UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GORVLazydays Holdings, Inc. | COM | 132 | $3.00K | <0.1% | +132 | New | History |
| MACKMerrimack Pharmaceuticals Inc | COM NEW | 499 | $3.00K | <0.1% | −1,194−70.5% | Reduced | History |
| New Age Alpha Tr64157X203 | AVDR US LRGCP ES | 98 | $3.00K | <0.1% | +98 | New | – |
| Northern Genesis Acquisition66516U119 | *W EXP 01/15/202 | 1,721 | $3.00K | <0.1% | +992+136.1% | Added | – |
| Oi SA670851500 | SPONSORED ADR NE | 2,267 | $3.00K | <0.1% | −8,822−79.6% | Reduced | – |
| OBCIOcean Bio Chem Inc | COM | 280 | $3.00K | <0.1% | −933−76.9% | Reduced | History |
| 180 Life Sciences Corp68236V112 | *W EXP 11/07/202 | 1,876 | $3.00K | <0.1% | +1,876 | New | – |
| OGENOragenics Inc | COM PAR | 4,499 | $3.00K | <0.1% | +4,499 | New | History |
| PTK Acquisition Corp69375F108 | COM | 268 | $3.00K | <0.1% | +268 | New | – |
| Partner Communications Co LT70211M109 | ADR | 608 | $3.00K | <0.1% | +608 | New | – |
| PAVmed Inc.70387R114 | *W EXP 01/29/202 | 1,566 | $3.00K | <0.1% | +264+20.3% | Added | – |
| Petra Acquisition Inc716421201 | UNIT 05/25/2027 | 267 | $3.00K | <0.1% | −999−78.9% | Reduced | – |
| PTPIPetros Pharmaceuticals, Inc. | COM | 943 | $3.00K | <0.1% | +943 | New | History |
| PHIOPhio Pharmaceuticals Corp. | COM NEW | 1,377 | $3.00K | <0.1% | +1,377 | New | History |
| PFBIPremier Financial Bancorp Inc | COM | 168 | $3.00K | <0.1% | −2,223−93.0% | Reduced | History |
| PRTCYPureTech Health plc | ADS | 63 | $3.00K | <0.1% | −66−51.2% | Reduced | History |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 600 | $3.00K | <0.1% | +600 | New | History |
| Seaport Global Acquisitn Cor812227106 | COM CL A | 316 | $3.00K | <0.1% | +124+64.6% | Added | – |
| SVBISevern Bancorp Inc | COM | 272 | $3.00K | <0.1% | +120+78.9% | Added | History |
| SOSSOS Ltd | SPNSORD ADS NEW | 794 | $3.00K | <0.1% | −4,155−84.0% | Reduced | History |
| Sports Entertainment Acqu Co84918M106 | COM CL A | 252 | $3.00K | <0.1% | −2,251−89.9% | Reduced | – |
| SRTStartek, Inc. | COM | 443 | $3.00K | <0.1% | −4,220−90.5% | Reduced | History |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | 2,754 | $3.00K | <0.1% | +2,754 | New | – |
| CANETeucrium Commodity Trust | SUGAR FD | 303 | $3.00K | <0.1% | +303 | New | History |
| Thayer Ventures Acqu Corp88332T118 | *W EXP 01/01/203 | 2,441 | $3.00K | <0.1% | −146−5.6% | Reduced | – |
| Tidewater Inc88642R174 | *W EXP 11/24/202 | 9,921 | $3.00K | <0.1% | −303−3.0% | Reduced | – |
| TLSATiziana Life Sciences Ltd | SPONSORED ADS | 1,278 | $3.00K | <0.1% | +1,278 | New | History |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $3.00K | <0.1% | – | – | – |
| Trident Acquisitions Corp89615T106 | COM | 230 | $3.00K | <0.1% | +230 | New | – |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 1,187 | $3.00K | <0.1% | +1,187 | New | – |
| Tuscan Hldgs Corp90069K104 | COM | 250 | $3.00K | <0.1% | −35,674−99.3% | Reduced | – |
| MLPBUBS AG | ETRACS ALER MLP | 175 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| VanEck Vectors ETF Tr92189F775 | EGYPT INDX ETF | 100 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| Vistas Media Acquisition Co92840T107 | COM CL A | 290 | $3.00K | <0.1% | −2,216−88.4% | Reduced | – |
