UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AXRAmrep Corp. | COM | 404 | $5.00K | <0.1% | +134+49.6% | Added | History |
| SPRYARS Pharmaceuticals, Inc. | COM | 175 | $5.00K | <0.1% | −3,364−95.1% | Reduced | History |
| ARTWArts Way Manufacturing Co Inc | COM | 1,388 | $5.00K | <0.1% | +1,388 | New | History |
| FISIFinancial Institutions Inc | COM | 174 | $5.00K | <0.1% | −2,765−94.1% | Reduced | History |
| FXNCFirst National Corp | COM | 247 | $5.00K | <0.1% | −87−26.0% | Reduced | History |
| FLUXFlux Power Holdings, Inc. | COM NEW | 464 | $5.00K | <0.1% | +464 | New | History |
| FETForum Energy Technologies, Inc. | COM | 229 | $5.00K | <0.1% | +29+14.5% | Added | History |
| INNVInnovAge Holding Corp. | COM | 211 | $5.00K | <0.1% | −205−49.3% | Reduced | History |
| KEQUKewaunee Scientific Corp | COM | 349 | $5.00K | <0.1% | −1,459−80.7% | Reduced | History |
| MBIMbia Inc | COM | 429 | $5.00K | <0.1% | +84+24.3% | Added | History |
| NAIINatural Alternatives International Inc | COM NEW | 290 | $5.00K | <0.1% | +6+2.1% | Added | History |
| RNGRRanger Energy Services, Inc. | COM CL A | 638 | $5.00K | <0.1% | −353−35.6% | Reduced | History |
| SGASaga Communications Inc | CL A NEW | 215 | $5.00K | <0.1% | −418−66.0% | Reduced | History |
| SRGSeritage Growth Properties | CL A | 250 | $5.00K | <0.1% | −28,924−99.1% | Reduced | History |
| TRVITrevi Therapeutics, Inc. | COM | 2,137 | $5.00K | <0.1% | −241−10.1% | Reduced | History |
| TWINTwin Disc Inc | COM | 334 | $5.00K | <0.1% | +228+215.1% | Added | History |
| Achilles Therapeutics PLC00449L102 | SPONSORED ADS | 464 | $5.00K | <0.1% | +464 | New | – |
| AIRTAir T Inc | COM | 195 | $5.00K | <0.1% | +183+1,525.0% | Added | History |
| AEIAlset Inc. | COM | 872 | $5.00K | <0.1% | −473−35.2% | Reduced | History |
| Atlantic Ave Acquisition Cor04906P119 | *W EXP 10/06/202 | 5,580 | $5.00K | <0.1% | +5,580 | New | – |
| AYTUAytu Biopharma, Inc | COM NEW | 919 | $5.00K | <0.1% | −1,743−65.5% | Reduced | History |
| Biondvax Pharmaceuticals Ltd09073Q105 | SPOND ADS | 1,645 | $5.00K | <0.1% | +1,644+164,400.0% | Added | – |
| CMCTCreative Media & Community Trust Corp | COM NEW | 550 | $5.00K | <0.1% | −1,256−69.5% | Reduced | History |
| CHP Merger Corp.12558Y114 | *W EXP 11/22/202 | 5,860 | $5.00K | <0.1% | +5,860 | New | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 246 | $5.00K | <0.1% | −26−9.6% | Reduced | – |
| CGAEnlightify Inc. | COM NEW | 465 | $5.00K | <0.1% | −2,139−82.1% | Reduced | History |
| CRTDCreatd, Inc. | COM | 1,250 | $5.00K | <0.1% | +815+187.4% | Added | History |
| Credit Suisse Nassau Branch22539T456 | ETN LKD 34 | 410 | $5.00K | <0.1% | +239+139.8% | Added | – |
| DFP Healthcare Acquisitns Co23343Q209 | UNIT 03/31/2025 | 480 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Direxion Shs ETF Tr25460E547 | DAILY MSCI EMERG | 666 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| RRDRR Donnelley & Sons Co | COM | 808 | $5.00K | <0.1% | +497+159.8% | Added | History |
| Dycom Inds Inc267475AB7 | NOTE 0.750% 9/1 | – | $5.00K | <0.1% | – | – | – |
| ETF Managers Tr26924G805 | WEDBUSH ETFMG | 96 | $5.00K | <0.1% | −883−90.2% | Reduced | – |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 7,394 | $5.00K | <0.1% | +7,254+5,181.4% | Added | – |
| Emles Tr291361871 | FEDERAL CONTRCTR | 182 | $5.00K | <0.1% | +141+343.9% | Added | – |
| Fat Brands, Inc30258N121 | *W EXP 06/30/202 | 569 | $5.00K | <0.1% | −2,036−78.2% | Reduced | – |
| FSTFAST Acquisition Corp. | COM CL A | 419 | $5.00K | <0.1% | −4,306−91.1% | Reduced | History |
| Fintech Acquisition Corp V31810Q115 | *W EXP 12/31/202 | 1,644 | $5.00K | <0.1% | −7,865−82.7% | Reduced | – |
| FONRFonar Corp | COM NEW | 273 | $5.00K | <0.1% | −1,715−86.3% | Reduced | History |
| Franklin Templeton ETF Tr35473P793 | FTSE FRANCE | 163 | $5.00K | <0.1% | −613−79.0% | Reduced | – |
| Gracell Biotechnologies Inc38406L103 | SPONSORED ADS | 422 | $5.00K | <0.1% | +422 | New | – |
| RTBRTB Digital, Inc. | COM NEW | 393 | $5.00K | <0.1% | +393 | New | History |
| Grid Dynamics Hldgs Inc39813G117 | *W EXP 03/05/202 | 858 | $5.00K | <0.1% | −62−6.7% | Reduced | – |
| GRTSGritstone bio, Inc. | COM | 487 | $5.00K | <0.1% | −8,389−94.5% | Reduced | History |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $5.00K | <0.1% | – | New | – |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $5.00K | <0.1% | – | New | – |
| IMMPIMMUTEP Ltd | SPONSORED ADS | 1,338 | $5.00K | <0.1% | −4,530−77.2% | Reduced | History |
| Inpixon45790J800 | COM | 4,583 | $5.00K | <0.1% | +786+20.7% | Added | – |
| IVAInventiva S.A. | ADS | 397 | $5.00K | <0.1% | +397 | New | History |
| Irsa Propiedades Comerciales463588103 | SPONSORED ADR | 464 | $5.00K | <0.1% | −409−46.8% | Reduced | – |
| iShares U S ETF Tr46431W630 | MEDIA ENTRNMNT | 139 | $5.00K | <0.1% | −745−84.3% | Reduced | – |
| iShares Tr46435U226 | IBONDS 21 TRM HG | 199 | $5.00K | <0.1% | +199 | New | – |
| John Hancock Exchange Traded47804J800 | MLTFACTR MATLS | 100 | $5.00K | <0.1% | +78+354.5% | Added | – |
| KL Acquisition Corp49837C109 | COM CL A | 514 | $5.00K | <0.1% | +514 | New | – |
| Kraneshares Tr500767660 | MSCI CN ESG LEAD | 150 | $5.00K | <0.1% | +150 | New | – |
| Kraneshares Tr500767702 | CHIN COM PAPER | 146 | $5.00K | <0.1% | +75+105.6% | Added | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 493 | $5.00K | <0.1% | +493 | New | – |
| Lionheart Acquisition Corp I53625R203 | UNIT 08/13/2025 | 521 | $5.00K | <0.1% | −1,135−68.5% | Reduced | – |
| Listed FD Tr53656F763 | TRUESHARES STRCD | 179 | $5.00K | <0.1% | +179 | New | – |
| LYRALyra Therapeutics, Inc. | COM | 567 | $5.00K | <0.1% | −2,187−79.4% | Reduced | History |
| Mallard Acquisition Corp561204207 | UNIT 06/30/2027 | 464 | $5.00K | <0.1% | +464 | New | – |
| TAP.AMolson Coors Beverage Co | CL A | 86 | $5.00K | <0.1% | +86 | New | History |
| Mudrick Capital Acqu Corp II62477L206 | UNIT 99/99/9999 | 325 | $5.00K | <0.1% | −19,744−98.4% | Reduced | – |
| Neovasc Inc64065J304 | COM | 5,219 | $5.00K | <0.1% | −3,740−41.7% | Reduced | – |
| NVVENuvve Holding Corp. | COM | 359 | $5.00K | <0.1% | −367−50.6% | Reduced | History |
| NESNuverra Environmental Solutions, Inc. | COM PAR | 2,435 | $5.00K | <0.1% | +2,435 | New | History |
| PEDPedevco Corp | COM PAR | 2,887 | $5.00K | <0.1% | −8,983−75.7% | Reduced | History |
| Predictive Oncology Inc74039M200 | COM NEW | 3,675 | $5.00K | <0.1% | +3,675 | New | – |
| Puxin Ltd74704P108 | ADS | 2,854 | $5.00K | <0.1% | −180,372−98.4% | Reduced | – |
| Q&K Intl Group Ltd74738J102 | SPONSORED ADS | 3,208 | $5.00K | <0.1% | −2,817−46.8% | Reduced | – |
| SWK Holdings Corp78501P203 | COM NEW | 292 | $5.00K | <0.1% | −811−73.5% | Reduced | – |
| SMITSchmitt Industries Inc | COM NEW | 930 | $5.00K | <0.1% | +930 | New | History |
| SQBGSequential Brands Group, Inc. | COM NEW | 600 | $5.00K | <0.1% | +597+19,900.0% | Added | History |
| SMEDSharps Compliance Corp | COM | 464 | $5.00K | <0.1% | −1,156−71.4% | Reduced | History |
| Simplify Exchange Traded Fun82889N707 | VOLT FINTECH DIS | 410 | $5.00K | <0.1% | +410 | New | – |
| SBTSterling Bancorp, Inc. | COM | 1,152 | $5.00K | <0.1% | −2,208−65.7% | Reduced | History |
| ELIQElectriq Power Holdings, Inc. | COM CL A | 554 | $5.00K | <0.1% | +554 | New | History |
| Tailwind Acquisition Corp87403Q201 | UNIT 09/07/2027 | 487 | $5.00K | <0.1% | +487 | New | – |
| Therapeutics Acquisition Cor88339T103 | COM CL A | 509 | $5.00K | <0.1% | −4,016−88.8% | Reduced | – |
| TRECTrecora Resources | COM | 679 | $5.00K | <0.1% | −5,461−88.9% | Reduced | History |
| TPHSTrinity Place Holdings Inc. | COM | 2,287 | $5.00K | <0.1% | +588+34.6% | Added | History |
| Tuscan Hldgs Corp90069K203 | UNIT 99/99/9999 | 295 | $5.00K | <0.1% | −2−0.7% | Reduced | – |
| TWC Tech Hldgs II Corp90117G204 | UNIT 09/10/2025 | 507 | $5.00K | <0.1% | −27,441−98.2% | Reduced | – |
| VanEck Vectors ETF Tr92189H862 | MOODYS ANLYTS IG | 198 | $5.00K | <0.1% | −1−0.5% | Reduced | – |
| Vericity, Inc.92347D100 | COM | 513 | $5.00K | <0.1% | +152+42.1% | Added | – |
| VYNTVyant Bio, Inc. | COM | 1,299 | $5.00K | <0.1% | +484+59.4% | Added | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $5.00K | <0.1% | – | – | – |
| Western Asset Mtg Cap Corp95790DAA3 | NOTE 6.750%10/0 | – | $5.00K | <0.1% | – | New | – |
| Auris Medical Holding LtdG07025201 | SHS | 1,505 | $5.00K | <0.1% | +1,499+24,983.3% | Added | – |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 9,725 | $5.00K | <0.1% | +9,411+2,997.1% | Added | – |
| T3 Defense Inc.G1643W111 | SHS | 475 | $5.00K | <0.1% | +432+1,004.7% | Added | – |
| CNEYCN Energy Group. Inc. | SHS | 792 | $5.00K | <0.1% | +792 | New | History |
| East Stone Acquisition CorpG2911D132 | RIGHT 12/31/2026 | 14,262 | $5.00K | <0.1% | −8,655−37.8% | Reduced | – |
| Galileo Acquisition CorpG3770A110 | *W EXP 10/31/202 | 4,687 | $5.00K | <0.1% | −8,380−64.1% | Reduced | – |
| H.I.G. Acquisition Corp.G44898107 | COM CL A | 473 | $5.00K | <0.1% | −3,262−87.3% | Reduced | – |
| LDH Growth Corp IG54094118 | UNIT 03/17/2026 | 453 | $5.00K | <0.1% | −212−31.9% | Reduced | – |
| MTCMmtec, Inc. | SHS | 2,634 | $5.00K | <0.1% | +871+49.4% | Added | History |
| RVLPRVL Pharmaceuticals plc | SHS | 1,699 | $5.00K | <0.1% | +1,699 | New | History |
| OneG7000X121 | *W EXP 08/17/202 | 2,282 | $5.00K | <0.1% | +359+18.7% | Added | – |
| Tiga Acquisition CorpG88672111 | *W EXP 11/06/202 | 4,728 | $5.00K | <0.1% | +4,728 | New | – |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| XPROExpro Group Holdings N.V. | COM | 189,630 | $673.0K | <0.1% | History |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |