Capital Advisors, Ltd. LLC
- SEC CIK
- 0001597878
- Latest filing
- Jul 16, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 27, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,444
- +1 vs. Q2 2023
- Portfolio value
- $652.8M
- −$16.6M (−2.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 123,502 | $52.8M | 8.1% | +1,432+1.2% | Added | History |
| CZRCaesars Entertainment, Inc. | COM | 884,680 | $41.0M | 6.3% | 00.0% | Unchanged | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 152,460 | $40.6M | 6.2% | +678+0.4% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 169,213 | $26.3M | 4.0% | +1,621+1.0% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 276,973 | $20.0M | 3.1% | −899−0.3% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 172,542 | $19.8M | 3.0% | +1,605+0.9% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 126,804 | $19.3M | 2.9% | +604+0.5% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 81,364 | $17.3M | 2.6% | +1,273+1.6% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 232,620 | $16.8M | 2.6% | −251−0.1% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 120,638 | $15.9M | 2.4% | +4,836+4.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 228,236 | $13.4M | 2.1% | −1,811−0.8% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 269,832 | $13.4M | 2.0% | +8,697+3.3% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 126,291 | $12.7M | 2.0% | +82+0.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 84,404 | $12.0M | 1.8% | +444+0.5% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 153,872 | $10.5M | 1.6% | +1,560+1.0% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 107,421 | $9.05M | 1.4% | −222−0.2% | Reduced | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 81,708 | $8.96M | 1.4% | −48−0.1% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 44,992 | $8.80M | 1.3% | +544+1.2% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,373 | $8.73M | 1.3% | +1,429+6.2% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 31,100 | $8.47M | 1.3% | −57−0.2% | Reduced | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 82,689 | $7.38M | 1.1% | −250.0% | Reduced | – |
| AAPLApple Inc. | Stock | 41,116 | $7.04M | 1.1% | −362−0.9% | Reduced | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 74,126 | $6.81M | 1.0% | +32,390+77.6% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 131,186 | $6.52M | 1.0% | −2,355−1.8% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 72,060 | $6.51M | 1.0% | +40.0% | Added | – |
| MSFTMicrosoft Corp | Stock | 17,209 | $5.43M | 0.8% | −146−0.8% | Reduced | History |
| STLAStellantis N.V. | SHS | 275,200 | $5.30M | 0.8% | +275,200 | New | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 45,556 | $5.03M | 0.8% | +282+0.6% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 24,249 | $4.87M | 0.7% | 00.0% | Unchanged | – |
| iShares S&P 500 Value ETF464287408 | ETF | 30,972 | $4.76M | 0.7% | +2,718+9.6% | Added | – |
| DKNGDraftKings Inc. | Stock | 158,231 | $4.66M | 0.7% | +71,000+81.4% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 30,722 | $4.24M | 0.6% | +330+1.1% | Added | – |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 60,430 | $4.03M | 0.6% | −1,194−1.9% | Reduced | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 54,245 | $3.97M | 0.6% | 00.0% | Unchanged | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 54,394 | $3.88M | 0.6% | +60.0% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 37,385 | $3.74M | 0.6% | −1,023−2.7% | Reduced | – |
| iShares Core High Dividend ETF46429B663 | ETF | 37,731 | $3.73M | 0.6% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 194,243 | $3.73M | 0.6% | −591−0.3% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 38,721 | $3.65M | 0.6% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 51,442 | $3.54M | 0.5% | −203−0.4% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 32,915 | $3.34M | 0.5% | 00.0% | Unchanged | – |
| Vanguard Energy ETF92204A306 | ETF | 23,425 | $2.97M | 0.5% | 00.0% | Unchanged | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 60,026 | $2.84M | 0.4% | −2,202−3.5% | Reduced | – |
| iShares Tr464287192 | US TRSPRTION | 10,504 | $2.46M | 0.4% | 00.0% | Unchanged | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 35,802 | $2.33M | 0.4% | −476−1.3% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 76,823 | $2.31M | 0.4% | +320.0% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 64,807 | $2.15M | 0.3% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 10,694 | $2.08M | 0.3% | −48−0.4% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 19,336 | $2.05M | 0.3% | 00.0% | Unchanged | – |
| Siren ETF Tr829658301 | DIVCN LDRS ETF | 37,284 | $2.04M | 0.3% | +3,024+8.8% | Added | – |
| Vanguard Wellington FD921935706 | US QUALITY | 17,971 | $2.02M | 0.3% | +973+5.7% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 8,027 | $2.00M | 0.3% | −335−4.0% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,720 | $1.92M | 0.3% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 29,434 | $1.89M | 0.3% | +528+1.8% | Added | – |
| MGMMGM Resorts International | Stock | 51,206 | $1.88M | 0.3% | 00.0% | Unchanged | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 23,741 | $1.86M | 0.3% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 46,244 | $1.84M | 0.3% | −2,515−5.2% | Reduced | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 35,226 | $1.76M | 0.3% | −500−1.4% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 33,683 | $1.75M | 0.3% | +80.0% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 3,926 | $1.73M | 0.3% | −3−0.1% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 17,676 | $1.67M | 0.3% | −1,137−6.0% | Reduced | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 29,017 | $1.63M | 0.2% | +2,564+9.7% | Added | – |
| Schwab International Equity ETF808524805 | ETF | 45,318 | $1.54M | 0.2% | 00.0% | Unchanged | – |
| ProShares Tr74347B607 | INVT INT RT HG | 20,378 | $1.51M | 0.2% | −187−0.9% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 10,397 | $1.51M | 0.2% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 11,655 | $1.48M | 0.2% | 00.0% | Unchanged | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 9,054 | $1.46M | 0.2% | +10.0% | Added | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 34,304 | $1.41M | 0.2% | +80.0% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 27,281 | $1.36M | 0.2% | −1,646−5.7% | Reduced | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 48,858 | $1.33M | 0.2% | +282+0.6% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 17,374 | $1.31M | 0.2% | −1,314−7.0% | Reduced | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 17,897 | $1.29M | 0.2% | +341+1.9% | Added | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 12,712 | $1.27M | 0.2% | +40.0% | Added | – |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 24,624 | $1.18M | 0.2% | −3,677−13.0% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 10,866 | $1.17M | 0.2% | −119−1.1% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 19,835 | $1.17M | 0.2% | +20.0% | Added | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 26,981 | $1.17M | 0.2% | −1,080−3.8% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 8,707 | $1.15M | 0.2% | +58+0.7% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 22,621 | $1.14M | 0.2% | −830−3.5% | Reduced | – |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 11,416 | $1.14M | 0.2% | +2,565+29.0% | Added | – |
| SWKStanley Black & Decker, Inc. | COM | 13,474 | $1.13M | 0.2% | 00.0% | Unchanged | History |
| Vanguard Real Estate ETF922908553 | ETF | 14,806 | $1.12M | 0.2% | −15,509−51.2% | Reduced | – |
| iShares Tr46434V878 | ULTRA SHORT DUR | 22,123 | $1.11M | 0.2% | −365−1.6% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 22,007 | $1.11M | 0.2% | 00.0% | Unchanged | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 25,400 | $1.11M | 0.2% | +40.0% | Added | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 17,355 | $1.03M | 0.2% | 00.0% | Unchanged | – |
| MAMastercard Inc | Stock | 2,591 | $1.03M | 0.2% | +23+0.9% | Added | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 26,098 | $1.01M | 0.2% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,313 | $993.0K | 0.2% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 3,254 | $977.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 7,367 | $965.0K | 0.1% | −35−0.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 11,826 | $944.0K | 0.1% | +60+0.5% | Added | – |
| U.S. Global Jets ETF26922A842 | ETF | 53,900 | $918.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 14,917 | $885.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 8,453 | $867.0K | 0.1% | −1,716−16.9% | Reduced | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 12,931 | $867.0K | 0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 2,830 | $855.0K | 0.1% | +33+1.2% | Added | History |
| Tidal Trust I886364637 | FOLI AL RATE ETF | 25,089 | $838.0K | 0.1% | +41+0.2% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 1,660 | $837.0K | 0.1% | +316+23.5% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 14,244 | $824.0K | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2023 (104)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 104 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,593 | $349.0K | 0.1% | History |
| ProShares Bitcoin ETF74347G440 | ETF | 2,980 | $51.0K | <0.1% | – |
| MYPSPLAYSTUDIOS, Inc. | CLASS A COM | 5,875 | $29.0K | <0.1% | History |
| LSILife Storage, Inc. | COM | 162 | $22.0K | <0.1% | History |
| NEXNextier Oilfield Solutions Inc. | COM | 2,406 | $22.0K | <0.1% | History |
| Paramount Global92556H206 | CL B | 1,359 | $22.0K | <0.1% | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 615 | $17.0K | <0.1% | – |
| UGIUgi Corp | Stock | 417 | $11.0K | <0.1% | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 130 | $9.00K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 750 | $6.00K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 101 | $6.00K | <0.1% | History |
| MASIMasimo Corp | COM | 36 | $6.00K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 18 | $5.00K | <0.1% | History |
| NTRSNorthern Trust Corp | COM | 71 | $5.00K | <0.1% | History |
| CGNXCognex Corp | COM | 88 | $5.00K | <0.1% | History |
| ATOAtmos Energy Corp | COM | 38 | $4.00K | <0.1% | History |
| MCYMercury General Corp | COM | 128 | $4.00K | <0.1% | History |
| iShares Tr464287812 | US CONSM STAPLES | 20 | $4.00K | <0.1% | – |
| DNUTKrispy Kreme, Inc. | COM | 240 | $4.00K | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 130 | $4.00K | <0.1% | – |
| UNVRUnivar Solutions Inc. | COM | 119 | $4.00K | <0.1% | History |
| TTCToro Co | COM | 25 | $3.00K | <0.1% | History |
| ZBRAZebra Technologies Corp | CL A | 9 | $3.00K | <0.1% | History |
| Global X FDS37960A669 | SUPERDIVIDEND | 149 | $3.00K | <0.1% | – |
| NWNNorthwest Natural Holding Co | COM | 59 | $3.00K | <0.1% | History |
| GWRSGlobal Water Resources, Inc. | COM | 264 | $3.00K | <0.1% | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 105 | $3.00K | <0.1% | – |
| TRTNTriton International Ltd | CL A | 31 | $3.00K | <0.1% | History |
| FOAFinance of America Companies Inc. | COM CL A | 1,423 | $3.00K | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 21 | $2.00K | <0.1% | History |
| OGSONE Gas, Inc. | COM | 30 | $2.00K | <0.1% | History |
| TYLTyler Technologies Inc | COM | 5 | $2.00K | <0.1% | History |
| ACCOAcco Brands Corp | COM | 312 | $2.00K | <0.1% | History |
| DARDarling Ingredients Inc. | COM | 36 | $2.00K | <0.1% | History |
| SSTKShutterstock, Inc. | COM | 41 | $2.00K | <0.1% | History |
| TCFCCommunity Financial Corp | COM | 67 | $2.00K | <0.1% | History |
| CSTECaesarstone Ltd. | ORD SHS | 419 | $2.00K | <0.1% | History |
| PRVAPrivia Health Group, Inc. | COM | 21 | $1.00K | <0.1% | History |
