Skip to main content

Arete Wealth Advisors, LLC

SEC CIK
0001600151
Latest filing
Aug 12, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 6, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
633
+55 vs. Q3 2022
Portfolio value
$1.13B
+$104.2M (+10.2%) vs. Q3 2022
Filed
Feb 6, 2023
SEC
Holdings of Arete Wealth Advisors, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT632,478$89.3M7.9%+92,481+17.1%Added–
ABBVAbbVie Inc.Stock352,716$57.0M5.1%+13,907+4.1%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF234,787$35.7M3.2%−29,970−11.3%Reduced–
AAPLApple Inc.Stock214,400$27.9M2.5%−2,097−1.0%ReducedHistory
ABTAbbott LaboratoriesStock252,591$27.7M2.5%+252,591NewHistory
iShares Tr4642874407-10 YR TRSY BD263,997$25.3M2.2%+15,024+6.0%Added–
SPYSPDR S&P 500 ETF TrustETF59,321$22.7M2.0%+19,274+48.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF63,625$22.4M2.0%+3,639+6.1%Added–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF217,066$19.2M1.7%+217,066New–
BRK.BBerkshire Hathaway IncStock35,576$17.5M1.6%+267+0.8%AddedHistory
FSKFS KKR Capital CorpCOM947,493$16.6M1.5%+17,442+1.9%AddedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A2,350,537$16.4M1.5%+2,350,537NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF72,880$13.9M1.2%+500+0.7%Added–
DISWalt Disney CoStock152,503$13.2M1.2%−2,733−1.8%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF131,728$12.8M1.1%+32,661+33.0%Added–
MSFTMicrosoft CorpStock50,480$12.1M1.1%−1,441−2.8%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP1500238,541$11.3M1.0%−307−0.1%Reduced–
iShares Tr464288877EAFE VALUE ETF236,237$10.8M1.0%−34,065−12.6%Reduced–
AMZNAmazon Com IncStock113,309$9.52M0.8%−3,941−3.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF44,423$9.47M0.8%+2,224+5.3%Added–
PUKPrudential PLCADR192,790$9.47M0.8%+192,790NewHistory
iShares Core S&P 500 ETF464287200ETF24,211$9.30M0.8%+3,666+17.8%Added–
MCDMcDonalds CorpStock33,965$8.95M0.8%+680+2.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM163,730$8.92M0.8%+15,295+10.3%Added–
Vanguard High Dividend Yield Index ETF921946406ETF81,888$8.86M0.8%+13,671+20.0%Added–
XOMExxonMobil Holdings CorpCOM67,103$7.40M0.7%+7,954+13.4%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 122,023$7.30M0.6%+2,057+10.3%AddedHistory
Invesco QQQ Trust Series I46090E103ETF25,632$6.83M0.6%−3,977−13.4%Reduced–
HDHome Depot, Inc.Stock20,873$6.59M0.6%+504+2.5%AddedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF174,333$6.45M0.6%+8,121+4.9%Added–
EVVEaton Vance Ltd Duration Income FundCOM648,890$6.09M0.5%−16,417−2.5%ReducedHistory
GLDSPDR Gold TrustETF35,083$5.95M0.5%−696−1.9%ReducedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM549,250$5.91M0.5%+549,250NewHistory
Vanguard Ftse Developed Markets ETF921943858ETF140,510$5.90M0.5%+1,728+1.2%Added–
JNJJohnson & JohnsonStock32,927$5.82M0.5%+1,649+5.3%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT93,020$5.61M0.5%+85,374+1,116.6%Added–
iShares Core S&P Mid-Cap ETF464287507ETF23,067$5.58M0.5%+11,401+97.7%Added–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM411,088$5.54M0.5%−75,335−15.5%ReducedHistory
GOOGLAlphabet Inc.Stock60,291$5.32M0.5%+2,994+5.2%AddedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF116,641$5.25M0.5%+116,641New–
JPMJPMorgan Chase & CoStock37,838$5.07M0.5%+1,442+4.0%AddedHistory
VVisa Inc.Stock24,286$5.05M0.4%+787+3.3%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW439,370$5.01M0.4%+24,295+5.9%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF52,253$4.95M0.4%+15,269+41.3%Added–
CVXChevron CorpStock27,444$4.93M0.4%+3,261+13.5%AddedHistory
ACNAccenture plcStock18,364$4.90M0.4%−182−1.0%ReducedHistory
MRKMerck & Co., Inc.Stock43,940$4.88M0.4%+1,724+4.1%AddedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM427,732$4.82M0.4%−50,423−10.5%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM149,016$4.73M0.4%−20,889−12.3%ReducedHistory
PIMCO ETF Tr72201R643ENHANCD SHORT47,121$4.57M0.4%−224,136−82.6%Reduced–
PFEPfizer IncStock84,764$4.34M0.4%+7,177+9.3%AddedHistory
PGProcter & Gamble CoStock28,638$4.34M0.4%+2,050+7.7%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA50,443$4.28M0.4%+1,156+2.3%Added–
BCSFBain Capital Specialty Finance, Inc.COM STK353,699$4.21M0.4%+28,093+8.6%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF131,031$4.17M0.4%+52,046+65.9%Added–
WMTWalmart Inc.Stock28,894$4.10M0.4%+729+2.6%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF37,211$4.09M0.4%−6,171−14.2%Reduced–
VanEck ETF Trust92189F486IG FLOA RATE ETF155,454$3.87M0.3%+19,879+14.7%Added–
Vanguard Morningstar Value ETF922908744ETF26,768$3.76M0.3%−3,338−11.1%Reduced–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF75,274$3.74M0.3%+75,274New–
GNLGlobal Net Lease, Inc.COM NEW242,981$3.72M0.3%+81,216+50.2%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF74,194$3.71M0.3%−2,347−3.1%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF94,019$3.66M0.3%+16,929+22.0%Added–
COSTCostco Wholesale CorpStock7,914$3.61M0.3%−169−2.1%ReducedHistory
NENoble Corp plcORD SHS A313,332$3.56M0.3%+313,332NewHistory
Vanguard Ftse Emerging Markets ETF922042858ETF91,198$3.55M0.3%+551+0.6%Added–
NVDANVIDIA CorpStock24,053$3.52M0.3%+4,410+22.5%AddedHistory
MQMarqeta, Inc.CLASS A COM300,880$3.49M0.3%+300,880NewHistory
iShares Core MSCI Eafe ETF46432F842ETF55,512$3.42M0.3%+31,341+129.7%Added–
iShares MSCI Eafe ETF464287465ETF51,984$3.41M0.3%+16,152+45.1%Added–
GOOGAlphabet Inc.Stock37,882$3.36M0.3%+2,420+6.8%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF15,600$3.34M0.3%−337−2.1%Reduced–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF132,307$3.32M0.3%+16,897+14.6%Added–
iShares Russell 1000 Value ETF464287598ETF21,689$3.29M0.3%+362+1.7%Added–
Vanguard Total Bond Market ETF921937835ETF45,073$3.24M0.3%+22,084+96.1%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF62,613$3.17M0.3%−2,636−4.0%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER197,415$3.14M0.3%+4,602+2.4%Added–
IBMInternational Business Machines CorpStock21,901$3.09M0.3%+507+2.4%AddedHistory
EICEagle Point Income CoCOM294,000$3.05M0.3%+294,000NewHistory
BACBank of America CorpStock90,479$3.00M0.3%−588−0.6%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD39,670$2.98M0.3%+12,703+47.1%Added–
iShares Russell 2000 ETF464287655ETF16,861$2.94M0.3%+994+6.3%Added–
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER570,707$2.86M0.3%−57,247−9.1%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF32,817$2.75M0.2%+1,235+3.9%Added–
UNHUnitedHealth Group IncStock5,167$2.74M0.2%−194−3.6%ReducedHistory
KOCoca Cola CoStock42,237$2.69M0.2%+2,931+7.5%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF27,187$2.68M0.2%+22,074+431.7%Added–
