Skip to main content
Livermore
Livermore
ZHEN

Stratos Wealth Partners, LTD.

SEC CIK
0001612865
Latest filing
Aug 11, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 19, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,136
+18 vs. Q3 2022
Portfolio value
$3.95B
+$370.6M (+10.3%) vs. Q3 2022
Filed
Jan 19, 2023
SEC
Holdings of Stratos Wealth Partners, LTD. in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
RKLYRockley Photonics Holdings LtdORDINARY SHARES13,037$1.83K<0.1%00.0%UnchangedHistory
INUVInuvo, Inc.COM NEW11,000$2.44K<0.1%00.0%UnchangedHistory
TOONKartoon Studios, Inc.COM10,000$4.65K<0.1%−25−0.2%ReducedHistory
SDCSmileDirectClub, Inc.CL A COM15,660$5.51K<0.1%00.0%UnchangedHistory
CDTXCidara Therapeutics, Inc.COM10,489$7.93K<0.1%00.0%UnchangedHistory
NGLNGL Energy Partners LPCOM UNIT REPST11,000$13.3K<0.1%00.0%UnchangedHistory
PRPOPrecipio, Inc.COM30,000$16.5K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW15,485$24.2K<0.1%+70+0.5%AddedHistory
MINDMind Technology, IncCOM54,400$25.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR11,519$25.3K<0.1%−3,001−20.7%ReducedHistory
GTEGran Tierra Energy Inc.COM25,900$25.6K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW25,754$31.2K<0.1%−5,247−16.9%ReducedHistory
UPWheels Up Experience Inc.COMMON STOCK32,650$33.6K<0.1%−1,500−4.4%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM12,968$34.1K<0.1%+663+5.4%AddedHistory
CRONCronos Group Inc.COM14,882$37.8K<0.1%00.0%UnchangedHistory
INDPIndaptus Therapeutics, Inc.COM26,832$38.9K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM11,000$42.7K<0.1%−40−0.4%ReducedHistory
OXSQOxford Square Capital Corp.COM14,000$43.7K<0.1%00.0%UnchangedHistory
Titan Med Inc88830X819COM NEW68,548$45.3K<0.1%00.0%Unchanged–
GALTGalectin Therapeutics IncCOM NEW40,950$46.3K<0.1%00.0%UnchangedHistory
MAMAMama's Creations, Inc.COM27,000$48.5K<0.1%−10,000−27.0%ReducedHistory
CGCCanopy Growth CorpCOM21,874$50.5K<0.1%−2,000−8.4%ReducedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM10,084$52.0K<0.1%+10,084NewHistory
EODAllspring Global Dividend Opportunity FundCOM12,459$54.4K<0.1%00.0%UnchangedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES11,517$54.8K<0.1%−810−6.6%ReducedHistory
IONQIonQ, Inc.COM16,273$56.1K<0.1%+4,975+44.0%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM14,185$57.7K<0.1%+498+3.6%AddedHistory
SIFSifco Industries IncCOM28,500$61.6K<0.1%00.0%UnchangedHistory
POWWOutdoor Holding CoCOM36,123$62.5K<0.1%+70+0.2%AddedHistory
GRWGGrowGeneration Corp.COM16,498$64.7K<0.1%−475−2.8%ReducedHistory
CHWCalamos Global Dynamic Income FundCOM13,015$72.6K<0.1%−100−0.8%ReducedHistory
MEHCQChrome Holding Co.CLASS A COM34,655$74.9K<0.1%−4,790−12.1%ReducedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,761$78.4K<0.1%+1,164+11.0%AddedHistory
VRAYViewRay, Inc.COM17,785$79.7K<0.1%+4,535+34.2%AddedHistory
RUMBWRUM Group Inc.*W EXP 02/18/20264,933$81.2K<0.1%−467−0.7%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM10,860$81.5K<0.1%−2,500−18.7%ReducedHistory
JMMNuveen Multi-Market Income FundCOM14,140$83.0K<0.1%00.0%UnchangedHistory
Crescent PT Energy Corp22576C101COM12,200$87.2K<0.1%00.0%Unchanged–
RKTRocket Companies, Inc.Stock12,495$87.5K<0.1%−5,535−30.7%ReducedHistory
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,000$89.1K<0.1%00.0%UnchangedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM10,264$92.5K<0.1%+255+2.5%AddedHistory
ASRTAssertio Holdings, Inc.COM NEW22,195$95.4K<0.1%+22,195NewHistory
HTZWWHertz Global Holdings, IncCommon Stock12,960$96.6K<0.1%00.0%UnchangedHistory
CANOCano Health, Inc.COM CL A71,000$97.3K<0.1%+71,000NewHistory
AGNCAGNC Investment Corp.REIT10,238$106.0K<0.1%+10,238NewHistory
RSKDRiskified Ltd.SHS CL A23,289$107.6K<0.1%00.0%UnchangedHistory
RMTRoyce Micro-Cap Trust, Inc.COM12,639$109.7K<0.1%+394+3.2%AddedHistory
JRSNuveen Real Estate Income FundCOM14,800$111.9K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM10,183$112.9K<0.1%−876−7.9%ReducedHistory
EFREaton Vance Senior Floating-Rate TrustCOM10,675$116.8K<0.1%+395+3.8%AddedHistory
FSRFisker Inc.CL A COM STK16,300$118.5K<0.1%−2,972−15.4%ReducedHistory
CIONCION Investment CorpCOM12,304$120.0K<0.1%+12,304NewHistory
BGSB&G Foods, Inc.COM10,862$121.1K<0.1%+10,862NewHistory
SOFISoFi Technologies, Inc.Stock26,949$124.2K<0.1%−11,378−29.7%ReducedHistory
FTFranklin Universal TrustSH BEN INT19,500$131.2K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM10,129$132.2K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT37,065$134.5K<0.1%+423+1.2%AddedHistory
TGANTransphorm, Inc.COM25,000$136.0K<0.1%−5,000−16.7%ReducedHistory
INSGInseego Corp.COM163,577$137.8K<0.1%+48,522+42.2%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM18,629$140.7K<0.1%−6,412−25.6%ReducedHistory
HTGCHercules Capital, Inc.COM10,790$142.6K<0.1%00.0%UnchangedHistory
RVTRoyce Small-Cap Trust, Inc.COM10,900$144.5K<0.1%+185+1.7%AddedHistory
NIONIO Inc.ADR14,924$145.5K<0.1%−2,170−12.7%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM17,060$146.7K<0.1%−13,062−43.4%ReducedHistory
USALiberty All Star Equity FundSH BEN INT25,985$148.1K<0.1%+100.0%AddedHistory
HLNHaleon plcADR18,663$149.3K<0.1%−701−3.6%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM17,197$150.3K<0.1%−14,456−45.7%ReducedHistory
VODVodafone Group Public Ltd CoADR15,288$154.7K<0.1%−4,129−21.3%ReducedHistory
RUTHRuths Hospitality Group, Inc.COM10,000$154.8K<0.1%−10−0.1%ReducedHistory
ADMAAdma Biologics, Inc.COM40,035$155.3K<0.1%+35+0.1%AddedHistory
HROWHarrow, Inc.COM10,610$156.6K<0.1%00.0%UnchangedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT11,207$159.3K<0.1%+232+2.1%AddedHistory
NCANuveen California Municipal Value FundCOM STK19,060$161.1K<0.1%−1,069−5.3%ReducedHistory
MPTMedical Properties Trust IncCOM14,540$162.0K<0.1%−9,378−39.2%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR11,620$163.8K<0.1%−1,535−11.7%ReducedHistory
PANLPangaea Logistics Solutions Ltd.SHS31,952$164.6K<0.1%−12,420−28.0%ReducedHistory
PCTPureCycle Technologies, Inc.COM24,765$167.4K<0.1%+715+3.0%AddedHistory
HPSJohn Hancock Preferred Income Fund IIICOM11,624$167.7K<0.1%−500−4.1%ReducedHistory
TLRYTilray Brands, Inc.COM CL 262,489$168.1K<0.1%+16,968+37.3%AddedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT12,331$171.5K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF14,928$171.7K<0.1%−999−6.3%ReducedHistory
PRPHProPhase Labs, Inc.COM18,155$174.8K<0.1%+18,155NewHistory
OIAInvesco Municipal Income Opportunities TrustCOM28,955$180.7K<0.1%+67+0.2%AddedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM18,456$185.9K<0.1%00.0%UnchangedHistory
OSBCOld Second Bancorp IncCOM11,693$187.6K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM32,205$188.1K<0.1%+40.0%AddedHistory
GAPGap IncCOM16,735$188.8K<0.1%+1,305+8.5%AddedHistory
HLHecla Mining CoCOM35,529$197.5K<0.1%+28+0.1%AddedHistory
Bridgetown Holdings LtdG1355U113COM CL A20,000$198.2K<0.1%00.0%Unchanged–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM17,696$199.6K<0.1%+2,110+13.5%AddedHistory
iShares Tr464287739U.S. REAL ES ETF2,391$201.4K<0.1%−374−13.5%Reduced–
IVTInvenTrust Properties Corp.COM NEW8,560$202.6K<0.1%−10,216−54.4%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM281$202.7K<0.1%−13−4.4%ReducedHistory
WDAYWorkday, Inc.CL A1,214$203.1K<0.1%−118−8.9%ReducedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,157$203.3K<0.1%−512−11.0%Reduced–
Vanguard Materials ETF92204A801ETF1,195$203.5K<0.1%+1,195New–
AMEAmetek IncCOM1,457$203.7K<0.1%+1,457NewHistory
Alps ETF Tr00162Q783STRATEGIC INCOME9,004$203.8K<0.1%+9,004New–
AGNTAGNT, Inc.COM18,411$204.0K<0.1%−1,100−5.6%ReducedHistory
WisdomTree Tr97717W596US ESG FUND4,978$204.5K<0.1%+4,978New–

Sold out since Q3 2022 (66)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stratos Wealth Partners, LTD. sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