| Xenetic Biosciences, Inc.984015131 | *W EXP 07/19/202 | 2,062 | $3.00K | <0.1% | +133+6.9% | Added | – |
| African Gold Acquisition CorG0112R108 | SHS CL A | 328 | $3.00K | <0.1% | +328 | New | – |
| CLWTEuro Tech Holdings Co Ltd | SHS NEW | 885 | $3.00K | <0.1% | −2,491−73.8% | Reduced | History |
| Alberton Acquisition CorpG35006124 | *W EXP 04/26/202 | 6,900 | $3.00K | <0.1% | +6,900 | New | – |
| Frazier Lifesciences Acqu CoG3710A121 | UNIT 12/09/2025 | 285 | $3.00K | <0.1% | −1,714−85.7% | Reduced | – |
| Global Partner Acqistn CorpG3934P128 | *W EXP 01/14/202 | 2,561 | $3.00K | <0.1% | +2,561 | New | – |
| H.I.G. Acquisition Corp.G44898123 | *W EXP 99/99/999 | 2,521 | $3.00K | <0.1% | +1,183+88.4% | Added | – |
| L Catterton Asia AcquisitionG5346G109 | UNIT 03/11/2026 | 259 | $3.00K | <0.1% | +259 | New | – |
| NTPIFNam Tai Property Inc. | SHS | 100 | $3.00K | <0.1% | −871−89.7% | Reduced | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 843 | $3.00K | <0.1% | +843 | New | – |
| PHICPopulation Health Investment Co., Inc. | SHS CL A | 325 | $3.00K | <0.1% | −2,007−86.1% | Reduced | History |
| Powerbridge Technlogies Co LG72007100 | ORD SHS | 1,524 | $3.00K | <0.1% | +1,117+274.4% | Added | – |
| RMG Acquisition Corp IIG76083123 | *W EXP 12/27/202 | 1,572 | $3.00K | <0.1% | +1,572 | New | – |
| Sarissa Capital Acquisitn CoG7823W110 | *W EXP 10/23/202 | 1,930 | $3.00K | <0.1% | +100+5.5% | Added | – |
| UPCUniverse Pharmaceuticals INC | SHS | 919 | $3.00K | <0.1% | −34,081−97.4% | Reduced | History |
| NLS Pharmaceutics LtdH57830111 | *W EXP 09/25/202 | 3,346 | $3.00K | <0.1% | +227+7.3% | Added | – |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 347 | $3.00K | <0.1% | +347 | New | – |
| Alpha Architect ETF Tr02072L847 | FREEDOM DAY | 100 | $3.00K | <0.1% | +100 | New | – |
| Boa Acquisition Corp05601A109 | COM CL A | 313 | $3.00K | <0.1% | +313 | New | – |
| Churchill Capital Corp VI17143W119 | *W EXP 02/17/202 | 2,189 | $3.00K | <0.1% | +2,189 | New | – |
| DTSTData Storage Corp | COM NEW | 481 | $3.00K | <0.1% | +481 | New | History |
| Digital Brands Group, Inc.25401N119 | *W EXP 05/01/202 | 1,521 | $3.00K | <0.1% | +1,521 | New | – |
| ISPCiSpecimen Inc. | COM | 420 | $3.00K | <0.1% | +420 | New | History |
| Latch, Inc.51818V114 | *W EXP 06/04/202 | 783 | $3.00K | <0.1% | +783 | New | – |
| Livevox Holding Inc53838L209 | UNIT 03/08/2024 | 260 | $3.00K | <0.1% | +260 | New | – |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 264 | $3.00K | <0.1% | +264 | New | – |
| NXPLNextPlat Corp | COM NEW | 555 | $3.00K | <0.1% | +555 | New | History |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | 2,700 | $3.00K | <0.1% | +2,700 | New | – |
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 355 | $3.00K | <0.1% | +355 | New | History |
| OMICSingular Genomics Systems, Inc. | COM | 100 | $3.00K | <0.1% | +100 | New | History |
| ALTIAlTi Global, Inc. | CL A SHS | 348 | $3.00K | <0.1% | +348 | New | History |
| WALDWaldencast plc | CLASS A ORD SHS | 300 | $3.00K | <0.1% | +300 | New | History |
| MBOTMicrobot Medical Inc. | COM NEW | 537 | $4.00K | <0.1% | +225+72.1% | Added | History |
