Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 103
- No 13F data for Q4 2020
- Portfolio value
- $284.3M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Desarrolladora Hom 0.00001 9/28/1525030WAB6 | OTHER FOREIGN CORPORATE BONDS | 63,000 | $1.00K | <0.1% | – | – | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $26.0K | <0.1% | – | – | – |
| Wells Fargo MTN 3.500 3/08/2294974BFC9 | CORPORATE BONDS AND NOTES | 50,000 | $51.0K | <0.1% | – | – | – |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $55.0K | <0.1% | – | – | – |
| Ingram Micro Inc 5.450 12/15/24457153AG9 | CORPORATE BONDS AND NOTES | 90,000 | $103.0K | <0.1% | – | – | – |
| American Century Eq Inc I025076209 | EF | 18,423 | $180.0K | 0.1% | – | – | – |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 20,557 | $189.0K | 0.1% | – | – | History |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 203,000 | $197.0K | 0.1% | – | – | – |
| KMBKimberly Clark Corp | Stock | 1,500 | $200.0K | 0.1% | – | – | History |
| IBMInternational Business Machines Corp | Stock | 1,450 | $206.0K | 0.1% | – | – | History |
| NINisource Inc. | COM | 8,000 | $208.0K | 0.1% | – | – | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,619 | $226.0K | 0.1% | – | – | – |
| GEGeneral Electric Co | COM | 17,700 | $232.0K | 0.1% | – | – | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 7,589 | $233.0K | 0.1% | – | – | – |
| JNJJohnson & Johnson | Stock | 1,490 | $242.0K | 0.1% | – | – | History |
| PCGPG&E Corp | Stock | 24,239 | $284.0K | 0.1% | – | – | History |
| Vanguard Index FDS922908710 | COM | 772 | $298.0K | 0.1% | – | – | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,955 | $307.0K | 0.1% | – | – | History |
| LTHMLivent Corp. | COM | 17,174 | $309.0K | 0.1% | – | – | History |
| RTXRTX Corp | Stock | 4,132 | $328.0K | 0.1% | – | – | History |
| PMPhilip Morris International Inc. | Stock | 3,500 | $333.0K | 0.1% | – | – | History |
| CAGConagra Brands Inc. | Stock | 9,017 | $339.0K | 0.1% | – | – | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,966 | $346.0K | 0.1% | – | – | History |
| NEENextera Energy Inc | Stock | 4,496 | $348.0K | 0.1% | – | – | History |
| PEPPepsiCo Inc | Stock | 2,640 | $381.0K | 0.1% | – | – | History |
| TREELendingTree, Inc. | COM | 1,800 | $383.0K | 0.1% | – | – | History |
| CWHCamping World Holdings, Inc. | CL A | 11,007 | $400.0K | 0.1% | – | – | History |
| DHIHorton D R Inc | COM | 4,556 | $406.0K | 0.1% | – | – | History |
| WYWeyerhaeuser Co | COM NEW | 11,479 | $409.0K | 0.1% | – | – | History |
| MRKMerck & Co., Inc. | Stock | 5,695 | $424.0K | 0.1% | – | – | History |
| HSICHenry Schein Inc | COM | 5,927 | $430.0K | 0.2% | – | – | History |
| JOEST JOE Co | COM | 10,117 | $434.0K | 0.2% | – | – | History |
| WFCWells Fargo & Company | Stock | 12,856 | $502.0K | 0.2% | – | – | History |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $503.0K | 0.2% | – | – | History |
| VZVerizon Communications Inc | Stock | 9,063 | $527.0K | 0.2% | – | – | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 9,005 | $577.0K | 0.2% | – | – | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,365 | $594.0K | 0.2% | – | – | – |
| American Express Co 4.900 9/15/67025816BL2 | CORPORATE BONDS AND NOTES | 684,000 | $680.0K | 0.2% | – | – | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 21,410 | $696.0K | 0.2% | – | – | – |
| CSCOCisco Systems, Inc. | Stock | 13,521 | $698.0K | 0.2% | – | – | History |
| WELLWelltower Inc. | REIT | 9,767 | $700.0K | 0.2% | – | – | History |
| NTC Capital II 0.82957 4/15/27629398AA6 | CORPORATE BONDS AND NOTES | 723,000 | $700.0K | 0.2% | – | – | – |
| HONHoneywell International Inc | COM | 3,261 | $727.0K | 0.3% | – | – | History |
| CDLXCardlytics, Inc. | COM | 6,799 | $746.0K | 0.3% | – | – | History |
| BRK.ABerkshire Hathaway Inc | CL A | 2 | $771.0K | 0.3% | – | – | History |
| Citigroup Inc 5.950 2/15/68172967JZ5 | CORPORATE BONDS AND NOTES | 790,000 | $791.0K | 0.3% | – | – | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 33,318 | $873.0K | 0.3% | – | – | – |
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 904,000 | $876.0K | 0.3% | – | – | – |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $897.0K | 0.3% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 3,626 | $926.0K | 0.3% | – | – | History |
| LLYEli Lilly & Co | Stock | 5,519 | $1.01M | 0.4% | – | – | History |
| CMCSAComcast Corp | Stock | 20,038 | $1.10M | 0.4% | – | – | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,877 | $1.16M | 0.4% | – | – | History |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,371,000 | $1.33M | 0.5% | – | – | – |
| Opus Bank 5.500 7/01/26684000AA0 | CORPORATE BONDS AND NOTES | 1,364,000 | $1.37M | 0.5% | – | – | – |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 1,432,000 | $1.39M | 0.5% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 3,940 | $1.57M | 0.6% | – | – | – |
| KEYKeycorp | COM | 79,138 | $1.72M | 0.6% | – | – | History |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 2,018,000 | $1.73M | 0.6% | – | – | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 52,890 | $1.87M | 0.7% | – | – | – |
| Bank of Ny Mellon 3.69928 12/20/67064058AD2 | CORPORATE BONDS AND NOTES | 1,978,000 | $1.98M | 0.7% | – | – | – |
| Vanguard Total World Stock ETF922042742 | ETF | 20,296 | $2.06M | 0.7% | – | – | – |
| NOCNorthrop Grumman Corp | Stock | 6,030 | $2.14M | 0.8% | – | – | History |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,907,000 | $2.15M | 0.8% | – | – | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 14,953 | $2.16M | 0.8% | – | – | – |
| CVETCovetrus, Inc. | COM | 75,602 | $2.17M | 0.8% | – | – | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 135,550 | $2.26M | 0.8% | – | – | History |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,322,000 | $2.30M | 0.8% | – | – | – |
| MSFTMicrosoft Corp | Stock | 9,993 | $2.38M | 0.8% | – | – | History |
| AAPLApple Inc. | Stock | 19,935 | $2.50M | 0.9% | – | – | History |
| Ford MTR Co del Sr 8.500 4/21/23345370CV0 | CORPORATE BONDS AND NOTES | 2,415,000 | $2.71M | 1.0% | – | – | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 44,753 | $2.72M | 1.0% | – | – | – |
| VTRSViatris Inc | Stock | 209,074 | $2.80M | 1.0% | – | – | History |
| Starboard Value Acquisitn Co85521J208 | UNIT 09/10/2025 | 276,335 | $3.27M | 1.1% | – | – | – |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 134,880 | $3.66M | 1.3% | – | – | – |
| GLWCorning Inc | COM | 84,455 | $3.73M | 1.3% | – | – | History |
| KRAKraton Corp | COM | 116,937 | $4.18M | 1.5% | – | – | History |
| GMGeneral Motors Co | COM | 77,484 | $4.43M | 1.6% | – | – | History |
| GMSGMS Inc. | COM | 105,690 | $4.62M | 1.6% | – | – | History |
| BHFBrighthouse Financial, Inc. | COM | 99,638 | $4.66M | 1.6% | – | – | History |
| TAT&T Inc. | Stock | 150,809 | $4.74M | 1.7% | – | – | History |
| Franklin Templeton ETF Tr35473P686 | FTSE TAIWAN | 105,944 | $4.76M | 1.7% | – | – | – |
| LMTLockheed Martin Corp | Stock | 12,739 | $4.85M | 1.7% | – | – | History |
| iShares Tr46429B309 | MSCI INDONIA ETF | 230,333 | $4.98M | 1.8% | – | – | – |
| Franklin Templeton ETF Tr35473P710 | FTSE SOUTH KOREA | 162,297 | $5.23M | 1.8% | – | – | – |
| Lundin Mining Corp550372106 | COM | 438,203 | $5.28M | 1.9% | – | – | – |
| STNGScorpio Tankers Inc. | SHS | 311,095 | $5.65M | 2.0% | – | – | History |
| GLNGGolar LNG Ltd | SHS | 514,810 | $5.87M | 2.1% | – | – | History |
| TSNTyson Foods, Inc. | Stock | 78,018 | $6.04M | 2.1% | – | – | History |
| METAMeta Platforms, Inc. | Stock | 19,499 | $6.29M | 2.2% | – | – | History |
| MDCSekisui House U.S., Inc. | COM | 108,646 | $6.38M | 2.2% | – | – | History |
| KMIKinder Morgan, Inc. | Stock | 432,917 | $6.62M | 2.3% | – | – | History |
| GSGoldman Sachs Group Inc | Stock | 19,624 | $6.84M | 2.4% | – | – | History |
| FCXFreeport-McMoran Inc | Stock | 184,766 | $6.93M | 2.4% | – | – | History |
| PRUPrudential Financial Inc | Stock | 74,107 | $7.41M | 2.6% | – | – | History |
| FDXFedEx Corp | Stock | 27,760 | $8.05M | 2.8% | – | – | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 39,556 | $8.59M | 3.0% | – | – | – |
| METMetlife Inc | Stock | 137,913 | $8.78M | 3.1% | – | – | History |
| AMATApplied Materials Inc | Stock | 66,975 | $8.89M | 3.1% | – | – | History |
| GOOGAlphabet Inc. | Stock | 3,923 | $9.46M | 3.3% | – | – | History |