UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 8, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 9,478
- −267 vs. Q3 2022
- Portfolio value
- $208.3B
- +$33.2B (+19.0%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Akerna Corp00973W110 | *W EXP 06/17/202 | 12,531 | $251 | <0.1% | −8,789−41.2% | Reduced | – |
| SLDPSolid Power, Inc. | CLASS A COM | 100 | $254 | <0.1% | −6,681−98.5% | Reduced | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 136 | $254 | <0.1% | −1,044−88.5% | Reduced | History |
| NCMINational CineMedia, Inc. | COM | 1,161 | $256 | <0.1% | +103+9.7% | Added | History |
| Eg Acquisition Corp26846A118 | *W EXP 05/28/202 | 1,345 | $256 | <0.1% | −6,341−82.5% | Reduced | – |
| BMAMacro Bank Inc. | SPON ADR B | 16 | $263 | <0.1% | −3,873−99.6% | Reduced | History |
| SGHCSuper Group (SGHC) Ltd | ORD SHS | 91 | $273 | <0.1% | 00.0% | Unchanged | History |
| ETF Managers Tr26924G714 | 2X DAILY TRAVEL | 122 | $275 | <0.1% | 00.0% | Unchanged | – |
| ALSWFAlpha Star Acquisition Corp | *W EXP 12/13/202 | 14,000 | $280 | <0.1% | −6,113−30.4% | Reduced | History |
| ETF Ser Solutions26922A248 | COLTERPOINT NET | 11 | $281 | <0.1% | −1,332−99.2% | Reduced | – |
| STXSStereotaxis, Inc. | COM NEW | 136 | $282 | <0.1% | −81,641−99.8% | Reduced | History |
| Alpha Architect ETF Tr02072L789 | GURU FAV STOCKS | 14 | $282 | <0.1% | +14 | New | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 3,567 | $285 | <0.1% | +1,957+121.6% | Added | – |
| CYRNCYREN Ltd. | SHS NEW | 464 | $288 | <0.1% | 00.0% | Unchanged | History |
| USIOUsio, Inc. | COM | 178 | $294 | <0.1% | +178 | New | History |
| LRMRLarimar Therapeutics, Inc. | COM | 72 | $297 | <0.1% | −3,273−97.8% | Reduced | History |
| 10X Cap Venture Acqstn CorpG87076124 | UNIT 04/19/2028 | 30 | $297 | <0.1% | −535−94.7% | Reduced | – |
| Reunion Neuroscience Inc76134G103 | COM | 331 | $298 | <0.1% | −4,523−93.2% | Reduced | – |
| Katapult Holdings, Inc.485859110 | *W EXP 06/09/202 | 4,303 | $301 | <0.1% | +4,303 | New | – |
| Sharecare, Inc.81948W112 | EQUITY WRT | 2,160 | $302 | <0.1% | −7,817−78.4% | Reduced | – |
| Fidelity Covington Trust316092287 | WOMEN | 18 | $303 | <0.1% | 00.0% | Unchanged | – |
| IVDAWIveda Solutions, Inc. | *W EXP 04/01/202 | 2,584 | $310 | <0.1% | −717−21.7% | Reduced | History |
| iShares Tr46436E676 | ESG AWARE GROWTH | 12 | $311 | <0.1% | +12 | New | – |
| Direxion Shs ETF Tr25460E265 | DLY S&P500 BR 3X | 14 | $312 | <0.1% | −4,966−99.7% | Reduced | – |
| OFEDOconee Federal Financial Corp. | COM | 14 | $312 | <0.1% | 00.0% | Unchanged | History |
| Future Health ESG Corp.36118W110 | *W EXP 99/99/999 | 4,500 | $315 | <0.1% | +4,500 | New | – |
| Cano Health, Inc.13781Y111 | *W EXP 06/03/202 | 1,438 | $316 | <0.1% | +1,438 | New | – |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | 1,984 | $317 | <0.1% | +1,173+144.6% | Added | – |
| BKTIBK Technologies Corp | COM | 96 | $319 | <0.1% | −8,994−98.9% | Reduced | History |
