.0K<0.1%+271+13.5%AddedHistory
MMSMaximus, Inc.COM4,407$367.0K<0.1%+357+8.8%AddedHistory
NDSNNordson CorpCOM1,546$368.0K<0.1%+485+45.7%AddedHistory
PANWPalo Alto Networks IncStock770$369.0K<0.1%+79+11.4%AddedHistory
VALEVale S.A.COM26,476$369.0K<0.1%+26,476NewHistory
OCOwens CorningStock4,345$371.0K<0.1%−600−12.1%ReducedHistory
RBCRBC Bearings INCCOM1,752$372.0K<0.1%+163+10.3%AddedHistory
PIIPolaris Inc.Stock3,128$374.0K<0.1%+218+7.5%AddedHistory
JCIJohnson Controls International plcStock5,523$376.0K<0.1%−140−2.5%ReducedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS3,437$376.0K<0.1%+128+3.9%AddedHistory
TSNTyson Foods, Inc.Stock4,808$380.0K<0.1%−246−4.9%ReducedHistory
LKQLKQ CorpCOM7,543$380.0K<0.1%+7,543NewHistory
VRSKVerisk Analytics, Inc.COM1,896$380.0K<0.1%+1,896NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999915,281$382.0K<0.1%−14,349−48.4%ReducedHistory
CTLTCatalent, Inc.COM2,897$386.0K<0.1%+89+3.2%AddedHistory
PSXPhillips 66Stock5,574$390.0K<0.1%−1,492−21.1%ReducedHistory
MGMMGM Resorts InternationalStock9,066$391.0K<0.1%−472−4.9%ReducedHistory
CICigna GroupStock1,959$392.0K<0.1%+25+1.3%AddedHistory
VLOValero Energy CorpStock5,585$394.0K<0.1%−549−9.0%ReducedHistory
KHCKraft Heinz CoStock10,721$395.0K<0.1%−480−4.3%ReducedHistory
CHTRCharter Communications, Inc.CL A549$399.0K<0.1%−372−40.4%ReducedHistory
NRXPNRX Pharmaceuticals, Inc.COM43,501$403.0K<0.1%00.0%UnchangedHistory
DXCMDexcom IncCOM742$406.0K<0.1%+47+6.8%AddedHistory
WSTWest Pharmaceutical Services IncCOM959$407.0K<0.1%+959NewHistory
PLUGPlug Power IncStock16,048$410.0K<0.1%+2,275+16.5%AddedHistory
CLXClorox CoStock2,485$412.0K<0.1%+233+10.3%AddedHistory
Maple Leaf Foods564905107Common Stock20,250$412.0K<0.1%00.0%Unchanged–
IRMIron Mountain IncCOM9,513$413.0K<0.1%+9,513NewHistory
CMICummins IncStock1,842$414.0K<0.1%−1,313−41.6%ReducedHistory
MKCMcCormick & Co IncStock5,170$419.0K<0.1%−76−1.4%ReducedHistory
LIILennox International IncCOM1,435$422.0K<0.1%+165+13.0%AddedHistory
KRKroger CoStock10,525$426.0K<0.1%+2,778+35.9%AddedHistory
ALBAlbemarle CorpStock1,966$431.0K<0.1%+251+14.6%AddedHistory
Healthcare Realty Trust Inc42225P501CL A NEW14,637$434.0K<0.1%+51+0.3%Added–
ELEstee Lauder Companies IncCL A1,450$435.0K<0.1%−1,936−57.2%ReducedHistory
ORealty Income CorpREIT6,726$436.0K<0.1%+470+7.5%AddedHistory
SNPSSynopsys IncCOM1,457$436.0K<0.1%+121+9.1%AddedHistory
PFGPrincipal Financial Group IncCOM6,822$439.0K<0.1%−727−9.6%ReducedHistory
DDDuPont de Nemours, Inc.COM6,490$441.0K<0.1%−275−4.1%ReducedHistory
BLDQXO Insulation, LLCStock2,161$443.0K<0.1%+75+3.6%AddedHistory
ROKURoku, IncCOM CL A1,418$444.0K<0.1%+629+79.7%AddedHistory
COOCooper Companies, Inc.COM NEW1,097$453.0K<0.1%+216+24.5%AddedHistory
WELLWelltower Inc.REIT5,582$460.0K<0.1%−206−3.6%ReducedHistory
GLWCorning IncCOM12,761$466.0K<0.1%+677+5.6%AddedHistory
HUBSHubSpot IncCOM689$466.0K<0.1%+192+38.6%AddedHistory
APPSDigital Turbine, Inc.COM NEW6,798$467.0K<0.1%−123−1.8%ReducedHistory
TTCToro CoCOM4,838$471.0K<0.1%+300+6.6%AddedHistory
BIDUBaidu, Inc.ADR3,076$473.0K<0.1%+520+20.3%AddedHistory
LYFTLyft, Inc.CL A COM8,931$479.0K<0.1%+568+6.8%AddedHistory
DGXQuest Diagnostics IncCOM3,308$481.0K<0.1%+71+2.2%AddedHistory
SAPSAP SEADR3,568$482.0K<0.1%−421−10.6%ReducedHistory
Vestas Wind Sys as Unsp ADR925458101COM35,625$482.0K<0.1%+1,355+4.0%Added–
FLGTFulgent Genetics, Inc.COM5,365$483.0K<0.1%−1,995−27.1%ReducedHistory
OHIOmega Healthcare Investors IncCOM16,204$485.0K<0.1%+2,148+15.3%AddedHistory
MCHPMicrochip Technology IncStock3,169$486.0K<0.1%+70+2.3%AddedHistory
TDOCTeladoc Health, Inc.COM3,836$486.0K<0.1%−2,108−35.5%ReducedHistory
WYNNWynn Resorts LtdCOM5,805$492.0K<0.1%+2,005+52.8%AddedHistory
DOVDOVER CorpCOM3,183$495.0K<0.1%−71−2.2%ReducedHistory
TTEKTetra Tech IncCOM3,315$495.0K<0.1%−60−1.8%ReducedHistory
BRKRBruker CorpCOM6,389$499.0K<0.1%+240+3.9%AddedHistory
CIENCiena CorpCOM NEW9,757$501.0K<0.1%+429+4.6%AddedHistory
SBACSba Communications CorpCL A1,522$503.0K<0.1%+2+0.1%AddedHistory
HXLHexcel CorpCOM8,497$505.0K<0.1%+506+6.3%AddedHistory
RMDResmed IncCOM1,918$506.0K<0.1%+73+4.0%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,987$509.0K<0.1%−343−14.7%ReducedHistory
ONOn Semiconductor CorpStock11,135$510.0K<0.1%−168−1.5%ReducedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW11,493$511.0K0.1%−79−0.7%ReducedHistory
PLDPrologis, Inc.REIT4,097$514.0K0.1%−655−13.8%ReducedHistory
TERTeradyne, IncStock4,728$516.0K0.1%+362+8.3%AddedHistory
CNICanadian National Railway CoStock4,475$518.0K0.1%+613+15.9%AddedHistory
SPGIS&P Global Inc.Stock1,225$521.0K0.1%−116−8.7%ReducedHistory
MTCHMatch Group, Inc.COM3,321$521.0K0.1%+145+4.6%AddedHistory
FISFidelity National Information Services, Inc.Stock4,363$531.0K0.1%−164−3.6%ReducedHistory
TTDTrade Desk, Inc.Stock7,568$532.0K0.1%−1,996−20.9%ReducedHistory
WMBWilliams Companies, Inc.COM20,548$533.0K0.1%+684+3.4%AddedHistory
STZConstellation Brands, Inc.Stock2,535$534.0K0.1%+219+9.5%AddedHistory
CGCCanopy Growth CorpCOM38,602$535.0K0.1%+2,650+7.4%AddedHistory
CRLBFCresco Labs Inc.COM57,806$536.0K0.1%−2,550−4.2%ReducedHistory
PEGPublic Service Enterprise Group IncCOM8,886$541.0K0.1%−83−0.9%ReducedHistory
CXPColumbia Property Trust, Inc.COM NEW28,518$542.0K0.1%+645+2.3%AddedHistory
NUENucor CorpCOM5,513$543.0K0.1%−384−6.5%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A57,990$545.0K0.1%+57,990NewHistory
ATVIActivision Blizzard, Inc.COM7,045$545.0K0.1%−740−9.5%ReducedHistory
DEODiageo PLCSPON ADR NEW2,860$552.0K0.1%−119−4.0%ReducedHistory
Barrick Gold Corp067901108COM31,072$561.0K0.1%+31,072New–
TMUST-Mobile US, Inc.Stock4,396$562.0K0.1%−414−8.6%ReducedHistory
PWRQuanta Services, Inc.COM4,981$567.0K0.1%+4,981NewHistory
WOWWideOpenWest, Inc.COM28,870$567.0K0.1%+28,870NewHistory
APHAmphenol CorpCL A7,755$568.0K0.1%+1,812+30.5%AddedHistory
IQVIQVIA Holdings Inc.Stock2,381$570.0K0.1%−266−10.0%ReducedHistory