| PAHCPhibro Animal Health Corp | CL A COM | 39 | $1.00K | <0.1% | History |
| ETSYEtsy Inc | COM | 15 | $1.00K | <0.1% | History |
| SONSonoco Products Co | COM | 9 | $1.00K | <0.1% | History |
| VIAVViavi Solutions Inc. | COM | 72 | $1.00K | <0.1% | History |
| AMBAAmbarella Inc | SHS | 12 | $1.00K | <0.1% | History |
| INCYIncyte Corp | COM | 13 | $1.00K | <0.1% | History |
| AWRAmerican States Water Co | COM | 6 | $1.00K | <0.1% | History |
| TPRTapestry, Inc. | COM | 15 | $1.00K | <0.1% | History |
| AMBPArdagh Metal Packaging S.A. | SHS | 282 | $1.00K | <0.1% | History |
| BCBPBCB Bancorp Inc | COM | 57 | $1.00K | <0.1% | History |
| BHBiglari Holdings Inc. | COM STK CL B | 6 | $1.00K | <0.1% | History |
| CACCamden National Corp | COM | 18 | $1.00K | <0.1% | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 8 | $1.00K | <0.1% | History |
| ARNCArconic Corp | COM | 37 | $1.00K | <0.1% | History |
| DENNDENNY'S Corp | COM | 58 | $1.00K | <0.1% | History |
| NCMINational CineMedia, Inc. | COM | 2,412 | $1.00K | <0.1% | History |
| FRBKRepublic First Bancorp Inc | COM | 635 | $1.00K | <0.1% | History |
| SPTNSpartanNash Co | COM | 33 | $1.00K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 1 | $0 | 0.0% | History |
| DXCDXC Technology Co | Stock | 8 | $0 | 0.0% | History |
| RBLXRoblox Corp | Stock | 9 | $0 | 0.0% | History |
| IVZInvesco Ltd. | Stock | 25 | $0 | 0.0% | History |
| TGITriumph Group Inc | COM | 6 | $0 | 0.0% | History |
| AUMNGolden Minerals Co | COM | 1 | $0 | 0.0% | History |
| CPKChesapeake Utilities Corp | COM | 4 | $0 | 0.0% | History |
| DOCSDoximity, Inc. | CL A | 14 | $0 | 0.0% | History |
| VMIValmont Industries Inc | COM | 1 | $0 | 0.0% | History |
| PDMPiedmont Realty Trust, Inc. | COM CL A | 9 | $0 | 0.0% | History |
| MZTIMarzetti Co | COM | 2 | $0 | 0.0% | History |
| DDOGDatadog, Inc. | CL A COM | 1 | $0 | 0.0% | History |
| HMNHorace Mann Educators Corp | COM | 4 | $0 | 0.0% | History |
| SCIService Corp International | COM | 7 | $0 | 0.0% | History |
| PACBPacific Biosciences of California, Inc. | COM | 13 | $0 | 0.0% | History |
| NNINelnet Inc | CL A | 4 | $0 | 0.0% | History |
| PRGOPERRIGO Co plc | SHS | 3 | $0 | 0.0% | History |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 9 | $0 | 0.0% | History |
| YOUClear Secure, Inc. | COM CL A | 10 | $0 | 0.0% | History |
| NWBINorthwest Bancshares, Inc. | COM | 35 | $0 | 0.0% | History |
| KRNYKearny Financial Corp. | COM | 28 | $0 | 0.0% | History |
| ATLOAmes National Corp | COM | 24 | $0 | 0.0% | History |
| ARKOARKO Corp. | COM | 13 | $0 | 0.0% | History |
| ARTNAArtesian Resources Corp | CL A | 6 | $0 | 0.0% | History |
| CMTGClaros Mortgage Trust, Inc. | COMMON STOCK | 2 | $0 | 0.0% | History |
| FMAOFarmers & Merchants Bancorp Inc | COM | 4 | $0 | 0.0% | History |
| GSBCGreat Southern Bancorp, Inc. | COM | 3 | $0 | 0.0% | History |
| MSEXMiddlesex Water Co | COM | 4 | $0 | 0.0% | History |
| QDELQuidelOrtho Corp | COM | 4 | $0 | 0.0% | History |
| RSVRReservoir Media, Inc. | COM | 79 | $0 | 0.0% | History |
| SGCSuperior Group of Companies, Inc. | COM | 27 | $0 | 0.0% | History |
| TMPTompkins Financial Corp | COM | 3 | $0 | 0.0% | History |
| ALLKAllakos Inc. | COM | 52 | $0 | 0.0% | History |
| HHCHoward Hughes Corp | COM | 4 | $0 | 0.0% | History |
| MTEXMannatech Inc | COM NEW | 32 | $0 | 0.0% | History |
| MODNModel N, Inc. | COM | 6 | $0 | 0.0% | History |
| PDCEPDC Energy, Inc. | COM | 3 | $0 | 0.0% | History |
| PRFTPerficient Inc | COM | 4 | $0 | 0.0% | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 3 | $0 | 0.0% | History |
| Star Equity Holdings, Inc.85513Q103 | COM | 13 | $0 | 0.0% | – |
| TBNKTerritorial Bancorp Inc. | COM | 31 | $0 | 0.0% | History |
| USXUS Xpress Enterprises Inc | COM CL A | 39 | $0 | 0.0% | History |
| VRNTVerint Systems Inc | COM | 6 | $0 | 0.0% | History |
| VVOSVivos Therapeutics, Inc. | COM | 185 | $0 | 0.0% | History |