UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 8, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 9,478
- −267 vs. Q3 2022
- Portfolio value
- $208.3B
- +$33.2B (+19.0%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MTCMmtec, Inc. | SHS NEW | 1,814 | $1.42K | <0.1% | −1,535−45.8% | Reduced | History |
| Franklin Templeton ETF Tr35473P652 | FTSE EUROPE | 59 | $1.42K | <0.1% | +59 | New | – |
| CADLCandel Therapeutics, Inc. | COM | 795 | $1.42K | <0.1% | −3,386−81.0% | Reduced | History |
| Vicinity Motor Corp925654105 | COM | 1,482 | $1.42K | <0.1% | −4,392−74.8% | Reduced | – |
| CWBRCohBar, Inc. | COM NEW | 838 | $1.42K | <0.1% | −168−16.7% | Reduced | History |
| SHIPSeanergy Maritime Holdings Corp. | SHS NEW | 2,857 | $1.43K | <0.1% | +2,857 | New | History |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 9,548 | $1.43K | <0.1% | +8,794+1,166.3% | Added | – |
| NMTCNeuroone Medical Technologies Corp | COM NEW | 1,198 | $1.44K | <0.1% | +1,198 | New | History |
| Rice Acquisition Corp IIG75529126 | *W EXP 99/99/999 | 1,150 | $1.44K | <0.1% | +1,150 | New | – |
| ASMAvino Silver & Gold Mines Ltd | COM | 2,118 | $1.44K | <0.1% | −39,885−95.0% | Reduced | History |
| LVRALevere Holdings Corp. | CLASS A ORD SHS | 143 | $1.44K | <0.1% | 00.0% | Unchanged | History |
| Listed FD Tr53656F219 | PREFERRED PLUS | 163 | $1.44K | <0.1% | −323−66.5% | Reduced | – |
| APYXApyx Medical Corp | COM | 617 | $1.44K | <0.1% | −888,427−99.9% | Reduced | History |
| ATXIAvenue Therapeutics, Inc. | COM | 1,246 | $1.45K | <0.1% | +108+9.5% | Added | History |
| SNALSnail, Inc. | CLASS A COM | 983 | $1.45K | <0.1% | +983 | New | History |
| BFXBowflex Inc. | COM | 945 | $1.45K | <0.1% | −81,031−98.8% | Reduced | History |
| OMCCOld Market Capital Corp | COM NEW | 230 | $1.45K | <0.1% | −340−59.6% | Reduced | History |
| MSCStudio City International Holdings Ltd | SPON ADS | 245 | $1.46K | <0.1% | −608−71.3% | Reduced | History |
| CDIOCardio Diagnostics Holdings, Inc. | COMMON STOCK | 1,384 | $1.47K | <0.1% | +1,384 | New | History |
| NVVENuvve Holding Corp. | COM | 2,220 | $1.49K | <0.1% | −38,461−94.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G540 | ESG NASDAQ 100 | 83 | $1.50K | <0.1% | −354−81.0% | Reduced | – |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 2,900 | $1.51K | <0.1% | −24,289−89.3% | Reduced | – |
| Progress Acquisition Corp.74327P204 | UNIT 12/25/2025 | 150 | $1.51K | <0.1% | −2,434−94.2% | Reduced | – |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 160 | $1.51K | <0.1% | −1,893−92.2% | Reduced | History |
| FIEEFiEE, Inc. | COM | 7,969 | $1.51K | <0.1% | +4,082+105.0% | Added | History |
| Series Portfolios Tr81752T577 | OPTIMIZE AI SMRT | 59 | $1.52K | <0.1% | +59 | New | – |
| CMRAComera Life Sciences Holdings, Inc. | COM | 1,233 | $1.52K | <0.1% | −1,394−53.1% | Reduced | History |
| MONDMondee Holdings, Inc. | COMMON STOCK | 140 | $1.52K | <0.1% | −6,241−97.8% | Reduced | History |
| Chavant Capital Acquisitn CoG2058L129 | UNIT 07/16/2026 | 145 | $1.54K | <0.1% | 00.0% | Unchanged | – |
| Kelly Strategic ETF Trust48817R409 | HOTEL & LODGING | 121 | $1.54K | <0.1% | +117+2,925.0% | Added | – |
| SRGSeritage Growth Properties | CL A | 130 | $1.54K | <0.1% | 00.0% | Unchanged | History |
| MRUSMerus N.V. | COM | 100 | $1.55K | <0.1% | −14,590−99.3% | Reduced | History |
| RVLPRVL Pharmaceuticals plc | SHS | 1,382 | $1.55K | <0.1% | −10,012−87.9% | Reduced | History |
| TCRXTScan Therapeutics, Inc. | COM | 1,000 | $1.55K | <0.1% | −2,441−70.9% | Reduced | History |
| TPHSTrinity Place Holdings Inc. | COM | 2,095 | $1.55K | <0.1% | +2,095 | New | History |
| Global X FDS37950E218 | MSCI NXT EMRNG | 85 | $1.55K | <0.1% | −589−87.4% | Reduced | – |
| IFRXInflaRx N.V. | COM | 504 | $1.56K | <0.1% | −4,857−90.6% | Reduced | History |
| Columbia ETF Tr I19761L201 | SUSTNBLE INTL | 64 | $1.56K | <0.1% | −16−20.0% | Reduced | – |
| Invesco Actively Managed ETF46090A812 | US LARGE CAP CRE | 131 | $1.56K | <0.1% | 00.0% | Unchanged | – |
| Simplify Exchange Traded Fun82889N723 | AGGREGATE BD ETF | 70 | $1.57K | <0.1% | +70 | New | – |
| Erytech Pharma29604W108 | SPONSORED ADR | 4,755 | $1.57K | <0.1% | +435+10.1% | Added | – |
| XMAXXMax Inc. | COM NEW | 3,565 | $1.57K | <0.1% | +288+8.8% | Added | History |
| BNCWWBNB Standard Corp | *W EXP 02/11/202 | 17,531 | $1.58K | <0.1% | +17,531 | New | History |
| Two RDS Shared Tr90214Q717 | LEADERSHS ACTIVI | 54 | $1.58K | <0.1% | +54 | New | – |
| SYSo-Young International Inc. | SPONSORED ADS | 1,228 | $1.58K | <0.1% | −2,625−68.1% | Reduced | History |
| SILVERspac Inc.G8136V104 | CLASS A ORD | 159 | $1.60K | <0.1% | −110,844−99.9% | Reduced | – |
| Syntax ETF Tr87166N205 | STRATIFIE MDCP | 46 | $1.62K | <0.1% | 00.0% | Unchanged | – |
| T Rowe Price Exchange-Traded87283Q800 | TOTAL RETURN ETF | 40 | $1.62K | <0.1% | +40 | New | – |
| Pathfinder Acquisition CorpG04119122 | *W EXP 02/19/202 | 7,076 | $1.63K | <0.1% | +7,076 | New | – |
| Faraday Future I307359117 | EQUITY WRT | 23,283 | $1.63K | <0.1% | +13,697+142.9% | Added | – |
| CRVOCervoMed Inc. | COM NEW | 323 | $1.63K | <0.1% | −533−62.3% | Reduced | History |
| FTHFaeth Therapeutics, Inc. | COM | 1,097 | $1.64K | <0.1% | −12,017−91.6% | Reduced | History |
| CUENCuentas Inc. | COM NEW | 9,102 | $1.64K | <0.1% | +8,795+2,864.8% | Added | History |
| NTRPNextTrip, Inc. | COM | 4,095 | $1.64K | <0.1% | +3,148+332.4% | Added | History |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 71 | $1.64K | <0.1% | −1,088−93.9% | Reduced | History |
| HSCSHeartSciences Inc. | COM | 1,953 | $1.64K | <0.1% | +144+8.0% | Added | History |
| UBS AG London Branch90269A252 | CEF | 43 | $1.64K | <0.1% | −9−17.3% | Reduced | – |
| ADTXAditxt, Inc. | COM NEW | 1,421 | $1.65K | <0.1% | −10,580−88.2% | Reduced | History |
| YHGJYunhong Green Cti Ltd. | COM | 1,598 | $1.66K | <0.1% | −11,579−87.9% | Reduced | History |
| Mercurity Fintech Holding IN58936H109 | SPONSORED ADS | 1,487 | $1.67K | <0.1% | −915−38.1% | Reduced | – |
| Bondbloxx ETF Trust09789C804 | B RT USD HI YLD | 44 | $1.67K | <0.1% | −6−12.0% | Reduced | – |
| INMInMed Pharmaceuticals Inc. | COM NEW | 831 | $1.68K | <0.1% | −4,966−85.7% | Reduced | History |
| Airspan Networks Holdings IN00951K138 | *W EXP 11/01/202 | 400 | $1.68K | <0.1% | +5+1.3% | Added | – |
| Atlantic Coastal Acquistn Co048453203 | UNIT 03/02/2026 | 168 | $1.68K | <0.1% | 00.0% | Unchanged | – |
| Bionano Genomics, Inc.09075F115 | *W EXP 08/21/202 | 16,816 | $1.68K | <0.1% | −3,050−15.4% | Reduced | – |
| ELEVElevation Acquisition Group Inc. | COM | 1,782 | $1.69K | <0.1% | +1,782 | New | History |
| WAFUWah Fu Education Group Ltd | SHS | 753 | $1.70K | <0.1% | −1,101−59.4% | Reduced | History |
| IMTEIntegrated Media Technology Ltd | SHS | 2,466 | $1.70K | <0.1% | −19,444−88.7% | Reduced | History |
| FBRXForte Biosciences, Inc. | COM | 1,715 | $1.72K | <0.1% | +1,682+5,097.0% | Added | History |
| PAYSPaysign, Inc. | COM | 665 | $1.72K | <0.1% | −6,710−91.0% | Reduced | History |
| APXIAPx Acquisition Corp. I | CLASS A ORD SHS | 169 | $1.73K | <0.1% | +69+69.0% | Added | History |
| Barclays BK PLC06746P456 | ETN LKD 48 | 29 | $1.73K | <0.1% | −10−25.6% | Reduced | – |
| Bluescape Opportunities AcquG1195N113 | *W EXP 10/28/202 | 10,910 | $1.75K | <0.1% | +10,910 | New | – |
| Spring Valley Acquistn CorpG83752116 | *W EXP 02/25/202 | 9,248 | $1.76K | <0.1% | +9,248 | New | – |
| HTCRHeartCore Enterprises, Inc. | COM | 1,933 | $1.76K | <0.1% | −3,758−66.0% | Reduced | History |
| QTEKQualTek Services Inc. | CLASS A COM | 4,000 | $1.76K | <0.1% | −8,090−66.9% | Reduced | History |
| MYSEMyseum.AI, Inc. | COM | 7,043 | $1.76K | <0.1% | +7,043 | New | History |
| Listed FDS Tr53656F268 | WAHED DOW JONES | 91 | $1.76K | <0.1% | +91 | New | – |
| TXMDTherapeuticsMD, Inc. | COM NEW | 316 | $1.77K | <0.1% | +229+263.2% | Added | History |
| Planet Labs PBC72703X114 | *W EXP 12/06/202 | 2,061 | $1.77K | <0.1% | −19,822−90.6% | Reduced | – |
| CBUSCibus, Inc. | COM | 11,837 | $1.78K | <0.1% | −53,720−81.9% | Reduced | History |
| HINDVyome Holdings, Inc | COM | 264 | $1.78K | <0.1% | +264 | New | History |
| FRGTFreight Technologies, Inc. | ORDINARY SHARES | 7,754 | $1.78K | <0.1% | −305−3.8% | Reduced | History |
| Embark Technolog29079J111 | EQUITY WRT | 89,200 | $1.78K | <0.1% | +72,596+437.2% | Added | – |
| OCGOriental Culture Holding LTD | ORD SHS | 3,570 | $1.78K | <0.1% | −11,280−76.0% | Reduced | History |
| VAXXVaxxinity, Inc. | COM CL A | 1,275 | $1.78K | <0.1% | −4,581−78.2% | Reduced | History |
| CNTXContext Therapeutics Inc. | COM | 2,755 | $1.79K | <0.1% | +2,755 | New | History |
| NXXTNextnrg, Inc. | COM NEW | 6,442 | $1.80K | <0.1% | −2,637−29.0% | Reduced | History |
| SFRTAppreciate Holdings, Inc. | CLASS A COM | 1,572 | $1.81K | <0.1% | +1,572 | New | History |
| Pathfinder Acquisition CorpG04119114 | UNIT 02/17/2026 | 200 | $1.81K | <0.1% | 00.0% | Unchanged | – |
| Tidal ETF Tr II88634T600 | YIELDMAX INNOVAT | 100 | $1.82K | <0.1% | +100 | New | – |
| ETF Managers Tr26924G672 | BREAKWAVE SEA | 89 | $1.82K | <0.1% | −24−21.2% | Reduced | – |
| Matthews Asia FDS577125826 | ASIA INNOV ACTIV | 76 | $1.85K | <0.1% | +76 | New | – |
| MDVLMedAvail Holdings, Inc. | COM | 6,159 | $1.85K | <0.1% | +2,269+58.3% | Added | History |
| SkyAI, Inc.82003F101 | COMMON STOCK | 1,527 | $1.85K | <0.1% | −1,734−53.2% | Reduced | – |
| Lava Medtech Acquisition Cor519345201 | UNIT 10/21/2026 | 181 | $1.85K | <0.1% | 00.0% | Unchanged | – |
| HARPHarpoon Therapeutics, Inc. | COM | 2,542 | $1.86K | <0.1% | +31+1.2% | Added | History |
| BEATWHeartBeam, Inc. | *W EXP 10/31/202 | 1,710 | $1.86K | <0.1% | −11,856−87.4% | Reduced | History |
| GPGreenpower Motor Co Inc. | COM NEW | 1,078 | $1.86K | <0.1% | +378+54.0% | Added | History |
| MRDNMeridian Holdings Inc. | COM | 736 | $1.87K | <0.1% | −5,482−88.2% | Reduced | History |
Options (755)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 755 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.15B | $1.84B |
| iShares Tr464287432 | 20 YR TR BD ETF | $1.43B | $1.66B |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.06B | $811.1M |
| iShares Russell 2000 ETF464287655 | ETF | $1.17B | $636.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $683.3M | $1.06B |
| AAPLApple Inc. | Stock | $1.05B | $584.2M |
| GLDSPDR Gold Trust | ETF | $389.6M | $767.6M |
| MSFTMicrosoft Corp | Stock | $487.3M | $439.0M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $210.1M | $587.5M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $481.2M | $304.5M |
| iShares Tr464288513 | IBOXX HI YD ETF | $580.4M | $202.3M |
| TSLATesla, Inc. | Stock | $503.9M | $265.1M |
| BACBank of America Corp | Stock | $458.3M | $265.8M |
| AVGOBroadcom Inc. | Stock | $482.0M | $237.8M |
| AMZNAmazon Com Inc | Stock | $395.6M | $314.4M |
| NVDANVIDIA Corp | Stock | $428.2M | $225.2M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $426.3M | $215.2M |
| MSMorgan Stanley | Stock | $182.6M | $437.4M |
| JPMJPMorgan Chase & Co | Stock | $397.9M | $212.2M |
| CCitigroup Inc | Stock | $264.7M | $336.4M |
| AMDAdvanced Micro Devices Inc | Stock | $392.1M | $208.4M |
| NFLXNetflix Inc | Stock | $358.4M | $237.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $450.9M | $29.0M |
| CVXChevron Corp | Stock | $342.6M | $90.9M |
| METAMeta Platforms, Inc. | Stock | $234.8M | $190.9M |
| GEGeneral Electric Co | Stock | $329.3M | $88.4M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $379.2M | $33.3M |
| CSCOCisco Systems, Inc. | Stock | $218.2M | $193.5M |
| WMTWalmart Inc. | Stock | $271.8M | $125.6M |
| GOOGLAlphabet Inc. | Stock | $206.1M | $175.2M |
| ABBVAbbVie Inc. | Stock | $232.8M | $108.1M |
| GSGoldman Sachs Group Inc | Stock | $213.7M | $122.5M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $223.8M | $99.9M |
| MAMastercard Inc | Stock | $139.6M | $180.5M |
| PINSPinterest, Inc. | CL A | $22.6M | $295.0M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $106.6M | $199.2M |
| XOMExxonMobil Holdings Corp | COM | $192.5M | $109.3M |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | $252.7M | $48.5M |
| AIGAmerican International Group, Inc. | Stock | $157.3M | $139.9M |
| IBMInternational Business Machines Corp | Stock | $166.8M | $125.5M |
| BMYBristol Myers Squibb Co | Stock | $200.2M | $91.3M |
| MUMicron Technology Inc | Stock | $203.7M | $76.1M |
| METMetlife Inc | Stock | $184.3M | $91.6M |
| INTCIntel Corp | Stock | $135.7M | $124.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $152.6M | $102.6M |
| HDHome Depot, Inc. | Stock | $193.9M | $57.0M |
| UNHUnitedHealth Group Inc | Stock | $178.8M | $68.9M |
| TMUST-Mobile US, Inc. | Stock | $163.5M | $82.9M |
| LOGILogitech International S.A. | SHS | $39.7M | $206.2M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $36.9M | $205.6M |
| FSLRFirst Solar, Inc. | Stock | $172.2M | $68.0M |
| MPCMarathon Petroleum Corp | Stock | $177.3M | $58.4M |
| QCOMQualcomm Inc | Stock | $87.2M | $141.1M |
| GILDGilead Sciences, Inc. | Stock | $164.8M | $61.4M |
| MRKMerck & Co., Inc. | Stock | $161.0M | $62.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $210.6M | $12.4M |
| UNPUnion Pacific Corp | Stock | $136.5M | $84.6M |
| LRCXLam Research Corp | COM | $138.7M | $76.9M |
| BABoeing Co | Stock | $127.6M | $87.3M |
| RIORio Tinto PLC | ADR | $142.4M | $71.2M |
| CRMSalesforce, Inc. | Stock | $93.8M | $110.8M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $115.2M | $89.3M |
| VVisa Inc. | Stock | $102.1M | $101.8M |
| JDJD.com, Inc. | SPON ADS CL A | $138.6M | $64.2M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $188.1M | $14.5M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $69.7M | $131.5M |
| HUMHumana Inc | Stock | $125.2M | $72.2M |
| VZVerizon Communications Inc | Stock | $77.8M | $119.4M |
| CATCaterpillar Inc | Stock | $128.1M | $67.2M |
| MCDMcDonalds Corp | Stock | $129.1M | $63.0M |
| CVSCVS Health Corp | Stock | $126.3M | $55.4M |
| JNJJohnson & Johnson | Stock | $137.7M | $40.9M |
| GMGeneral Motors Co | COM | $79.6M | $96.9M |
| LOWLowes Companies Inc | Stock | $117.5M | $51.6M |
| AMATApplied Materials Inc | Stock | $116.9M | $52.1M |
| BBYBest Buy Co Inc | Stock | $141.0M | $26.3M |
| GOOGAlphabet Inc. | Stock | $66.8M | $97.7M |
| DOWDow Inc. | Stock | $111.2M | $53.1M |
| EMREmerson Electric Co | Stock | $90.1M | $71.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $141.8M | $16.7M |
| ADIAnalog Devices Inc | Stock | $102.1M | $52.7M |
| HONHoneywell International Inc | COM | $104.8M | $47.4M |
| WMBWilliams Companies, Inc. | COM | $101.2M | $48.3M |
| ADBEAdobe Inc. | Stock | $100.3M | $47.6M |
| PYPLPayPal Holdings, Inc. | Stock | $34.1M | $110.1M |
| WFCWells Fargo & Company | Stock | $106.4M | $37.7M |
| STLAStellantis N.V. | SHS | $71.0M | $70.6M |
| UALUnited Airlines Holdings, Inc. | COM | $130.6M | $10.3M |
| ALCAlcon Inc | Stock | $20.7M | $119.4M |
| PEPPepsiCo Inc | Stock | $91.3M | $47.7M |
| CMGChipotle Mexican Grill Inc | COM | $91.2M | $47.2M |
| TSNTyson Foods, Inc. | Stock | $68.4M | $68.5M |
| PFEPfizer Inc | Stock | $89.2M | $44.7M |
| RTXRTX Corp | Stock | $66.7M | $62.9M |
| FCXFreeport-McMoran Inc | Stock | $86.9M | $42.4M |
| AMGNAmgen Inc | Stock | $83.7M | $43.2M |
| PRUPrudential Financial Inc | Stock | $88.4M | $37.9M |
| KOCoca Cola Co | Stock | $85.6M | $38.5M |
| XUnited States Steel Corp | COM | $116.1M | $5.95M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $37.8M | $78.9M |
Sold out since Q3 2022 (1,299)
Positions held at the end of Q3 2022 that are gone from this filing.
The largest 100 of 1,299 by value last quarter.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| CTXSCitrix Systems Inc | COM | 2,145,123 | $222.9M | 0.1% | History |
| BHVNBiohaven Ltd. | COM | 833,464 | $126.0M | 0.1% | History |
| TWTRTwitter, Inc. | COM | 2,166,997 | $95.0M | 0.1% | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 5,993,090 | $94.8M | 0.1% | History |
| AVLRAvalara, Inc. | COM | 890,107 | $81.7M | <0.1% | History |
| CVETCovetrus, Inc. | COM | 2,949,382 | $61.6M | <0.1% | History |
| ZENZendesk, Inc. | COM | 789,322 | $60.1M | <0.1% | History |
| PBFXPBF Logistics LP | UNIT LTD PTNR | 3,008,749 | $56.8M | <0.1% | History |
| YAlleghany Corp | COM | 50,592 | $42.5M | <0.1% | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 1,027,631 | $42.0M | <0.1% | History |
| DREDuke Realty Corp | COM NEW | 780,230 | $37.6M | <0.1% | History |
| AERIAerie Pharmaceuticals Inc | COM | 2,405,832 | $36.4M | <0.1% | History |
| NLSNNielsen Holdings plc | SHS EUR | 1,238,458 | $34.3M | <0.1% | History |
| SWCHSwitch, Inc. | CL A | 870,382 | $29.3M | <0.1% | History |
| TMXTerminix Global Holdings Inc | COM | 530,081 | $20.3M | <0.1% | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 771,580 | $19.3M | <0.1% | – |
| GBTGlobal Blood Therapeutics, Inc. | COM | 276,847 | $18.9M | <0.1% | History |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 414,467 | $13.8M | <0.1% | History |
| CLRContinental Resources, Inc | COM | 173,265 | $11.6M | <0.1% | History |
| CHNGChange Healthcare Inc. | COM | 366,313 | $10.1M | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 336,869 | $9.01M | <0.1% | History |
| ABMDAbiomed Inc | COM | 35,053 | $8.61M | <0.1% | History |
| Ironsource LtdM5R75Y101 | CL A ORD SHS | 1,737,099 | $5.97M | <0.1% | – |
| ChemoCentryx, Inc.16383L106 | COM | 115,482 | $5.97M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 259,467 | $5.50M | <0.1% | – |
| FMTXForma Therapeutics Holdings, Inc. | SHS | 222,712 | $4.44M | <0.1% | History |
| PINGPing Identity Holding Corp. | COM | 136,834 | $3.84M | <0.1% | History |
| LFGArchaea Energy Inc. | COM CL A | 200,727 | $3.61M | <0.1% | History |
| LGVLongview Acquisition Corp. II | COM CL A | 285,425 | $2.80M | <0.1% | History |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 257,864 | $2.53M | <0.1% | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 96,660 | $2.50M | <0.1% | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 745,455 | $2.48M | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735102 | CLASS A ORD SHS | 225,539 | $2.22M | <0.1% | – |
| Atlas Crest Investment Corp049287105 | COM CL A | 204,325 | $2.01M | <0.1% | – |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 188,091 | $1.84M | <0.1% | History |
| Global X FDS37950E549 | GLB X SUPERDIV | 236,385 | $1.78M | <0.1% | – |
| Af Acquisition Corp001040104 | CLASS A COM | 151,605 | $1.48M | <0.1% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 55,950 | $1.23M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 46,412 | $1.17M | <0.1% | – |
| Tenneco Inc880349105 | CL A VTG COM STK | 62,931 | $1.09M | <0.1% | – |
| BNKDBank of Montreal | MCROSECTR 3XINVR | 70,781 | $1.09M | <0.1% | History |
| ECOMChanneladvisor Corp | COM | 46,838 | $1.06M | <0.1% | History |
| XFINExcelFin Acquisition Corp. | COM CL A | 103,360 | $1.04M | <0.1% | History |
| Kraneshares Trust500767652 | MOUNT LUCAS ETF | 25,098 | $963.0K | <0.1% | – |
| MNRLMNRL Sub Inc. | CL A COM | 35,567 | $878.0K | <0.1% | History |
| MNManning & Napier, Inc. | CL A | 66,998 | $822.0K | <0.1% | History |
| EFLEaton Vance Floating-Rate 2022 Target Term Trust | COM | 89,883 | $773.0K | <0.1% | History |
| Waverley Capital Acquis CorpG06536109 | SHS CL A | 75,457 | $737.0K | <0.1% | – |
| BTRSBTRS Holdings Inc. | COM CL 1 | 79,441 | $736.0K | <0.1% | History |
| NRGDBank of Montreal | BIG OIL INDX 3X | 10,360 | $622.0K | <0.1% | History |
| FVTFortress Value Acquisition Corp. III | COM CL A | 54,068 | $535.0K | <0.1% | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 51,505 | $507.0K | <0.1% | – |
| Swedish Expt CR Corp870297801 | ROG TTL ETN 22 | 64,263 | $504.0K | <0.1% | – |
| ASBPAspire-Lakewood Holdings, Inc. | CLASS A ORDI SHS | 49,006 | $497.0K | <0.1% | History |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $494.0K | <0.1% | – |
| Gores Technology Partners II38287L107 | CLASS A COM | 49,997 | $491.0K | <0.1% | – |
| Hennessy Capital Invs Corp V42589T107 | COM CL A | 47,802 | $472.0K | <0.1% | – |
| Dimensional ETF Trust25434V856 | INFLATION PROTE | 10,581 | $430.0K | <0.1% | – |
| GNACGroup Nine Acquisition Corp. | COM CL A | 42,163 | $417.0K | <0.1% | History |
| Iron Spark I Inc46301G103 | CLASS A COM | 41,911 | $416.0K | <0.1% | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 7,471 | $375.0K | <0.1% | – |
| APRNBlue Apron Holdings, Inc. | CL A NEW | 63,871 | $369.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G450 | NANOTECHNOLOGY | 25,000 | $368.0K | <0.1% | – |
| MSGRMSGS Spinco, Inc. | DIREXION MRNA | 26,810 | $363.0K | <0.1% | History |
| CDAQCompass Digital Acquisition Corp. | CLASS A ORD | 36,400 | $356.0K | <0.1% | History |
| Vanguard Wellington FD921935300 | US LIQUIDITY | 3,972 | $347.0K | <0.1% | – |
| John Hancock Exchange Traded47804J602 | MULTIFACTOR TE | 5,211 | $346.0K | <0.1% | – |
| CYBECyberoptics Corp | COM | 6,413 | $345.0K | <0.1% | History |
| BSKYBig Sky Growth Partners, Inc. | CLASS A COM | 35,060 | $343.0K | <0.1% | History |
| FTCVFintech Acquisition Corp V | COM CL A | 31,740 | $316.0K | <0.1% | History |
| GDXUBank of Montreal | MICROSCTR 3X LEV | 103,449 | $304.0K | <0.1% | History |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 29,881 | $296.0K | <0.1% | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 23,079 | $295.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U810 | FT VEST U.S | 9,847 | $290.0K | <0.1% | – |
| STRSTR Sub Inc. | CLASS A COM | 13,076 | $289.0K | <0.1% | History |
| TGAATarget Global Acquisition I Corp. | CLASS A ORD SHS | 26,112 | $262.0K | <0.1% | History |
| China Automotive Systems Inc/216936R105 | COM | 64,953 | $258.0K | <0.1% | – |
| Swedish Expt CR Corp870297603 | ROG AGRI ETN22 | 27,993 | $255.0K | <0.1% | – |
| Forbion European Acqustn CorG3619H102 | CLASS A ORD SHS | 25,000 | $253.0K | <0.1% | – |
| KLXEKLX Energy Services Holdings, Inc. | COM NEW | 30,000 | $247.0K | <0.1% | History |
| Turquoise Hill Res Ltd900435207 | COM | 8,093 | $239.0K | <0.1% | – |
| OILDBank of Montreal | CALL LKD 41 | 49,076 | $239.0K | <0.1% | History |
| iShares U S ETF Tr46431W598 | BLOOMBERG ROLL | 4,282 | $236.0K | <0.1% | – |
| PRLHPearl Holdings Acquisition Corp | CLASS A ORD SHS | 23,547 | $235.0K | <0.1% | History |
| Absolute Shs Tr00400R874 | WBI BBR GBL INME | 11,252 | $233.0K | <0.1% | – |
| STELStellar Bancorp, Inc. | COM | 7,834 | $229.0K | <0.1% | History |
| KL Acquisition Corp49837C109 | COM CL A | 22,749 | $225.0K | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 22,256 | $219.0K | <0.1% | – |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 8,279 | $214.0K | <0.1% | – |
| PICCPivotal Investment Corp III | COM CL A | 21,656 | $213.0K | <0.1% | History |
| HumanCo Acquisition Corp.44487N208 | UNIT 12/08/2023 | 21,162 | $211.0K | <0.1% | – |
| Big Sky Growth Partners, Inc.08954L201 | UNIT 04/01/2026 | 21,094 | $206.0K | <0.1% | – |
| Gaming & Hospitality Acqu Co364681106 | COM CL A | 20,752 | $204.0K | <0.1% | – |
| ScION Tech Growth IG31067120 | UNIT 12/17/2025 | 20,262 | $202.0K | <0.1% | – |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 10,915 | $198.0K | <0.1% | – |
| FNGUBank of Montreal | MICROSECTORS IDX | 33,530 | $198.0K | <0.1% | History |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 19,800 | $195.0K | <0.1% | – |
| ProShares Tr74347G358 | ULSHOIL&GASNEW13 | 10,198 | $195.0K | <0.1% | – |
| Clarim Acquisition Corp18049C207 | UNIT 99/99/9999 | 19,457 | $193.0K | <0.1% | – |
| Healthcare Services Acqu Cor42227K203 | UNIT 11/18/2023 | 19,425 | $193.0K | <0.1% | – |