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Main Management LLC

SEC CIK
0001583092
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
141
+7 vs. Q2 2022
Portfolio value
$809.9M
−$27.8M (−3.3%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Main Management LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF273,934$97.8M12.1%−4,169−1.5%ReducedHistory
Northern LTS FD Tr IV66538H179MAIN BUYWRITE6,021,857$70.5M8.7%+6,021,857New–
Invesco QQQ Trust Series I46090E103ETF191,063$51.1M6.3%+23,361+13.9%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF1,263,709$38.4M4.7%−4,954−0.4%Reduced–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF555,088$35.0M4.3%+555,088New–
Vanguard Energy ETF92204A306ETF290,051$29.5M3.6%−11,024−3.7%Reduced–
VanEck Semiconductor ETF92189F676ETF158,040$29.3M3.6%+113,412+254.1%Added–
State Street SPDR S&P Biotech ETF78464A870ETF368,135$29.2M3.6%+5,884+1.6%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF222,451$26.9M3.3%−1,093−0.5%Reduced–
Northern LTS FD Tr IV66538H278MAIN THEMATC IN1,995,524$25.0M3.1%−15,366−0.8%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF207,873$24.7M3.0%−4,663−2.2%Reduced–
iShares Tr4642874571 3 YR TREAS BD297,745$24.2M3.0%+199,392+202.7%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT179,664$22.9M2.8%−880.0%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF323,035$18.9M2.3%−1,050−0.3%Reduced–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO169,973$18.9M2.3%−577−0.3%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF420,737$18.7M2.3%+112,897+36.7%Added–
Vanguard Health Care ETF92204A504ETF83,352$18.6M2.3%+293+0.4%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF269,800$18.0M2.2%−2,000−0.7%Reduced–
iShares Russell 2000 ETF464287655ETF104,888$17.3M2.1%−885−0.8%Reduced–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF445,998$15.5M1.9%+4,673+1.1%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF139,927$13.5M1.7%+94,813+210.2%Added–
iShares Core MSCI Eafe ETF46432F842ETF208,046$11.0M1.4%−7,598−3.5%Reduced–
iShares Tr464288752US HOME CONS ETF196,797$10.2M1.3%+60,985+44.9%Added–
Kraneshares Trust500767306CSI CHI INTERNET363,559$8.96M1.1%+12,179+3.5%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF204,593$8.79M1.1%+24,771+13.8%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 128,200$8.10M1.0%−300−1.1%ReducedHistory
iShares Tr464287556ISHARES BIOTECH64,224$7.51M0.9%+263+0.4%Added–
Vanguard Financials ETF92204A405ETF88,849$6.61M0.8%−2,236−2.5%Reduced–
iShares Tr464287234MSCI EMG MKT ETF158,567$5.53M0.7%−30,202−16.0%Reduced–
iShares Tr464288646ISHS 1-5YR INVS108,773$5.36M0.7%00.0%Unchanged–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN124,512$4.42M0.5%+498+0.4%Added–
iShares Tr464287515EXPANDED TECH17,472$4.37M0.5%+102+0.6%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF51,231$4.24M0.5%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F90,097$4.12M0.5%+461+0.5%Added–
iShares Inc46434G822MSCI JAPAN ETF73,490$3.59M0.4%−1,232−1.6%Reduced–
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM182,628$3.57M0.4%+182,480+123,297.3%Added–
iShares MSCI India ETF46429B598ETF79,941$3.26M0.4%−2,977−3.6%Reduced–
iShares Inc464286509MSCI CDA ETF103,684$3.19M0.4%−4,740−4.4%Reduced–
iShares Inc464286764MSCI SPAIN ETF160,844$3.19M0.4%−2,490−1.5%Reduced–
iShares Tr46428743220 YR TR BD ETF30,000$3.07M0.4%−4,644−13.4%Reduced–
iShares Tr464288794US BR DEL SE ETF34,600$2.95M0.4%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC85,029$2.69M0.3%−675−0.8%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF12,072$2.65M0.3%00.0%Unchanged–
iShares Tr46435G243ESG AWRE 1 5 YR110,389$2.59M0.3%00.0%Unchanged–
VanEck ETF Trust92189H607OIL SERVICES ETF10,900$2.30M0.3%+5,900+118.0%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF10,559$2.06M0.3%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF52,961$1.93M0.2%−59,332−52.8%Reduced–
iShares Inc46434G772MSCI TAIWAN ETF44,349$1.91M0.2%−654−1.5%Reduced–
iShares Inc464286707MSCI FRANCE ETF68,286$1.83M0.2%−1,068−1.5%Reduced–
iShares Inc464286756MSCI SWEDEN ETF63,463$1.73M0.2%−887−1.4%Reduced–
iShares Inc464286400MSCI BRAZIL ETF58,354$1.73M0.2%−782−1.3%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF85,155$1.72M0.2%−561,979−86.8%Reduced–
iShares Tr464288570ESG MSCI KLD ETF24,698$1.65M0.2%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF15,753$1.56M0.2%−200−1.3%Reduced–
iShares Inc46434G780MSCI SINGPOR ETF81,886$1.40M0.2%−2,876−3.4%Reduced–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR30,000$1.38M0.2%00.0%Unchanged–
State Street SPDR S&P Bank ETF78464A797ETF30,551$1.35M0.2%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF17,012$1.23M0.2%+3,400+25.0%Added–
VanEck ETF Trust92189F791JUNIOR GOLD MINE41,500$1.22M0.2%+32,000+336.8%Added–
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT59,177$1.12M0.1%−12,112−17.0%Reduced–
Vanguard Information Technology ETF92204A702ETF3,275$1.01M0.1%+1,754+115.3%Added–
iShares Tr46434V860TRS FLT RT BD18,889$954.0K0.1%+18,889New–
iShares Tr46435G334MSCI UK ETF NEW35,469$930.0K0.1%−627,521−94.7%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF18,077$907.0K0.1%+5,373+42.3%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF26,634$875.0K0.1%+2,641+11.0%Added–
SPDR Series Trust78464A755ST STR SP METAL19,400$824.0K0.1%+2,400+14.1%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF9,875$727.0K0.1%+725+7.9%Added–
Vanguard Ftse Developed Markets ETF921943858ETF18,551$675.0K0.1%+16,195+687.4%Added–
iShares Tr46435G441ESG ADVNCD HY BD15,818$667.0K0.1%00.0%Unchanged–
iShares Tr464288588MBS ETF6,815$624.0K0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE13,750$578.0K0.1%00.0%Unchanged–
iShares Tr46435G516ESG AW MSCI EAFE9,899$556.0K0.1%00.0%Unchanged–
Invesco Nasdaq 100 ETF46138G649ETF4,157$457.0K0.1%−58,105−93.3%Reduced–
iShares Inc464286822MSCI MEXICO ETF10,000$442.0K0.1%00.0%Unchanged–
iShares Tr46435U663ESG AWARE MSCI14,195$435.0K0.1%00.0%Unchanged–
State Street SPDR S&P Regional Banking ETF78464A698ETF7,365$434.0K0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF7,507$420.0K0.1%−126−1.7%Reduced–
iShares Core S&P 500 ETF464287200ETF1,159$416.0K0.1%−525−31.2%Reduced–
Franklin Templeton ETF Tr35473P835FTSE BRAZIL22,641$411.0K0.1%−5,376−19.2%Reduced–
iShares Inc46434G863ESG AWR MSCI EM14,177$392.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,821$388.0K<0.1%+4,559+361.3%Added–
iShares U S ETF Tr46431W507SHOR DURA BD ETF7,595$374.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,954$368.0K<0.1%+2,609+111.3%Added–
iShares Semiconductor ETF464287523ETF1,129$360.0K<0.1%−2,390−67.9%Reduced–
Vanguard S&P 500 ETF922908363ETF1,084$356.0K<0.1%00.0%Unchanged–
Schwab U.S. Broad Market ETF808524102ETF7,804$328.0K<0.1%+81+1.0%Added–
Vanguard Total World Stock ETF922042742ETF3,497$276.0K<0.1%−18−0.5%Reduced–
Vanguard Total Bond Market ETF921937835ETF3,792$270.0K<0.1%+3,032+398.9%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,757$262.0K<0.1%+291+11.8%Added–
NACNuveen California Quality Municipal Income FundCOM23,865$262.0K<0.1%+23,865NewHistory
iShares Tr464288414NATIONAL MUN ETF2,491$256.0K<0.1%+1,756+238.9%Added–
GLDSPDR Gold TrustETF1,516$234.0K<0.1%+1,516NewHistory
Columbia ETF Tr II19762B202EM CORE EX ETF9,745$229.0K<0.1%+373+4.0%Added–
WisdomTree Tr97717W422INDIA ERNGS FD7,365$225.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,142$205.0K<0.1%+4+0.4%Added–
iShares Russell 1000 Growth ETF464287614ETF915$193.0K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F106GOLD MINERS ETF8,000$193.0K<0.1%−34,600−81.2%Reduced–
iShares Inc46434G764MSCI EMRG CHN4,300$190.0K<0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR3,673$181.0K<0.1%−60−1.6%Reduced–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN7,400$171.0K<0.1%00.0%Unchanged–

Sold out since Q2 2022 (12)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Main Management LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Main Buywrite I66538H708COM5,359,282$63.4M7.6%–
iShares Tr46432F388MSCI USA VALUE283,817$25.7M3.1%–
iShares Core S&P Small Cap ETF464287804ETF260,236$24.0M2.9%–
iShares Tr464288158SHRT NAT MUN ETF63,648$6.66M0.8%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF19,440$875.0K0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI16,185$553.0K0.1%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,500$206.0K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF4,211$175.0K<0.1%–
Schwab International Equity ETF808524805ETF3,848$121.0K<0.1%–
ARK Innovation ETF00214Q104ETF563$22.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD1,000$20.0K<0.1%History
iShares Tips Bond ETF464287176ETF31$4.00K<0.1%–