UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 12, 2021. Long positions only.
- Positions
- 8,067
- No 13F data for Q4 2020
- Portfolio value
- $223.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Sound Enhanced Fixed Income ETF886364819 | ETF | 1 | $0 | 0.0% | – | – | – |
| WRNWestern Copper & Gold Corp | Stock | 150 | $0 | 0.0% | – | – | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 27,251 | $0 | 0.0% | – | – | – |
| TENTsakos Energy Navigation Ltd | SHS | 20 | $0 | 0.0% | – | – | History |
| TMQTrilogy Metals Inc. | COM | 35 | $0 | 0.0% | – | – | History |
| First Tr Exchange-Traded FD33733E856 | FT VEST GOLD | 5 | $0 | 0.0% | – | – | – |
| BRK.ABerkshire Hathaway Inc | CL A | 890 | $0 | 0.0% | – | – | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 96,534 | $0 | 0.0% | – | – | – |
| iShares Tr464288109 | MORNINGSTAR VALU | 218,152 | $0 | 0.0% | – | – | – |
| iShares Tr464288604 | MRGSTR SM CP GR | 22,772 | $0 | 0.0% | – | – | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 236,227 | $0 | 0.0% | – | – | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 735,087 | $0 | 0.0% | – | – | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 423,555 | $0 | 0.0% | – | – | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 82,704 | $0 | 0.0% | – | – | – |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 2 | $0 | 0.0% | – | – | – |
| iShares Tr464288703 | MRNING SM CP ETF | 32,285 | $0 | 0.0% | – | – | – |
| American Centy ETF Tr025072760 | MID CAP GRW IMP | 7 | $0 | 0.0% | – | – | – |
| VISTVista Energy, S.A.B. de C.V. | SPONSORED ADS | 100 | $0 | 0.0% | – | – | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 35,025 | $0 | 0.0% | – | – | – |
| BBDBank Bradesco | SP ADR PFD NEW | 3,280,982 | $0 | 0.0% | – | – | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 646,305 | $0 | 0.0% | – | – | – |
| Aim ETF Products Trust00888H604 | ALLIANZIM US EQT | 3 | $0 | 0.0% | – | – | – |
| American Centy ETF Tr025072885 | US EQT ETF | 3 | $0 | 0.0% | – | – | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 14 | $0 | 0.0% | – | – | – |
| AMPYAmplify Energy Corp. | COM | 9 | $0 | 0.0% | – | – | History |
| AVNWAviat Networks, Inc. | COM NEW | 5,339 | $0 | 0.0% | – | – | History |
| CODACoda Octopus Group, Inc. | COM NEW | 1 | $0 | 0.0% | – | – | History |
| CPSHCPS Technologies Corp | COM | 1 | $0 | 0.0% | – | – | History |
| DAIOData I/O Corp | COM | 14 | $0 | 0.0% | – | – | History |
| HGBLHeritage Global Inc. | COM | 65 | $0 | 0.0% | – | – | History |
| LRMRLarimar Therapeutics, Inc. | COM | 8 | $0 | 0.0% | – | – | History |
| TUSKMammoth Energy Services, Inc. | COM | 12 | $0 | 0.0% | – | – | History |
| NHTCNatural Health Trends Corp | COM | 1 | $0 | 0.0% | – | – | History |
| NTIPNetwork-1 Technologies, Inc. | COM | 103 | $0 | 0.0% | – | – | History |
| PZGParamount Gold Nevada Corp. | COM | 40 | $0 | 0.0% | – | – | History |
| PNBKPatriot National Bancorp Inc | COM NEW | 44 | $0 | 0.0% | – | – | History |
| RAVERave Restaurant Group, Inc. | COM | 50 | $0 | 0.0% | – | – | History |
| TACTTransact Technologies Inc | COM | 8 | $0 | 0.0% | – | – | History |
| VRDNViridian Therapeutics, Inc. | COM | 13 | $0 | 0.0% | – | – | History |
| ACORAcorda Therapeutics, Inc. | COM NEW | 59 | $0 | 0.0% | – | – | History |
| Advaxis Inc007624307 | COM NEW | 20 | $0 | 0.0% | – | – | – |
| AIMAIM ImmunoTech Inc. | COM | 17 | $0 | 0.0% | – | – | History |
| AIRTAir T Inc | COM | 12 | $0 | 0.0% | – | – | History |
| Akers Biosciences Inc00973E409 | COM | 2,000 | $0 | 0.0% | – | – | – |
| Alpha Architect ETF Tr02072L706 | MERLYN AI BULL | 1 | $0 | 0.0% | – | – | – |
| ATHEAlterity Therapeutics Ltd | SPONSORED ADR | 70 | $0 | 0.0% | – | – | History |
| American Centy ETF Tr025072539 | QUALITY PREFER | 3 | $0 | 0.0% | – | – | – |
| Amryt Pharma PLC03217L106 | SPONSORED ADS | 2 | $0 | 0.0% | – | – | – |
| Apex Technology Acquisition03768F201 | UNIT 06/11/2026 | 976 | $0 | 0.0% | – | – | – |
| Arrow Invts Tr042765685 | DWA COUNTRY ETF | 1,939 | $0 | 0.0% | – | – | – |
| AINCAshford Inc. | COM | 12 | $0 | 0.0% | – | – | History |
| ASTCASTROTECH Corp | COM NEW | 200 | $0 | 0.0% | – | – | History |
| Hyperscale Data, Inc.05150X104 | COM | 150 | $0 | 0.0% | – | – | – |
| Barclays BK PLC06740D830 | FUND | 1 | $0 | 0.0% | – | – | – |
| BPTHBio-Path Holdings, Inc. | COM | 66 | $0 | 0.0% | – | – | History |
| Biondvax Pharmaceuticals Ltd09073Q105 | SPOND ADS | 1 | $0 | 0.0% | – | – | – |
| FRTXFresh Tracks Therapeutics, Inc. | COM | 7 | $0 | 0.0% | – | – | History |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 18 | $0 | 0.0% | – | – | – |
| LSTALisata Therapeutics, Inc. | COM NEW | 10 | $0 | 0.0% | – | – | History |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 27 | $0 | 0.0% | – | – | – |
| China Index Hldgs Ltd16954W101 | SPNSRD ADS A | 141 | $0 | 0.0% | – | – | – |
| Citius Pharmaceuticals, Inc.17322U116 | *W EXP 08/08/202 | 30 | $0 | 0.0% | – | – | – |
| Clever Leaves Holdings Inc.186760112 | *W EXP 12/18/202 | 176 | $0 | 0.0% | – | – | – |
| Clover Health Investments, Corp.18914F111 | *W EXP 04/21/202 | 66 | $0 | 0.0% | – | – | – |
| Collaborative Investmnt Ser19423L714 | RAREVIEW TAX ADV | 16 | $0 | 0.0% | – | – | – |
| Comsovereign Hldg Corp205650112 | *W EXP 12/18/202 | 117 | $0 | 0.0% | – | – | – |
| CDORCondor Hospitality Trust, Inc. | COM NEW | 6 | $0 | 0.0% | – | – | History |
| CREXCreative Realities, Inc. | COM NEW | 4 | $0 | 0.0% | – | – | History |
| CUENWCuentas Inc. | *W EXP 99/99/999 | 449 | $0 | 0.0% | – | – | History |
| CTEKCynergistek, Inc | COM | 144 | $0 | 0.0% | – | – | History |
| D and Z Media Acquisition Co23305Q114 | *W EXP 01/27/202 | 4 | $0 | 0.0% | – | – | – |
| DSSDSS, Inc. | COM NEW | 64 | $0 | 0.0% | – | – | History |
| ETF Ser Solutions26922A834 | ALPHAMARK SM | 7 | $0 | 0.0% | – | – | – |
| ETF Managers Tr26924G888 | ETHO CLIMATE LEA | 1 | $0 | 0.0% | – | – | – |
| EDSAEdesa Biotech, Inc. | COM | 33 | $0 | 0.0% | – | – | History |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 140 | $0 | 0.0% | – | – | – |
| Elmira SVGS BK Elmira N Y289660102 | COM | 35 | $0 | 0.0% | – | – | – |
| Emles Tr291361509 | PROTECTIVE ALCTN | 1 | $0 | 0.0% | – | – | – |
| Exchange Listed FDS Tr30151E731 | CABANA TARGET 5 | 7 | $0 | 0.0% | – | – | – |
| XELAExela Technologies, Inc. | COM NEW | 260 | $0 | 0.0% | – | – | History |
| Falcon Minerals Corp30607B208 | *W EXP 07/21/202 | 1,295 | $0 | 0.0% | – | – | – |
| Fintech Acquisition Corp IV31810N302 | UNIT 12/31/2025 | 1,425 | $0 | 0.0% | – | – | – |
| FEDUFour Seasons Education (Cayman) Inc. | ADR | 234 | $0 | 0.0% | – | – | History |
| Franklin Templeton ETF Tr35473P579 | FTSE SOUTH AFR | 11 | $0 | 0.0% | – | – | – |
| Fusion Acquisition Corp. II36118N201 | UNIT 02/29/2028 | 24 | $0 | 0.0% | – | – | – |
| GX Acquisition Corp36251A206 | UNIT 05/24/2026 | 16 | $0 | 0.0% | – | – | – |
| GIGCAPITAL2 Inc375036209 | UNIT 02/28/2026 | 9 | $0 | 0.0% | – | – | – |
| Globis Acquisition Corp.379582117 | *W EXP 11/01/202 | 896 | $0 | 0.0% | – | – | – |
| Global Beta ETF Tr37959X308 | RISING STARS | 5 | $0 | 0.0% | – | – | – |
| Gold Royalty Corp.38071H114 | *W EXP 99/99/999 | 201 | $0 | 0.0% | – | – | – |
| Goldman Sachs ETF Tr38149W507 | ACES INVSTMNT GR | 2 | $0 | 0.0% | – | – | – |
| Group Nine Acquisition Corp.39947R112 | *W EXP 01/15/202 | 274 | $0 | 0.0% | – | – | – |
| HTGMHTG Molecular Diagnostics, Inc | COM NEW | 26 | $0 | 0.0% | – | – | History |
| Haymaker Acquisition Corp II42087R207 | UNIT 03/01/2026 | 22 | $0 | 0.0% | – | – | – |
| Healthcare Capital Corp42228C119 | *W EXP 12/31/202 | 458 | $0 | 0.0% | – | – | – |
| Highland FDS I430101774 | HI LD IBOXX SRLN | 24 | $0 | 0.0% | – | – | – |
| Hims & Hers Health, Inc.433000114 | *W EXP 01/20/202 | 23 | $0 | 0.0% | – | – | – |
| STRRStar Equity Holdings, Inc. | COM NEW | 2 | $0 | 0.0% | – | – | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 1 | $0 | 0.0% | – | – | History |
| Imac Hldgs Inc44967K112 | *W EXP 02/12/202 | 208 | $0 | 0.0% | – | – | – |
Options (678)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 678 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.20B | $1.41B |
| TSLATesla, Inc. | Stock | $3.42B | $1.27B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.30B | $1.28B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.75B | $802.4M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.19B | $885.2M |
| iShares Russell 2000 ETF464287655 | ETF | $1.72B | $1.21B |
| AAPLApple Inc. | Stock | $1.34B | $822.3M |
| GOOGLAlphabet Inc. | Stock | $358.0M | $1.47B |
| GLDSPDR Gold Trust | ETF | $663.7M | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.16B | $624.9M |
| AMZNAmazon Com Inc | Stock | $1.08B | $704.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $757.5M | $927.7M |
| BABAAlibaba Group Holding Ltd | ADR | $777.9M | $302.0M |
| METAMeta Platforms, Inc. | Stock | $589.7M | $420.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $746.8M | $251.7M |
| XYZBlock, Inc. | CL A | $644.9M | $253.8M |
| BACBank of America Corp | Stock | $538.6M | $249.0M |
| JPMJPMorgan Chase & Co | Stock | $531.3M | $239.0M |
| NVDANVIDIA Corp | Stock | $622.2M | $145.7M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $457.9M | $276.4M |
| AMDAdvanced Micro Devices Inc | Stock | $438.6M | $227.9M |
| NFLXNetflix Inc | Stock | $560.4M | $99.7M |
| INTCIntel Corp | Stock | $484.7M | $130.0M |
| iShares Tr464287432 | 20 YR TR BD ETF | $524.1M | $54.9M |
| ADBEAdobe Inc. | Stock | $306.4M | $218.3M |
| SLViShares Silver Trust | ETF | $266.6M | $254.1M |
| MSMorgan Stanley | Stock | $415.2M | $96.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $405.6M | $63.2M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $192.7M | $271.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $348.5M | $113.5M |
| CCitigroup Inc | Stock | $390.8M | $70.6M |
| GOOGAlphabet Inc. | Stock | $369.8M | $77.8M |
| CSCOCisco Systems, Inc. | Stock | $296.2M | $148.8M |
| PYPLPayPal Holdings, Inc. | Stock | $271.0M | $147.3M |
| MUMicron Technology Inc | Stock | $339.5M | $77.6M |
| LOGILogitech International S.A. | SHS | $22.7M | $365.9M |
| ZMZoom Communications, Inc. | Stock | $334.5M | $43.3M |
| TWTRTwitter, Inc. | COM | $277.6M | $99.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $259.2M | $115.4M |
| UBERUber Technologies, Inc | Stock | $331.8M | $38.5M |
| DISWalt Disney Co | Stock | $276.4M | $93.9M |
| AVGOBroadcom Inc. | Stock | $228.5M | $113.6M |
| CMCSAComcast Corp | Stock | $171.6M | $146.3M |
| CRMSalesforce, Inc. | Stock | $247.7M | $59.1M |
| GSGoldman Sachs Group Inc | Stock | $243.9M | $56.4M |
| BABoeing Co | Stock | $227.5M | $58.6M |
| WFCWells Fargo & Company | Stock | $224.5M | $59.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $62.9M | $216.4M |
| IBMInternational Business Machines Corp | Stock | $188.0M | $66.5M |
| QCOMQualcomm Inc | Stock | $151.2M | $98.2M |
| SBUXStarbucks Corp | Stock | $175.4M | $63.6M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $208.6M | $26.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $141.1M | $93.6M |
| VVisa Inc. | Stock | $177.1M | $51.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $123.4M | $104.7M |
| HDHome Depot, Inc. | Stock | $139.2M | $87.6M |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $105.6M | $118.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $62.5M | $157.6M |
| XOMExxonMobil Holdings Corp | COM | $108.9M | $82.5M |
| SNOWSnowflake Inc. | Stock | $76.1M | $111.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $138.1M | $49.4M |
| AXPAmerican Express Co | Stock | $152.7M | $34.7M |
| KHCKraft Heinz Co | Stock | $123.5M | $63.2M |
| MAMastercard Inc | Stock | $123.1M | $60.9M |
| JNJJohnson & Johnson | Stock | $92.6M | $90.7M |
| KOCoca Cola Co | Stock | $105.3M | $74.9M |
| UBSUBS Group AG | Stock | $21.2M | $154.1M |
| BLKBlackRock, Inc. | COM | $99.6M | $72.1M |
| BIDUBaidu, Inc. | ADR | $132.3M | $36.9M |
| ORCLOracle Corp | Stock | $105.2M | $63.1M |
| DOCUDocuSign, Inc. | Stock | $127.7M | $39.4M |
| JDJD.com, Inc. | SPON ADS CL A | $149.4M | $14.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.3M | $930.0K |
| TXNTexas Instruments Inc | Stock | $71.5M | $88.4M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $157.8M | – |
| PFEPfizer Inc | Stock | $126.1M | $30.9M |
| IQiQIYI, Inc. | SPONSORED ADS | $78.4M | $75.8M |
| BYNDBeyond Meat, Inc. | COM | $139.7M | $10.9M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $67.9M |
| ABBVAbbVie Inc. | Stock | $114.4M | $34.8M |
| EXPEExpedia Group, Inc. | Stock | $35.0M | $112.7M |
| SHOPShopify Inc. | Stock | $123.2M | $24.0M |
| AALAmerican Airlines Group Inc. | Stock | $132.0M | $14.6M |
| VZVerizon Communications Inc | Stock | $58.2M | $85.7M |
| GMEGameStop Corp. | Stock | $143.0M | – |
| MGMMGM Resorts International | Stock | $47.8M | $93.5M |
| GEGeneral Electric Co | COM | $109.2M | $27.9M |
| TDOCTeladoc Health, Inc. | COM | $124.7M | $12.0M |
| CVXChevron Corp | Stock | $67.3M | $68.6M |
| TAT&T Inc. | Stock | $89.3M | $45.1M |
| ALCAlcon Inc | Stock | $6.23M | $127.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $19.8M | $110.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $111.4M | $18.5M |
| TCOMTrip.com Group Ltd | ADS | $96.6M | $31.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.1M | $26.5M |
| MCDMcDonalds Corp | Stock | $62.8M | $60.1M |
| METMetlife Inc | Stock | $100.7M | $20.8M |
| GILDGilead Sciences, Inc. | Stock | $85.8M | $33.8M |
| NEENextera Energy Inc | Stock | $68.9M | $50.6M |
| UUnity Software Inc. | COM | $18.6M | $99.5M |