iShares Tr46434VBA7IBONDS DEC22 ETF–$18.1M0.5%–
Global X Uranium ETF37954Y871ETF379,183$7.51M0.2%–
iShares Tr46429B291A RATE CP BD ETF133,307$6.05M0.2%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN195,709$3.81M0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S22,149$1.85M0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM24,524$1.23M<0.1%–
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT50,295$951.0K<0.1%–
iShares Inc464286533MSCI EMERG MRKT12,737$646.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY27,478$598.0K<0.1%–
ELMEElme CommunitiesSH BEN INT33,293$585.0K<0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF3,579$545.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J593RUSL 2000 DYNM16,767$530.0K<0.1%–
JOEST JOE CoCOM14,645$469.0K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF5,217$468.0K<0.1%–
WHRWhirlpool CorpStock3,387$457.0K<0.1%History
iShares Tr46435G755IBONDS DEC202217,376$450.0K<0.1%–
iShares Tr46434V290US SML CAP EQT9,855$441.0K<0.1%–
DREDuke Realty CorpCOM NEW8,634$416.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT18,850$388.0K<0.1%History
RIVNRivian Automotive, Inc.Stock10,705$352.0K<0.1%History
TWTRTwitter, Inc.COM7,809$342.0K<0.1%History
PLABPhotronics IncCOM22,102$323.0K<0.1%History
SPDR Series Trust78464A128ST STR SP1500VT2,545$320.0K<0.1%–
DOCUDocuSign, Inc.Stock5,407$289.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY11,471$285.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K110,900$282.0K<0.1%–
NTRNutrien Ltd.COM3,318$277.0K<0.1%History
RJFRaymond James Financial IncCOM2,720$269.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY12,210$264.0K<0.1%–
iShares Tr464288521CRE U S REIT ETF5,488$261.0K<0.1%–
Graniteshares ETF Tr38747R603XOUT US LRG CP7,994$253.0K<0.1%–
ROKURoku, IncCOM CL A4,456$251.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT3,784$247.0K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM39,275$243.0K<0.1%History
WTRGEssential Utilities, Inc.COM5,763$239.0K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF6,000$239.0K<0.1%–
CACICACI International IncCL A905$236.0K<0.1%History
ZMZoom Communications, Inc.Stock3,169$233.0K<0.1%History
ANAutonation, Inc.COM2,232$227.0K<0.1%History
Pacer Trendpilot 100 ETF69374H303ETF4,583$226.0K<0.1%–
BCBrunswick CorpCOM3,455$226.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF4,121$225.0K<0.1%–
PCARPaccar IncCOM2,677$224.0K<0.1%History
New York Life Invts Active E45409F827MACKAY MUN INTER9,539$223.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV29,532$223.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE11,847$215.0K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock2,594$211.0K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,278$211.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET5,961$210.0K<0.1%–
CIENCiena CorpCOM NEW5,174$209.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB10,462$209.0K<0.1%–
EQTEQT CorpStock5,064$206.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,521$200.0K<0.1%–
TCDATricida, Inc.COM17,336$182.0K<0.1%History
DKNGDraftKings Inc.Stock11,935$181.0K<0.1%History
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT10,636$172.0K<0.1%–
Global X FDS37954Y467E COMMERCE ETF10,506$159.0K<0.1%–
Swedish Expt CR Corp870297801ROG TTL ETN 2219,460$153.0K<0.1%–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM10,772$142.0K<0.1%History
LCIDLucid Group, Inc.COM10,112$141.0K<0.1%History
BSLBlackstone Senior Floating Rate 2027 Term FundCOM10,476$132.0K<0.1%History
BOEBlackRock Enhanced Global Dividend TrustCOM11,196$99.0K<0.1%History
FPAYFlexShopper, Inc.COM NEW43,130$80.0K<0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,182$51.0K<0.1%History
LABPLandos Biopharma, Inc.COM10,000$7.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202231,593$00.0%–