Vanguard Real Estate ETF922908553ETF30,916$2.66M0.2%+7,278+30.8%Added–
PEPPepsiCo IncStock14,651$2.65M0.2%+951+6.9%AddedHistory
KMIKinder Morgan, Inc.Stock139,083$2.51M0.2%+5,086+3.8%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD55,780$2.51M0.2%+23,010+70.2%Added–
UPSUnited Parcel Service IncStock14,379$2.50M0.2%+2,675+22.9%AddedHistory
RITMRithm Capital Corp.REIT302,657$2.47M0.2%+30,000+11.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF11,869$2.42M0.2%+70+0.6%Added–
VZVerizon Communications IncStock60,055$2.37M0.2%−317−0.5%ReducedHistory
TSLATesla, Inc.Stock19,018$2.34M0.2%−2,060−9.8%ReducedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B42,617$2.30M0.2%+42,617NewHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD93,786$2.30M0.2%−1,997−2.1%Reduced–
AMGNAmgen IncStock8,713$2.29M0.2%+1,490+20.6%AddedHistory
iShares Tr464288588MBS ETF24,563$2.28M0.2%+18,486+304.2%Added–

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Arete Wealth Advisors, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exchange Traded FD T46137V167S&P SML600 VAL219,828$16.8M1.6%–
WisdomTree Tr97717Y527FLOATNG RAT TREA308,554$15.5M1.5%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL177,483$8.93M0.9%–
ProShares Tr74347B425SHORT S&P 500 NE507,200$8.76M0.9%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF87,248$7.99M0.8%–
TCBKTrico BancsharesCOM168,210$7.51M0.7%History
T Rowe Price Exchange-Traded87283Q107PRICE BLUE CHIP292,908$6.15M0.6%–
BRK.ABerkshire Hathaway IncCL A15$6.10M0.6%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF185,504$4.79M0.5%–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF109,405$4.59M0.4%–
NEANuveen AMT-Free Quality Municipal Income FundCOM328,676$3.48M0.3%History
MQYBlackRock Muniyield Quality Fund, Inc.COM257,707$2.85M0.3%History
Invesco Actively Managed Exc46090A804TOTAL RETURN58,404$2.66M0.3%–
EIMEaton Vance Municipal Bond FundCOM249,701$2.42M0.2%History
ProShares Tr74347B714SHORT QQQ NEW138,570$2.07M0.2%–
BLWBlackRock Ltd Duration Income TrustCOM SHS124,278$1.50M0.1%History
Vanguard Total World Stock ETF922042742ETF15,388$1.21M0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF41,034$1.07M0.1%–
Global X FDS37950E291GLOBX SUPDV US54,464$960.0K0.1%–
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM126,446$894.0K0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM143,893$814.0K0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF14,056$705.0K0.1%–
Vanguard World FD921910873MEGA CAP INDEX5,621$702.0K0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF31,460$700.0K0.1%–
AJGArthur J. Gallagher & Co.COM3,750$642.0K0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD17,811$537.0K0.1%History
Innovator ETFs Trust45782C375US EQT ULTRA BF18,711$518.0K0.1%–
NXHNeighborhood Intelligence, Inc.COM21,006$511.0K0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU18,538$510.0K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR19,314$500.0K<0.1%–
iShares Tr464288562RESIDENTIAL MULT6,119$440.0K<0.1%–
NBHNeuberger Municipal Fund Inc.COM43,341$439.0K<0.1%History
PFGPrincipal Financial Group IncCOM5,963$430.0K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,842$411.0K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN6,261$404.0K<0.1%–
iShares Core High Dividend ETF46429B663ETF4,414$403.0K<0.1%–
iShares Tr464287846DOW JONES US ETF4,511$396.0K<0.1%–
SAICScience Applications International CorpCOM4,091$362.0K<0.1%History
iShares Tr464288752US HOME CONS ETF6,809$354.0K<0.1%–
KEYKeycorpCOM22,071$354.0K<0.1%History
AQBAquabounty Technologies IncCOM NEW443,378$346.0K<0.1%History
ANETArista Networks, Inc.COM3,067$346.0K<0.1%History
Enerplus Corp292766102COM24,184$343.0K<0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN6,945$335.0K<0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF6,868$329.0K<0.1%–
Flexshares Tr33939L829INT QLTDVDYNAM14,049$284.0K<0.1%–
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK9,902$284.0K<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF6,353$274.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF5,595$273.0K<0.1%–
SUSuncor Energy IncStock9,620$271.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP7,509$268.0K<0.1%–
MRVLMarvell Technology, Inc.COM6,146$264.0K<0.1%History
Aim ETF Products Trust00888H307ALLIANZIM US EQ10,000$261.0K<0.1%–
LRCXLam Research CorpCOM711$260.0K<0.1%History
JPINuveen Preferred Securities & Income Opportunities FundCOM13,842$255.0K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,084$245.0K<0.1%–
CFCF Industries Holdings, Inc.COM2,498$240.0K<0.1%History
LPXLouisiana-Pacific CorpCOM4,588$235.0K<0.1%History
TWTRTwitter, Inc.COM5,235$230.0K<0.1%History
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF1,600$222.0K<0.1%–
PAYXPaychex IncStock1,971$221.0K<0.1%History
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,295$221.0K<0.1%–
UFPIUfp Industries IncCOM3,052$220.0K<0.1%History
UBS AG London Branch902677780EN LG CP GRWTH582$214.0K<0.1%–
ASMLASML Holding NVADR510$212.0K<0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF2,531$209.0K<0.1%–
ACREAres Commercial Real Estate CorpCOM19,987$209.0K<0.1%History
Aim ETF Products Trust00888H406ALLIANZIM US EQT8,000$206.0K<0.1%–
ZSZscaler, Inc.Stock1,244$204.0K<0.1%History
NTGTortoise Midstream Energy Fund, Inc.COM6,294$203.0K<0.1%History
NETCloudflare, Inc.CL A COM3,654$202.0K<0.1%History
Global X FDS37954Y806ALTERNATIVE INCM17,923$190.0K<0.1%–
EQXEquinox Gold Corp.COM42,690$156.0K<0.1%History
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF10,671$154.0K<0.1%–
UMCUnited Microelectronics CorpSPON ADR NEW26,852$150.0K<0.1%History
Global X FDS37954Y285TELMDC&DIG ETF12,854$145.0K<0.1%–
CRGYCrescent Energy CoCL A COM10,035$135.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV15,998$121.0K<0.1%–
PACBPacific Biosciences of California, Inc.COM15,042$87.0K<0.1%History
HLNHaleon plcADR11,989$73.0K<0.1%History
CFORCapForce Inc.COM250,000$72.0K<0.1%History
Yamana Gold Inc98462Y100COM15,906$72.0K<0.1%–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF12,511$68.0K<0.1%–
CLNEClean Energy Fuels Corp.COM12,000$64.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR16,020$52.0K<0.1%History
OPTNOptiNose, Inc.COM12,000$44.0K<0.1%History
NKTRNektar TherapeuticsCOM11,000$35.0K<0.1%History
ABUSArbutus Biopharma CorpCOM15,000$29.0K<0.1%History
NVTAInvitae CorpCOM11,974$29.0K<0.1%History
FBIOFortress Biotech, Inc.COM52,547$26.0K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM11,000$11.0K<0.1%History
WTERAlkaline Water Co IncCOM NEW30,000$10.0K<0.1%History
UAMYUnited States Antimony CorpCOM24,375$9.00K<0.1%History
IBIOiBio, Inc.COM NEW20,080$3.00K<0.1%History
SDEVStablecoin Development CorpCOM NEW15,000$2.00K<0.1%History