UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BNYBank of New York Mellon Corp | Stock | 1,963,246 | $100.6M | <0.1% | −185,253−8.6% | Reduced | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 2,319,764 | $99.9M | <0.1% | +907,642+64.3% | Added | – |
| NEMNEWMONT Corp | Stock | 1,574,043 | $99.8M | <0.1% | −640,253−28.9% | Reduced | History |
| EQIXEquinix Inc | COM | 124,183 | $99.7M | <0.1% | −32,595−20.8% | Reduced | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 3,231,398 | $99.0M | <0.1% | −359,527−10.0% | Reduced | – |
| CARAvis Budget Group, Inc. | COM | 1,268,587 | $98.8M | <0.1% | +155,801+14.0% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 502,861 | $98.8M | <0.1% | +16,022+3.3% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 2,683,465 | $98.7M | <0.1% | +55,871+2.1% | Added | – |
| GNRCGenerac Holdings Inc. | Stock | 236,128 | $98.0M | <0.1% | +42,943+22.2% | Added | History |
| iShares Tr46435G334 | MSCI UK ETF NEW | 2,989,048 | $97.7M | <0.1% | −260,195−8.0% | Reduced | – |
| MRNAModerna, Inc. | Stock | 414,414 | $97.4M | <0.1% | −51,919−11.1% | Reduced | History |
| CICigna Group | Stock | 409,384 | $97.1M | <0.1% | +96,271+30.7% | Added | History |
| iShares Inc464286822 | MSCI MEXICO ETF | 2,012,168 | $96.6M | <0.1% | −1,191,969−37.2% | Reduced | – |
| CHTRCharter Communications, Inc. | CL A | 133,836 | $96.6M | <0.1% | −1,312−1.0% | Reduced | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 1,860,135 | $95.4M | <0.1% | +81,881+4.6% | Added | – |
| iShares Inc464286772 | MSCI STH KOR ETF | 1,017,595 | $94.8M | <0.1% | +25,253+2.5% | Added | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 3,593,872 | $94.7M | <0.1% | +760,291+26.8% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 880,327 | $94.4M | <0.1% | +89,037+11.3% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,090,182 | $93.8M | <0.1% | +16,676+1.6% | Added | – |
| CLXClorox Co | Stock | 521,169 | $93.8M | <0.1% | +39,193+8.1% | Added | History |
| ROPRoper Technologies Inc | Stock | 199,256 | $93.7M | <0.1% | +12,565+6.7% | Added | History |
| SIVBSVB Financial Group | COM | 168,275 | $93.6M | <0.1% | +9,639+6.1% | Added | History |
| CNCCentene Corp | Stock | 1,276,652 | $93.1M | <0.1% | +398,535+45.4% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 3,936,269 | $93.1M | <0.1% | +1,444,518+58.0% | Added | – |
| HUMHumana Inc | Stock | 206,181 | $91.3M | <0.1% | +8,416+4.3% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 1,699,647 | $91.2M | <0.1% | +232,079+15.8% | Added | – |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 1,395,021 | $91.0M | <0.1% | −5470.0% | Reduced | – |
| CFGCitizens Financial Group Inc | COM | 1,970,537 | $90.4M | <0.1% | −162,968−7.6% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 448,044 | $90.3M | <0.1% | +9,852+2.2% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 816,040 | $90.2M | <0.1% | +13,277+1.7% | Added | – |
| EPAMEPAM Systems, Inc. | COM | 175,413 | $89.6M | <0.1% | −22,075−11.2% | Reduced | History |
| First Rep BK San Francisco C33616C100 | COM | 475,604 | $89.0M | <0.1% | −9,023−1.9% | Reduced | – |
| KHCKraft Heinz Co | Stock | 2,175,945 | $88.7M | <0.1% | −346,900−13.8% | Reduced | History |
| COFCapital One Financial Corp | Stock | 572,891 | $88.6M | <0.1% | −337,351−37.1% | Reduced | History |
| GLWCorning Inc | COM | 2,165,677 | $88.6M | <0.1% | +105,826+5.1% | Added | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 409,509 | $88.5M | <0.1% | −30,716−7.0% | Reduced | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 1,957,527 | $88.4M | <0.1% | −13,950−0.7% | Reduced | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 157,727 | $88.1M | <0.1% | −760−0.5% | Reduced | History |
| AFLAflac Inc | Stock | 1,640,349 | $88.0M | <0.1% | +83,739+5.4% | Added | History |
| ENBEnbridge Inc | Stock | 2,191,786 | $87.8M | <0.1% | +164,648+8.1% | Added | History |
| PWRQuanta Services, Inc. | COM | 967,920 | $87.7M | <0.1% | +193,847+25.0% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 540,018 | $86.8M | <0.1% | +85,110+18.7% | Added | History |
| SJMJ M SMUCKER Co | Stock | 669,660 | $86.8M | <0.1% | +248,603+59.0% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 1,515,776 | $86.6M | <0.1% | −226,904−13.0% | Reduced | – |
| URIUnited Rentals, Inc. | COM | 270,984 | $86.4M | <0.1% | −47,414−14.9% | Reduced | History |
| GTNGray Media, Inc | COM | 3,678,566 | $86.1M | <0.1% | −69,958−1.9% | Reduced | History |
| APHAmphenol Corp | CL A | 1,257,299 | $86.0M | <0.1% | +211,745+20.3% | Added | History |
| WELLWelltower Inc. | REIT | 1,034,089 | $85.9M | <0.1% | +95,318+10.2% | Added | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 1,654,862 | $85.8M | <0.1% | +169,953+11.4% | Added | – |