FDXFedEx CorpStock2,625$576.0K0.1%−2,568−49.5%ReducedHistory
GSKGSK plcSPONSORED ADR15,255$583.0K0.1%−221−1.4%ReducedHistory
COLLCollegium Pharmaceutical, IncCOM30,077$594.0K0.1%−550−1.8%ReducedHistory
FFBCFirst Financial BancorpCOM25,475$596.0K0.1%−158−0.6%ReducedHistory
SAICScience Applications International CorpCOM6,986$598.0K0.1%+53+0.8%AddedHistory
LITELumentum Holdings Inc.COM7,174$599.0K0.1%+79+1.1%AddedHistory
MUMicron Technology IncStock8,448$600.0K0.1%+119+1.4%AddedHistory
CZRCaesars Entertainment, Inc.COM5,370$603.0K0.1%+5,370NewHistory

Sold out since Q2 2021 (44)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PTONPeloton Interactive, Inc.CL A COM9,596$1.19M0.1%History
COUPCoupa Software IncCOM3,650$957.0K0.1%History
MGAMagna International IncCOM9,496$880.0K0.1%History
EWBCEast West Bancorp IncCOM11,743$842.0K0.1%History
News Corp Ltd Cl A65248E104CL A31,345$808.0K0.1%–
CWCurtiss Wright CorpStock6,320$751.0K0.1%History
FSLYFastly, Inc.CL A11,172$666.0K0.1%History
CSIQCanadian Solar Inc.COM10,025$450.0K<0.1%History
ZENZendesk, Inc.COM3,040$439.0K<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM12,185$354.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,409$342.0K<0.1%History
JDJD.com, Inc.SPON ADS CL A4,153$331.0K<0.1%History
RNGRingCentral, Inc.CL A898$261.0K<0.1%History
TPRTapestry, Inc.COM5,901$257.0K<0.1%History
STXSeagate Technology Holdings plcSHS2,859$251.0K<0.1%History
IPInternational Paper CoCOM3,961$243.0K<0.1%History
CERNCERNER CorpCOM3,113$243.0K<0.1%History
BBYBest Buy Co IncStock2,096$241.0K<0.1%History
ARMKAramarkCOM6,439$240.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,343$238.0K<0.1%History
VFCV F CorpStock2,856$234.0K<0.1%History
NWLNewell Brands Inc.Stock8,536$234.0K<0.1%History
EQIXEquinix IncCOM287$230.0K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,535$226.0K<0.1%–
MXIMMaxim Integrated Products IncCOM2,130$224.0K<0.1%History
SAGESage Therapeutics, Inc.COM3,924$223.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,100$222.0K<0.1%History
PGRProgressive CorpStock2,233$219.0K<0.1%History
First Rep BK San Francisco C33616C100COM1,169$219.0K<0.1%–
ETREntergy CorpCOM2,146$214.0K<0.1%History
HUMHumana IncStock480$213.0K<0.1%History
PPLPPL CorpCOM7,513$210.0K<0.1%History
AKAMAkamai Technologies IncCOM1,786$208.0K<0.1%History
LOGILogitech International S.A.SHS1,707$206.0K<0.1%History
Anheuser-Busch InBev SA/NV757473103Common2,847$205.0K<0.1%–
FNVFranco Nevada CorpStock1,384$201.0K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW4,210$201.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,285$129.0K<0.1%History
CCLDCareCloud, Inc.COM13,975$118.0K<0.1%History
SLIStandard Lithium Ltd.COM15,640$65.0K<0.1%History
CARMCarisma Therapeutics Inc.COM12,200$56.0K<0.1%History
BBDBank BradescoSP ADR PFD NEW10,388$53.0K<0.1%History
APTXAptinyx Inc.COM11,791$33.0K<0.1%History
Chemesis Intl Inc New163599202Common Stock12,750$5.00K<0.1%–