UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Nogin, Inc.65528N113 | *W EXP 08/26/202 | 600 | $17 | <0.1% | +600 | New | – |
| GeoVax Labs, Inc.373678119 | *W EXP 09/29/202 | 151 | $18 | <0.1% | +100+196.1% | Added | – |
| STCNSteel Connect LLC | COM | 16 | $18 | <0.1% | −4,794−99.7% | Reduced | History |
| TTOOT2 Biosystems, Inc. | COM NEW | 40 | $18 | <0.1% | 00.0% | Unchanged | History |
| Altshares Trust02210T207 | EVENT-DRIVEN ETF | 2 | $19 | <0.1% | +2 | New | – |
| NEXINexImmune, Inc. | COM | 49 | $19 | <0.1% | −16,573−99.7% | Reduced | History |
| ATI Physical Therapy, Inc.00216W117 | *W EXP 08/10/202 | 725 | $19 | <0.1% | −863−54.3% | Reduced | – |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | 600 | $19 | <0.1% | +193+47.4% | Added | – |
| Spinnaker ETF Series84858T301 | UVA DIVIDEND VAL | 2 | $19 | <0.1% | −991−99.8% | Reduced | – |
| Cambria ETF Tr132061805 | GBL TAIL RISK ET | 1 | $20 | <0.1% | −169−99.4% | Reduced | – |
| Fusion Acquisition Corp. II36118N201 | UNIT 02/29/2028 | 2 | $20 | <0.1% | −10,068−100.0% | Reduced | – |
| Senior Connect Acquisitn Cor81723H116 | *W EXP 12/31/202 | 500 | $20 | <0.1% | +500 | New | – |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 2 | $20 | <0.1% | −777−99.7% | Reduced | History |
| Byte Acquisition CorpG1R25Q113 | *W EXP 03/18/202 | 200 | $20 | <0.1% | −600−75.0% | Reduced | – |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | 495 | $20 | <0.1% | +495 | New | – |
| TC BioPharm (Holdings) plc87807D111 | *W EXP 02/08/202 | 200 | $20 | <0.1% | +200 | New | – |
| Generation Asia I AcquisitioG38258128 | *W EXP 99/99/999 | 139 | $20 | <0.1% | +139 | New | – |
| SILVERspac Inc.G8136V112 | *W EXP 09/09/202 | 100 | $21 | <0.1% | −100−50.0% | Reduced | – |
| Investcorp India Acquistn CoG49219127 | *W EXP 06/01/202 | 300 | $21 | <0.1% | +300 | New | – |
| Credit Suisse Nassau Branch22539T456 | ETN LKD 34 | 2 | $22 | <0.1% | −200−99.0% | Reduced | – |
| Janus Detroit STR Tr47103U829 | HENDERSON | 1 | $22 | <0.1% | −1,316−99.9% | Reduced | – |
| HCWBHCW Biologics Inc. | COM | 16 | $22 | <0.1% | −365−95.8% | Reduced | History |
| Onyx Acquisition Co. IG6755Q117 | *W EXP 11/30/202 | 200 | $22 | <0.1% | −600−75.0% | Reduced | – |
| CMCWFPiermont Valley Acquisition Corp | *W EXP 11/19/202 | 406 | $22 | <0.1% | +306+306.0% | Added | History |
| SERSerina Therapeutics, Inc. | COM | 35 | $23 | <0.1% | −13,467−99.7% | Reduced | History |
| Newbury Street Acquisitn Cor65101L112 | *W EXP 04/30/202 | 500 | $23 | <0.1% | −1,069−68.1% | Reduced | – |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 226 | $23 | <0.1% | −2,361−91.3% | Reduced | – |
| Ea Series Trust02072L631 | ALPHA ARCHITECT | 1 | $23 | <0.1% | −673−99.9% | Reduced | – |
| B Riley Prin 250 Merger Corp05602L112 | *W EXP 04/01/202 | 360 | $24 | <0.1% | +360 | New | – |
| ACERAcer Therapeutics Inc. | COM | 33 | $25 | <0.1% | −1,360−97.6% | Reduced | History |
| FNCHFinch Therapeutics Group, Inc. | COM | 63 | $25 | <0.1% | −160−71.7% | Reduced | History |
| MRMMedirom Healthcare Technologies Inc. | SPONSORED ADS | 4 | $25 | <0.1% | −1,935−99.8% | Reduced | History |
| bleuacacia ltdG11728139 | RIGHT 10/30/2026 | 800 | $25 | <0.1% | +780+3,900.0% | Added | – |
| Asymmetric ETFs Trust04651A200 | SMART ALPHA S&P | 1 | $25 | <0.1% | +1 | New | – |
| NAVBNavidea Biopharmaceuticals, Inc. | COM NEW | 100 | $26 | <0.1% | 00.0% | Unchanged | History |
| RGCRegencell Bioscience Holdings Ltd | ORDINARY SHARES | 1 | $26 | <0.1% | −668−99.9% | Reduced | History |
| Nushares ETF Tr67092P789 | GLOBAL NET ZERO | 1 | $27 | <0.1% | +1 | New | – |
| Kelly Strategic ETF Trust48817R409 | HOTEL & LODGING | 2 | $28 | <0.1% | −119−98.3% | Reduced | – |
| UNAMUnico American Corp | COM | 27 | $29 | <0.1% | +27 | New | History |
| LNZAWLanzaTech Global, Inc. | *W EXP 01/01/202 | 99 | $29 | <0.1% | +99 | New | History |
| HH&L Acquisition Co.G39714129 | *W EXP 02/04/202 | 501 | $30 | <0.1% | −520−50.9% | Reduced | – |
| Skydeck Acquisition Corp.G82220115 | *W EXP 05/13/202 | 903 | $30 | <0.1% | +603+201.0% | Added | – |
| SDIGStronghold Digital Mining, Inc. | CLASS A COM | 48 | $30 | <0.1% | −1,060−95.7% | Reduced | History |
| APx Acquisition Corp. IG0440J125 | *W EXP 11/30/202 | 498 | $30 | <0.1% | +498 | New | – |
| Clean Earth Acquisitions Cor184493112 | *W EXP 99/99/999 | 590 | $30 | <0.1% | +590 | New | – |
| Leju Hldgs Ltd50187J207 | SPONSORED ADS | 28 | $30 | <0.1% | −3,381−99.2% | Reduced | – |
| Semantix IncG6332A114 | *W EXP 08/03/202 | 250 | $30 | <0.1% | −1,775−87.7% | Reduced | – |
| Troika Media Group, Inc.89689F115 | *W EXP 04/13/202 | 453 | $31 | <0.1% | −5,318−92.2% | Reduced | – |
| Canoo Inc.13803R110 | *W EXP 12/21/202 | 352 | $32 | <0.1% | −5,749−94.2% | Reduced | – |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | 903 | $32 | <0.1% | +215+31.3% | Added | – |
| Lava Medtech Acquisition Cor519345110 | *W EXP 10/21/202 | 590 | $32 | <0.1% | +590 | New | – |
| New Providence Acqsitn Corp64823D110 | *W EXP 11/09/202 | 1,001 | $32 | <0.1% | −199−16.6% | Reduced | – |
| Kensington Capital AcquisitiG5251K129 | *W EXP 99/99/999 | 126 | $32 | <0.1% | +126 | New | – |
| SK Growth Opportunities CorpG8192N111 | *W EXP 06/28/202 | 200 | $32 | <0.1% | +200 | New | – |
| Akerna Corp00973W110 | *W EXP 06/17/202 | 1,758 | $33 | <0.1% | −10,773−86.0% | Reduced | – |
| Flame Acquisition Corp33850F116 | *W EXP 02/26/202 | 58 | $33 | <0.1% | +58 | New | – |
| NOVNNVN Liquidation, Inc. | COM NEW | 25 | $33 | <0.1% | 00.0% | Unchanged | History |
| Feutune Light Acquisition Co31561T128 | RIGHT 06/01/2029 | 296 | $33 | <0.1% | +296 | New | – |
| Butterfly Network, Inc.124155110 | *W EXP 05/27/202 | 129 | $34 | <0.1% | −5,175−97.6% | Reduced | – |
| Joby Aviation, Inc.G65163118 | *W EXP 08/10/202 | 52 | $34 | <0.1% | −1,523−96.7% | Reduced | – |
| Prime No Acquisition I Corp74168P123 | RIGHT 07/31/2027 | 201 | $34 | <0.1% | +201 | New | – |
| BURUWNuburu, Inc. | *W EXP 01/31/202 | 664 | $34 | <0.1% | +664 | New | History |
| Post Holdings Partnering Cor737465112 | *W EXP 04/12/202 | 230 | $35 | <0.1% | −569−71.2% | Reduced | – |
| Signal Hill Acquisition Corp82664R113 | *W EXP 02/10/202 | 750 | $35 | <0.1% | +750 | New | – |
| Infint Acquisition CorpG47862126 | *W EXP 99/99/999 | 500 | $35 | <0.1% | +500 | New | – |
| Dermata Therapeutics, Inc.249845116 | *W EXP 08/13/202 | 1,800 | $36 | <0.1% | −5,105−73.9% | Reduced | – |
| BioCardia, Inc.09060U119 | *W EXP 08/06/202 | 45 | $37 | <0.1% | −1,055−95.9% | Reduced | – |
| Jupiter Wellness Inc48208F113 | *W EXP 06/17/202 | 700 | $37 | <0.1% | −2,340−77.0% | Reduced | – |
| Blue Whale Acquisition CorpG1330M129 | *W EXP 07/30/202 | 490 | $37 | <0.1% | +490 | New | – |
| ASTIAscent Solar Technologies, Inc. | COM | 102 | $38 | <0.1% | +102 | New | History |
| Skillsoft Corp.83066P119 | *W EXP 06/11/202 | 156 | $39 | <0.1% | +156 | New | – |
| Pacer FDS Tr69374H394 | BLUESTAR DIG ENT | 2 | $39 | <0.1% | +2 | New | – |
| Globalink Invt Inc37892F117 | RIGHT 12/06/2026 | 600 | $40 | <0.1% | +500+500.0% | Added | – |
| Rose Hill Acquisition CorpG7637J123 | *W EXP 10/07/202 | 619 | $40 | <0.1% | +619 | New | – |
| CRGOWFreightos Ltd | *W EXP 99/99/999 | 198 | $40 | <0.1% | +198 | New | History |
| PAIYYAesthetic Medical International Holdings Group Ltd | ADS | 33 | $41 | <0.1% | −3,739−99.1% | Reduced | History |
| Brooge Energy LtdG1611B107 | SHS | 7 | $41 | <0.1% | +7 | New | – |
| Embrace Change Acquisitn CorG3034H141 | RIGHT 10/25/2026 | 401 | $41 | <0.1% | +401 | New | – |
| Twin Ridge Capital Acquis CoG9151L120 | *W EXP 03/07/202 | 600 | $42 | <0.1% | +600 | New | – |
| CBRGFChain Bridge I | *W EXP 11/10/202 | 582 | $42 | <0.1% | +232+66.3% | Added | History |
| Project Energy Reimagined AcG72556114 | *W EXP 10/28/202 | 599 | $43 | <0.1% | +599 | New | – |
| First Tr Exchange-Traded FD33733E823 | GROWTH STRENGTH | 2 | $44 | <0.1% | +2 | New | – |
| CBATCBAK Energy Technology Ltd | COM | 50 | $44 | <0.1% | −36,280−99.9% | Reduced | History |
| Cipher Mining Inc17253J114 | *W EXP 10/22/202 | 130 | $44 | <0.1% | −7,057−98.2% | Reduced | – |
| MSVBMid-Southern Bancorp, Inc. | COM | 4 | $45 | <0.1% | +2+100.0% | Added | History |
| Genesis GRWT Tech Acqustn CoG3R23D128 | *W EXP 99/99/999 | 2,570 | $46 | <0.1% | +2,570 | New | – |
| HOOKHOOKIPA Pharma Inc. | COM | 64 | $47 | <0.1% | −564−89.8% | Reduced | History |
| Sound Point Acquisition CorpG8274F119 | *W EXP 02/25/202 | 466 | $47 | <0.1% | +466 | New | – |
| Artelo Biosciences, Inc.04301G128 | *W EXP 06/25/202 | 687 | $48 | <0.1% | −7,536−91.6% | Reduced | – |
| KELYBKelly Services Inc | CL B | 3 | $48 | <0.1% | −571−99.5% | Reduced | History |
| Home Plate Acquisition Corp43734R111 | *W EXP 09/30/202 | 150 | $48 | <0.1% | +100+200.0% | Added | – |
| Listed FD Tr53656G514 | HORIZON KINETICS | 2 | $48 | <0.1% | +2 | New | – |
| BNY Mellon ETF Trust09661T859 | ULTRA SHORT INCM | 1 | $49 | <0.1% | −137−99.3% | Reduced | – |
| VMCWFValuence Merger Corp. I | *W EXP 02/18/202 | 1,120 | $49 | <0.1% | +1,120 | New | History |
| Bruush Oral Care Inc11750K120 | *W EXP 08/03/202 | 410 | $49 | <0.1% | +410 | New | – |
| Wejo Group LtdG9525W117 | *W EXP 11/18/202 | 1,000 | $50 | <0.1% | −15,051−93.8% | Reduced | – |
| MTEKWMaris Tech Ltd. | *W EXP 02/04/202 | 360 | $50 | <0.1% | +360 | New | History |
| Fidelity Merrimack STR Tr316188804 | SUSTAINABLE LOW | 1 | $50 | <0.1% | −24−96.0% | Reduced | – |
| GGROWGogoro Inc. | *W EXP 04/04/202 | 87 | $50 | <0.1% | −1,489−94.5% | Reduced | History |
| Touchstone ETF Trust89157W103 | DIVIDEND SELECT | 2 | $51 | <0.1% | −114−98.3% | Reduced | – |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |