UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Fusion Acquisition Corp. II36118N110 | *W EXP 02/29/202 | 2,087 | $2.00K | <0.1% | +2,087 | New | – |
| Kensington Capital Acquisiti49006L112 | *W EXP 02/23/202 | 1,146 | $2.00K | <0.1% | +1,146 | New | – |
| LTCHLatch, Inc. | COM | 200 | $2.00K | <0.1% | +200 | New | History |
| ProShares Tr74347G630 | PSHS CONSUMR GD | 101 | $2.00K | <0.1% | +101 | New | – |
| SBEASBEA Merger Sub LLC | COM CL A | 201 | $2.00K | <0.1% | +201 | New | History |
| TPSTTempest Therapeutics, Inc. | COM | 147 | $2.00K | <0.1% | +147 | New | History |
| ACBAAce Global Business Acquisition Ltd | ORDINARY SHARES | 200 | $2.00K | <0.1% | +200 | New | History |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 1,914 | $2.00K | <0.1% | +1,914 | New | – |
| Catcha Investment CorpG1962Y110 | *W EXP 99/99/999 | 2,327 | $2.00K | <0.1% | +2,327 | New | – |
| Colonnade Acquisition Corp IG2284B101 | SHS CL A | 243 | $2.00K | <0.1% | +243 | New | – |
| BNAIBrand Engagement Network Inc. | CLASS A ORD SHS | 200 | $2.00K | <0.1% | +200 | New | History |
| MSDAMSD Acquisition Corp. | CLASS A ORD SHS | 193 | $2.00K | <0.1% | +193 | New | History |
| New Vista Acquisition CorpG6529L121 | *W EXP 02/01/202 | 1,832 | $2.00K | <0.1% | +1,832 | New | – |
| Peridot Acquisition Corp. IIG7008B121 | *W EXP 04/30/202 | 1,813 | $2.00K | <0.1% | +1,813 | New | – |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 1,324 | $2.00K | <0.1% | +1,324 | New | History |
| Venus Acquisition CorporatioG9420F128 | RIGHT 02/01/2022 | 3,853 | $2.00K | <0.1% | +3,853 | New | – |
| WALDWWaldencast plc | *W EXP 03/11/202 | 1,885 | $2.00K | <0.1% | +1,885 | New | History |
| ATAIAtai Beckley N.V. | SHS | 100 | $2.00K | <0.1% | +100 | New | History |
| LEUCentrus Energy Corp | Stock | 108 | $3.00K | <0.1% | −912−89.4% | Reduced | History |
| RCATRed Cat Holdings, Inc. | Stock | 1,239 | $3.00K | <0.1% | +1,239 | New | History |
| BOTJBank of the James Financial Group Inc | COM | 183 | $3.00K | <0.1% | +80+77.7% | Added | History |
| CRCCalifornia Resources Corp | COM STOCK | 100 | $3.00K | <0.1% | −1,911−95.0% | Reduced | History |
| DFHDream Finders Homes, Inc. | COM CL A | 104 | $3.00K | <0.1% | −1,716−94.3% | Reduced | History |
| UTIUniversal Technical Institute Inc | COM | 484 | $3.00K | <0.1% | −7,625−94.0% | Reduced | History |
| SPDR Series Trust78468R671 | SP KENSHO FUTR | 60 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| EVEREverQuote, Inc. | COM CL A | 100 | $3.00K | <0.1% | −1,100−91.7% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J437 | INTL DEV DYNAMIC | 101 | $3.00K | <0.1% | +101 | New | – |
| CECOCeco Environmental Corp | COM | 352 | $3.00K | <0.1% | −8,670−96.1% | Reduced | History |
| Aim ETF Products Trust00888H604 | ALLIANZIM US EQT | 112 | $3.00K | <0.1% | +109+3,633.3% | Added | – |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 70 | $3.00K | <0.1% | +70 | New | – |
| TRMDTORM plc | SHS CL A | 371 | $3.00K | <0.1% | +116+45.5% | Added | History |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 249 | $3.00K | <0.1% | −2,597−91.3% | Reduced | History |
| ASRVAmeriserv Financial Inc | COM | 647 | $3.00K | <0.1% | +31+5.0% | Added | History |
| BFCBank First Corp | COM | 49 | $3.00K | <0.1% | −1,525−96.9% | Reduced | History |
| BH.ABiglari Holdings Inc. | COM STK CL A | 4 | $3.00K | <0.1% | −79−95.2% | Reduced | History |
| BBWBuild-A-Bear Workshop Inc | COM | 192 | $3.00K | <0.1% | −5−2.5% | Reduced | History |
| BYRNByrna Technologies Inc. | COM NEW | 137 | $3.00K | <0.1% | +137 | New | History |
| CCNECNB Financial Corp | COM | 135 | $3.00K | <0.1% | −3,376−96.2% | Reduced | History |
| CVVCVD Equipment Corp | COM | 600 | $3.00K | <0.1% | −2,150−78.2% | Reduced | History |
| AKO.BAndina Bottling Co Inc | SPON ADR B | 157 | $3.00K | <0.1% | +55+53.9% | Added | History |
| EQEquillium, Inc. | COM | 531 | $3.00K | <0.1% | −165−23.7% | Reduced | History |
| FTHMFathom Holdings Inc. | COM | 97 | $3.00K | <0.1% | +97 | New | History |
| GALTGalectin Therapeutics Inc | COM NEW | 1,000 | $3.00K | <0.1% | −5,454−84.5% | Reduced | History |
| GEGGreat Elm Group, Inc. | COM NEW | 1,362 | $3.00K | <0.1% | +929+214.5% | Added | History |
| HFFGHF Foods Group Inc. | COM | 562 | $3.00K | <0.1% | −7,381−92.9% | Reduced | History |
| MNSBMainStreet Bancshares, Inc. | COM | 126 | $3.00K | <0.1% | −865−87.3% | Reduced | History |
| MREOMereo BioPharma Group plc | SPON ADS | 930 | $3.00K | <0.1% | −4,189−81.8% | Reduced | History |
| MISTMilestone Pharmaceuticals Inc. | COM | 483 | $3.00K | <0.1% | −13,016−96.4% | Reduced | History |
| GBRNew Concept Energy, Inc. | COM | 411 | $3.00K | <0.1% | −1,135−73.4% | Reduced | History |
| PZGParamount Gold Nevada Corp. | COM | 3,567 | $3.00K | <0.1% | +3,527+8,817.5% | Added | History |
| PPIHPerma-Pipe International Holdings, Inc. | COM | 396 | $3.00K | <0.1% | +396 | New | History |
| PLXProtalix BioTherapeutics, Inc. | COM | 1,925 | $3.00K | <0.1% | −270−12.3% | Reduced | History |
| PROVProvident Financial Holdings Inc | COM | 152 | $3.00K | <0.1% | −1,803−92.2% | Reduced | History |
| VHIValhi Inc | COM | 108 | $3.00K | <0.1% | −89−45.2% | Reduced | History |
| VIRCVirco Mfg Corporation | COM | 915 | $3.00K | <0.1% | +915 | New | History |
| Ackrell Spac Partners I Co00461L303 | UNIT 99/99/9999 | 332 | $3.00K | <0.1% | +332 | New | – |
| AGFSAgroFresh Solutions, Inc. | COM | 1,395 | $3.00K | <0.1% | −12,593−90.0% | Reduced | History |
| ALNAAllena Pharmaceuticals, Inc. | COM | 2,500 | $3.00K | <0.1% | −7,274−74.4% | Reduced | History |
| ELTXElicio Therapeutics, Inc. | COM | 217 | $3.00K | <0.1% | −1,413−86.7% | Reduced | History |
| ATXIAvenue Therapeutics, Inc. | COM NEW | 1,331 | $3.00K | <0.1% | −4,311−76.4% | Reduced | History |
| BKTIBK Technologies Corp | COM | 996 | $3.00K | <0.1% | +996 | New | History |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 1,148 | $3.00K | <0.1% | +1,148 | New | – |
| BENEBenessere Capital Acquisition Corp. | COM CL A | 345 | $3.00K | <0.1% | +36+11.7% | Added | History |
| Benessere Capital Acqustn Co08179B111 | *W EXP 99/99/999 | 5,375 | $3.00K | <0.1% | +5,375 | New | – |
| Biophytis SA09076G104 | ADS | 240 | $3.00K | <0.1% | −896−78.9% | Reduced | – |
| BSQRBsquare Corp | COM NEW | 670 | $3.00K | <0.1% | +670 | New | History |
| CPACCementos Pacasmayo Saa | SPONSORED ADR | 408 | $3.00K | <0.1% | −1,195−74.5% | Reduced | History |
| CMMBChemomab Therapeutics Ltd. | SPONSORED ADS | 139 | $3.00K | <0.1% | −695−83.3% | Reduced | History |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 142 | $3.00K | <0.1% | +55+63.2% | Added | – |
| CNVSCineverse Corp. | COM NEW | 2,046 | $3.00K | <0.1% | −3,764−64.8% | Reduced | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $3.00K | <0.1% | – | – | – |
| CVLYCodorus Valley Bancorp Inc | COM | 139 | $3.00K | <0.1% | −1,289−90.3% | Reduced | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 2,338 | $3.00K | <0.1% | +797+51.7% | Added | – |
| CORRCorEnergy Infrastructure Trust, Inc. | COM NEW | 400 | $3.00K | <0.1% | −2,934−88.0% | Reduced | History |
| Davidstea Inc238661102 | COM | 752 | $3.00K | <0.1% | −3,452−82.1% | Reduced | – |
| DRTTFDirtt Environmental Solutions Ltd | COM | 797 | $3.00K | <0.1% | −5,729−87.8% | Reduced | History |
| 1895 Bancorp of Wis Inc28252W105 | COM | 202 | $3.00K | <0.1% | +202 | New | – |
| Emles Tr291361103 | HOME ETF | 115 | $3.00K | <0.1% | +87+310.7% | Added | – |
| Energy Fuels Inc292671179 | *W EXP 09/20/202 | 752 | $3.00K | <0.1% | +752 | New | – |
| ENSVEnservco Corp | COM NEW | 1,964 | $3.00K | <0.1% | +1,964 | New | History |
| XOGExtraction Oil & Gas, Inc. | COM | 50 | $3.00K | <0.1% | −68,277−99.9% | Reduced | History |
| Fednat Hldg Co31431B109 | COM | 745 | $3.00K | <0.1% | −2,094−73.8% | Reduced | – |
| 5 01 Acquisition Corp33836P105 | COM CL A | 318 | $3.00K | <0.1% | −483−60.3% | Reduced | – |
| Fortress Value Acquisi Corp34964K207 | UNIT 03/31/2028 | 330 | $3.00K | <0.1% | −1,279−79.5% | Reduced | – |
| Fusion Acquisition Corp36118H113 | *W EXP 06/01/202 | 2,192 | $3.00K | <0.1% | −967−30.6% | Reduced | – |
| GRTXGalera Therapeutics, Inc. | COM | 284 | $3.00K | <0.1% | −4,065−93.5% | Reduced | History |
| IRONDisc Medicine, Inc. | COM | 422 | $3.00K | <0.1% | −602−58.8% | Reduced | History |
| GECCGreat Elm Capital Corp. | COM | 766 | $3.00K | <0.1% | +766 | New | History |
| Greenbrook TMS Inc.393704309 | COM NEW | 288 | $3.00K | <0.1% | +245+569.8% | Added | – |
| Group Nine Acquisition Corp.39947R112 | *W EXP 01/15/202 | 3,194 | $3.00K | <0.1% | +2,920+1,065.7% | Added | – |
| Hancock Jaffe Laboratories I41015N114 | *W EXP 05/30/202 | 13,039 | $3.00K | <0.1% | −11,513−46.9% | Reduced | – |
| HBIOHarvard Bioscience Inc | COM | 355 | $3.00K | <0.1% | −5,278−93.7% | Reduced | History |
| Hennessy Capital Invs Corp V42589T115 | *W EXP 01/20/202 | 1,042 | $3.00K | <0.1% | +437+72.2% | Added | – |
| HGLBHighland Global Allocation Fund | COM | 307 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Indexiq ETF Tr45409B321 | HEALTHY HEARTS | 115 | $3.00K | <0.1% | +115 | New | – |
| Invivo Therapeutics Hldgs Co46186M506 | COM | 3,794 | $3.00K | <0.1% | +2,132+128.3% | Added | – |
| iShares Tr464289131 | BRAZIL SM-CP ETF | 130 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | 3,910 | $3.00K | <0.1% | +3,910 | New | – |
| Joff Fintech Acquisition Cor46592C100 | COM CL A | 324 | $3.00K | <0.1% | +324 | New | – |
| Kuke Music Hldg Ltd501229108 | SPONSORED ADS | 471 | $3.00K | <0.1% | −778−62.3% | Reduced | – |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| Expro Group Holdings N.V.N33462107 | COM | 189,630 | $673.0K | <0.1% | – |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |