UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Itau Corpbanca45033E105 | SPONSORED ADR | 60 | $0 | 0.0% | – | – | – |
| Ignyte Acquisition Corp45175H114 | *W EXP 01/05/202 | 90 | $0 | 0.0% | – | – | – |
| IMBILegacy IMBDS, Inc. | COM CL A | 8 | $0 | 0.0% | – | – | History |
| ICDIndependence Contract Drilling, Inc. | COM | 75 | $0 | 0.0% | – | – | History |
| Indexiq ETF Tr45409B453 | IQ CNDRM ESG INT | 1 | $0 | 0.0% | – | – | – |
| Indexiq ETF Tr45409B503 | IQ HEDGMKT NUT | 9 | $0 | 0.0% | – | – | – |
| TULPBloomia Holdings, Inc. | COM NEW | 66 | $0 | 0.0% | – | – | History |
| InspireMD, Inc.45779A127 | *W EXP 07/07/202 | 2,187 | $0 | 0.0% | – | – | – |
| Insu Acquisition Corp III457817104 | COM CL A | 3 | $0 | 0.0% | – | – | – |
| Invesco DB G10 Currency Harv46139B102 | UNIT | 4 | $0 | 0.0% | – | – | – |
| iShares Tr464288505 | MRGSTR SM CP ETF | 8,319 | $0 | 0.0% | – | – | – |
| iShares Tr46436E304 | FACTORS US VAL | 1 | $0 | 0.0% | – | – | – |
| Kraneshares Tr500767728 | LRG CAP QTY DIVD | 14 | $0 | 0.0% | – | – | – |
| Leju Hldgs Ltd50187J108 | SPONSORED ADS | 53 | $0 | 0.0% | – | – | – |
| Lightjump Acquisition Corp53228M106 | COM | 1 | $0 | 0.0% | – | – | – |
| Liminal Biosciences Inc53272L103 | COM | 7 | $0 | 0.0% | – | – | – |
| Live Oak Mobility Acquisi Co538126202 | UNIT 03/01/2028 | 44 | $0 | 0.0% | – | – | – |
| Locust Walk Acquisition Corp54015L111 | *W EXP 12/31/202 | 72 | $0 | 0.0% | – | – | – |
| MGYRMagyar Bancorp, Inc. | COM | 35 | $0 | 0.0% | – | – | History |
| MTEXMannatech Inc | COM NEW | 10 | $0 | 0.0% | – | – | History |
| MARPSMarine Petroleum Trust | UNIT BEN INT | 37 | $0 | 0.0% | – | – | History |
| TriSalus Life Sciences, Inc.58507N105 | COM CL A | 17 | $0 | 0.0% | – | – | – |
| Medtech Acquisition Corp58507N113 | *W EXP 12/18/202 | 148 | $0 | 0.0% | – | – | – |
| MSVBMid-Southern Bancorp, Inc. | COM | 12 | $0 | 0.0% | – | – | History |
| Montes Archimedes Acquisitio612657114 | *W EXP 99/99/999 | 466 | $0 | 0.0% | – | – | – |
| Motion Acquisition Corp61980M115 | *W EXP 10/02/202 | 427 | $0 | 0.0% | – | – | – |
| Mountain Crest Acqustn Corp62402D113 | RIGHT 04/07/2022 | 1,280 | $0 | 0.0% | – | – | – |
| Nesco Hldgs Inc64083J104 | COM | 36 | $0 | 0.0% | – | – | – |
| NINENine Energy Service, Inc. | COM | 27 | $0 | 0.0% | – | – | History |
| North Mountain Merger Corp661204206 | UNIT 09/16/2025 | 42 | $0 | 0.0% | – | – | – |
| Novan Inc66988N106 | COM | 250 | $0 | 0.0% | – | – | – |
| Otelco Inc688823301 | CL A NEW | 30 | $0 | 0.0% | – | – | – |
| PMV Consumer Acquisition Cor693486201 | UNIT 08/31/2027 | 23,657 | $0 | 0.0% | – | – | – |
| CNSYCerenome, Inc. | COM NEW | 13 | $0 | 0.0% | – | – | History |
| PRPOPrecipio, Inc. | COM | 192 | $0 | 0.0% | – | – | History |
| ProShares Tr74347G838 | ULTST NASD NW20 | 1 | $0 | 0.0% | – | – | – |
| VIXYProShares Trust II | VIX SH TRM FUTRS | 1 | $0 | 0.0% | – | – | History |
| Quantum Fintech Acquistin Co74767A105 | COMMON STOCK | 40 | $0 | 0.0% | – | – | – |
| RHEPRegional Health Properties, Inc | COM | 100 | $0 | 0.0% | – | – | History |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 3 | $0 | 0.0% | – | – | – |
| Rotor Acquisition Corp77879W113 | *W EXP 06/15/202 | 214 | $0 | 0.0% | – | – | – |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | 626 | $0 | 0.0% | – | – | – |
| 2nd Vote FDS81386P108 | 2NDVOTE LIFE NEU | 1 | $0 | 0.0% | – | – | – |
| SNESSenesTech, Inc. | COM NEW | 250 | $0 | 0.0% | – | – | History |
| SQBGSequential Brands Group, Inc. | COM NEW | 3 | $0 | 0.0% | – | – | History |
| 7GC & Co Holdings Inc81786A206 | UNIT 12/23/2025 | 19 | $0 | 0.0% | – | – | – |
| Simplify Exchange Traded Fun82889N889 | VOLT ROBOCAR DI | 22 | $0 | 0.0% | – | – | – |
| SINTSintx Technologies, Inc. | COM NEW | 1 | $0 | 0.0% | – | – | History |
| Spartacus Acquisition Corp84677L117 | *W EXP 10/31/202 | 40 | $0 | 0.0% | – | – | – |
| Star Equity Holdings, Inc.85513Q103 | COM | 120 | $0 | 0.0% | – | – | – |
| SSKNSTRATA Skin Sciences, Inc. | COM NEW | 6 | $0 | 0.0% | – | – | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 10 | $0 | 0.0% | – | – | – |
| TGBTrekor Metals Ltd | COM | 9 | $0 | 0.0% | – | – | History |
| 10X Capital Venture Acqu Cor88025V115 | *W EXP 10/29/202 | 202 | $0 | 0.0% | – | – | – |
| THMOThermoGenesis Holdings, Inc. | COM | 8 | $0 | 0.0% | – | – | History |
| Tidewater Inc88642R117 | *W EXP 07/31/202 | 59 | $0 | 0.0% | – | – | – |
| Titan Med Inc88830X819 | COM NEW | 100 | $0 | 0.0% | – | – | – |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 11 | $0 | 0.0% | – | – | History |
| Tuscan Hldgs Corp II90070A111 | *W EXP 99/99/999 | 210 | $0 | 0.0% | – | – | – |
| UCLuCloudlink Group Inc. | SPONSORED ADS | 1 | $0 | 0.0% | – | – | History |
| UNLUnited States 12 Month Natural Gas Fund, LP | UNIT BEN INT | 56 | $0 | 0.0% | – | – | History |
| VanEck Vectors ETF Tr92189H854 | MOODYS ANALYTICS | 1 | $0 | 0.0% | – | – | – |
| Ventoux CCM Acquisition Corp92280L127 | RIGHT 99/99/9999 | 1,614 | $0 | 0.0% | – | – | – |
| VTNRVertex Energy Inc. | COM | 200 | $0 | 0.0% | – | – | History |
| Versus Systems Inc.92535P147 | *W EXP 12/17/202 | 91 | $0 | 0.0% | – | – | – |
| VIRXViracta Therapeutics, Inc. | COM | 11 | $0 | 0.0% | – | – | History |
| VISLVislink Technologies, Inc. | COM | 2 | $0 | 0.0% | – | – | History |
| WHLMWilhelmina International, Inc. | COM NEW | 25 | $0 | 0.0% | – | – | History |
| Yellowstone Acquisition Co98566K113 | *W EXP 10/21/202 | 249 | $0 | 0.0% | – | – | – |
| Z-Work Acquisition Corp98880C110 | *W EXP 01/04/202 | 95 | $0 | 0.0% | – | – | – |
| GWHWWESS Tech, Inc. | *W EXP 09/15/202 | 324 | $0 | 0.0% | – | – | History |
| Altimeter Growth CorpG0370L108 | CL A | 40 | $0 | 0.0% | – | – | – |
| Auris Medical Holding LtdG07025201 | SHS | 6 | $0 | 0.0% | – | – | – |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 314 | $0 | 0.0% | – | – | – |
| Brilliant Acquisition CorpG1643W103 | UNIT 12/31/2020 | 1,986 | $0 | 0.0% | – | – | – |
| T3 Defense Inc.G1643W111 | SHS | 43 | $0 | 0.0% | – | – | – |
| East Stone Acquisition CorpG2911D116 | *W EXP 12/31/202 | 1,646 | $0 | 0.0% | – | – | – |
| CLPSCLPS Inc | COM | 28 | $0 | 0.0% | – | – | History |
| European Sustainable GrowthG3194F117 | *W EXP 01/21/202 | 300 | $0 | 0.0% | – | – | – |
| Stardust Power Inc.G3934P102 | CL A SHS | 9 | $0 | 0.0% | – | – | – |
| Fusion Fuel Green PLCG3R25D100 | *W EXP 07/01/202 | 64 | $0 | 0.0% | – | – | – |
| Edoc Acquisition Corp.G4000A136 | RIGHT 11/30/2027 | 427 | $0 | 0.0% | – | – | – |
| Ivanhoe Capital Acquistin CoG4R87P122 | UNIT 99/99/9999 | 39 | $0 | 0.0% | – | – | – |
| Marlin Technology Corp.G58411110 | *W EXP 01/12/202 | 44 | $0 | 0.0% | – | – | – |
| OXBRWOxbridge Re Holdings Ltd | *W EXP 03/26/202 | 576 | $0 | 0.0% | – | – | History |
| Puhui Wealth Invt Mgmt Co LTG7306H101 | SHS | 24 | $0 | 0.0% | – | – | – |
| Queens Gambit Growth CapitalG7315C101 | CL A SHS | 48 | $0 | 0.0% | – | – | – |
| Silver Crest Acquisition CorG81355128 | *W EXP 12/15/202 | 410 | $0 | 0.0% | – | – | – |
| Sports Ventures Acquisin CorG8372A129 | *W EXP 11/30/202 | 275 | $0 | 0.0% | – | – | – |
| Tuatara Capital Acquisitn CoG9118J127 | UNIT 99/99/9999 | 28 | $0 | 0.0% | – | – | – |
| TZP Strategies Acquistn CorpG91595119 | *W EXP 01/06/202 | 316 | $0 | 0.0% | – | – | – |
| Vickers Vantage Corp IG9440B115 | *W EXP 09/15/202 | 273 | $0 | 0.0% | – | – | – |
| BOSCBos Better Online Solutions Ltd | SHS NEW NIS 80 | 55 | $0 | 0.0% | – | – | History |
| Rada Electr Inds LtdM81863124 | COM PAR NEW | 2 | $0 | 0.0% | – | – | – |
| LFWDLifeward Ltd. | SHS | 1 | $0 | 0.0% | – | – | History |
| SVASinovac Biotech Ltd | SHS | 9,095 | $0 | 0.0% | – | – | History |
| HNRGHallador Energy Co | Stock | 388 | $1.00K | <0.1% | – | – | History |
| Advisors Inner Circle FD III00774Q346 | DEMCRATIC LG ETF | 50 | $1.00K | <0.1% | – | – | – |
| BOTJBank of the James Financial Group Inc | COM | 103 | $1.00K | <0.1% | – | – | History |
| CAAPCorporacion America Airports S.A. | COM | 189 | $1.00K | <0.1% | – | – | History |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |