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Main Management LLC

SEC CIK
0001583092
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
134
+6 vs. Q2 2023
Portfolio value
$986.5M
+$1.94M (+0.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Main Management LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF273,138$116.8M11.8%−1,560−0.6%ReducedHistory
Northern LTS FD Tr IV66538H179MAIN BUYWRITE6,134,793$81.6M8.3%+167,102+2.8%Added–
Invesco QQQ Trust Series I46090E103ETF181,019$64.9M6.6%−117−0.1%Reduced–
Northern LTS FD Tr IV66538H237MAIN INTNL ETF3,164,908$63.5M6.4%+61,708+2.0%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF834,750$60.3M6.1%+1,145+0.1%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF402,161$51.8M5.2%+18,261+4.8%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF491,292$49.8M5.0%+224,873+84.4%Added–
VanEck Semiconductor ETF92189F676ETF317,031$46.0M4.7%+714+0.2%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF651,023$42.7M4.3%+1,695+0.3%Added–
Northern LTS FD Tr IV66538H278MAIN THEMATC IN2,836,051$38.5M3.9%+45,765+1.6%Added–
Vanguard Energy ETF92204A306ETF283,281$35.9M3.6%+32,944+13.2%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF207,356$34.0M3.4%+377+0.2%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT168,314$23.8M2.4%−746−0.4%Reduced–
iShares Tr464287515EXPANDED TECH68,095$23.2M2.4%+109+0.2%Added–
iShares Tr4642874571 3 YR TREAS BD244,925$19.8M2.0%−4,958−2.0%Reduced–
Vanguard Health Care ETF92204A504ETF81,776$19.2M1.9%+30.0%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF439,653$18.4M1.9%+432,288+5,869.5%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF108,729$17.5M1.8%−300−0.3%Reduced–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN397,483$16.7M1.7%+8,288+2.1%Added–
State Street SPDR S&P Biotech ETF78464A870ETF220,005$16.1M1.6%+6,686+3.1%Added–
iShares MSCI Eafe ETF464287465ETF215,355$14.8M1.5%−2,421−1.1%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF87,507$12.9M1.3%−504−0.6%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF198,029$12.7M1.3%−780−0.4%Reduced–
Vanguard Total Bond Market ETF921937835ETF134,446$9.38M1.0%+680+0.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF174,342$9.04M0.9%−1,050−0.6%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F167,495$8.96M0.9%−353−0.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF205,721$8.07M0.8%−557−0.3%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF218,131$7.24M0.7%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF148,032$5.62M0.6%−2,769−1.8%Reduced–
SPDR Series Trust78464A664ST LON TREAS ETF209,087$5.47M0.6%+209,087New–
iShares Tr464288646ISHS 1-5YR INVS105,613$5.26M0.5%00.0%Unchanged–
VanEck ETF Trust92189H607OIL SERVICES ETF12,741$4.40M0.4%−1,659−11.5%Reduced–
iShares Tr46434V860TRS FLT RT BD74,245$3.77M0.4%+20,088+37.1%Added–
Vanguard Financials ETF92204A405ETF39,353$3.16M0.3%−26,849−40.6%Reduced–
iShares Tr464288794US BR DEL SE ETF34,600$3.15M0.3%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF63,381$3.02M0.3%+499+0.8%Added–
iShares Tr46428743220 YR TR BD ETF33,929$3.01M0.3%−36,746−52.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF25,188$2.37M0.2%−966−3.7%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF65,094$1.75M0.2%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF19,237$1.74M0.2%00.0%Unchanged–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR30,000$1.72M0.2%00.0%Unchanged–
iShares Tr464288752US HOME CONS ETF20,600$1.62M0.2%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF3,506$1.46M0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF15,848$1.46M0.1%−20,973−57.0%Reduced–
State Street SPDR S&P Bank ETF78464A797ETF30,551$1.13M0.1%00.0%Unchanged–
SPDR Series Trust78464A755ST STR SP METAL18,700$982.0K0.1%00.0%Unchanged–
iShares Semiconductor ETF464287523ETF2,029$961.0K0.1%+150+8.0%Added–
Vanguard Ftse Developed Markets ETF921943858ETF17,681$773.0K0.1%+1,188+7.2%Added–
iShares Tr464287556ISHARES BIOTECH4,952$606.0K0.1%−4,500−47.6%Reduced–
iShares Russell 1000 Growth ETF464287614ETF2,126$565.0K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,193$468.0K<0.1%−4−0.3%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF8,987$451.0K<0.1%−305−3.3%Reduced–
Kraneshares Trust500767306CSI CHI INTERNET14,433$395.0K<0.1%−10,493−42.1%Reduced–
iShares U S ETF Tr46431W507SHOR DURA BD ETF7,595$379.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,954$372.0K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF3,404$366.0K<0.1%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF3,464$358.0K<0.1%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF3,774$352.0K<0.1%+54+1.5%Added–
Global X FDS37954Y632ARTIFICIAL ETF11,960$322.0K<0.1%+1,288+12.1%Added–
iShares Inc464286822MSCI MEXICO ETF5,000$291.0K<0.1%00.0%Unchanged–
GLDSPDR Gold TrustETF1,516$260.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF965$241.0K<0.1%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,150$215.0K<0.1%−5,668−72.5%Reduced–
iShares Russell 2000 ETF464287655ETF1,169$207.0K<0.1%+100+9.4%Added–
iShares Core S&P 500 ETF464287200ETF444$191.0K<0.1%00.0%Unchanged–
Schwab U.S. Broad Market ETF808524102ETF3,740$186.0K<0.1%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF2,650$184.0K<0.1%00.0%Unchanged–
Kraneshares Trust500767769MSCI EMG EX CH7,177$184.0K<0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR3,652$182.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF807$168.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN5,997$141.0K<0.1%−1,041−14.8%Reduced–
iShares Tr464288356CALIF MUN BD ETF2,473$136.0K<0.1%−437−15.0%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF833$129.0K<0.1%00.0%Unchanged–
ETHEGrayscale Ethereum Staking ETFETF11,366$126.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF544$122.0K<0.1%00.0%Unchanged–
VanEck Vectors ETF Tr92189F114VIDEO GAMING2,305$119.0K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL2,622$106.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF458$97.0K<0.1%−277−37.7%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF4,642$90.0K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF3,179$89.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W836JP SMALLCP DIV1,265$87.0K<0.1%00.0%Unchanged–
Renaissance Cap Greenwich FD759937204IPO ETF2,548$81.0K<0.1%00.0%Unchanged–
Columbia ETF Tr II19762B202EM CORE EX ETF2,914$80.0K<0.1%−17−0.6%Reduced–
CLNEClean Energy Fuels Corp.COM20,000$77.0K<0.1%+20,000NewHistory
iShares Tr464288414NATIONAL MUN ETF735$75.0K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF2,830$75.0K<0.1%00.0%Unchanged–
ProShares Tr74347B169ONLINE RTL ETF2,407$74.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,000$73.0K<0.1%00.0%Unchanged–
First Trust Cloud Computing ETF33734X192ETF895$68.0K<0.1%+895New–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF1,225$63.0K<0.1%−6,622−84.4%Reduced–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1002,500$62.0K<0.1%−1,000−28.6%Reduced–
iShares Inc464286707MSCI FRANCE ETF1,677$60.0K<0.1%+664+65.5%Added–
Franklin Templeton ETF Tr35473P736FTSE MEXICO2,015$58.0K<0.1%+623+44.8%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS956$55.0K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF1,300$52.0K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F791JUNIOR GOLD MINE1,625$52.0K<0.1%00.0%Unchanged–
Defiance Quantum ETF26922A420ETF1,048$50.0K<0.1%+1,048New–
iShares Russell 1000 Value ETF464287598ETF323$49.0K<0.1%00.0%Unchanged–
DBX ETF Tr233051879XTRACK HRVST CSI1,618$42.0K<0.1%00.0%Unchanged–
SLViShares Silver TrustETF2,000$41.0K<0.1%+2,000NewHistory

Sold out since Q2 2023 (2)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Main Management LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Schwab U.S. REIT ETF808524847ETF3,700$72.0K<0.1%–
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW100$1.00K<0.1%–