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Livermore
Livermore
ZHEN

Alpine Global Management, LLC

SEC CIK
0001581655
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
300
−10 vs. Q2 2021
Portfolio value
$440.5M
−$293.7M (−40.0%) vs. Q2 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Alpine Global Management, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
INFOIHS Markit Ltd.SHS305,424$35.6M8.1%+6,443+2.2%AddedHistory
IMVTImmunovant, Inc.COM3,000,200$26.1M5.9%+1,000,200+50.0%AddedHistory
IMNMImmunome Inc.COM854,671$20.8M4.7%00.0%UnchangedHistory
GS Acquisition Hldgs Corp II36258Q105COM CL A2,000,000$20.4M4.6%−273,209−12.0%Reduced–
Macquarie Infrastructure Cor55608B105COM425,000$17.2M3.9%+20,445+5.1%Added–
NUANNuance Communications, Inc.COM265,000$14.6M3.3%+15,000+6.0%AddedHistory
GEGeneral Electric CoStock125,000$12.9M2.9%00.0%UnchangedConverted for a 1-for-8 splitHistory
XLNXXilinx IncCOM84,925$12.8M2.9%−51,074−37.6%ReducedHistory
KSUKansas City SouthernCOM NEW37,421$10.1M2.3%−36,844−49.6%ReducedHistory
CHNGChange Healthcare Inc.COM434,773$9.10M2.1%−232,953−34.9%ReducedHistory
SAFMSanderson Farms IncCOM39,572$7.45M1.7%+39,572NewHistory
LCIDLucid Group, Inc.COM269,975$6.85M1.6%+269,975NewHistory
ZWSZurn Elkay Water Solutions CorpCOM102,500$6.59M1.5%+52,145+103.6%AddedHistory
Pershing Square Tontine Hldg71531R109COM CL A325,112$6.41M1.5%+8,181+2.6%Added–
Far Peak Acquisition CorpG3312L103SHS CL A532,769$5.30M1.2%+310,610+139.8%Added–
CPNGCoupang, Inc.CL A190,000$5.29M1.2%+158,964+512.2%AddedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG93,304$5.18M1.2%+38,204+69.3%Added–
OLLIOllie's Bargain Outlet Holdings, Inc.Stock85,920$5.18M1.2%+85,920NewHistory
PPDPPD, Inc.COM99,495$4.66M1.1%−35,505−26.3%ReducedHistory
DELLDell Technologies Inc.Stock44,650$4.64M1.1%+18,856+73.1%AddedHistory
LBRDKLiberty Broadband CorpCOM SER C25,262$4.36M1.0%+21,856+641.7%AddedHistory
SESea LtdSPONSORD ADS13,642$4.35M1.0%+12,562+1,163.1%AddedHistory
HCAHCA Healthcare, Inc.COM17,683$4.29M1.0%+17,683NewHistory
MXMagnachip Semiconductor CorpCOM235,939$4.19M1.0%+83,940+55.2%AddedHistory
Go Acquisition Corp362019101COM400,000$3.92M0.9%−70,941−15.1%Reduced–
PPLIPeople IncCOM NEW29,816$3.88M0.9%+29,816NewHistory
Colombier Acquisition Corp19533H108CL A400,000$3.87M0.9%+400,000New–
MVSTMicrovast Holdings, Inc.COM469,437$3.86M0.9%+469,437NewHistory
Colombier Acquisition Corp19533H207UNIT 99/99/9999388,330$3.83M0.9%−551,471−58.7%Reduced–
HRCHill-Rom Holdings, Inc.COM25,000$3.75M0.9%+25,000NewHistory
ESXBCommunity Bankers Trust CorpCOM317,389$3.61M0.8%+113,059+55.3%AddedHistory
SONDSonder Holdings Inc.CL A357,493$3.53M0.8%−524,096−59.4%ReducedHistory
LAURLaureate Education, Inc.COMMON STOCK200,824$3.41M0.8%+200,824NewHistory
SCPLSciPlay CorpCL A155,000$3.21M0.7%+155,000NewHistory
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028299,058$3.19M0.7%+272,305+1,017.8%Added–
Atotech LtdG0625A105COM130,000$3.14M0.7%+130,000New–
UFSDomtar CORPCOM NEW57,500$3.14M0.7%−495−0.9%ReducedHistory
GGPIGores Guggenheim, Inc.CLASS A COM300,000$3.07M0.7%+277,989+1,263.0%AddedHistory
HGTYHagerty, Inc.CL A COM300,000$3.03M0.7%+300,000NewHistory
Khosla Ventures Acqustn Co I482505104COM CL A296,089$3.01M0.7%+296,089New–
ZLSZalatoris II Acquisition CorpCLASS A ORD298,740$2.89M0.7%+298,740NewHistory
TWLOTwilio IncCL A8,000$2.55M0.6%−149−1.8%ReducedHistory
PRPBCC Neuberger Principal Holdings IISHS CL A234,797$2.31M0.5%+13,370+6.0%AddedHistory
Cohn Robbins Holdings CorpG23726105COM CL A232,660$2.29M0.5%+7,629+3.4%Added–
AURAurora Innovation, Inc.CLASS A ORD SHS225,000$2.23M0.5%+225,000NewHistory
Ecp Environmental GW Opt Cor26829T100COM CL A225,000$2.22M0.5%+225,000New–
Qad Inc74727D306CL A24,544$2.15M0.5%+24,544New–
Liberty Media Corp531229409COM A SIRIUSXM43,928$2.07M0.5%−88,706−66.9%Reduced–
ZDZiff Davis, Inc.COM15,093$2.06M0.5%+15,093NewHistory
AEA-Bridges Impact Corp.G01046104SHS CL A203,713$1.99M0.5%+13,064+6.9%Added–
Redball Acquisition CorpG7417R105COM CL A202,246$1.99M0.5%−29,807−12.8%Reduced–
Vy Global GrowthG9444H100COM CL A198,114$1.94M0.4%+17,192+9.5%Added–
RLAYRelay Therapeutics, Inc.COM59,374$1.87M0.4%−76,091−56.2%ReducedHistory
Apollo Strategic Growth CaptG0411R106SHS CL A187,500$1.83M0.4%00.0%Unchanged–
XLRNAcceleron Pharma IncCOM9,846$1.69M0.4%+9,846NewHistory
Vectoiq Acquisition Corp II92244F208UNIT 99/99/9999170,746$1.69M0.4%+22,535+15.2%Added–
SCVX CorpG79448208COM162,356$1.61M0.4%+7,507+4.8%Added–
Grindrod Shipping Holdings LY28895103SHS100,000$1.54M0.4%+100,000New–
Soliton, Inc.834251100COM75,000$1.53M0.3%+75,000New–
Thimble Point Acquisition Co88408P107COM CL A150,000$1.49M0.3%+150,000New–
BILLBILL Holdings, Inc.Stock5,519$1.47M0.3%+5,519NewHistory
Austerlitz Acquisition CorpG0633U101COM CL A150,000$1.46M0.3%−50,000−25.0%Reduced–
Dragoneer Growth Oppty CorpG28314105SHS CL A145,330$1.45M0.3%+17,773+13.9%Added–
OSGOctave Specialty Group IncCOM NEW92,916$1.33M0.3%+72,839+362.8%AddedHistory
CNNECannae Holdings, Inc.COM42,706$1.33M0.3%−27,294−39.0%ReducedHistory
WEBRWeber Inc.CL A75,000$1.32M0.3%+75,000NewHistory
iShares Core S&P 500 ETF464287200ETF2,986$1.29M0.3%+2,986New–
BHP Group Ltd05545E209SPONSORED ADR25,100$1.27M0.3%+25,100New–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB50,000$1.27M0.3%+50,000NewHistory
Compute Health Acquisitin Co204833206UNIT 99/99/9999124,866$1.25M0.3%−20,134−13.9%Reduced–
Bakkt, Inc.G9441E100SHS CL A121,792$1.23M0.3%−2,692,028−95.7%Reduced–
EHCEncompass Health CorpCOM15,957$1.20M0.3%+10,043+169.8%AddedHistory
CC Neuberger Prin Hldgs IIG3166T129UNIT 99/99/9999118,908$1.20M0.3%+6,448+5.7%Added–
Ambac Finl Group Inc023139116*W EXP 04/30/202308,880$1.17M0.3%−30,000−8.9%Reduced–
SPWHSportsman's Warehouse Holdings, Inc.COM63,999$1.13M0.3%−36,000−36.0%ReducedHistory
Churchill Capital Corp V17144T107COM CL A112,129$1.10M0.2%+24,581+28.1%Added–
Li-Cycle Holdings Corp.50202P113*W EXP 08/10/202450,000$1.08M0.2%+450,000New–
Par Technology Corp698884AE3NOTE 1.500%10/11,000,000$1.07M0.2%+1,000,000New–
ZSQRZ Squared Inc.SHS107,377$1.07M0.2%+6,765+6.7%AddedHistory
OLPXOlaplex Holdings, Inc.COM43,503$1.07M0.2%+43,503NewHistory
OPRXOptimizeRx CorpCOM NEW11,900$1.02M0.2%+11,900NewHistory
Aldel Financial Inc01407X112*W EXP 99/99/999500,000$1.01M0.2%+500,000New–
ASTRAstra Space, Inc.Common Stock113,550$987.0K0.2%+113,550NewHistory
Forest Road Acquisition Cor34619V103CL A100,000$975.0K0.2%+100,000New–
DPCM Cap Inc23344P101COM CL A94,699$925.0K0.2%−808,347−89.5%Reduced–
XERSXeris Biopharma Holdings, Inc.COM370,000$907.0K0.2%+15,476+4.4%AddedHistory
Cascade Acquisition Corp147151203UNIT 99/99/999989,744$904.0K0.2%−4,125−4.4%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF13,072$886.0K0.2%+13,072New–
State Street Energy Select Sector SPDR ETF81369Y506ETF16,059$837.0K0.2%+8,417+110.1%Added–
Nuburu, Inc.87403Q102COM CL A85,419$835.0K0.2%+23,824+38.7%Added–
CONXCONX Corp.COM CL A83,595$819.0K0.2%+10,932+15.0%AddedHistory
IronNet, Inc.46323Q113*W EXP 08/26/202174,772$799.0K0.2%+174,772New–
KRNTKornit Digital Ltd.SHS5,476$793.0K0.2%+5,476NewHistory
Gores Metropoulos II Inc382873115*W EXP 01/31/202464,594$790.0K0.2%+12,758+2.8%Added–
GNWGenworth Financial IncCOM SHS200,000$750.0K0.2%+50,000+33.3%AddedHistory
HZACHorizon Acquisition CorpCOM CL A72,396$723.0K0.2%−224,903−75.6%ReducedHistory
Sports Entertainment Acqu Co84918M114*W EXP 10/30/202301,498$715.0K0.2%−100,000−24.9%Reduced–
Offerpad Solutions Inc.67623L117*W EXP 10/16/202385,320$674.0K0.2%+385,320New–
ACBAurora Cannabis IncCOM96,663$669.0K0.2%−2,437−2.5%ReducedHistory
ENTGEntegris IncCOM5,212$656.0K0.1%+5,212NewHistory

Sold out since Q2 2021 (163)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 163 by value last quarter.

Positions of Alpine Global Management, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WTWWillis Towers Watson PLCSHS149,605$34.4M4.7%History
ALXNAlexion Pharmaceuticals, Inc.COM181,403$33.3M4.5%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN1,489,663$28.2M3.8%–
MXIMMaxim Integrated Products IncCOM241,113$25.4M3.5%History
iShares Russell 2000 ETF464287655ETF110,000$25.2M3.4%–
PFPTProofpoint IncCOM99,302$17.3M2.4%History
WORKSlack Technologies, Inc.COM CL A260,449$11.5M1.6%History
QTSQTS Realty Trust, Inc.COM CL A125,000$9.66M1.3%History
TLNDTalend S.A.ADS140,519$9.22M1.3%History
Tuscan Hldgs Corp90069K104COM611,267$8.33M1.1%–
NVTAInvitae CorpCOM219,465$7.40M1.0%History
Paramount Global92556H206CL B124,974$5.65M0.8%–
HYFMHydrofarm Holdings Group, Inc.COM95,062$5.62M0.8%History
LESLLeslie's, Inc.COM200,000$5.50M0.7%History
Soaring Eagle Acquisition CoG8354H126CL A SHS532,273$5.30M0.7%–
Thimble Point Acquisition Co88408P206UNIT 99/99/9999500,000$5.17M0.7%–
Ajax IG0190X100COM510,352$5.08M0.7%–
SPNVSpinnova PlcCOM CL A491,480$4.88M0.7%History
Navsight Hldgs Inc639358100CL A469,467$4.68M0.6%–
Dragoneer Growth Opportun CoG28302100COM CL A428,171$4.26M0.6%–
Legato Merger Corp.52473X106COM418,343$4.19M0.6%–
State Street SPDR S&P Biotech ETF78464A870ETF30,052$4.07M0.6%–
CLDRCloudera, Inc.COM225,000$3.57M0.5%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT60,000$3.33M0.5%History
Starboard Value Acquisitn Co85521J109COM CL A317,625$3.18M0.4%–
WBDWarner Bros. Discovery, Inc.COM SER A101,901$3.13M0.4%History
QLYSQualys, Inc.COM30,571$3.08M0.4%History
Alussa Energy Acquisition Corp.G0232J101SHS CL A285,491$2.83M0.4%–
Reinvent Technology PartnersG7483N129CL A280,252$2.80M0.4%–
Tortoise Acquisition Corp IIG89554102COM CL A277,763$2.79M0.4%–
GRAW R Grace & CoCOM39,999$2.77M0.4%History
TXNMTXNM Energy IncCOM56,530$2.76M0.4%History
Spartan Acquisition Corp II846775104COM274,184$2.74M0.4%–
VCVC10X Capital Venture Acquisition CorpCOM CL A261,209$2.60M0.4%History
Sustainable Opportnts Acq CoG8598Y109ORD SHS A261,494$2.60M0.4%–
UPWheels Up Experience Inc.COM259,662$2.59M0.4%History
Holicity Inc435063102COM CL A199,059$2.46M0.3%–
GOOGLAlphabet Inc.Stock973$2.38M0.3%History
Roman DBDR Tech Acquisition77584N101COM CL A219,878$2.22M0.3%–
Alpha Healthcare Acquistn Co020751103CL A209,743$2.14M0.3%–
Osprey Technlgy Aquistion Co68839R104COM CL A201,353$2.01M0.3%–
TCW Special Purpose Acqu Cor87301L106COM CL A198,000$1.93M0.3%–
Sogou Inc83409V104ADR REPSTG A199,999$1.71M0.2%–
BEPCBrookfield Renewable CorpCL A SUB VTG39,214$1.65M0.2%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF18,053$1.61M0.2%–
KDPKeurig Dr Pepper Inc.COM45,000$1.59M0.2%History
NRDYNerdy Inc.CL A COM155,877$1.55M0.2%History
Empower LtdG3R39W102CL A COM143,499$1.44M0.2%–
Peridot Acquisition Corp.G7008A107*W EXP 11/30/202496,241$1.34M0.2%–
Jaws Spitfire Acquisition CoG50740102SHS CL A124,679$1.25M0.2%–
PLXPPLx Pharma Winddown Corp.COM78,116$1.08M0.1%History
UBERUber Technologies, IncStock20,415$1.02M0.1%History
Tuscan Hldgs Corp II90070A103COM101,712$1.02M0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO9,981$965.0K0.1%–
New Sr Invt Group Inc648691103COM100,000$878.0K0.1%–
BIDUBaidu, Inc.ADR4,245$866.0K0.1%History
Empower LtdG3R39W110*W EXP 11/30/202444,083$835.0K0.1%–
IQiQIYI, Inc.SPONSORED ADS45,140$703.0K0.1%History
CCICrown Castle Inc.REIT3,528$688.0K0.1%History
Vanguard Real Estate ETF922908553ETF6,604$672.0K0.1%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD50,000$638.0K0.1%History
Rice Acquisition Corp762594117*W EXP 10/26/202107,583$613.0K0.1%–
Revolution Accelertn Acqu Co76156P106COM CL A56,915$567.0K0.1%–
FICOFair Isaac CorpCOM1,102$554.0K0.1%History
ROPRoper Technologies IncStock1,162$546.0K0.1%History
D8 Holdings CorpG2614K110SHS CL A51,654$515.0K0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL5,285$514.0K0.1%–
LHLabcorp Holdings Inc.COM NEW1,804$498.0K0.1%History
Carney Technology Acqu Corp143636108CL A COMMON STK50,849$493.0K0.1%–
SJMJ M SMUCKER CoStock3,695$479.0K0.1%History
MCWMister Car Wash, Inc.COM21,952$473.0K0.1%History
Galileo Acquisition CorpG3770A110*W EXP 10/31/202396,531$464.0K0.1%–
Discovery Inc25470F302COM SER C15,531$450.0K0.1%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,505$447.0K0.1%–
VIEWView, Inc.COM CL A50,000$424.0K0.1%History
NEENextera Energy IncStock5,752$422.0K0.1%History
Gores Hldgs V Inc382864205UNIT 99/99/999939,116$414.0K0.1%–
Newhold Investment Corp651448102COM CL A39,225$393.0K0.1%–
CVACovanta Holding CorpCOM21,968$387.0K0.1%History
Greenvision Acquisition Corp39678G103COM37,277$381.0K0.1%–
UNHUnitedHealth Group IncStock917$367.0K<0.1%History
LOWLowes Companies IncStock1,825$354.0K<0.1%History
Holicity Inc435063201UNIT 08/05/202525,700$351.0K<0.1%–
iShares Tr464287556ISHARES BIOTECH2,115$346.0K<0.1%–
New Beginnings Acquisition C64222H100COM34,496$345.0K<0.1%–
LACLithium Americas Corp.COM NEW23,000$341.0K<0.1%History
APPHAppHarvest, Inc.COM20,501$328.0K<0.1%History
PLTRPalantir Technologies Inc.Stock12,030$317.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF1,395$305.0K<0.1%–
Slam Corp.G8210L113UNIT 99/99/999930,553$305.0K<0.1%–
Ca Healthcare Acquisition Co12510W107COM CL A30,557$302.0K<0.1%–
ABTCAmerican Bitcoin Corp.COM74,338$300.0K<0.1%History
KYMRKymera Therapeutics, Inc.COM6,144$298.0K<0.1%History
ELEstee Lauder Companies IncCL A927$295.0K<0.1%History
JPMJPMorgan Chase & CoStock1,868$291.0K<0.1%History
EJF Acquisition Corp.G2955B117UNIT 03/10/202629,090$290.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A20,000$280.0K<0.1%–
iShares Russell 2000 Growth ETF464287648ETF837$261.0K<0.1%–
SUISun Communities IncCOM1,525$261.0K<0.1%History
Falcon Capital Acquisitn Cor30606L108COM CL A27,885$259.0K<0.1%–