| Comsovereign Hldg Corp205650112 | *W EXP 12/18/202 | 16,168 | $323 | <0.1% | +6,358+64.8% | Added | – |
| IG Acquisition Corp.449534114 | *W EXP 10/05/202 | 10,821 | $325 | <0.1% | +4,193+63.3% | Added | – |
| EUDAWEUDA Health Holdings Ltd | *W EXP 09/24/202 | 4,075 | $326 | <0.1% | +4,075 | New | History |
| ONFOOnfolio Holdings, Inc | COM NEW | 215 | $327 | <0.1% | −12,191−98.3% | Reduced | History |
| D-Wave Quantum Inc.26740W117 | *W EXP 08/05/202 | 2,980 | $328 | <0.1% | −11,409−79.3% | Reduced | – |
| Artelo Biosciences, Inc.04301G128 | *W EXP 06/25/202 | 8,223 | $329 | <0.1% | +8,223 | New | – |
| Finance of America Compan31738L115 | *W EXP 04/08/202 | 4,120 | $330 | <0.1% | −21,158−83.7% | Reduced | – |
| Western Acqstn Ventures Corp95758L206 | UNIT 09/01/2026 | 30 | $330 | <0.1% | 00.0% | Unchanged | – |
| NTBLNotable Labs, Ltd. | COM | 2,784 | $334 | <0.1% | −62,139−95.7% | Reduced | History |
| Fidelity Merrimack STR Tr316188705 | INVESTMENT GR SE | 8 | $338 | <0.1% | 00.0% | Unchanged | – |
| EVTWFVertical Aerospace Ltd. | *W EXP 09/15/202 | 1,090 | $338 | <0.1% | −19,746−94.8% | Reduced | History |
| GATOGatos Silver, Inc. | COM | 83 | $339 | <0.1% | −6,199−98.7% | Reduced | History |
| BRLSWBorealis Foods Inc. | *W EXP 99/99/999 | 8,477 | $339 | <0.1% | +8,477 | New | History |
| Appreciate Holdings, Inc.03832J114 | *W EXP 11/29/202 | 11,302 | $339 | <0.1% | +11,302 | New | – |
| Model Performance Acqu CorpG6246M121 | RIGHT 04/29/2026 | 630 | $340 | <0.1% | −964−60.5% | Reduced | – |
| Harbor ETF Trust41151J109 | ARES SYSTEMATIC | 8 | $344 | <0.1% | −3−27.3% | Reduced | – |
| BOTJBank of the James Financial Group Inc | COM | 29 | $345 | <0.1% | +29 | New | History |
| LVOLiveOne, Inc. | COMMON STOCK | 544 | $348 | <0.1% | +2+0.4% | Added | History |
| Mogo Inc60800C109 | COM | 665 | $352 | <0.1% | −50−7.0% | Reduced | – |
| Waverley Capital Acquis CorpG06536117 | *W EXP 09/15/202 | 8,838 | $354 | <0.1% | +347+4.1% | Added | – |
| iShares U S ETF Tr46431W663 | DISCRETIONARY | 10 | $360 | <0.1% | −1,906−99.5% | Reduced | – |
| Bondbloxx ETF Trust09789C606 | USD HI YLD INDUS | 10 | $360 | <0.1% | −4−28.6% | Reduced | – |
| Markforged Holding Corporati57064N110 | *W EXP 07/14/202 | 1,724 | $362 | <0.1% | −10,938−86.4% | Reduced | – |
| XTLBXTL Biopharmaceuticals Ltd | SPONSORED ADR NE | 300 | $363 | <0.1% | +300 | New | History |
| Lazard Growth Acquisition CoG54035103 | SHS | 36 | $364 | <0.1% | −10,927−99.7% | Reduced | – |
| WMCWestern Asset Mortgage Capital Corp | COM | 40 | $364 | <0.1% | −268−87.0% | Reduced | History |
| Jupiter Wellness Inc48208F113 | *W EXP 06/17/202 | 3,040 | $365 | <0.1% | +2,940+2,940.0% | Added | – |
| DCOYDecoy Therapeutics Inc. | COM NEW | 239 | $366 | <0.1% | +239 | New | History |
| Model Performance Acqu CorpG6246M139 | *W EXP 04/29/202 | 3,700 | $370 | <0.1% | −12,655−77.4% | Reduced | – |
| BTBDBT Brands, Inc. | COM NEW | 204 | $373 | <0.1% | −527−72.1% | Reduced | History |
| Grom Social Entrprises Inc39878L126 | *W EXP 06/21/202 | 369 | $373 | <0.1% | +369 | New | – |
| IDNIntellicheck, Inc. | COM NEW | 187 | $374 | <0.1% | −5,263−96.6% | Reduced | History |
| ULBIUltralife Corp | COM | 97 | $374 | <0.1% | 00.0% | Unchanged | History |
| Pear Therapeutics, Inc.704723113 | *W EXP 99/99/999 | 2,500 | $375 | <0.1% | −3,921−61.1% | Reduced | – |
| Global X FDS37960A693 | EMKT INTRNT ECOM | 18 | $380 | <0.1% | +18 | New | – |
| Compute Health Acquisitin Co204833115 | *W EXP 01/25/202 | 3,473 | $382 | <0.1% | −37,013−91.4% | Reduced | – |
| ECXWWECARX Holdings Inc. | *W EXP 12/20/202 | 3,839 | $384 | <0.1% | +3,839 | New | History |
| PVLPermianville Royalty Trust | TR UNIT | 117 | $392 | <0.1% | −6,083−98.1% | Reduced | History |
| Vanguard Wellington FD921935409 | US MINIMUM | 4 | $394 | <0.1% | −1,412−99.7% | Reduced | – |
| CXDOCrexendo, Inc. | COM | 209 | $397 | <0.1% | −360−63.3% | Reduced | History |
| First Tr Exchange Traded FD33734X812 | INDXX GLOBAL AGR | 14 | $400 | <0.1% | +14 | New | – |
| GRABWGrab Holdings Ltd | *W EXP 12/01/202 | 745 | $402 | <0.1% | −12,245−94.3% | Reduced | History |
| Breeze Holdings Acquisitn Co106762115 | *W EXP 05/25/202 | 5,758 | $403 | <0.1% | −6,276−52.2% | Reduced | – |
| Prime Impact Acquisition IG61074129 | *W EXP 10/01/203 | 20,156 | $403 | <0.1% | +19,721+4,533.6% | Added | – |
| AYLAOld Ayala, Inc | COM | 1,010 | $404 | <0.1% | +1,010 | New | History |
| Global Blockchain Acqui Corp37961B112 | RIGHT 05/09/2027 | 10,100 | $404 | <0.1% | −7,495−42.6% | Reduced | – |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 2,891 | $405 | <0.1% | −4,206−59.3% | Reduced | History |
| Fidelity Covington Trust316092527 | SML MID MLTFCT | 13 | $407 | <0.1% | +13 | New | – |
| SWVLWSwvl Holdings Corp | *W EXP 03/31/202 | 20,402 | $408 | <0.1% | +20,402 | New | History |
| GSR II Meteora Acquisitn Cor36263W121 | *W EXP 02/24/202 | 6,819 | $409 | <0.1% | +6,219+1,036.5% | Added | – |
| NVXNOVONIX Ltd | SPONSORED ADS | 100 | $410 | <0.1% | 00.0% | Unchanged | History |
| Screaming Eagle Acquisitn CoG79407113 | UNIT 01/05/2027 | 41 | $411 | <0.1% | +41 | New | – |
| Financial Strategies Acquisi31772T123 | RIGHT 07/01/2023 | 6,900 | $414 | <0.1% | +6,900 | New | – |
| EQRx, Inc.26886C115 | *W EXP 12/17/202 | 1,541 | $416 | <0.1% | +555+56.3% | Added | – |
| Zivo Bioscience, Inc.98978N119 | *W EXP 05/14/202 | 5,955 | $417 | <0.1% | +614+11.5% | Added | – |
| GMDAGamida Cell Ltd. | SHS | 325 | $419 | <0.1% | +325 | New | History |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 6,000 | $420 | <0.1% | +6,000 | New | – |
| Advent Technologies Holdng I00788A113 | *W EXP 02/03/202 | 2,637 | $422 | <0.1% | +2,637 | New | – |
| DRTTFDirtt Environmental Solutions Ltd | COM | 797 | $422 | <0.1% | −1,404−63.8% | Reduced | History |
| Churchill Capital Corp V17144T115 | *W EXP 10/29/202 | 5,285 | $423 | <0.1% | −2,555−32.6% | Reduced | – |
| CIIG Capital Partners II, Inc.12561U109 | COM CL A | 42 | $428 | <0.1% | −15,000−99.7% | Reduced | – |
| Blue Ocean Acquisition CorpG1330L113 | UNIT 12/02/2026 | 42 | $429 | <0.1% | −1,000−96.0% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J726 | RAFI STRG US ETF | 16 | $430 | <0.1% | +16 | New | – |
| AUROWAurora Innovation, Inc. | EQUITY WRT | 3,317 | $431 | <0.1% | −6,521−66.3% | Reduced | History |
| Cipher Mining Inc17253J114 | *W EXP 10/22/202 | 7,187 | $431 | <0.1% | +6,832+1,924.5% | Added | – |
| TBNKTerritorial Bancorp Inc. | COM | 18 | $432 | <0.1% | +18 | New | History |
| NRXPNRX Pharmaceuticals, Inc. | COM | 390 | $433 | <0.1% | +390 | New | History |
| HHG Capital CorpG4R23P137 | UNIT 02/25/2026 | 43 | $433 | <0.1% | −100−69.9% | Reduced | – |
| Moneylion Inc.60938K114 | *W EXP 09/22/202 | 11,255 | $450 | <0.1% | +11,255 | New | – |
| Ea Series Trust02072L615 | STRIVE 1000 GRWT | 18 | $453 | <0.1% | +18 | New | – |
| MACAMoringa Acquisition Corp | CL A SHS | 45 | $453 | <0.1% | 00.0% | Unchanged | History |
Options (755)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 755 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.15B | $1.84B |
| iShares Tr464287432 | 20 YR TR BD ETF | $1.43B | $1.66B |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.06B | $811.1M |
| iShares Russell 2000 ETF464287655 | ETF | $1.17B | $636.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $683.3M | $1.06B |
| AAPLApple Inc. | Stock | $1.05B | $584.2M |
| GLDSPDR Gold Trust | ETF | $389.6M | $767.6M |
| MSFTMicrosoft Corp | Stock | $487.3M | $439.0M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $210.1M | $587.5M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $481.2M | $304.5M |
| iShares Tr464288513 | IBOXX HI YD ETF | $580.4M | $202.3M |
| TSLATesla, Inc. | Stock | $503.9M | $265.1M |
| BACBank of America Corp | Stock | $458.3M | $265.8M |
| AVGOBroadcom Inc. | Stock | $482.0M | $237.8M |
| AMZNAmazon Com Inc | Stock | $395.6M | $314.4M |
| NVDANVIDIA Corp | Stock | $428.2M | $225.2M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $426.3M | $215.2M |
| MSMorgan Stanley | Stock | $182.6M | $437.4M |
| JPMJPMorgan Chase & Co | Stock | $397.9M | $212.2M |
| CCitigroup Inc | Stock | $264.7M | $336.4M |
| AMDAdvanced Micro Devices Inc | Stock | $392.1M | $208.4M |
| NFLXNetflix Inc | Stock | $358.4M | $237.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $450.9M | $29.0M |
| CVXChevron Corp | Stock | $342.6M | $90.9M |
| METAMeta Platforms, Inc. | Stock | $234.8M | $190.9M |
| GEGeneral Electric Co | Stock | $329.3M | $88.4M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $379.2M | $33.3M |
| CSCOCisco Systems, Inc. | Stock | $218.2M | $193.5M |
| WMTWalmart Inc. | Stock | $271.8M | $125.6M |
| GOOGLAlphabet Inc. | Stock | $206.1M | $175.2M |
| ABBVAbbVie Inc. | Stock | $232.8M | $108.1M |
| GSGoldman Sachs Group Inc | Stock | $213.7M | $122.5M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $223.8M | $99.9M |
| MAMastercard Inc | Stock | $139.6M | $180.5M |
| PINSPinterest, Inc. | CL A | $22.6M | $295.0M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $106.6M | $199.2M |
| XOMExxonMobil Holdings Corp | COM | $192.5M | $109.3M |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | $252.7M | $48.5M |
| AIGAmerican International Group, Inc. | Stock | $157.3M | $139.9M |
| IBMInternational Business Machines Corp | Stock | $166.8M | $125.5M |
| BMYBristol Myers Squibb Co | Stock | $200.2M | $91.3M |
| MUMicron Technology Inc | Stock | $203.7M | $76.1M |
| METMetlife Inc | Stock | $184.3M | $91.6M |
| INTCIntel Corp | Stock | $135.7M | $124.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $152.6M | $102.6M |
| HDHome Depot, Inc. | Stock | $193.9M | $57.0M |
| UNHUnitedHealth Group Inc | Stock | $178.8M | $68.9M |
| TMUST-Mobile US, Inc. | Stock | $163.5M | $82.9M |
| LOGILogitech International S.A. | SHS | $39.7M | $206.2M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $36.9M | $205.6M |
| FSLRFirst Solar, Inc. | Stock | $172.2M | $68.0M |
| MPCMarathon Petroleum Corp | Stock | $177.3M | $58.4M |
| QCOMQualcomm Inc | Stock | $87.2M | $141.1M |
| GILDGilead Sciences, Inc. | Stock | $164.8M | $61.4M |
| MRKMerck & Co., Inc. | Stock | $161.0M | $62.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $210.6M | $12.4M |
| UNPUnion Pacific Corp | Stock | $136.5M | $84.6M |
| LRCXLam Research Corp | COM | $138.7M | $76.9M |
| BABoeing Co | Stock | $127.6M | $87.3M |
| RIORio Tinto PLC | ADR | $142.4M | $71.2M |
| CRMSalesforce, Inc. | Stock | $93.8M | $110.8M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $115.2M | $89.3M |
| VVisa Inc. | Stock | $102.1M | $101.8M |
| JDJD.com, Inc. | SPON ADS CL A | $138.6M | $64.2M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $188.1M | $14.5M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $69.7M | $131.5M |
| HUMHumana Inc | Stock | $125.2M | $72.2M |
| VZVerizon Communications Inc | Stock | $77.8M | $119.4M |
| CATCaterpillar Inc | Stock | $128.1M | $67.2M |
| MCDMcDonalds Corp | Stock | $129.1M | $63.0M |
| CVSCVS Health Corp | Stock | $126.3M | $55.4M |
| JNJJohnson & Johnson | Stock | $137.7M | $40.9M |
| GMGeneral Motors Co | COM | $79.6M | $96.9M |
| LOWLowes Companies Inc | Stock | $117.5M | $51.6M |
| AMATApplied Materials Inc | Stock | $116.9M | $52.1M |
| BBYBest Buy Co Inc | Stock | $141.0M | $26.3M |
| GOOGAlphabet Inc. | Stock | $66.8M | $97.7M |
| DOWDow Inc. | Stock | $111.2M | $53.1M |
| EMREmerson Electric Co | Stock | $90.1M | $71.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $141.8M | $16.7M |
| ADIAnalog Devices Inc | Stock | $102.1M | $52.7M |
| HONHoneywell International Inc | COM | $104.8M | $47.4M |
| WMBWilliams Companies, Inc. | COM | $101.2M | $48.3M |
| ADBEAdobe Inc. | Stock | $100.3M | $47.6M |
| PYPLPayPal Holdings, Inc. | Stock | $34.1M | $110.1M |
| WFCWells Fargo & Company | Stock | $106.4M | $37.7M |
| STLAStellantis N.V. | SHS | $71.0M | $70.6M |
| UALUnited Airlines Holdings, Inc. | COM | $130.6M | $10.3M |
| ALCAlcon Inc | Stock | $20.7M | $119.4M |
| PEPPepsiCo Inc | Stock | $91.3M | $47.7M |
| CMGChipotle Mexican Grill Inc | COM | $91.2M | $47.2M |
| TSNTyson Foods, Inc. | Stock | $68.4M | $68.5M |
| PFEPfizer Inc | Stock | $89.2M | $44.7M |
| RTXRTX Corp | Stock | $66.7M | $62.9M |
| FCXFreeport-McMoran Inc | Stock | $86.9M | $42.4M |
| AMGNAmgen Inc | Stock | $83.7M | $43.2M |
| PRUPrudential Financial Inc | Stock | $88.4M | $37.9M |
| KOCoca Cola Co | Stock | $85.6M | $38.5M |
| XUnited States Steel Corp | COM | $116.1M | $5.95M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $37.8M | $78.9M |
Sold out since Q3 2022 (1,299)
Positions held at the end of Q3 2022 that are gone from this filing.
The largest 100 of 1,299 by value last quarter.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| CTXSCitrix Systems Inc | COM | 2,145,123 | $222.9M | 0.1% | History |
| BHVNBiohaven Ltd. | COM | 833,464 | $126.0M | 0.1% | History |
| TWTRTwitter, Inc. | COM | 2,166,997 | $95.0M | 0.1% | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 5,993,090 | $94.8M | 0.1% | History |
| AVLRAvalara, Inc. | COM | 890,107 | $81.7M | <0.1% | History |
| CVETCovetrus, Inc. | COM | 2,949,382 | $61.6M | <0.1% | History |
| ZENZendesk, Inc. | COM | 789,322 | $60.1M | <0.1% | History |
| PBFXPBF Logistics LP | UNIT LTD PTNR | 3,008,749 | $56.8M | <0.1% | History |
| YAlleghany Corp | COM | 50,592 | $42.5M | <0.1% | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 1,027,631 | $42.0M | <0.1% | History |
| DREDuke Realty Corp | COM NEW | 780,230 | $37.6M | <0.1% | History |
| AERIAerie Pharmaceuticals Inc | COM | 2,405,832 | $36.4M | <0.1% | History |
| NLSNNielsen Holdings plc | SHS EUR | 1,238,458 | $34.3M | <0.1% | History |
| SWCHSwitch, Inc. | CL A | 870,382 | $29.3M | <0.1% | History |
| TMXTerminix Global Holdings Inc | COM | 530,081 | $20.3M | <0.1% | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 771,580 | $19.3M | <0.1% | – |
| GBTGlobal Blood Therapeutics, Inc. | COM | 276,847 | $18.9M | <0.1% | History |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 414,467 | $13.8M | <0.1% | History |
| CLRContinental Resources, Inc | COM | 173,265 | $11.6M | <0.1% | History |
| CHNGChange Healthcare Inc. | COM | 366,313 | $10.1M | <0.1% | History |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 336,869 | $9.01M | <0.1% | History |
| ABMDAbiomed Inc | COM | 35,053 | $8.61M | <0.1% | History |
| Ironsource LtdM5R75Y101 | CL A ORD SHS | 1,737,099 | $5.97M | <0.1% | – |
| ChemoCentryx, Inc.16383L106 | COM | 115,482 | $5.97M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 259,467 | $5.50M | <0.1% | – |
| FMTXForma Therapeutics Holdings, Inc. | SHS | 222,712 | $4.44M | <0.1% | History |
| PINGPing Identity Holding Corp. | COM | 136,834 | $3.84M | <0.1% | History |
| LFGArchaea Energy Inc. | COM CL A | 200,727 | $3.61M | <0.1% | History |
| LGVLongview Acquisition Corp. II | COM CL A | 285,425 | $2.80M | <0.1% | History |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 257,864 | $2.53M | <0.1% | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 96,660 | $2.50M | <0.1% | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 745,455 | $2.48M | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735102 | CLASS A ORD SHS | 225,539 | $2.22M | <0.1% | – |
| Atlas Crest Investment Corp049287105 | COM CL A | 204,325 | $2.01M | <0.1% | – |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 188,091 | $1.84M | <0.1% | History |
| Global X FDS37950E549 | GLB X SUPERDIV | 236,385 | $1.78M | <0.1% | – |
| Af Acquisition Corp001040104 | CLASS A COM | 151,605 | $1.48M | <0.1% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 55,950 | $1.23M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J551 | BULSHS 2022 MUNI | 46,412 | $1.17M | <0.1% | – |
| Tenneco Inc880349105 | CL A VTG COM STK | 62,931 | $1.09M | <0.1% | – |
| BNKDBank of Montreal | MCROSECTR 3XINVR | 70,781 | $1.09M | <0.1% | History |
| ECOMChanneladvisor Corp | COM | 46,838 | $1.06M | <0.1% | History |
| XFINExcelFin Acquisition Corp. | COM CL A | 103,360 | $1.04M | <0.1% | History |
| Kraneshares Trust500767652 | MOUNT LUCAS ETF | 25,098 | $963.0K | <0.1% | – |
| MNRLMNRL Sub Inc. | CL A COM | 35,567 | $878.0K | <0.1% | History |
| MNManning & Napier, Inc. | CL A | 66,998 | $822.0K | <0.1% | History |
| EFLEaton Vance Floating-Rate 2022 Target Term Trust | COM | 89,883 | $773.0K | <0.1% | History |
| Waverley Capital Acquis CorpG06536109 | SHS CL A | 75,457 | $737.0K | <0.1% | – |
| BTRSBTRS Holdings Inc. | COM CL 1 | 79,441 | $736.0K | <0.1% | History |
| NRGDBank of Montreal | BIG OIL INDX 3X | 10,360 | $622.0K | <0.1% | History |
| FVTFortress Value Acquisition Corp. III | COM CL A | 54,068 | $535.0K | <0.1% | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 51,505 | $507.0K | <0.1% | – |
| Swedish Expt CR Corp870297801 | ROG TTL ETN 22 | 64,263 | $504.0K | <0.1% | – |
| ASBPAspire-Lakewood Holdings, Inc. | CLASS A ORDI SHS | 49,006 | $497.0K | <0.1% | History |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $494.0K | <0.1% | – |
| Gores Technology Partners II38287L107 | CLASS A COM | 49,997 | $491.0K | <0.1% | – |
| Hennessy Capital Invs Corp V42589T107 | COM CL A | 47,802 | $472.0K | <0.1% | – |
| Dimensional ETF Trust25434V856 | INFLATION PROTE | 10,581 | $430.0K | <0.1% | – |
| GNACGroup Nine Acquisition Corp. | COM CL A | 42,163 | $417.0K | <0.1% | History |
| Iron Spark I Inc46301G103 | CLASS A COM | 41,911 | $416.0K | <0.1% | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 7,471 | $375.0K | <0.1% | – |
| APRNBlue Apron Holdings, Inc. | CL A NEW | 63,871 | $369.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G450 | NANOTECHNOLOGY | 25,000 | $368.0K | <0.1% | – |
| MSGRMSGS Spinco, Inc. | DIREXION MRNA | 26,810 | $363.0K | <0.1% | History |
| CDAQCompass Digital Acquisition Corp. | CLASS A ORD | 36,400 | $356.0K | <0.1% | History |
| Vanguard Wellington FD921935300 | US LIQUIDITY | 3,972 | $347.0K | <0.1% | – |
| John Hancock Exchange Traded47804J602 | MULTIFACTOR TE | 5,211 | $346.0K | <0.1% | – |
| CYBECyberoptics Corp | COM | 6,413 | $345.0K | <0.1% | History |
| BSKYBig Sky Growth Partners, Inc. | CLASS A COM | 35,060 | $343.0K | <0.1% | History |
| FTCVFintech Acquisition Corp V | COM CL A | 31,740 | $316.0K | <0.1% | History |
| GDXUBank of Montreal | MICROSCTR 3X LEV | 103,449 | $304.0K | <0.1% | History |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 29,881 | $296.0K | <0.1% | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 23,079 | $295.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U810 | FT VEST U.S | 9,847 | $290.0K | <0.1% | – |
| STRSTR Sub Inc. | CLASS A COM | 13,076 | $289.0K | <0.1% | History |
| TGAATarget Global Acquisition I Corp. | CLASS A ORD SHS | 26,112 | $262.0K | <0.1% | History |
| China Automotive Systems Inc/216936R105 | COM | 64,953 | $258.0K | <0.1% | – |
| Swedish Expt CR Corp870297603 | ROG AGRI ETN22 | 27,993 | $255.0K | <0.1% | – |
| Forbion European Acqustn CorG3619H102 | CLASS A ORD SHS | 25,000 | $253.0K | <0.1% | – |
| KLXEKLX Energy Services Holdings, Inc. | COM NEW | 30,000 | $247.0K | <0.1% | History |
| Turquoise Hill Res Ltd900435207 | COM | 8,093 | $239.0K | <0.1% | – |
| OILDBank of Montreal | CALL LKD 41 | 49,076 | $239.0K | <0.1% | History |
| iShares U S ETF Tr46431W598 | BLOOMBERG ROLL | 4,282 | $236.0K | <0.1% | – |
| PRLHPearl Holdings Acquisition Corp | CLASS A ORD SHS | 23,547 | $235.0K | <0.1% | History |
| Absolute Shs Tr00400R874 | WBI BBR GBL INME | 11,252 | $233.0K | <0.1% | – |
| STELStellar Bancorp, Inc. | COM | 7,834 | $229.0K | <0.1% | History |
| KL Acquisition Corp49837C109 | COM CL A | 22,749 | $225.0K | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 22,256 | $219.0K | <0.1% | – |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 8,279 | $214.0K | <0.1% | – |
| PICCPivotal Investment Corp III | COM CL A | 21,656 | $213.0K | <0.1% | History |
| HumanCo Acquisition Corp.44487N208 | UNIT 12/08/2023 | 21,162 | $211.0K | <0.1% | – |
| Big Sky Growth Partners, Inc.08954L201 | UNIT 04/01/2026 | 21,094 | $206.0K | <0.1% | – |
| Gaming & Hospitality Acqu Co364681106 | COM CL A | 20,752 | $204.0K | <0.1% | – |
| ScION Tech Growth IG31067120 | UNIT 12/17/2025 | 20,262 | $202.0K | <0.1% | – |
| Absolute Shs Tr00400R841 | WBI BULBEAR TR | 10,915 | $198.0K | <0.1% | – |
| FNGUBank of Montreal | MICROSECTORS IDX | 33,530 | $198.0K | <0.1% | History |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 19,800 | $195.0K | <0.1% | – |
| ProShares Tr74347G358 | ULSHOIL&GASNEW13 | 10,198 | $195.0K | <0.1% | – |
| Clarim Acquisition Corp18049C207 | UNIT 99/99/9999 | 19,457 | $193.0K | <0.1% | – |
| Healthcare Services Acqu Cor42227K203 | UNIT 11/18/2023 | 19,425 | $193.0K | <0.1% | – |