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Livermore
Livermore
ZHEN

Aristides Capital LLC

SEC CIK
0001595521
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
167
−9 vs. Q2 2023
Portfolio value
$150.1M
−$18.9M (−11.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Aristides Capital LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GBTCGrayscale Bitcoin Trust ETFETF478,131$9.18M6.1%−211,311−30.6%ReducedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM193,475$6.82M4.5%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock48,960$6.41M4.3%00.0%UnchangedHistory
Bank of Utica N Y065437204COM13,884$5.21M3.5%00.0%Unchanged–
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM143,878$4.56M3.0%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM190,943$4.41M2.9%+32,877+20.8%AddedHistory
NTGTortoise Midstream Energy Fund, Inc.COM116,177$3.97M2.6%00.0%UnchangedHistory
AVNWAviat Networks, Inc.COM NEW122,472$3.82M2.5%00.0%UnchangedHistory
TYGTortoise Energy Infrastructure CorpCOM131,858$3.81M2.5%00.0%UnchangedHistory
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT170,831$3.62M2.4%00.0%UnchangedHistory
ITRNIturan Location & Control Ltd.SHS115,952$3.47M2.3%+11,600+11.1%AddedHistory
ATVIActivision Blizzard, Inc.COM36,350$3.40M2.3%+20,000+122.3%AddedHistory
Hingham Instn SVGS Mass433323102COM18,000$3.36M2.2%00.0%Unchanged–
MSFTMicrosoft CorpStock8,502$2.68M1.8%00.0%UnchangedHistory
NDPTortoise Energy Independence Fund, Inc.COM70,294$2.23M1.5%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM59,800$2.22M1.5%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM40,600$2.13M1.4%−2,788−6.4%ReducedHistory
TTPTortoise Pipeline & Energy Fund, Inc.COM75,500$2.11M1.4%00.0%UnchangedHistory
HCKTHackett Group, Inc.COM84,578$2.00M1.3%−7,844−8.5%ReducedHistory
NLNli Holdings, Inc.COM NEW401,019$1.90M1.3%+15,688+4.1%AddedHistory
PYPLPayPal Holdings, Inc.Stock32,000$1.87M1.2%+4,000+14.3%AddedHistory
JXNJackson Financial Inc.COM CL A48,000$1.83M1.2%00.0%UnchangedHistory
CNNECannae Holdings, Inc.COM95,914$1.79M1.2%00.0%UnchangedHistory
AGXArgan IncStock37,541$1.71M1.1%−4,077−9.8%ReducedHistory
VVisa Inc.Stock7,000$1.61M1.1%00.0%UnchangedHistory
BWXTBWX Technologies, Inc.COM21,000$1.57M1.0%00.0%UnchangedHistory
CCJCameco CorpStock38,000$1.51M1.0%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock5,000$1.50M1.0%−900−15.3%ReducedHistory
RUSHARush Enterprises IncCL A36,362$1.48M1.0%+12,120+50.0%AddedHistory
SPSP Plus CorpCOM39,554$1.43M1.0%+39,554NewHistory
ESABESAB CorpCOM20,000$1.40M0.9%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock3,884$1.36M0.9%00.0%UnchangedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME164,616$1.32M0.9%00.0%UnchangedHistory
OSISOsi Systems IncCOM11,119$1.31M0.9%00.0%UnchangedHistory
NVDANVIDIA CorpStock3,000$1.30M0.9%00.0%UnchangedHistory
RNWReNew Energy Global plcCL A SHS238,823$1.30M0.9%+20,000+9.1%AddedHistory
JOUTJohnson Outdoors IncCL A23,246$1.27M0.8%00.0%UnchangedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN78,000$1.25M0.8%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock400$1.23M0.8%00.0%UnchangedHistory
EVTCEVERTEC, Inc.COM32,733$1.22M0.8%−33,908−50.9%ReducedHistory
Bank Utica065437105COM2,572$1.22M0.8%00.0%Unchanged–
KBRKBR, Inc.COM20,000$1.18M0.8%00.0%UnchangedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM165,478$1.18M0.8%00.0%UnchangedHistory
AGM.AFederal Agricultural Mortgage CorpCL A8,932$1.14M0.8%+3,908+77.8%AddedHistory
CRICarters IncCOM15,658$1.08M0.7%00.0%UnchangedHistory
NXGNXG NextGen Infrastructure Income FundCOM28,687$1.08M0.7%00.0%UnchangedHistory
ACUAcme United CorpCOM34,772$1.04M0.7%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF2,400$1.03M0.7%−1,600−40.0%ReducedHistory
ARCArc Document Solutions, Inc.COM321,494$1.02M0.7%00.0%UnchangedHistory
CATCCambridge BancorpCOM15,255$950.2K0.6%−4,000−20.8%ReducedHistory
MODModine Manufacturing CoCOM20,666$945.5K0.6%−4,000−16.2%ReducedHistory
STRTStrattec Security CorpCOM38,458$880.9K0.6%00.0%UnchangedHistory
FOXFox CorpCL B COM30,500$880.8K0.6%+5,000+19.6%AddedHistory
FSBWFS Bancorp, Inc.COM27,283$804.8K0.5%00.0%UnchangedHistory
GSGoldman Sachs Group IncStock2,400$776.6K0.5%00.0%UnchangedHistory
NVRNVR IncCOM127$757.3K0.5%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT41,735$719.1K0.5%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock5,200$713.5K0.5%+500+10.6%AddedHistory
SSYSStratasys Ltd.SHS50,000$680.5K0.5%+50,000NewHistory
RCKYRocky Brands, Inc.COM41,206$605.7K0.4%00.0%UnchangedHistory
BATRKAtlanta Braves Holdings, Inc.COM SER C16,373$585.0K0.4%+16,373NewHistory
Carnival Corp Ltd.14365C103ADR47,203$578.2K0.4%00.0%Unchanged–
FFord Motor CoStock45,000$558.9K0.4%00.0%UnchangedHistory
ACMRACM Research, Inc.Stock30,839$558.3K0.4%00.0%UnchangedHistory
BSETBassett Furniture Industries IncCOM37,176$544.6K0.4%00.0%UnchangedHistory
Paramount Global92556H206CL B40,920$527.9K0.4%−2,276−5.3%Reduced–
PLCEChildrens Place, Inc.COM18,809$508.4K0.3%−4,800−20.3%ReducedHistory
AZOAutoZone IncCOM200$508.0K0.3%+200NewHistory
MAMastercard IncStock1,250$494.9K0.3%00.0%UnchangedHistory
TLYSTilly's, Inc.CL A59,803$485.6K0.3%00.0%UnchangedHistory
LMBLimbach Holdings, Inc.COM14,770$468.7K0.3%−23,000−60.9%ReducedHistory
RELLRichardson Electronics, Ltd.COM42,310$462.4K0.3%00.0%UnchangedHistory
PAYXPaychex IncStock4,000$461.3K0.3%00.0%UnchangedHistory
KRTKarat Packaging Inc.COM20,000$461.2K0.3%+20,000NewHistory
AVAVAeroVironment IncCOM4,000$446.1K0.3%+4,000NewHistory
PFSWPfsweb IncCOM NEW59,791$444.8K0.3%−50,000−45.5%ReducedHistory
TWITitan International IncCOM32,010$429.9K0.3%+32,010NewHistory
BBCPConcrete Pumping Holdings, Inc.COM47,768$409.8K0.3%+47,768NewHistory
IRMDIradimed CorpCOM9,200$408.2K0.3%+9,200NewHistory
MTCHMatch Group, Inc.COM10,000$391.8K0.3%+1,000+11.1%AddedHistory
WFCFWhere Food Comes From, Inc.COM27,881$389.8K0.3%00.0%UnchangedHistory
TGTTarget CorpStock3,500$387.0K0.3%+1,000+40.0%AddedHistory
ADSKAutodesk, Inc.COM1,853$383.4K0.3%−2,147−53.7%ReducedHistory
CRD.BCrawford & CoCL B43,180$370.1K0.2%+7,258+20.2%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF10,032$369.7K0.2%00.0%Unchanged–
MAMAMama's Creations, Inc.COM82,258$359.5K0.2%00.0%UnchangedHistory
FLRFluor CorpStock9,649$354.1K0.2%00.0%UnchangedHistory
GNSSGenasys Inc.COM175,000$351.8K0.2%+175,000NewHistory
FWONALiberty Media CorpCOM LBTY ONE S A5,858$331.2K0.2%+5,858NewHistory
VNTVontier CorpStock10,681$330.3K0.2%+10,681NewHistory
LYTSLsi Industries IncCOM20,000$317.6K0.2%00.0%UnchangedHistory
LXFRLuxfer Holdings PLCSHS23,700$309.3K0.2%−15,000−38.8%ReducedHistory
WHWyndham Hotels & Resorts, Inc.COM4,415$307.0K0.2%+4,415NewHistory
iShares Inc464286400MSCI BRAZIL ETF10,000$306.7K0.2%00.0%Unchanged–
ATENA10 Networks, Inc.Stock20,000$300.6K0.2%−10,000−33.3%ReducedHistory
SILCSilicom Ltd.ORD11,500$300.1K0.2%−500−4.2%ReducedHistory
GEF.BGreif, IncCL B4,489$298.8K0.2%+4,489NewHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM22,199$296.6K0.2%00.0%UnchangedHistory
UNMUnum GroupStock6,000$295.1K0.2%−2,000−25.0%ReducedHistory
BBWBuild-A-Bear Workshop IncCOM10,000$294.1K0.2%00.0%UnchangedHistory

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Aristides Capital LLC in Q3 2023
SecurityClassPutsCalls
Tesla Inc88160R951PUT$50.0M–
Invesco QQQ Tr46090E953PUT$7.99M–
Ionq Inc46222L958PUT$7.14M–
SPDR S&P 500 ETF Tr78462F953PUT$6.20M–
Enovix Corporation293594957PUT$3.45M–
Alaska Air Group Inc011659909CALL–$1.48M
Purecycle Technologies Inc74623V953PUT$994.1K–
Keycorp493267958PUT$936.1K–
Tesla Inc88160R901CALL–$825.7K
Joby Aviation IncG65163950COMMON STOCK$322.5K–
Freedom Hldg Corp Nev356390954PUT$228.7K–
Nano X Imaging LtdM70700955PUT$196.8K–
Maxeon Solar Technologies LTY58473952PUT$115.9K–
Smartrent Inc83193G957PUT$85.6K–
Lightwave Logic Inc532275954PUT$51.4K–

Sold out since Q2 2023 (35)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Aristides Capital LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Tr464287556ISHARES BIOTECH63,773$8.10M4.8%–
SIMOSilicon Motion Technology CORPSPONSORED ADR33,656$2.42M1.4%History
State Street SPDR S&P Regional Banking ETF78464A698ETF45,000$1.84M1.1%–
iShares Tr46428743220 YR TR BD ETF12,809$1.32M0.8%–
IONQIonQ, Inc.COM94,900$1.28M0.8%History
iShares Russell 2000 ETF464287655ETF4,265$798.7K0.5%–
CPAYCorpay, Inc.COM2,761$693.2K0.4%History
GOOGAlphabet Inc.Stock5,000$604.9K0.4%History
AMCAMC Entertainment Holdings, Inc.CL A COM121,250$533.5K0.3%History
Mobiv Acquisition Corp60742N106CLASS A COM50,000$528.8K0.3%–
iShares Tr464288372GLB INFRASTR ETF8,890$417.4K0.2%–
BZHBeazer Homes USA IncCOM NEW11,724$331.7K0.2%History
AUGXAugmedix, Inc.COM60,000$288.6K0.2%History
APHAmphenol CorpCL A3,000$254.8K0.2%History
SDRLSEADRILL LtdCOM5,000$206.3K0.1%History
NPKINPK International Inc.COM SHS38,992$203.9K0.1%History
BLDQXO Insulation, LLCStock761$202.4K0.1%History
PLTKPlaytika Holding Corp.COM15,612$181.1K0.1%History
OCULOcular Therapeutix, IncCOM35,000$180.6K0.1%History
DSKEDaseke, Inc.COM25,321$180.5K0.1%History
QRHCQuest Resource Holding CorpCOM NEW27,681$180.5K0.1%History
ACELAccel Entertainment, Inc.COM CL A116,533$174.6K0.1%History
DNOWDNOW Inc.COM16,301$168.9K0.1%History
DENNDENNY'S CorpCOM13,641$168.1K0.1%History
AGROAdecoagro S.A.COM17,348$162.4K0.1%History
ECVTEcovyst Inc.COM13,684$156.8K0.1%History
Crescent PT Energy Corp22576C101COM22,716$152.9K0.1%–
Enerplus Corp292766102COM10,557$152.8K0.1%–
LAURLaureate Education, Inc.COMMON STOCK12,618$152.6K0.1%History
EVRIEveri Holdings Inc.COM10,316$149.2K0.1%History
SBSafe Bulkers, Inc.COM42,249$137.7K0.1%History
Vicinity Motor Corp925654105COM10,000$8.62K<0.1%–
NXUNxu, Inc.CL A15,280$8.11K<0.1%History
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/20242,000$3.34K<0.1%–
Wheels Up Experi96328L114EQUITY WRT35,000$14<0.1%–