| PTCTPTC Therapeutics, Inc. | COM | 93 | $4.00K | <0.1% | −32,879−99.7% | Reduced | History |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 63 | $4.00K | <0.1% | +63 | New | – |
| Strategy Shs86280R803 | DAY HAGAN SMART | 113 | $4.00K | <0.1% | −2,598−95.8% | Reduced | – |
| Legg Mason ETF Invt524682309 | FRAN CLE ENH ETF | 108 | $4.00K | <0.1% | +71+191.9% | Added | – |
| BBDOBank Bradesco | SPONSORED ADR | 1,004 | $4.00K | <0.1% | +1,004 | New | History |
| NPKINPK International Inc. | COM SHS | 1,201 | $4.00K | <0.1% | −22,542−94.9% | Reduced | History |
| YMMFull Truck Alliance Co. Ltd. | SPONSORED ADS | 200 | $4.00K | <0.1% | +200 | New | History |
| ADCTADC Therapeutics SA | SHS | 157 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| ARLAmerican Realty Investors Inc | COM | 447 | $4.00K | <0.1% | −1,319−74.7% | Reduced | History |
| CFBKCF Bankshares Inc. | COM | 227 | $4.00K | <0.1% | −698−75.5% | Reduced | History |
| CVEOCiveo Corp | COM NEW | 253 | $4.00K | <0.1% | +131+107.4% | Added | History |
| EQBKEquity Bancshares Inc | COM CL A | 130 | $4.00K | <0.1% | −2,596−95.2% | Reduced | History |
| MFINMedallion Financial Corp | COM | 415 | $4.00K | <0.1% | −1,576−79.2% | Reduced | History |
| PAMTPamt Corp | COM | 80 | $4.00K | <0.1% | −615−88.5% | Reduced | History |
| PKBKParke Bancorp, Inc. | COM | 212 | $4.00K | <0.1% | −2,025−90.5% | Reduced | History |
| PFISPeoples Financial Services Corp. | COM | 100 | $4.00K | <0.1% | −1,388−93.3% | Reduced | History |
| RDNWRideNow Group, Inc. | COM CL B | 95 | $4.00K | <0.1% | −390−80.4% | Reduced | History |
| SLNGStabilis Solutions, Inc. | COM | 438 | $4.00K | <0.1% | +438 | New | History |
| UAMYUnited States Antimony Corp | COM | 4,236 | $4.00K | <0.1% | +4,236 | New | History |
| VGZVista Gold Corp | COM NEW | 3,011 | $4.00K | <0.1% | −13,011−81.2% | Reduced | History |
| Abcam PLC000380204 | ADS | 205 | $4.00K | <0.1% | −228−52.7% | Reduced | – |
| AUVIApplied UV, Inc. | COM | 358 | $4.00K | <0.1% | −2,719−88.4% | Reduced | History |
| APTXAptinyx Inc. | COM | 1,404 | $4.00K | <0.1% | −7,776−84.7% | Reduced | History |
| ASAXAstrea Acquisition Corp. | COM CL A | 450 | $4.00K | <0.1% | +450 | New | History |
| BALYBally's Corp | COM | 75 | $4.00K | <0.1% | −49,364−99.8% | Reduced | History |
| Bank of Montreal063679849 | 2X INVERSE LEV | 1,239 | $4.00K | <0.1% | +1,239 | New | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 197 | $4.00K | <0.1% | +197 | New | – |
| BMRABiomerica Inc | COM NEW | 924 | $4.00K | <0.1% | +924 | New | History |
| CF Fin Acquisition Corp III12529D116 | *W EXP 09/30/202 | 2,730 | $4.00K | <0.1% | −652−19.3% | Reduced | – |
| Cambria ETF Tr132061813 | GBL REAL EST ETF | 136 | $4.00K | <0.1% | +136 | New | – |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 2,655 | $4.00K | <0.1% | +1,670+169.5% | Added | – |
| CarLotz, Inc.142552116 | *W EXP 02/26/202 | 2,590 | $4.00K | <0.1% | +2,590 | New | – |
| CSSEChicken Soup for the Soul Entertainment, Inc. | CL A | 95 | $4.00K | <0.1% | −1,029−91.5% | Reduced | History |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| Expro Group Holdings N.V.N33462107 | COM | 189,630 | $673.0K | <0.1% | – |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |