UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Aequi Acquisition Corp00775W110 | *W EXP 11/30/202 | 3 | $0 | 0.0% | −1,064−99.7% | Reduced | – |
| Biomx Inc09090D111 | *W EXP 10/16/202 | 10 | $0 | 0.0% | −52,423−100.0% | Reduced | – |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 2 | $0 | 0.0% | −3,338−99.9% | Reduced | – |
| Ace Global Business Acqu LtdG0083E110 | *W EXP 02/20/202 | 1 | $0 | 0.0% | +1 | New | – |
| Datchat Inc23816M115 | *W EXP 08/13/202 | 1 | $0 | 0.0% | −3,044−100.0% | Reduced | – |
| Chavant Capital Acquisitn CoG2058L111 | *W EXP 99/99/999 | 3 | $0 | 0.0% | +3 | New | – |
| Orion Biotech Opportuntes CoG6780C117 | *W EXP 04/15/202 | 5 | $0 | 0.0% | −891−99.4% | Reduced | – |
| Axonprime Infrstctr Aqstn Co05467C116 | *W EXP 05/31/202 | 1 | $0 | 0.0% | −4,547−100.0% | Reduced | – |
| Apexigen Inc - US03759B110 | Warrant / Rights | 6 | $0 | 0.0% | −906−99.3% | Reduced | – |
| FAZEFaZe Holdings Inc. | COMMON STOCK | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Mobiv Acquisition Corp60742N114 | *W EXP 07/31/202 | 1 | $0 | 0.0% | +1 | New | – |
| Ef Hutton Acquisition Corp I28201D117 | *W EXP 11/18/202 | 1 | $0 | 0.0% | +1 | New | – |
| Ef Hutton Acquisition Corp I28201D125 | RIGHT 11/18/2027 | 1 | $0 | 0.0% | +1 | New | – |
| Inpixon45790J867 | COM NEW 2022 | 1 | $0 | 0.0% | −4,076−100.0% | Reduced | – |
| ALPPAlpine 4 Holdings, Inc. | COM | 1 | $1 | <0.1% | −21,021−100.0% | Reduced | History |
| Imac Hldgs Inc44967K112 | *W EXP 02/12/202 | 100 | $1 | <0.1% | +2+2.0% | Added | – |
| Lizhi Inc53933L104 | ADS | 1 | $1 | <0.1% | −10,393−100.0% | Reduced | – |
| LXEHLixiang Education Holding Co. Ltd. | ADS | 1 | $1 | <0.1% | −3,407−100.0% | Reduced | History |
| PEDPedevco Corp | COM PAR | 1 | $1 | <0.1% | −15,109−100.0% | Reduced | History |
| Doma Holdings IN25703A112 | EQUITY WRT | 76 | $1 | <0.1% | 00.0% | Unchanged | – |
| Crescera Cap Acquisition CorG26507114 | *W EXP 11/18/202 | 7 | $1 | <0.1% | +7 | New | – |
| AGRXAgile Therapeutics Inc | COM NEW | 6 | $1 | <0.1% | 00.0% | Unchanged | History |
| SYRESpyre Therapeutics, Inc. | COM | 7 | $2 | <0.1% | −1−12.5% | Reduced | History |
| FIEEFiEE, Inc. | COM | 20 | $2 | <0.1% | −7,949−99.7% | Reduced | History |
| Blue World Acquisition CorpG1263E136 | *W EXP 01/10/202 | 99 | $2 | <0.1% | +99 | New | – |
| ALLRAllarity Therapeutics, Inc. | COM NEW | 1 | $2 | <0.1% | +1 | New | History |
| CFRXCONTRAFECT Corp | COM NEW | 1 | $2 | <0.1% | +1 | New | History |
| LSTALisata Therapeutics, Inc. | COM | 1 | $3 | <0.1% | −5,896−100.0% | Reduced | History |
| Tidewater Inc88642R174 | *W EXP 11/24/202 | 1 | $3 | <0.1% | −1,098−99.9% | Reduced | – |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 19 | $3 | <0.1% | −23,502−99.9% | Reduced | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 60 | $3 | <0.1% | −1,939−97.0% | Reduced | – |
| Procaps Group S AL7756P110 | *W EXP 04/01/202 | 11 | $3 | <0.1% | 00.0% | Unchanged | – |
| AREBWAmerican Rebel Holdings Inc | *W EXP 01/20/202 | 100 | $3 | <0.1% | −885−89.8% | Reduced | History |
| Cyclo Therapeutics, Inc.23254X110 | *W EXP 11/14/202 | 20 | $4 | <0.1% | −225−91.8% | Reduced | – |
| CNSYCerenome, Inc. | COM NEW | 13 | $4 | <0.1% | −18,990−99.9% | Reduced | History |
| Bilander Acquisition Corp.09001T114 | *W EXP 05/19/202 | 26 | $4 | <0.1% | +26 | New | – |
| GSR II Meteora Acquisitn Cor36263W121 | *W EXP 02/24/202 | 100 | $4 | <0.1% | −6,719−98.5% | Reduced | – |
| VANIVivani Medical, Inc. | COMMON STOCK | 5 | $5 | <0.1% | −3,034−99.8% | Reduced | History |
| Data Knights Acquisition Cor237699111 | *W EXP 11/11/202 | 200 | $5 | <0.1% | −1,300−86.7% | Reduced | – |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 50 | $5 | <0.1% | +50 | New | – |
| Seqll Inc81734C114 | *W EXP 08/31/202 | 100 | $5 | <0.1% | +100 | New | – |
| Fortune Rise Acquisition Cor34969G110 | *W EXP 12/06/202 | 100 | $5 | <0.1% | +100 | New | – |
| C5 Acquisition Corporation12530D113 | *W EXP 12/31/202 | 117 | $5 | <0.1% | −1,465−92.6% | Reduced | – |
| Bullpen Parlay Acquisition CG1792A118 | *W EXP 12/03/202 | 199 | $5 | <0.1% | −301−60.2% | Reduced | – |
| HINDVyome Holdings, Inc | COM | 2 | $5 | <0.1% | −262−99.2% | Reduced | History |
| Alphatime Acquisition CorpG0223V121 | *W EXP 03/01/202 | 100 | $5 | <0.1% | +100 | New | – |
| AIMAIM ImmunoTech Inc. | COM | 13 | $6 | <0.1% | −29,262−100.0% | Reduced | History |
| Viveon Health Acquisition Co92853V122 | RIGHT 12/31/2025 | 120 | $6 | <0.1% | +120 | New | – |
| Splash Beverage Group Inc84862C112 | *W EXP 99/99/999 | 23 | $6 | <0.1% | −750−97.0% | Reduced | – |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 80 | $6 | <0.1% | +80 | New | – |
| HHG Capital CorpG4R23P129 | *W EXP 02/25/202 | 150 | $6 | <0.1% | +150 | New | – |
| LF Capital Acquisition Corp50202D110 | *W EXP 05/19/202 | 100 | $6 | <0.1% | +100 | New | – |
| Aura Fat Projs Acquisition CG06362126 | *W EXP 03/31/202 | 128 | $6 | <0.1% | +128 | New | – |
| Hainan Manaslu Acquistn CorpG4233U131 | *W EXP 01/31/202 | 200 | $6 | <0.1% | +200 | New | – |
| ITRMIterum Therapeutics plc | SHS NEW | 6 | $6 | <0.1% | −15,258−100.0% | Reduced | History |
| Goldenbridge Acquisition LtdG3970D120 | *W EXP 10/28/202 | 150 | $7 | <0.1% | +150 | New | – |
| LPTHLightpath Technologies Inc | COM CL A | 6 | $8 | <0.1% | 00.0% | Unchanged | History |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | 279 | $8 | <0.1% | −1,706−85.9% | Reduced | History |
| Abri Spac I Inc00085X113 | *W EXP 09/18/202 | 155 | $8 | <0.1% | +155 | New | – |
| Springwater SPL Situations C85205U115 | WARRANT | 264 | $8 | <0.1% | +164+164.0% | Added | – |
| Kalera Public Ltd CoG52251116 | *W EXP 06/27/202 | 303 | $8 | <0.1% | +303 | New | – |
| Rubicon Technologies, Inc.78112J117 | *W EXP 04/01/202 | 200 | $8 | <0.1% | +200 | New | – |
| Aenza S.A.A00776D202 | SPONSORED ADS | 3 | $8 | <0.1% | +3 | New | – |
| SYSo-Young International Inc. | SPONSORED ADS | 4 | $9 | <0.1% | −1,224−99.7% | Reduced | History |
| DAOYoudao, Inc. | SPONSORED ADS | 1 | $9 | <0.1% | 00.0% | Unchanged | History |
| BODYWBeachbody Company, Inc. | *W EXP 12/31/202 | 166 | $9 | <0.1% | −887−84.2% | Reduced | History |
| LOCLWLocal Bounti Corporation | *W EXP 99/99/999 | 100 | $9 | <0.1% | +100 | New | History |
| Evergreen CorpG3312W117 | *W EXP 02/08/202 | 100 | $9 | <0.1% | +100 | New | – |
| Nexalin Technology, Inc.65345B110 | *W EXP 09/15/202 | 99 | $9 | <0.1% | −601−85.9% | Reduced | – |
| Compute Health Acquisitin Co204833107 | COM CL A | 1 | $10 | <0.1% | −6,765−100.0% | Reduced | – |
| Flame Acquisition Corp33850F207 | UNIT 99/99/9999 | 1 | $10 | <0.1% | −713−99.9% | Reduced | – |
| 7GC & Co Holdings Inc81786A107 | COM CL A | 1 | $10 | <0.1% | −2,491−100.0% | Reduced | – |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 1 | $10 | <0.1% | +1 | New | – |
| BBLGWBone Biologics Corp | *W EXP 10/13/202 | 250 | $10 | <0.1% | +250 | New | History |
| MultiSensor AI Holdings, Inc.84921J108 | COM | 1 | $10 | <0.1% | −1,242−99.9% | Reduced | – |
| Fintech Ecosystem Deve318136124 | RIGHT 04/01/2026 | 100 | $10 | <0.1% | +100 | New | – |
| Monterey Cap Acquisition Cor61244M208 | UNIT 05/10/2027 | 1 | $10 | <0.1% | 00.0% | Unchanged | – |
| Ef Hutton Acquisition Corp I28201D109 | COM | 1 | $10 | <0.1% | −208−99.5% | Reduced | – |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 100 | $11 | <0.1% | +100 | New | – |
| Swiftmerge Acquisition CorpG63836111 | *W EXP 12/13/202 | 108 | $11 | <0.1% | +108 | New | – |
| Wag! Group Co.93042P117 | *W EXP 07/30/202 | 100 | $11 | <0.1% | −151−60.2% | Reduced | – |
| LFWDLifeward Ltd. | SHS | 17 | $12 | <0.1% | −4,828−99.6% | Reduced | History |
| WM Technology, Inc.92971A117 | *W EXP 06/16/202 | 166 | $12 | <0.1% | −8,473−98.1% | Reduced | – |
| TLISTalis Biomedical Corp | COM | 26 | $13 | <0.1% | −6,717−99.6% | Reduced | History |
| CADLCandel Therapeutics, Inc. | COM | 10 | $14 | <0.1% | −785−98.7% | Reduced | History |
| GLSIGreenwich LifeSciences, Inc. | COM | 1 | $14 | <0.1% | −723−99.9% | Reduced | History |
| PZGParamount Gold Nevada Corp. | COM | 40 | $14 | <0.1% | 00.0% | Unchanged | History |
| Breeze Holdings Acquisitn Co106762123 | RIGHT 05/23/2022 | 100 | $14 | <0.1% | −1,700−94.4% | Reduced | – |
| IDWIdw Media Holdings, Inc. | COM | 20 | $14 | <0.1% | 00.0% | Unchanged | History |
| BTBDWBT Brands, Inc. | *W EXP 11/12/202 | 100 | $14 | <0.1% | +100 | New | History |
| Revelstone Capital Acqstn Co76137R114 | *W EXP 09/15/202 | 100 | $14 | <0.1% | +100 | New | – |
| SESCWSES AI Corp | *W EXP 12/10/202 | 36 | $14 | <0.1% | 00.0% | Unchanged | History |
| Gravitas Education Hldgs Inc74979W200 | SPON ADS | 1 | $14 | <0.1% | −340−99.7% | Reduced | – |
| Achari Ventures Hldgs Corp I00444X119 | *W EXP 01/01/202 | 362 | $15 | <0.1% | −138−27.6% | Reduced | – |
| CDAKCodiak BioSciences, Inc. | COM | 91 | $16 | <0.1% | 00.0% | Unchanged | History |
| AEAEWAltEnergy Acquisition Corp | *W EXP 10/29/202 | 199 | $16 | <0.1% | +99+99.0% | Added | History |
| SDCL EDGE Acquisition CorpG79471127 | *W EXP 99/99/999 | 100 | $16 | <0.1% | +100 | New | – |
| GWAVGreenwave Technology Solutions, Inc. | COM NEW | 16 | $16 | <0.1% | 00.0% | Unchanged | History |
| PBHCPathfinder Bancorp, Inc. | COM | 1 | $17 | <0.1% | +1 | New | History |
| G Squared Ascend II IncG42041122 | *W EXP 12/31/202 | 600 | $17 | <0.1% | −732−55.0% | Reduced | – |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |