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Livermore
Livermore
ZHEN

Capital Advisors, Ltd. LLC

SEC CIK
0001597878
Latest filing
Jul 16, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 9, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,477
+293 vs. Q2 2022
Portfolio value
$513.7M
−$20.2M (−3.8%) vs. Q2 2022
Filed
Nov 9, 2022
SEC
Holdings of Capital Advisors, Ltd. LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF117,464$42.0M8.2%+361+0.3%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF150,796$31.7M6.2%+820+0.5%Added–
Vanguard Dividend Appreciation ETF921908844ETF162,200$21.9M4.3%+1,986+1.2%Added–
SPDR Series Trust78464A763ST STR SP DIV170,270$19.0M3.7%+1,180+0.7%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF280,684$18.6M3.6%+3,736+1.3%Added–
iShares Russell 1000 Value ETF464287598ETF125,154$17.0M3.3%+354+0.3%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF84,187$15.1M2.9%+2,538+3.1%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF233,649$14.7M2.9%−136−0.1%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL229,899$13.3M2.6%+510.0%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF127,188$11.4M2.2%+1,236+1.0%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF100,957$10.5M2.0%+1,956+2.0%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT82,075$10.4M2.0%−666−0.8%Reduced–
iShares Core Dividend Growth ETF46434V621ETF232,065$10.3M2.0%+1,230+0.5%Added–
iShares S&P 500 Growth ETF464287309ETF147,571$8.54M1.7%+2,906+2.0%Added–
iShares S&P Small-Cap 600 Growth ETF464287887ETF79,990$8.13M1.6%−473−0.6%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR152,599$7.54M1.5%+6,818+4.7%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG105,954$7.53M1.5%+392+0.4%Added–
VanEck Digital Native Economy ETF92189F882ETF217,600$7.09M1.4%00.0%Unchanged–
iShares S&P Small-Cap 600 Value ETF464287879ETF81,747$6.74M1.3%−395−0.5%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF40,728$6.66M1.3%+8,976+28.3%Added–
CZRCaesars Entertainment, Inc.COM201,058$6.49M1.3%+160,943+401.2%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF29,141$6.24M1.2%−30−0.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF21,713$5.80M1.1%+392+1.8%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF73,141$5.27M1.0%+416+0.6%Added–
Listed FD Tr53656F789ROUNDHILL SPORTS392,000$5.12M1.0%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF49,971$4.94M1.0%−2,596−4.9%Reduced–
AAPLApple Inc.Stock33,386$4.61M0.9%+446+1.4%AddedHistory
ProShares Tr74347B680S&P MDCP 400 DIV65,432$4.22M0.8%+779+1.2%Added–
iShares S&P 100 ETF464287101ETF24,228$3.94M0.8%−255−1.0%Reduced–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV194,093$3.61M0.7%+599+0.3%Added–
iShares Core High Dividend ETF46429B663ETF38,248$3.49M0.7%+3,068+8.7%Added–
iShares Tr464287572GLOBAL 100 ETF54,778$3.26M0.6%−361−0.7%Reduced–
Vanguard Whitehall FDS921946810INTL DVD ETF51,356$3.18M0.6%−4,259−7.7%Reduced–
Vanguard Real Estate ETF922908553ETF37,990$3.05M0.6%+637+1.7%Added–
MSFTMicrosoft CorpStock12,801$2.98M0.6%−701−5.2%ReducedHistory
iShares MSCI Eafe ETF464287465ETF51,418$2.88M0.6%+200+0.4%Added–
iShares Tr464287150CORE S&P TTL STK35,555$2.83M0.6%−11,763−24.9%Reduced–
Vanguard Morningstar Value ETF922908744ETF22,657$2.80M0.5%+245+1.1%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF33,744$2.79M0.5%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI64,840$2.76M0.5%−574−0.9%Reduced–
Vanguard Energy ETF92204A306ETF23,425$2.38M0.5%00.0%Unchanged–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF40,856$2.33M0.5%−4,198−9.3%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF76,576$2.33M0.5%+885+1.2%Added–
iShares S&P 500 Value ETF464287408ETF17,483$2.25M0.4%+7,381+73.1%Added–
iShares Tr464287192US TRSPRTION10,712$2.11M0.4%00.0%Unchanged–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT78,112$1.93M0.4%+131+0.2%Added–
Vanguard Wellington FD921935706US QUALITY19,755$1.88M0.4%+1,137+6.1%Added–
NOCNorthrop Grumman CorpStock3,948$1.86M0.4%+21+0.5%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF10,742$1.83M0.4%−415−3.7%Reduced–
iShares Tr464288760US AER DEF ETF19,399$1.77M0.3%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL47,166$1.74M0.3%+1,248+2.7%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF24,944$1.70M0.3%−2,216−8.2%Reduced–
First Tr Exchange Traded FD33738R118NASD TECH DIV37,747$1.65M0.3%+8,044+27.1%Added–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF33,987$1.65M0.3%+2,508+8.0%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 15,719$1.64M0.3%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF7,332$1.61M0.3%+580+8.6%Added–
iShares Core S&P Small Cap ETF464287804ETF17,757$1.55M0.3%+447+2.6%Added–
WisdomTree Tr97717Y527FLOATNG RAT TREA30,746$1.55M0.3%+6,842+28.6%Added–
ProShares Tr74347B607INVT INT RT HG21,819$1.49M0.3%−12,946−37.2%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF33,363$1.48M0.3%−612−1.8%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF27,443$1.45M0.3%−1,069−3.7%Reduced–
iShares U S ETF Tr46431W507SHOR DURA BD ETF28,172$1.39M0.3%+4,910+21.1%Added–
iShares Tr464288372GLB INFRASTR ETF32,701$1.37M0.3%00.0%Unchanged–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF9,585$1.36M0.3%+10.0%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF37,824$1.36M0.3%+128+0.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF20,239$1.33M0.3%+366+1.8%Added–
iShares Select Dividend ETF464287168ETF11,880$1.27M0.2%+278+2.4%Added–
WisdomTree Tr97717W505US MIDCAP DIVID33,337$1.26M0.2%+1,564+4.9%Added–
iShares Tr46434V878ULTRA SHORT DUR24,415$1.22M0.2%+5,855+31.5%Added–
iShares Tr464288414NATIONAL MUN ETF11,857$1.22M0.2%+6,185+109.0%Added–
Schwab International Equity ETF808524805ETF42,159$1.19M0.2%−433−1.0%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF28,577$1.14M0.2%+1,408+5.2%Added–
JPMJPMorgan Chase & CoStock10,190$1.06M0.2%−746−6.8%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC11,067$1.05M0.2%00.0%Unchanged–
SWKStanley Black & Decker, Inc.COM13,474$1.01M0.2%00.0%UnchangedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF25,216$1.01M0.2%−4,191−14.3%Reduced–
AMZNAmazon Com IncStock8,889$1.00M0.2%+215+2.5%AddedHistory
Siren ETF Tr829658301DIVCN LDRS ETF21,642$977.0K0.2%+1,257+6.2%Added–
Vanguard Ftse Developed Markets ETF921943858ETF25,862$940.0K0.2%+3,860+17.5%Added–
WisdomTree Tr97717X594ITL HDG QTLY DIV26,098$937.0K0.2%+1,654+6.8%Added–
Schwab U.S. Large-Cap ETF808524201ETF22,007$932.0K0.2%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF7,402$901.0K0.2%00.0%Unchanged–
Tidal Trust I886364637FOLI AL RATE ETF28,404$896.0K0.2%+14,403+102.9%Added–
iShares Tr464287119MORNINGSTAR GRWT17,355$838.0K0.2%−1,700−8.9%Reduced–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF16,373$814.0K0.2%00.0%Unchanged–
U.S. Global Jets ETF26922A842ETF54,089$812.0K0.2%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF10,717$802.0K0.2%+5,650+111.5%Added–
iShares Core S&P 500 ETF464287200ETF2,229$799.0K0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV10,680$793.0K0.2%+2,231+26.4%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF17,208$793.0K0.2%00.0%Unchanged–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE14,031$783.0K0.2%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC23,999$760.0K0.1%−2,642−9.9%Reduced–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN11,455$739.0K0.1%00.0%Unchanged–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF10,812$722.0K0.1%+133+1.2%Added–
UNHUnitedHealth Group IncStock1,430$722.0K0.1%+31+2.2%AddedHistory
HDHome Depot, Inc.Stock2,594$716.0K0.1%+74+2.9%AddedHistory
iShares Tr46435G524INTL DIV GRWTH13,955$707.0K0.1%+937+7.2%Added–
MAMastercard IncStock2,481$705.0K0.1%+28+1.1%AddedHistory
Alps ETF Tr00162Q387OSHARES US QUALT18,886$699.0K0.1%−2,243−10.6%Reduced–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL13,850$697.0K0.1%+5,950+75.3%Added–

Sold out since Q2 2022 (170)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 170 by value last quarter.

Positions of Capital Advisors, Ltd. LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Vanguard World FD921910873MEGA CAP INDEX525$69.0K<0.1%–
CDKCDK Global, Inc.COM302$17.0K<0.1%History
HMTVHemisphere Media Group, Inc.CL A740$6.00K<0.1%History
SLViShares Silver TrustETF287$5.00K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF191$5.00K<0.1%–
CHTRCharter Communications, Inc.CL A10$5.00K<0.1%History
PLDPrologis, Inc.REIT32$4.00K<0.1%History
FISFidelity National Information Services, Inc.Stock45$4.00K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER149$4.00K<0.1%–
iShares Inc464286608MSCI EURZONE ETF112$4.00K<0.1%–
KELYAKelly Services IncCL A184$4.00K<0.1%History
CIMChimera Investment CorpCOM NEW466$4.00K<0.1%History
PSAPublic StorageCOM9$3.00K<0.1%History
MTDMettler Toledo International IncCOM3$3.00K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C22$3.00K<0.1%History
UWMCUWM Holdings CorpCOM CL A954$3.00K<0.1%History
SYYSysco CorpStock26$2.00K<0.1%History
QRVOQorvo, Inc.Stock20$2.00K<0.1%History
XRAYDentsply Sirona Inc.Stock48$2.00K<0.1%History
APEIAmerican Public Education IncStock129$2.00K<0.1%History
WYWeyerhaeuser CoCOM NEW66$2.00K<0.1%History
JBHTHunt J B Transport Services IncCOM12$2.00K<0.1%History
ESSEssex Property Trust, Inc.COM7$2.00K<0.1%History
IFFInternational Flavors & Fragrances IncCOM16$2.00K<0.1%History
STXSeagate Technology Holdings plcORD SHS22$2.00K<0.1%History
VTRVentas, Inc.REIT20$1.00K<0.1%History
WELLWelltower Inc.REIT17$1.00K<0.1%History
PKGPackaging Corp of AmericaStock7$1.00K<0.1%History
AMGAffiliated Managers Group, Inc.Stock7$1.00K<0.1%History
MASMasco CorpCOM24$1.00K<0.1%History
RNRRenaissancere Holdings LtdCOM4$1.00K<0.1%History
SEESealed Air CorpCOM20$1.00K<0.1%History
BKRBaker Hughes CoCL A25$1.00K<0.1%History
MTZMastec IncCOM7$1.00K<0.1%History
MPTMedical Properties Trust IncCOM36$1.00K<0.1%History
MSGSMadison Square Garden Sports Corp.CL A4$1.00K<0.1%History
CRICarters IncCOM10$1.00K<0.1%History
IPGPIpg Photonics CorpCOM11$1.00K<0.1%History
LSTRLandstar System IncCOM4$1.00K<0.1%History
SKYWSkywest IncCOM60$1.00K<0.1%History
WTWWillis Towers Watson PLCSHS6$1.00K<0.1%History
DAKTDaktronics IncCOM382$1.00K<0.1%History
MRCYMercury Systems IncCOM12$1.00K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW11$1.00K<0.1%History
WWWWolverine World Wide IncCOM58$1.00K<0.1%History
ESEEsco Technologies IncCOM9$1.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM2$1.00K<0.1%History
HBBHamilton Beach Brands Holding CoCOM CL A64$1.00K<0.1%History
INCYIncyte CorpCOM9$1.00K<0.1%History
COLMColumbia Sportswear CoCOM17$1.00K<0.1%History
UDRUDR, Inc.COM27$1.00K<0.1%History
MSAMSA Safety IncCOM6$1.00K<0.1%History
AOSSmith A O CorpCOM12$1.00K<0.1%History
TLSTelos CorpCOM99$1.00K<0.1%History
STNEStoneCo Ltd.COM157$1.00K<0.1%History
BANDBandwidth Inc.COM CL A64$1.00K<0.1%History
BSETBassett Furniture Industries IncCOM60$1.00K<0.1%History
BYNDBeyond Meat, Inc.COM25$1.00K<0.1%History
BHBiglari Holdings Inc.COM STK CL B6$1.00K<0.1%History
CABOCable One, Inc.COM1$1.00K<0.1%History
CURICuriosityStream Inc.COM CL A427$1.00K<0.1%History
XGNExagen Inc.COM161$1.00K<0.1%History
FTHMFathom Holdings Inc.COM98$1.00K<0.1%History
FLXSFlexsteel Industries IncCOM56$1.00K<0.1%History
HAINHain Celestial Group IncCOM23$1.00K<0.1%History
HCATHealth Catalyst, Inc.COM51$1.00K<0.1%History
KMPRKEMPER CorpCOM27$1.00K<0.1%History
NBRNabors Industries LtdSHS8$1.00K<0.1%History
VYXNCR Voyix CorpCOM21$1.00K<0.1%History
QTRXQuanterix CorpCOM36$1.00K<0.1%History
TCMDTactile Systems Technology IncCOM182$1.00K<0.1%History
TXMDTherapeuticsMD, Inc.COM NEW66$1.00K<0.1%History
UAUnder Armour, Inc.CL C87$1.00K<0.1%History
UFIUnifi IncCOM NEW104$1.00K<0.1%History
AMWLAmerican Well CorpCL A124$1.00K<0.1%History
Coherent Inc192479103COM2$1.00K<0.1%–
FRGIFiesta Restaurant Group, Inc.COM77$1.00K<0.1%History
HBIHanesbrands Inc.COM61$1.00K<0.1%History
IVCInvacare Holdings CorpCOM601$1.00K<0.1%History
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A1,311$1.00K<0.1%History
Adamas Trust, Inc.649604501COM PAR $.02364$1.00K<0.1%–
OPIOffice Properties Income TrustCOM SHS BEN INT37$1.00K<0.1%History
ONCTOncternal Therapeutics, Inc.COM610$1.00K<0.1%History
SGENSeagen Inc.COM4$1.00K<0.1%History
SKXSkechers USA IncCL A15$1.00K<0.1%History
UPLDUpland Software, Inc.COM67$1.00K<0.1%History
AZPNAspen Technology, Inc.COM4$1.00K<0.1%History
CMCCommercial Metals CoStock6$00.0%History
CCChemours CoStock6$00.0%History
UAAUnder Armour, Inc.Stock60$00.0%History
GMEDGlobus Medical IncStock6$00.0%History
HLHecla Mining CoCOM75$00.0%History
WWDWoodward, Inc.COM5$00.0%History
STSensata Technologies Holding plcSHS11$00.0%History
MGNIMagnite, Inc.COM1$00.0%History
CALYCallaway Golf CoCOM17$00.0%History
HCSGHealthcare Services Group IncCOM20$00.0%History
ARMKAramarkCOM11$00.0%History
SLVMSylvamo CorpCOMMON STOCK9$00.0%History
ALKSAlkermes plc.SHS15$00.0%History