UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Ajax IG0190X126 | *W EXP 10/27/202 | 3,499 | $7.00K | <0.1% | −1,581−31.1% | Reduced | – |
| Aurora Acquisition CorpG0698L111 | UNIT 03/02/2026 | 662 | $7.00K | <0.1% | −41−5.8% | Reduced | – |
| China Liberal Ed Hldgs LtdG2161Y109 | ORD | 2,254 | $7.00K | <0.1% | −29,913−93.0% | Reduced | – |
| Dragoneer Growth Opportun CoG28302118 | *W EXP 08/18/202 | 3,600 | $7.00K | <0.1% | −2,512−41.1% | Reduced | – |
| Genius Sports LtdG3934V117 | COM | 846 | $7.00K | <0.1% | +846 | New | – |
| Edoc Acquisition Corp.G4000A110 | *W EXP 11/30/202 | 19,247 | $7.00K | <0.1% | +16,925+728.9% | Added | – |
| HIHOHighway Holdings Ltd | ORD | 1,714 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| New Frontier Health CorpG6461G106 | ORD SHS | 618 | $7.00K | <0.1% | −815−56.9% | Reduced | – |
| Queens Gambit Growth CapitalG7315C101 | CL A SHS | 719 | $7.00K | <0.1% | +671+1,397.9% | Added | – |
| Pioneer Merger Corp.G7S24C111 | *W EXP 01/07/202 | 4,278 | $7.00K | <0.1% | +4,278 | New | – |
| Trebia Acquisition CorpG9027T125 | UNIT 99/99/9999 | 715 | $7.00K | <0.1% | −540−43.0% | Reduced | – |
| Vy Global GrowthG9444H100 | COM CL A | 693 | $7.00K | <0.1% | +80+13.1% | Added | – |
| MNDOMind Cti Ltd | ORD | 2,291 | $7.00K | <0.1% | +2,291 | New | History |
| AGLagilon health, inc. | COM | 176 | $7.00K | <0.1% | +176 | New | History |
| NEUENeueHealth, Inc. | COM | 405 | $7.00K | <0.1% | +405 | New | History |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $7.00K | <0.1% | – | New | – |
| Dmy Technology Group Inc IV23344K102 | COM CL A | 702 | $7.00K | <0.1% | +702 | New | – |
| ZSTKZeroStack Corp. | COM | 1,804 | $7.00K | <0.1% | +1,804 | New | History |
| indie Semiconductor, Inc.45569U119 | *W EXP 06/15/202 | 3,241 | $7.00K | <0.1% | +3,241 | New | – |
| Innovator ETFs Tr45783Y202 | US EQUITY | 267 | $7.00K | <0.1% | +267 | New | – |
| MCAEMountain Crest Acquisition Corp. III | COMMON STOCK | 707 | $7.00K | <0.1% | +707 | New | History |
| Spinnaker ETF Series84858T509 | TRAJAN WEALTH | 716 | $7.00K | <0.1% | +716 | New | – |
| IRAAIris Acquisition Corp | CLASS A COM | 730 | $7.00K | <0.1% | +730 | New | History |
| Troika Media Group, Inc.89689F115 | *W EXP 04/13/202 | 9,034 | $7.00K | <0.1% | +9,034 | New | – |
| ZTAQUZimmer Energy Transition Acquisition Corp. | UNIT 06/16/2026 | 673 | $7.00K | <0.1% | +673 | New | History |
| EJFAEJF Acquisition Corp. | CL A SHS | 769 | $7.00K | <0.1% | +769 | New | History |
| Magnum Opus Acquisition LtdG5S70A104 | SHS CL A | 700 | $7.00K | <0.1% | +700 | New | – |
| Model Performance Acqu CorpG6246M139 | *W EXP 04/29/202 | 13,200 | $7.00K | <0.1% | +13,200 | New | – |
| Valaris LtdG9460G119 | *W EXP 04/29/202 | 2,697 | $7.00K | <0.1% | +2,697 | New | – |
| AEHRAehr Test Systems | COM | 2,858 | $8.00K | <0.1% | +2,858 | New | History |
| BlackRock ETF Trust II092528108 | SHOR DURA HI ETF | 286 | $8.00K | <0.1% | −714−71.4% | Reduced | – |
| ETF Ser Solutions26922A719 | US GBL GLD PRE | 393 | $8.00K | <0.1% | +93+31.0% | Added | – |
| Cambria ETF Tr132061862 | TAIL RISK | 402 | $8.00K | <0.1% | −2,343−85.4% | Reduced | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 181 | $8.00K | <0.1% | +181 | New | – |
| LBRTLiberty Energy Inc. | COM CL A | 581 | $8.00K | <0.1% | −43,015−98.7% | Reduced | History |
| ADMAAdma Biologics, Inc. | COM | 4,975 | $8.00K | <0.1% | −15,438−75.6% | Reduced | History |
| AMPGAmpliTech Group, Inc. | COM NEW | 1,700 | $8.00K | <0.1% | +1,700 | New | History |
| BGSFBGSF, Inc. | COM | 660 | $8.00K | <0.1% | −2,686−80.3% | Reduced | History |
| BWMNBowman Consulting Group Ltd. | COM | 551 | $8.00K | <0.1% | +551 | New | History |
| CRVSCorvus Pharmaceuticals, Inc. | COM | 3,000 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| DAIOData I/O Corp | COM | 1,194 | $8.00K | <0.1% | +1,180+8,428.6% | Added | History |
| ESPEspey Mfg & Electronics Corp | COM | 548 | $8.00K | <0.1% | +248+82.7% | Added | History |
| FEIMFrequency Electronics Inc | COM | 800 | $8.00K | <0.1% | −3,029−79.1% | Reduced | History |
| IPIIntrepid Potash, Inc. | COM | 246 | $8.00K | <0.1% | −562−69.6% | Reduced | History |
| LTBRLIGHTBRIDGE Corp | COM | 1,023 | $8.00K | <0.1% | +774+310.8% | Added | History |
| MNSOMINISO Group Holding Ltd | SPONSORED ADS | 379 | $8.00K | <0.1% | −1,574−80.6% | Reduced | History |
| MYPSPLAYSTUDIOS, Inc. | CLASS A COM | 1,117 | $8.00K | <0.1% | +1,117 | New | History |
| SLQTSelectQuote, Inc. | COM | 398 | $8.00K | <0.1% | −35,160−98.9% | Reduced | History |
| SRIStoneridge Inc | COM | 283 | $8.00K | <0.1% | −6,482−95.8% | Reduced | History |
| TZOOTravelzoo | COM NEW | 574 | $8.00K | <0.1% | +574 | New | History |
| GROWU S Global Investors Inc | CL A | 1,213 | $8.00K | <0.1% | +1,213 | New | History |
| ULBIUltralife Corp | COM | 996 | $8.00K | <0.1% | −2,072−67.5% | Reduced | History |
| Air T FDG00919P112 | *W EXP 08/30/202 | 69,411 | $8.00K | <0.1% | +60,265+658.9% | Added | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $8.00K | <0.1% | – | New | – |
| American Acquisition Oppt IN02369M201 | UNIT 05/28/2026 | 796 | $8.00K | <0.1% | +596+298.0% | Added | – |
| Apex Technology Acquisition03768F102 | COM CL A | 665 | $8.00K | <0.1% | −4,947−88.2% | Reduced | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 1,747 | $8.00K | <0.1% | +1,547+773.5% | Added | History |
| Atlas Crest Invt Corp049284110 | *W EXP 01/30/202 | 4,958 | $8.00K | <0.1% | +4,235+585.8% | Added | – |
| BFINBankFinancial CORP | COM | 681 | $8.00K | <0.1% | −2,284−77.0% | Reduced | History |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $8.00K | <0.1% | – | – | – |
| CKXCKX Lands, Inc. | COM | 681 | $8.00K | <0.1% | −428−38.6% | Reduced | History |
| Cambria ETF Tr132061805 | GBL TAIL RISK ET | 348 | $8.00K | <0.1% | −1,674−82.8% | Reduced | – |
| CTHRCharles & Colvard Ltd | COM | 2,784 | $8.00K | <0.1% | +2,784 | New | History |
| CLIRClearSign Technologies Corp | COM | 1,764 | $8.00K | <0.1% | +1,199+212.2% | Added | History |
| CWBRCohBar, Inc. | COM | 6,007 | $8.00K | <0.1% | −7,219−54.6% | Reduced | History |
| CYANCyanotech Corp | COM PAR $0.02 | 2,478 | $8.00K | <0.1% | +622+33.5% | Added | History |
| Direxion Shs ETF Tr25460G302 | MSCI USA ESG | 116 | $8.00K | <0.1% | +116 | New | – |
| Evo Acquisition Corp30052G207 | UNIT 99/99/9999 | 756 | $8.00K | <0.1% | +756 | New | – |
| FSTXF-star Therapeutics, Inc. | COM | 963 | $8.00K | <0.1% | +189+24.4% | Added | History |
| First Tr Exch TRD Alphdx FD33737J133 | BRAZIL ALPHADEX | 538 | $8.00K | <0.1% | −838−60.9% | Reduced | – |
| Franklin Templeton ETF Tr35473P561 | FTSE LATN AMRC | 293 | $8.00K | <0.1% | +225+330.9% | Added | – |
| GBLGamco Investors, Inc. Et Al | CL A COM | 311 | $8.00K | <0.1% | −660−68.0% | Reduced | History |
| GNACGroup Nine Acquisition Corp. | COM CL A | 857 | $8.00K | <0.1% | +857 | New | History |
| HSDTSolana Co | COM CL A NEW | 492 | $8.00K | <0.1% | −1,813−78.7% | Reduced | History |
| Hostess Brands, Inc.44109J114 | *W EXP 11/04/202 | 3,134 | $8.00K | <0.1% | −308−8.9% | Reduced | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $8.00K | <0.1% | – | – | – |
| Invesco Actively Managed ETF46090A796 | FOCUSED DISCOVRY | 672 | $8.00K | <0.1% | +306+83.6% | Added | – |
| Invesco High Income 2024 Tar46136K105 | COM | 822 | $8.00K | <0.1% | −394−32.4% | Reduced | – |
| iShares Tr46436E692 | ESG AWARE CONSER | 291 | $8.00K | <0.1% | −1,001−77.5% | Reduced | – |
| JMPJMP Group LLC | COM | 1,236 | $8.00K | <0.1% | −9,740−88.7% | Reduced | History |
| JFINJiayin Group Inc. | SPONSORED ADS | 1,536 | $8.00K | <0.1% | +1,536 | New | History |
| MDRRMedalist Diversified, Inc. | COM | 6,180 | $8.00K | <0.1% | +4,083+194.7% | Added | History |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $8.00K | <0.1% | – | – | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $8.00K | <0.1% | – | – | – |
| PTK Acquisition Corp69375F207 | UNIT 99/99/9999 | 750 | $8.00K | <0.1% | −459−38.0% | Reduced | – |
| ProShares Tr74348A475 | ULSH MSCIEAF NEW | 736 | $8.00K | <0.1% | −1,531−67.5% | Reduced | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $8.00K | <0.1% | – | – | – |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 8,313 | $8.00K | <0.1% | +8,313 | New | – |
| PIXYShiftPixy, Inc. | COM NEW | 3,245 | $8.00K | <0.1% | +3,245 | New | History |
| QXO, Inc.82846H207 | COM NEW | 704 | $8.00K | <0.1% | +178+33.8% | Added | – |
| Software Acquisitn Grup Inc83407F200 | UNIT 99/99/9999 | 744 | $8.00K | <0.1% | −861−53.6% | Reduced | – |
| Sports Entertainment Acqu Co84918M205 | UNIT 99/99/9999 | 693 | $8.00K | <0.1% | −34,125−98.0% | Reduced | – |
| SNCYSun Country Airlines Holdings, LLC | COM | 209 | $8.00K | <0.1% | +109+109.0% | Added | History |
| Sustainable Develp Acqu I Co86934L103 | COM CL A | 796 | $8.00K | <0.1% | +796 | New | – |
| Tailwind Acquisition Corp87403Q110 | *W EXP 09/07/202 | 6,129 | $8.00K | <0.1% | +6,129 | New | – |
| THMOThermoGenesis Holdings, Inc. | COM | 3,103 | $8.00K | <0.1% | +3,095+38,687.5% | Added | History |
| UWM Holdings Corp91823B117 | *W EXP 01/21/202 | 4,684 | $8.00K | <0.1% | +2,687+134.6% | Added | – |
| Xinyuan Real Estate Co Ltd98417P105 | SPONS ADR | 3,094 | $8.00K | <0.1% | +2,348+314.7% | Added | – |
| Alussa Energy Acquisition Corp.G0232J119 | *W EXP 10/31/202 | 3,775 | $8.00K | <0.1% | −1,265−25.1% | Reduced | – |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 809 | $8.00K | <0.1% | +809 | New | – |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| Expro Group Holdings N.V.N33462107 | COM | 189,630 | $673.0K | <0.1% | – |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |