Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 26, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 100
- −3 vs. Q1 2021
- Portfolio value
- $258.3M
- −$26.0M (−9.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr46434V878 | ULTRA SHORT DUR | 243,657 | $12.3M | 4.8% | +1,198+0.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 30,346 | $10.8M | 4.2% | +254+0.8% | Added | – |
| GOOGAlphabet Inc. | Stock | 3,911 | $9.80M | 3.8% | −12−0.3% | Reduced | History |
| AMATApplied Materials Inc | Stock | 66,865 | $9.52M | 3.7% | −110−0.2% | Reduced | History |
| METMetlife Inc | Stock | 146,985 | $8.80M | 3.4% | +9,072+6.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 39,451 | $8.79M | 3.4% | −105−0.3% | Reduced | – |
| FDXFedEx Corp | Stock | 28,049 | $8.37M | 3.2% | +289+1.0% | Added | History |
| PRUPrudential Financial Inc | Stock | 75,878 | $7.78M | 3.0% | +1,771+2.4% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 19,798 | $7.51M | 2.9% | +174+0.9% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 200,330 | $7.43M | 2.9% | +15,564+8.4% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 390,009 | $7.11M | 2.8% | −42,908−9.9% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 310,921 | $6.86M | 2.7% | −174−0.1% | Reduced | History |
| GLNGGolar LNG Ltd | SHS | 514,247 | $6.81M | 2.6% | −563−0.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 19,480 | $6.77M | 2.6% | −19−0.1% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 78,758 | $5.81M | 2.2% | +740+0.9% | Added | History |
| VTRSViatris Inc | Stock | 390,767 | $5.58M | 2.2% | +181,693+86.9% | Added | History |
| MDCSekisui House U.S., Inc. | COM | 108,848 | $5.51M | 2.1% | +202+0.2% | Added | History |
| Franklin Templeton ETF Tr35473P710 | FTSE SOUTH KOREA | 163,206 | $5.43M | 2.1% | +909+0.6% | Added | – |
| GMSGMS Inc. | COM | 106,227 | $5.11M | 2.0% | +537+0.5% | Added | History |
| LMTLockheed Martin Corp | Stock | 13,123 | $4.96M | 1.9% | +384+3.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 29,785 | $4.93M | 1.9% | +29,785 | New | History |
| Franklin Templeton ETF Tr35473P686 | FTSE TAIWAN | 105,742 | $4.73M | 1.8% | −202−0.2% | Reduced | – |
| iShares Tr46429B309 | MSCI INDONIA ETF | 233,081 | $4.73M | 1.8% | +2,748+1.2% | Added | – |
| BHFBrighthouse Financial, Inc. | COM | 101,135 | $4.61M | 1.8% | +1,497+1.5% | Added | History |
| GMGeneral Motors Co | COM | 77,354 | $4.58M | 1.8% | −130−0.2% | Reduced | History |
| TAT&T Inc. | Stock | 155,737 | $4.48M | 1.7% | +4,928+3.3% | Added | History |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 136,357 | $4.04M | 1.6% | +1,477+1.1% | Added | – |
| KRAKraton Corp | COM | 116,735 | $3.77M | 1.5% | −202−0.2% | Reduced | History |
| GLWCorning Inc | COM | 84,298 | $3.45M | 1.3% | −157−0.2% | Reduced | History |
| Starboard Value Acquisitn Co85521J208 | UNIT 09/10/2025 | 322,941 | $3.34M | 1.3% | +46,606+16.9% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 48,223 | $3.06M | 1.2% | +3,470+7.8% | Added | – |
| AAPLApple Inc. | Stock | 19,935 | $2.73M | 1.1% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 9,989 | $2.71M | 1.0% | −40.0% | Reduced | History |
| Ford MTR Co del Sr 8.500 4/21/23345370CV0 | CORPORATE BONDS AND NOTES | 2,412,000 | $2.69M | 1.0% | −3,000−0.1% | Reduced | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 137,749 | $2.32M | 0.9% | +2,199+1.6% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 6,350 | $2.31M | 0.9% | +320+5.3% | Added | History |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,314,000 | $2.29M | 0.9% | −8,000−0.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 15,078 | $2.27M | 0.9% | +125+0.8% | Added | – |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,907,000 | $2.15M | 0.8% | 00.0% | Unchanged | – |
| Vanguard Total World Stock ETF922042742 | ETF | 20,296 | $2.10M | 0.8% | 00.0% | Unchanged | – |
| CVETCovetrus, Inc. | COM | 75,735 | $2.04M | 0.8% | +133+0.2% | Added | History |
| Bank of Ny Mellon 3.69928 12/20/67064058AD2 | CORPORATE BONDS AND NOTES | 1,975,000 | $1.99M | 0.8% | −3,000−0.2% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 53,630 | $1.97M | 0.8% | +740+1.4% | Added | – |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 2,015,000 | $1.78M | 0.7% | −3,000−0.1% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 3,806 | $1.64M | 0.6% | −134−3.4% | Reduced | – |
| KEYKeycorp | COM | 79,028 | $1.63M | 0.6% | −110−0.1% | Reduced | History |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 1,429,000 | $1.40M | 0.5% | −3,000−0.2% | Reduced | – |
| Opus Bank 5.500 7/01/26684000AA0 | CORPORATE BONDS AND NOTES | 1,364,000 | $1.36M | 0.5% | 00.0% | Unchanged | – |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,371,000 | $1.36M | 0.5% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 5,519 | $1.27M | 0.5% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,877 | $1.23M | 0.5% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 20,071 | $1.14M | 0.4% | +33+0.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,578 | $994.0K | 0.4% | −48−1.3% | Reduced | History |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $906.0K | 0.4% | 00.0% | Unchanged | – |
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 901,000 | $884.0K | 0.3% | −3,000−0.3% | Reduced | – |
| BRK.ABerkshire Hathaway Inc | CL A | 2 | $837.0K | 0.3% | 00.0% | Unchanged | History |
| WELLWelltower Inc. | REIT | 9,780 | $813.0K | 0.3% | +13+0.1% | Added | History |
| CDLXCardlytics, Inc. | COM | 6,190 | $786.0K | 0.3% | −609−9.0% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 21,468 | $729.0K | 0.3% | +58+0.3% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 13,559 | $718.0K | 0.3% | +38+0.3% | Added | History |
| HONHoneywell International Inc | COM | 3,261 | $715.0K | 0.3% | 00.0% | Unchanged | History |
| NTC Capital II 0.82957 4/15/27629398AA6 | CORPORATE BONDS AND NOTES | 719,000 | $704.0K | 0.3% | −4,000−0.6% | Reduced | – |
| American Express Co 4.900 9/15/67025816BL2 | CORPORATE BONDS AND NOTES | 684,000 | $685.0K | 0.3% | 00.0% | Unchanged | – |
| DVDoubleVerify Holdings, Inc. | COM | 14,577 | $617.0K | 0.2% | +14,577 | New | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,365 | $600.0K | 0.2% | 00.0% | Unchanged | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 8,960 | $567.0K | 0.2% | −45−0.5% | Reduced | – |
| WFCWells Fargo & Company | Stock | 12,490 | $566.0K | 0.2% | −366−2.8% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $555.0K | 0.2% | 00.0% | Unchanged | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,278 | $538.0K | 0.2% | +5,278 | New | – |
| VZVerizon Communications Inc | Stock | 9,195 | $516.0K | 0.2% | +132+1.5% | Added | History |
| MRKMerck & Co., Inc. | Stock | 6,426 | $500.0K | 0.2% | +731+12.8% | Added | History |
| JOEST JOE Co | COM | 10,099 | $451.0K | 0.2% | −18−0.2% | Reduced | History |
| CWHCamping World Holdings, Inc. | CL A | 11,007 | $451.0K | 0.2% | 00.0% | Unchanged | History |
| HSICHenry Schein Inc | COM | 5,927 | $440.0K | 0.2% | 00.0% | Unchanged | History |
| DHIHorton D R Inc | COM | 4,688 | $424.0K | 0.2% | +132+2.9% | Added | History |
| PEPPepsiCo Inc | Stock | 2,640 | $391.0K | 0.2% | 00.0% | Unchanged | History |
| TREELendingTree, Inc. | COM | 1,800 | $381.0K | 0.1% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 3,500 | $347.0K | 0.1% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 4,034 | $344.0K | 0.1% | −98−2.4% | Reduced | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,966 | $344.0K | 0.1% | 00.0% | Unchanged | History |
| LTHMLivent Corp. | COM | 17,174 | $332.0K | 0.1% | 00.0% | Unchanged | History |
| CAGConagra Brands Inc. | Stock | 9,093 | $331.0K | 0.1% | +76+0.8% | Added | History |
| NEENextera Energy Inc | Stock | 4,496 | $329.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Index FDS922908710 | COM | 772 | $306.0K | 0.1% | 00.0% | Unchanged | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,955 | $304.0K | 0.1% | 00.0% | Unchanged | History |
| PCGPG&E Corp | Stock | 24,885 | $253.0K | 0.1% | +646+2.7% | Added | History |
| JNJJohnson & Johnson | Stock | 1,490 | $245.0K | 0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | COM | 17,700 | $238.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,619 | $236.0K | 0.1% | 00.0% | Unchanged | – |
| IBMInternational Business Machines Corp | Stock | 1,450 | $213.0K | 0.1% | 00.0% | Unchanged | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,872 | $209.0K | 0.1% | −25,446−76.4% | Reduced | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,811 | $202.0K | 0.1% | +3,811 | New | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 3,080 | $201.0K | 0.1% | +3,080 | New | – |
| KMBKimberly Clark Corp | Stock | 1,500 | $201.0K | 0.1% | 00.0% | Unchanged | History |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 203,000 | $198.0K | 0.1% | 00.0% | Unchanged | – |
| American Century Eq Inc I025076209 | EF | 18,554 | $183.0K | 0.1% | +131+0.7% | Added | – |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 20,042 | $178.0K | 0.1% | −515−2.5% | Reduced | History |
| Ingram Micro Inc 5.450 12/15/24457153AG9 | CORPORATE BONDS AND NOTES | 90,000 | $102.0K | <0.1% | 00.0% | Unchanged | – |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $55.0K | <0.1% | 00.0% | Unchanged | – |
| Wells Fargo MTN 3.500 3/08/2294974BFC9 | CORPORATE BONDS AND NOTES | 50,000 | $51.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q1 2021 (8)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| First Am Govt Ob FD CL Y31846V203 | SHORT TERM FDS-TAXABLE (ACM) | 35,906,529 | $35.9M | 12.6% | – |
| Lundin Mining Corp550372106 | COM | 438,203 | $5.28M | 1.9% | – |
| Citigroup Inc 5.950 2/15/68172967JZ5 | CORPORATE BONDS AND NOTES | 790,000 | $791.0K | 0.3% | – |
| WYWeyerhaeuser Co | COM NEW | 11,479 | $409.0K | 0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 7,589 | $233.0K | 0.1% | – |
| NINisource Inc. | COM | 8,000 | $208.0K | 0.1% | History |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $26.0K | <0.1% | – |
| Desarrolladora Hom 0.00001 9/28/1525030WAB6 | OTHER FOREIGN CORPORATE BONDS | 63,000 | $1.00K | <0.1% | – |