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Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
560
+36 vs. Q1 2021
Portfolio value
$993.2M
+$129.0M (+14.9%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of HighPoint Advisor Group LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Creative Edge Nutrition Inc Com New22528W205Common Stock384,000$00.0%00.0%Unchanged–
Endocan Corp29271J109Common Stock12,000$00.0%00.0%Unchanged–
Xalles Holdings Inc98388D107Common Stock10,000$00.0%+10,000New–
KBLBKraig Biocraft Laboratories, Inc.COMMON10,000$1.00K<0.1%+10,000NewHistory
School Specialty Inc New807864103Common Stock16,000$1.00K<0.1%00.0%Unchanged–
El Capitan Precious Metals I Com282812106Common Stock187,437$2.00K<0.1%00.0%Unchanged–
MMNFFMedMen Enterprises, Inc.Common Stock17,500$4.00K<0.1%−6,000−25.5%ReducedHistory
SNWVSANUWAVE Health, Inc.Common Stock20,000$4.00K<0.1%00.0%UnchangedHistory
Viper Networks Inc92762R105Common Stock366,666$4.00K<0.1%00.0%Unchanged–
Chemesis Intl Inc New163599202Common Stock12,750$5.00K<0.1%00.0%Unchanged–
RSCFReflect Scientific, Inc.Common Stock14,500$6.00K<0.1%00.0%UnchangedHistory
Spo Networks Inc78471B101Common Stock1,026,285$7.00K<0.1%00.0%Unchanged–
Enzolytics Inc Com294112107Common Stock42,470$8.00K<0.1%+4,000+10.4%Added–
Revive Therapeutics Ltd Com761516103COM15,996$8.00K<0.1%00.0%Unchanged–
Starhill Global Real Estate Investment Trust UnitsY7545N109Common Stock22,000$9.00K<0.1%00.0%Unchanged–
Brondbyernes Iffodbold as BK11667142Common Stock150,000$17.0K<0.1%00.0%Unchanged–
PTEPolarityte, Inc.COM18,605$19.0K<0.1%00.0%UnchangedHistory
CETXCemtrex IncCOM NEW14,000$21.0K<0.1%00.0%UnchangedHistory
Rolls-Royce Holdings PLC775781206ADR15,424$22.0K<0.1%+632+4.3%Added–
Aurora Solar Technologies in Com05207J108Common Stock110,000$23.0K<0.1%00.0%Unchanged–
HYSRSunhydrogen, Inc.Common Stock274,500$23.0K<0.1%00.0%UnchangedHistory
FNMAFederal National Mortgage Association Fannie MaeCOM18,127$28.0K<0.1%−1,850−9.3%ReducedHistory
Relief Therapeutics Hldg AG Namen AktH6759S100COM125,000$28.0K<0.1%00.0%Unchanged–
APTXAptinyx Inc.COM11,791$33.0K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM38,036$36.0K<0.1%+21,636+131.9%AddedHistory
AMPEAmpio Pharmaceuticals, Inc.COM22,500$38.0K<0.1%00.0%UnchangedHistory
IBIOiBio, Inc.COM NEW25,985$39.0K<0.1%00.0%UnchangedHistory
AMLIFAmerican Lithium Corp.COM26,750$40.0K<0.1%00.0%UnchangedHistory
BBDBank BradescoSP ADR PFD NEW10,388$53.0K<0.1%+10,388NewHistory
CARMCarisma Therapeutics Inc.COM12,200$56.0K<0.1%+12,200NewHistory
SLIStandard Lithium Ltd.COM15,640$65.0K<0.1%+2,390+18.0%AddedHistory
BCLIBrainstorm Cell Therapeutics Inc.COM NEW17,033$65.0K<0.1%+1,000+6.2%AddedHistory
PRQRProQR Therapeutics N.V.SHS EURO10,000$67.0K<0.1%+10,000NewHistory
Check Cap LtdM2361E203SHS64,000$82.0K<0.1%00.0%Unchanged–
First Tr MLP & Energy Incom33739B104COM12,163$96.0K<0.1%00.0%Unchanged–
PRTKParatek Pharmaceuticals, Inc.COM14,679$100.0K<0.1%−600−3.9%ReducedHistory
SANBanco Santander, S.A.ADR26,373$103.0K<0.1%−894−3.3%ReducedHistory
CCLDCareCloud, Inc.COM13,975$118.0K<0.1%−60−0.4%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR47,416$121.0K<0.1%−1,956−4.0%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1010,285$129.0K<0.1%+10,285NewHistory
ZNGAZynga IncCL A12,309$131.0K<0.1%−4,208−25.5%ReducedHistory
Midland Cap Hldgs Corp59748B108Common Stock11,520$139.0K<0.1%00.0%Unchanged–
SIRISirius XM Holdings Inc.COM24,057$157.0K<0.1%−1,945−7.5%ReducedHistory
CRONCronos Group Inc.COM19,731$170.0K<0.1%−375−1.9%ReducedHistory
CGENCompugen LtdORD21,799$180.0K<0.1%−100.0%ReducedHistory
CIMChimera Investment CorpCOM NEW11,941$180.0K<0.1%+531+4.7%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR10,844$183.0K<0.1%−531−4.7%ReducedHistory
HBANHuntington Bancshares IncCOM12,851$183.0K<0.1%+12,851NewHistory
Reshape Lifesciences Inc New29365M505Common Stock37,067$185.0K<0.1%+37,067New–
ADNHAdvent Technologies Holdings, Inc.COM CL A20,135$194.0K<0.1%+1,100+5.8%AddedHistory
SLCAU.S. Silica Holdings, Inc.COM16,853$195.0K<0.1%−200−1.2%ReducedHistory
HSTHost Hotels & Resorts, Inc.COM11,465$196.0K<0.1%+11,465NewHistory
SUNESUNation Energy, Inc.COM27,741$199.0K<0.1%00.0%UnchangedHistory
FNVFranco Nevada CorpStock1,384$201.0K<0.1%+1,384NewHistory
SRCSpirit Realty Capital, Inc.COM NEW4,210$201.0K<0.1%+4,210NewHistory
SRNESorrento Therapeutics, Inc.COM NEW20,935$203.0K<0.1%−3,900−15.7%ReducedHistory
Anheuser-Busch InBev SA/NV757473103Common2,847$205.0K<0.1%+2,847New–
LOGILogitech International S.A.SHS1,707$206.0K<0.1%+1,707NewHistory
CPCanadian Pacific Kansas City LtdCOM2,686$207.0K<0.1%+2,686NewHistory
O2MICRO International Limite67107W100SPONS ADR28,670$207.0K<0.1%−2,920−9.2%Reduced–
Royal Dutch Shell PLC780259107SPON ADR B5,320$207.0K<0.1%−527−9.0%Reduced–
AKAMAkamai Technologies IncCOM1,786$208.0K<0.1%+1,786NewHistory
WYWeyerhaeuser CoCOM NEW6,057$208.0K<0.1%+332+5.8%AddedHistory
LFUSLittelfuse IncCOM819$209.0K<0.1%+77+10.4%AddedHistory
XLNXXilinx IncCOM1,442$209.0K<0.1%+1,442NewHistory
PPLPPL CorpCOM7,513$210.0K<0.1%+7,513NewHistory
Enel Societa Per Azioni ADR29265W207ADR22,677$210.0K<0.1%+10,172+81.3%Added–
DRIDarden Restaurants IncCOM1,445$211.0K<0.1%−191−11.7%ReducedHistory
DELLDell Technologies Inc.Stock2,131$212.0K<0.1%+2,131NewHistory
OSHOak Street Health, Inc.COM3,616$212.0K<0.1%+3,616NewHistory
EIXEdison InternationalStock3,681$213.0K<0.1%+324+9.7%AddedHistory
HUMHumana IncStock480$213.0K<0.1%+480NewHistory
Paramount Global92556H206CL B4,720$213.0K<0.1%−13,271−73.8%Reduced–
ETREntergy CorpCOM2,146$214.0K<0.1%+2,146NewHistory
RCLRoyal Caribbean Cruises LtdCOM2,513$214.0K<0.1%+2,513NewHistory
NVRNVR IncCOM43$214.0K<0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM386$216.0K<0.1%+386NewHistory
WTFCWintrust Financial CorpCOM2,873$217.0K<0.1%−325−10.2%ReducedHistory
LXLexinFintech Holdings Ltd.ADR17,750$217.0K<0.1%−2,000−10.1%ReducedHistory
EVRGEvergy, Inc.Stock3,609$218.0K<0.1%+3,609NewHistory
EAElectronic Arts Inc.COM1,516$218.0K<0.1%+1,516NewHistory
PGRProgressive CorpStock2,233$219.0K<0.1%+2,233NewHistory
STLDSteel Dynamics IncCOM3,672$219.0K<0.1%+3,672NewHistory
First Rep BK San Francisco C33616C100COM1,169$219.0K<0.1%+1,169New–
CMAComerica IncCOM3,101$221.0K<0.1%+130+4.4%AddedHistory
VRTXVertex Pharmaceuticals IncStock1,100$222.0K<0.1%+1,100NewHistory
KMPRKEMPER CorpCOM3,012$223.0K<0.1%+190+6.7%AddedHistory
SAGESage Therapeutics, Inc.COM3,924$223.0K<0.1%+358+10.0%AddedHistory
MXIMMaxim Integrated Products IncCOM2,130$224.0K<0.1%−85−3.8%ReducedHistory
RPAIRetail Properties of America, Inc.CL A19,757$226.0K<0.1%+804+4.2%AddedHistory
TD Ameritrade Hldg Corp Com87236Y108COM3,231$226.0K<0.1%+3,231New–
Maxeon Solar Technologies LTY58473102SHS10,535$226.0K<0.1%−35−0.3%Reduced–
PKGPackaging Corp of AmericaStock1,682$228.0K<0.1%+96+6.1%AddedHistory
EQIXEquinix IncCOM287$230.0K<0.1%+287NewHistory
MARMarriott International IncStock1,690$231.0K<0.1%+1,690NewHistory
NDSNNordson CorpCOM1,061$233.0K<0.1%+1,061NewHistory
VFCV F CorpStock2,856$234.0K<0.1%+2,856NewHistory
VTRSViatris IncStock16,361$234.0K<0.1%+3,574+28.0%AddedHistory
NWLNewell Brands Inc.Stock8,536$234.0K<0.1%−604−6.6%ReducedHistory
SRCLStericycle IncCOM3,315$237.0K<0.1%+158+5.0%AddedHistory

Sold out since Q1 2021 (34)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM164,388$3.37M0.4%–
NWSANews CorpCL A35,366$944.0K0.1%History
NVAXNovavax IncCOM NEW4,330$778.0K0.1%History
SHAKShake Shack Inc.CL A6,471$742.0K0.1%History
AMTXAemetis, IncCOM NEW26,826$700.0K0.1%History
Colony CR Real Estate Inc19625T101COM CL A64,086$534.0K0.1%–
BNTCBenitec Biopharma Inc.COM93,000$462.0K0.1%History
PFPTProofpoint IncCOM2,843$373.0K<0.1%History
MHKMohawk Industries IncCOM1,548$314.0K<0.1%History
HGENHumanigen, IncCOM NEW17,400$300.0K<0.1%History
HPHelmerich & Payne, Inc.COM10,444$270.0K<0.1%History
Meridian Bioscience Inc589584101COM10,305$258.0K<0.1%–
SICPSilvergate Capital CorpCL A1,506$246.0K<0.1%History
Corelogic Inc21871D103COM3,048$243.0K<0.1%–
WSMWilliams Sonoma IncCOM1,299$238.0K<0.1%History
NUANNuance Communications, Inc.COM4,992$228.0K<0.1%History
Panasonic Corp69832A205COM16,281$207.0K<0.1%–
Volkswagen AG Unsponsred ADR928662600ADR5,862$206.0K<0.1%–
QDELQuidelOrtho CorpCOM1,644$203.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW11,813$154.0K<0.1%History
Obalon Therapeutics Inc67424L209COM NEW43,900$127.0K<0.1%–
RMG Acquisition Corp IIG76083107CL A SHS10,250$103.0K<0.1%–
CK Hutchison Hldgs Ltd Unsponsord ADR12562Y100ADR11,097$90.0K<0.1%–
Bank of Fincastle062113105COM19,842$60.0K<0.1%–
SNDSmart Sand, Inc.COM15,600$39.0K<0.1%History
CHUCCharlie's Holdings, Inc.Common Stock4,712,040$39.0K<0.1%History
SBBPStrongbridge Biopharma plcSHS USD11,000$29.0K<0.1%History
Lake Resources NLQ5431K105Common Stock60,000$15.0K<0.1%–
RPMTRego Payment Architectures, Inc.Common Stock15,000$11.0K<0.1%History
HCMCHealthier Choices Management Corp.COM4,000,000$4.00K<0.1%History
TTCMARtelligence Holdings, Inc.Common Stock150,000$2.00K<0.1%History
Medical Marijuana Inc Com58463A105COM11,062$1.00K<0.1%–
WDLFDecentral Life, Inc.Common Stock50,000$1.00K<0.1%History
St Elias Mines Ltd784921108Common Stock17,150$00.0%–