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Livermore
Livermore
ZHEN

Arete Wealth Advisors, LLC

SEC CIK
0001600151
Latest filing
Aug 12, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 18, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
704
−22 vs. Q2 2024
Portfolio value
$1.17B
−$51.6M (−4.2%) vs. Q2 2024
Filed
Nov 18, 2024
AmendedSEC
Holdings of Arete Wealth Advisors, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard S&P 500 ETF922908363ETF63,148$33.2M2.9%−6,623−9.5%Reduced–
DISWalt Disney CoStock327,169$31.4M2.7%−3,250−1.0%ReducedHistory
AAPLApple Inc.Stock125,411$29.1M2.5%−64,492−34.0%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF63,538$26.7M2.3%−14,757−18.8%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT148,380$26.5M2.3%−13,277−8.2%Reduced–
NVDANVIDIA CorpStock194,968$23.5M2.0%+194,968NewHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF448,065$20.9M1.8%+196,783+78.3%Added–
VanEck ETF Trust92189F486IG FLOA RATE ETF812,947$20.7M1.8%+167,475+25.9%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF782,568$20.4M1.8%+248,419+46.5%Added–
iShares Tr4642874407-10 YR TRSY BD197,107$19.3M1.7%+3,373+1.7%Added–
MSFTMicrosoft CorpStock39,170$16.8M1.4%+39,170NewHistory
iShares Tr464288877EAFE VALUE ETF279,392$16.1M1.4%+18,687+7.2%Added–
GLDSPDR Gold TrustETF65,156$15.8M1.4%−25,745−28.3%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF165,397$15.2M1.3%+69,996+73.4%Added–
AMZNAmazon Com IncStock78,698$14.6M1.3%+78,698NewHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD267,634$13.3M1.1%+10,214+4.0%Added–
Vanguard Morningstar Growth ETF922908736ETF34,169$13.0M1.1%+313+0.9%Added–
Putnam ETF Trust746729300FOCUSED LAR CAP278,395$10.5M0.9%−7,650−2.7%Reduced–
MCDMcDonalds CorpStock34,466$10.5M0.9%−2,728−7.3%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP1500148,589$10.4M0.9%+2,254+1.5%Added–
BRK.BBerkshire Hathaway IncStock22,288$10.3M0.9%−19,428−46.6%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE922,285$10.0M0.9%+922,285New–
iShares Russell 1000 Growth ETF464287614ETF25,818$9.64M0.8%+6,425+33.1%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF84,940$9.40M0.8%−18,860−18.2%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF117,697$8.41M0.7%+29,137+32.9%Added–
SPYSPDR S&P 500 ETF TrustETF22,866$8.39M0.7%−6,822−23.0%ReducedHistory
Zacks Trust98888G105EARNGS CONSTANT258,662$7.94M0.7%−162,015−38.5%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF95,218$7.84M0.7%−3,873−3.9%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF146,684$7.73M0.7%−25,159−14.6%Reduced–
METAMeta Platforms, Inc.Stock13,289$7.58M0.6%+13,289NewHistory
Vanguard Dividend Appreciation ETF921908844ETF37,785$7.46M0.6%+6,322+20.1%Added–
iShares Core S&P 500 ETF464287200ETF12,327$7.08M0.6%−8,190−39.9%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 116,409$6.94M0.6%−3,553−17.8%ReducedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM457,077$6.90M0.6%−5,534−1.2%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM517,830$6.69M0.6%+2,226+0.4%AddedHistory
HDHome Depot, Inc.Stock16,218$6.54M0.6%+16,218NewHistory
XOMExxonMobil Holdings CorpCOM55,552$6.50M0.6%−5,643−9.2%ReducedHistory
GLDMWorld Gold TrustSPDR GLD MINIS121,124$6.31M0.5%−6,641−5.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF52,694$6.16M0.5%−3,223−5.8%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF60,201$6.09M0.5%−10,811−15.2%Reduced–
GOOGLAlphabet Inc.Stock54,024$5.80M0.5%+54,024NewHistory
GOOGAlphabet Inc.Stock34,392$5.74M0.5%−1,598−4.4%ReducedHistory
WMTWalmart Inc.Stock69,291$5.59M0.5%−6,327−8.4%ReducedHistory
JPMJPMorgan Chase & CoStock26,544$5.58M0.5%+26,544NewHistory
iShares Russell 1000 Value ETF464287598ETF29,312$5.54M0.5%+7,795+36.2%Added–
iShares Russell 2000 ETF464287655ETF25,015$5.51M0.5%+25,015New–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF102,995$5.43M0.5%+656+0.6%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF141,461$5.30M0.5%−43,391−23.5%Reduced–
TYGTortoise Energy Infrastructure CorpCOM131,324$5.16M0.4%−649−0.5%ReducedHistory
VVisa Inc.Stock18,764$5.16M0.4%+18,764NewHistory
AVGOBroadcom Inc.Stock29,785$5.12M0.4%−6,055−16.9%ReducedConverted for a 10-for-1 splitHistory
iShares Core Dividend Growth ETF46434V621ETF78,600$4.91M0.4%+15,267+24.1%Added–
FSKFS KKR Capital CorpCOM247,788$4.89M0.4%−1,482,614−85.7%ReducedHistory
ABBVAbbVie Inc.Stock24,786$4.89M0.4%+24,786NewHistory
iShares Core S&P Mid-Cap ETF464287507ETF77,337$4.82M0.4%−8,307−9.7%Reduced–
LLYEli Lilly & CoStock5,438$4.80M0.4%−1,894−25.8%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF98,526$4.71M0.4%−43,589−30.7%Reduced–
iShares Tr4642874571 3 YR TREAS BD56,193$4.67M0.4%+49,855+786.6%Added–
Vanguard Index FDS922908652EXTEND MKT ETF25,282$4.58M0.4%+8,913+54.5%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF16,112$4.54M0.4%−5,405−25.1%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM73,652$4.37M0.4%−16,653−18.4%Reduced–
iShares Tr464288885EAFE GRWTH ETF38,924$4.18M0.4%+8,859+29.5%Added–
PGProcter & Gamble CoStock23,942$4.15M0.4%−1,661−6.5%ReducedHistory
TSLATesla, Inc.Stock15,705$4.08M0.4%+15,705NewHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD290,696$3.90M0.3%+263,161+955.7%Added–
iShares Tr46428743220 YR TR BD ETF121,048$3.88M0.3%+37,934+45.6%Added–
iShares Tips Bond ETF464287176ETF33,752$3.72M0.3%+6,648+24.5%Added–
COSTCostco Wholesale CorpStock4,142$3.67M0.3%−1,003−19.5%ReducedHistory
CASYCaseys General Stores IncCOM9,612$3.60M0.3%−16−0.2%ReducedHistory
AVKAdvent Convertible & Income FundCOM600,039$3.59M0.3%+308,255+105.6%AddedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER613,015$3.55M0.3%−7,246−1.2%ReducedHistory
GNLGlobal Net Lease, Inc.COM NEW280,287$3.50M0.3%−4,132−1.5%ReducedHistory
MRKMerck & Co., Inc.Stock30,409$3.46M0.3%−3,466−10.2%ReducedHistory
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF67,752$3.40M0.3%+26,400+63.8%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF50,524$3.40M0.3%−107,403−68.0%Reduced–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL66,983$3.38M0.3%+2,611+4.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF18,683$3.34M0.3%−3,055−14.1%Reduced–
AXPAmerican Express CoStock12,002$3.19M0.3%+1,383+13.0%AddedHistory
Zacks Trust98888G204SMALL/MID CAP96,247$3.17M0.3%−59,913−38.4%Reduced–
LADLithia Motors IncCOM9,581$3.04M0.3%−2,464−20.5%ReducedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS121,198$3.03M0.3%+4,121+3.5%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF97,413$2.95M0.3%−48,886−33.4%Reduced–
UNHUnitedHealth Group IncStock5,001$2.92M0.3%+79+1.6%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD61,573$2.90M0.2%−15,230−19.8%Reduced–
IBMInternational Business Machines CorpStock13,130$2.90M0.2%−1,332−9.2%ReducedHistory
VZVerizon Communications IncStock64,436$2.89M0.2%−3,166−4.7%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF34,721$2.87M0.2%−9,447−21.4%Reduced–
PHMPultegroup IncCOM19,913$2.86M0.2%−22,842−53.4%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF49,350$2.83M0.2%−8,049−14.0%Reduced–
iShares Tr464287333GLOBAL FINLS ETF29,466$2.79M0.2%−6,630−18.4%Reduced–
VanEck Semiconductor ETF92189F676ETF11,399$2.77M0.2%+9,579+526.3%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW46,262$2.77M0.2%−2,019−4.2%Reduced–
iShares Flexible Income Active ETF092528603ETF50,803$2.72M0.2%+14,060+38.3%Added–
iShares Tr46436E7180-3 MTH TREASURY26,816$2.70M0.2%+132+0.5%Added–
iShares MSCI Eafe ETF464287465ETF32,159$2.68M0.2%−5,428−14.4%Reduced–
ITGartner IncCOM5,287$2.67M0.2%+12+0.2%AddedHistory
IAUiShares Gold TrustETF53,473$2.65M0.2%+45,212+547.3%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF51,068$2.61M0.2%+7,838+18.1%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF25,793$2.60M0.2%−5,888−18.6%Reduced–
UPSUnited Parcel Service IncStock19,068$2.59M0.2%+7,786+69.0%AddedHistory

Sold out since Q2 2024 (136)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 136 by value last quarter.

Positions of Arete Wealth Advisors, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
ARIApollo Commercial Real Estate Finance, Inc.COM673,350$6.59M0.5%History
EVVEaton Vance Ltd Duration Income FundCOM665,996$6.49M0.5%History
TCBKTrico BancsharesCOM130,680$5.17M0.4%History
GPMTGranite Point Mortgage Trust Inc.COM STK1,351,276$4.01M0.3%History
MQYBlackRock Muniyield Quality Fund, Inc.COM318,800$3.92M0.3%History
BXMTBlackstone Mortgage Trust, Inc.COM CL A185,335$3.23M0.3%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN51,758$2.92M0.2%–
BCSFBain Capital Specialty Finance, Inc.COM STK136,038$2.22M0.2%History
Vanguard Total World Stock ETF922042742ETF18,323$2.06M0.2%–
RITMRithm Capital Corp.REIT183,533$2.00M0.2%History
Vanguard World FD921910816MEGA GRWTH IND70,863$1.92M0.2%–
NVONovo Nordisk A SADR12,760$1.82M0.1%History
BLWBlackRock Ltd Duration Income TrustCOM SHS118,955$1.66M0.1%History
NADNuveen Quality Municipal Income FundCOM134,143$1.57M0.1%History
DBOInvesco DB Oil FundOIL FD65,662$1.04M0.1%History
iShares Tr46434V803HDG MSCI EAFE27,808$987.0K0.1%–
NBHNeuberger Municipal Fund Inc.COM86,718$926.0K0.1%History
NOVASunnova Energy International Inc.COM165,000$921.0K0.1%History
Schwab U.S. Large-Cap ETF808524201ETF13,937$895.0K0.1%–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM83,152$859.0K0.1%History
Advisorshares Tr00768Y206DORSEY WRIGT ADR40,319$838.0K0.1%–
CTRACoterra Energy Inc.Stock31,446$836.0K0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF20,495$829.0K0.1%–
EOGEOG Resources IncStock6,263$787.0K0.1%History
SPDR Series Trust78468R523ST STR BL 12 ETF7,616$757.0K0.1%–
AMJBJPMorgan Chase & CoCAL LKD 44 ADDED25,532$739.0K0.1%History
Vanguard Star FDS921909768VG TL INTL STK F11,846$714.0K0.1%–
KREFKKR Real Estate Finance Trust Inc.COM75,500$683.0K0.1%History
PDIPIMCO Dynamic Income FundSHS35,198$662.0K0.1%History
Vanguard Scottsdale FDS92206C706INTER TERM TREAS9,607$559.0K<0.1%–
iShares Russell Mid-Cap Value ETF464287473ETF4,123$498.0K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF4,913$495.0K<0.1%–
SHWSherwin Williams CoCOM1,626$485.0K<0.1%History
CMICummins IncStock1,748$480.0K<0.1%History
OCSLOaktree Specialty Lending CorpCOM24,878$468.0K<0.1%History
TDWTidewater IncCOM4,811$459.0K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF9,536$450.0K<0.1%–
TGTTarget CorpStock2,933$434.0K<0.1%History
VanEck ETF Trust92189F411BDC INCOME ETF24,890$426.0K<0.1%–
ALBAlbemarle CorpStock4,470$425.0K<0.1%History
OKTAOkta, Inc.CL A4,503$421.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT5,507$421.0K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ9,053$409.0K<0.1%–
iShares Tr464288448INTL SEL DIV ETF14,347$397.0K<0.1%–
NTRSNorthern Trust CorpCOM4,707$395.0K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF13,417$387.0K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG13,375$380.0K<0.1%History
Ssga Active Tr78470P846ST STR BLACK ETF13,406$379.0K<0.1%–
Valued Advisers Tr92046L338REGAN FLTG RATE14,902$378.0K<0.1%–
AAOIApplied Optoelectronics, Inc.COM18,970$375.0K<0.1%History
DGDollar General CorpCOM2,818$372.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF4,810$371.0K<0.1%–
FRPTFreshpet, Inc.Stock2,850$369.0K<0.1%History
iShares Russell Mid-Cap Growth ETF464287481ETF3,314$366.0K<0.1%–
MTDRMatador Resources CoCOM6,106$364.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J593RUSL 2000 DYNM10,095$362.0K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF4,440$361.0K<0.1%–
iShares Global Clean Energy ETF464288224ETF26,779$357.0K<0.1%–
VICIVici Properties Inc.COM12,348$354.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF3,693$348.0K<0.1%–
MRSHMarsh & McLennan Companies, Inc.Stock1,637$345.0K<0.1%History
DBEInvesco DB Energy FundENERGY FD15,939$332.0K<0.1%History
AEMAgnico Eagle Mines LtdStock4,971$324.0K<0.1%History
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF12,859$312.0K<0.1%–
SPDR Series Trust78464A516ST INTL BBG ETF14,462$310.0K<0.1%–
JPINuveen Preferred Securities & Income Opportunities FundCOM15,735$306.0K<0.1%History
iShares Tr464288372GLB INFRASTR ETF6,317$303.0K<0.1%–
ITWIllinois Tool Works IncStock1,248$296.0K<0.1%History
SMBCSouthern Missouri Bancorp, Inc.COM6,750$293.0K<0.1%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,095$290.0K<0.1%–
AIRAar CorpStock3,999$289.0K<0.1%History
MCHPMicrochip Technology IncStock3,138$287.0K<0.1%History
RIORio Tinto PLCADR4,329$285.0K<0.1%History
NUENucor CorpCOM1,752$278.0K<0.1%History
INSWInternational Seaways, Inc.COM4,618$273.0K<0.1%History
ASMLASML Holding NVADR265$271.0K<0.1%History
GSKGSK plcADR7,022$270.0K<0.1%History
PAMPampa Energy Inc.SPONS ADR LVL I5,933$262.0K<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 1004,103$254.0K<0.1%–
Barrick Gold Corp067901108COM15,084$251.0K<0.1%–
MRVLMarvell Technology, Inc.COM3,581$250.0K<0.1%History
STWDStarwood Property Trust, Inc.COM13,200$250.0K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF6,202$249.0K<0.1%–
SUSuncor Energy IncStock6,512$248.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,174$246.0K<0.1%History
PSLVSprott Physical Silver TrustPHYSICAL SILVER24,631$244.0K<0.1%History
PEverpure, Inc.CL A3,791$244.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,541$243.0K<0.1%–
TALTAL Education GroupSPONSORED ADS22,920$243.0K<0.1%History
CMAComerica IncCOM4,738$242.0K<0.1%History
CDNSCadence Design Systems IncStock783$241.0K<0.1%History
SLBSLB LimitedStock5,031$238.0K<0.1%History
TTETotalEnergies SESPONSORED ADS3,570$238.0K<0.1%History
OXYOccidental Petroleum CorpStock3,763$237.0K<0.1%History
APHAmphenol CorpCL A3,377$227.0K<0.1%History
UTHRUnited Therapeutics CorpCOM708$226.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,690$226.0K<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA4,381$220.0K<0.1%–
NLYAnnaly Capital Management IncREIT11,330$216.0K<0.1%History
LRCXLam Research CorpCOM203$216.0K<0.1%History