| BKNGBooking Holdings Inc. | Stock | 39,042 | $85.4M | <0.1% | −6,250−13.8% | Reduced | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 1,027,397 | $84.7M | <0.1% | −2,706,072−72.5% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 764,548 | $84.1M | <0.1% | +1,647+0.2% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 1,386,160 | $84.0M | <0.1% | −155,321−10.1% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 285,744 | $83.4M | <0.1% | +124,244+76.9% | Added | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | +129,976+40.4% | Added | History |
| BIIBBiogen Inc. | COM | 239,209 | $82.8M | <0.1% | +40,143+20.2% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 4,497,458 | $81.8M | <0.1% | +134,089+3.1% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 2,244,579 | $81.7M | <0.1% | −740,092−24.8% | Reduced | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 1,241,026 | $81.3M | <0.1% | −869,636−41.2% | Reduced | – |
| EBAYeBay Inc | COM | 1,154,014 | $81.0M | <0.1% | +129,391+12.6% | Added | History |
| LULUlululemon athletica inc. | Stock | 221,482 | $80.8M | <0.1% | −7,735−3.4% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 1,218,504 | $80.7M | <0.1% | −76,674−5.9% | Reduced | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 2,091,644 | $80.1M | <0.1% | +930,691+80.2% | Added | – |
| PPGPPG Industries Inc | Stock | 468,158 | $79.5M | <0.1% | −16,753−3.5% | Reduced | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 4,506,612 | $79.4M | <0.1% | −596,060−11.7% | Reduced | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 1,159,697 | $78.6M | <0.1% | −334,610−22.4% | Reduced | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 3,669,381 | $78.6M | <0.1% | −495,325−11.9% | Reduced | History |
| TERTeradyne, Inc | Stock | 586,162 | $78.5M | <0.1% | −1,260−0.2% | Reduced | History |
| SPLKSplunk Inc | COM | 540,734 | $78.2M | <0.1% | −33,553−5.8% | Reduced | History |
| ZMZoom Communications, Inc. | Stock | 200,342 | $77.5M | <0.1% | +3,761+1.9% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 1,496,714 | $77.5M | <0.1% | +269,399+22.0% | Added | – |
| KEYKeycorp | COM | 3,749,319 | $77.4M | <0.1% | −1,231,470−24.7% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 886,254 | $76.9M | <0.1% | −21,817−2.4% | Reduced | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 1,841,860 | $76.8M | <0.1% | +166,522+9.9% | Added | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 562,338 | $76.7M | <0.1% | −22,420−3.8% | Reduced | – |
| DLRDigital Realty Trust, Inc. | COM | 506,913 | $76.3M | <0.1% | +111,743+28.3% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 4,730,001 | $75.7M | <0.1% | +567,967+13.6% | Added | History |
| STTState Street Corp | COM | 914,102 | $75.2M | <0.1% | −71,152−7.2% | Reduced | History |
| PINSPinterest, Inc. | CL A | 946,556 | $74.7M | <0.1% | −430,769−31.3% | Reduced | History |
| Barrick Gold Corp067901108 | COM | 3,607,902 | $74.6M | <0.1% | −1,130,974−23.9% | Reduced | – |
| Macquarie Infrastructure Cor55608B105 | COM | 1,942,587 | $74.3M | <0.1% | +575,100+42.1% | Added | – |
| OLNOLIN Corp | Stock | 1,606,209 | $74.3M | <0.1% | −142,955−8.2% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 553,707 | $74.1M | <0.1% | +179,833+48.1% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 1,541,929 | $74.0M | <0.1% | +572,202+59.0% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 966,754 | $73.8M | <0.1% | −4,873−0.5% | Reduced | – |
| MARMarriott International Inc | Stock | 540,457 | $73.8M | <0.1% | +81,450+17.7% | Added | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 3,655,443 | $73.4M | <0.1% | +2,560,325+233.8% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 963,186 | $73.1M | <0.1% | +114,975+13.6% | Added | – |
| FITBFifth Third Bancorp | COM | 1,910,147 | $73.0M | <0.1% | −238,256−11.1% | Reduced | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 586,015 | $72.8M | <0.1% | −19,811−3.3% | Reduced | – |
| SPGSimon Property Group Inc. | REIT | 555,855 | $72.5M | <0.1% | −89,203−13.8% | Reduced | History |
| QRVOQorvo, Inc. | Stock | 370,386 | $72.5M | <0.1% | +48,993+15.2% | Added | History |
| DHIHorton D R Inc | COM | 800,480 | $72.3M | <0.1% | +104,087+14.9% | Added | History |
| AAgilent Technologies, Inc. | COM | 488,339 | $72.2M | <0.1% | +34,873+7.7% | Added | History |
| AAPAdvance Auto Parts Inc | COM | 351,754 | $72.2M | <0.1% | +39,777+12.7% | Added | History |
| ALBAlbemarle Corp | Stock | 427,814 | $72.1M | <0.1% | +136,770+47.0% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 3,053,785 | $71.6M | <0.1% | +6,088+0.2% | Added | – |
| FISVFiserv Inc | Stock | 667,254 | $71.3M | <0.1% | −453,950−40.5% | Reduced | History |
| iShares Tr464287515 | EXPANDED TECH | 182,543 | $71.2M | <0.1% | −6,157−3.3% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 1,192,994 | $71.2M | <0.1% | −14,170−1.2% | Reduced | – |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| XPROExpro Group Holdings N.V. | COM | 189,630 | $673.0K | <0.1% | History |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |