Perigon Wealth Management, LLC
- SEC CIK
- 0001575239
- Latest filing
- Aug 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 528
- +18 vs. Q2 2021
- Portfolio value
- $1.15B
- +$27.6M (+2.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SNDLSNDL Inc. | COM | 25,000 | $17.0K | <0.1% | −5,000−16.7% | Reduced | History |
| Spartacus Acquisition Corp84677L117 | *W EXP 10/31/202 | 12,000 | $19.0K | <0.1% | +12,000 | New | – |
| LYGLloyds Banking Group plc | SPONSORED ADR | 10,970 | $27.0K | <0.1% | +357+3.4% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 10,510 | $63.0K | <0.1% | +10,510 | New | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 10,303 | $73.0K | <0.1% | 00.0% | Unchanged | History |
| NCANuveen California Municipal Value Fund | COM STK | 10,560 | $111.0K | <0.1% | 00.0% | Unchanged | History |
| CLVSClovis Oncology, Inc. | COM | 25,771 | $115.0K | <0.1% | 00.0% | Unchanged | History |
| Spinnaker ETF Series84858T400 | CANNABIS ETF | 10,000 | $128.0K | <0.1% | 00.0% | Unchanged | – |
| SIRISirius XM Holdings Inc. | COM | 21,136 | $129.0K | <0.1% | −5,894−21.8% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 13,407 | $131.0K | <0.1% | −54−0.4% | Reduced | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 20,696 | $136.0K | <0.1% | +20,696 | New | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 18,200 | $139.0K | <0.1% | +18,200 | New | History |
| NKLANikola Corp | COM | 13,356 | $143.0K | <0.1% | +2,513+23.2% | Added | History |
| SOFISoFi Technologies, Inc. | Stock | 10,351 | $164.0K | <0.1% | +10,351 | New | History |
| ATRSAntares Pharma, Inc. | COM | 54,193 | $197.0K | <0.1% | +30,220+126.1% | Added | History |
| KLACKLA Corp | COM NEW | 598 | $200.0K | <0.1% | +598 | New | History |
| UPSTUpstart Holdings, Inc. | COM | 633 | $200.0K | <0.1% | +633 | New | History |
| Clearway Energy, Inc.18539C105 | CL A | 7,105 | $200.0K | <0.1% | +7,105 | New | – |
| JJacobs Solutions Inc. | COM | 1,510 | $200.0K | <0.1% | −100−6.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 608 | $201.0K | <0.1% | +608 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,412 | $204.0K | <0.1% | +1,412 | New | – |
| iShares Tr464289867 | CORE 60 BALA ETF | 3,680 | $204.0K | <0.1% | 00.0% | Unchanged | – |
| NDAQNasdaq, Inc. | COM | 1,060 | $205.0K | <0.1% | −2,573−70.8% | Reduced | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 4,004 | $206.0K | <0.1% | +99+2.5% | Added | – |
| DALDelta Air Lines, Inc. | COM NEW | 4,834 | $206.0K | <0.1% | −167−3.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 4,394 | $206.0K | <0.1% | 00.0% | Unchanged | – |
| AGNCAGNC Investment Corp. | REIT | 13,301 | $210.0K | <0.1% | +2,534+23.5% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 680 | $211.0K | <0.1% | +680 | New | – |
| LITELumentum Holdings Inc. | COM | 2,529 | $211.0K | <0.1% | −1,333−34.5% | Reduced | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 5,508 | $212.0K | <0.1% | −82−1.5% | Reduced | – |
| LPXLouisiana-Pacific Corp | COM | 3,450 | $212.0K | <0.1% | −99−2.8% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 2,577 | $213.0K | <0.1% | +32+1.3% | Added | History |
| OGNOrganon & Co. | Stock | 6,529 | $214.0K | <0.1% | −131−2.0% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,417 | $215.0K | <0.1% | +1,417 | New | History |
| SNPSSynopsys Inc | COM | 719 | $215.0K | <0.1% | +719 | New | History |
| COFCapital One Financial Corp | Stock | 1,331 | $216.0K | <0.1% | +1,331 | New | History |
| ALLAllstate Corp | Stock | 1,696 | $216.0K | <0.1% | −300−15.0% | Reduced | History |
| GRMNGarmin Ltd | SHS | 1,401 | $218.0K | <0.1% | −18−1.3% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 5,844 | $221.0K | <0.1% | +5,844 | New | – |
| ALGNAlign Technology Inc | COM | 332 | $221.0K | <0.1% | +332 | New | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,366 | $223.0K | <0.1% | −610−20.5% | Reduced | – |
| DHIHorton D R Inc | COM | 2,657 | $223.0K | <0.1% | +2,657 | New | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,908 | $224.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,325 | $225.0K | <0.1% | +12+0.4% | Added | – |
| MTTRMatterport, Inc. | COM CL A | 11,895 | $225.0K | <0.1% | +11,895 | New | History |
| BSTBlackRock Science & Technology Trust | SHS | 4,334 | $226.0K | <0.1% | +36+0.8% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,200 | $227.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286772 | MSCI STH KOR ETF | 2,828 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| TTDTrade Desk, Inc. | Stock | 3,268 | $230.0K | <0.1% | +666+25.6% | Added | History |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 3,104 | $230.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,498 | $230.0K | <0.1% | +3,498 | New | – |
| TMUST-Mobile US, Inc. | Stock | 1,807 | $231.0K | <0.1% | +97+5.7% | Added | History |
| Barrick Gold Corp067901108 | COM | 12,822 | $231.0K | <0.1% | +290+2.3% | Added | – |
| BF.BBrown Forman Corp | Stock | 3,459 | $232.0K | <0.1% | −167−4.6% | Reduced | History |
| SPDR Series Trust78468R754 | ST STR R1K LOWV | 2,245 | $232.0K | <0.1% | +2,245 | New | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 3,610 | $233.0K | <0.1% | +95+2.7% | Added | – |
| MTCHMatch Group, Inc. | COM | 1,489 | $234.0K | <0.1% | +1,489 | New | History |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 9,500 | $234.0K | <0.1% | 00.0% | Unchanged | – |
| AVNWAviat Networks, Inc. | COM NEW | 7,140 | $235.0K | <0.1% | +7,140 | New | History |
| CLXClorox Co | Stock | 1,439 | $238.0K | <0.1% | −475−24.8% | Reduced | History |
| iShares S&P 100 ETF464287101 | ETF | 1,206 | $238.0K | <0.1% | 00.0% | Unchanged | – |
| QRVOQorvo, Inc. | Stock | 1,444 | $241.0K | <0.1% | +8+0.6% | Added | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 8,641 | $241.0K | <0.1% | 00.0% | Unchanged | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,185 | $242.0K | <0.1% | 00.0% | Unchanged | – |
| DGDollar General Corp | COM | 1,142 | $242.0K | <0.1% | −415−26.7% | Reduced | History |
| DKNGDraftKings Inc. | COM CL A | 5,032 | $242.0K | <0.1% | −1,695−25.2% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 1,183 | $244.0K | <0.1% | +31+2.7% | Added | History |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 8,149 | $245.0K | <0.1% | +680+9.1% | Added | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,400 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| ELEstee Lauder Companies Inc | CL A | 823 | $247.0K | <0.1% | −306−27.1% | Reduced | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 3,975 | $247.0K | <0.1% | +14+0.4% | Added | – |
| GSKGSK plc | SPONSORED ADR | 6,466 | $247.0K | <0.1% | −278−4.1% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 8,462 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717Y683 | ENHNCD CMMDTY ST | 11,183 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| NWNNorthwest Natural Holding Co | COM | 5,426 | $250.0K | <0.1% | −20.0% | Reduced | History |
| ATVIActivision Blizzard, Inc. | COM | 3,235 | $250.0K | <0.1% | −422−11.5% | Reduced | History |
| Global X FDS37954Y772 | LNTY THMTC ETF | 8,567 | $250.0K | <0.1% | +90+1.1% | Added | – |
| KSSKOHLS Corp | Stock | 5,322 | $251.0K | <0.1% | +284+5.6% | Added | History |
| ASMLASML Holding NV | ADR | 338 | $252.0K | <0.1% | +338 | New | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 1,975 | $252.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 4,625 | $253.0K | <0.1% | +4,625 | New | – |
| VMCVulcan Materials CO | COM | 1,509 | $255.0K | <0.1% | −62−3.9% | Reduced | History |
| SOSouthern Co | Stock | 4,125 | $256.0K | <0.1% | −1,708−29.3% | Reduced | History |
| AMRSAmyris, Inc. | COM NEW | 18,615 | $256.0K | <0.1% | +18,615 | New | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 4,258 | $256.0K | <0.1% | +4,258 | New | History |
| iShares Tr464288521 | CRE U S REIT ETF | 4,390 | $257.0K | <0.1% | 00.0% | Unchanged | – |
| UBERUber Technologies, Inc | Stock | 5,789 | $259.0K | <0.1% | +5,789 | New | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 3,571 | $262.0K | <0.1% | −173−4.6% | Reduced | – |
| PNWPinnacle West Capital Corp | COM | 3,655 | $264.0K | <0.1% | −32−0.9% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 656 | $268.0K | <0.1% | +15+2.3% | Added | History |
| APTVAptiv PLC | SHS | 1,801 | $268.0K | <0.1% | −555−23.6% | Reduced | History |
| FCCY1st Constitution Bancorp | COM | 11,443 | $271.0K | <0.1% | +131+1.2% | Added | History |
| iShares Tr464287762 | US HLTHCARE ETF | 986 | $272.0K | <0.1% | 00.0% | Unchanged | – |
| APOApollo Global Management, Inc. | COM CL A | 4,418 | $272.0K | <0.1% | +4,418 | New | History |
| ADSKAutodesk, Inc. | COM | 959 | $273.0K | <0.1% | +128+15.4% | Added | History |
| SRPTSarepta Therapeutics, Inc. | COM | 3,043 | $281.0K | <0.1% | +115+3.9% | Added | History |
| RACEFerrari N.V. | COM | 1,349 | $282.0K | <0.1% | −4−0.3% | Reduced | History |
| PLDPrologis, Inc. | REIT | 2,258 | $283.0K | <0.1% | +103+4.8% | Added | History |
| Global X FDS37954Y814 | FINTECH ETF | 5,919 | $284.0K | <0.1% | +20+0.3% | Added | – |
| URIUnited Rentals, Inc. | COM | 811 | $285.0K | <0.1% | +811 | New | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Freeport-McMoran Inc35671D907 | CALL | – | $714.0K |
| Nasdaq Inc631103908 | CALL | – | $444.0K |
| Dell Technologies Inc24703L902 | CALL | – | $238.0K |
| Citigroup Inc172967904 | CALL | – | $236.0K |
| BK of America Corp060505904 | CALL | – | $146.0K |
| Barrick Gold Corp067901908 | CALL | – | $146.0K |
Sold out since Q2 2021 (33)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 9,601 | $1.67M | 0.1% | – |
| RBLXRoblox Corp | Stock | 18,195 | $1.64M | 0.1% | History |
| FTNTFortinet, Inc. | COM | 4,443 | $1.06M | 0.1% | History |
| EXPEExpedia Group, Inc. | Stock | 3,175 | $520.0K | <0.1% | History |
| CAMTCamtek Ltd | ORD | 11,373 | $429.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 5,906 | $414.0K | <0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 7,723 | $342.0K | <0.1% | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 4,755 | $309.0K | <0.1% | History |
| SONOSonos Inc | COM | 7,873 | $277.0K | <0.1% | History |
| HLTHilton Worldwide Holdings Inc. | COM | 2,295 | $277.0K | <0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 4,671 | $267.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 2,693 | $251.0K | <0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,349 | $248.0K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 1,455 | $242.0K | <0.1% | History |
| WPCW. P. Carey Inc. | COM | 3,206 | $239.0K | <0.1% | History |
| FUTUFutu Holdings Ltd | SPON ADS CL A | 1,320 | $236.0K | <0.1% | History |
| CHWYChewy, Inc. | CL A | 2,921 | $233.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 801 | $233.0K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 3,014 | $233.0K | <0.1% | History |
| CICigna Group | Stock | 945 | $224.0K | <0.1% | History |
| HUMHumana Inc | Stock | 503 | $223.0K | <0.1% | History |
| SPGSimon Property Group Inc. | REIT | 1,694 | $221.0K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 481 | $221.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 9,373 | $220.0K | <0.1% | – |
| MKCMcCormick & Co Inc | Stock | 2,454 | $217.0K | <0.1% | History |
| PLUGPlug Power Inc | Stock | 6,235 | $213.0K | <0.1% | History |
| NVSNovartis AG | ADR | 2,328 | $212.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 2,663 | $210.0K | <0.1% | History |
| LILi Auto Inc. | SPONSORED ADS | 6,016 | $210.0K | <0.1% | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,516 | $207.0K | <0.1% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 5,482 | $204.0K | <0.1% | – |
| LULUlululemon athletica inc. | Stock | 548 | $200.0K | <0.1% | History |
| FLOWSPX FLOW, Inc. | COM | 3,071 | $200.0K | <0.1% | History |