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Advisory Services Network, LLC

SEC CIK
0001573876
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,472
+36 vs. Q2 2023
Portfolio value
$3.72B
−$30.0M (−0.8%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Advisory Services Network, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FPIFarmland Partners Inc.COM13,770$141.3K<0.1%−700−4.8%ReducedHistory
BGHBarings Global Short Duration High Yield FundCOM11,150$141.6K<0.1%+212+1.9%AddedHistory
EOSEEos Energy Enterprises, Inc.COM CL A66,600$143.2K<0.1%+4,850+7.9%AddedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM11,127$144.3K<0.1%−4,750−29.9%ReducedHistory
RIOTRiot Platforms, Inc.COM15,545$145.0K<0.1%+4,070+35.5%AddedHistory
ETRNMidstream Co LLCCOM15,572$145.9K<0.1%−2,438−13.5%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM14,020$146.6K<0.1%+375+2.7%AddedHistory
SSRMSSR Mining Inc.Stock11,164$148.4K<0.1%−372−3.2%ReducedHistory
WUWestern Union COStock11,263$148.4K<0.1%+776+7.4%AddedHistory
THWabrdn World Healthcare FundBEN INT SHS12,779$149.8K<0.1%−1,792−12.3%ReducedHistory
VODVodafone Group Public Ltd CoADR15,815$149.9K<0.1%−7,461−32.1%ReducedHistory
SRTSSensus Healthcare, Inc.COM54,655$151.4K<0.1%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM23,600$152.2K<0.1%+1,000+4.4%AddedHistory
OUTOUTFRONT Media Inc.COM15,270$154.2K<0.1%+15,270NewHistory
TEITempleton Emerging Markets Income FundCOM33,574$154.8K<0.1%+2,244+7.2%AddedHistory
ACPabrdn Income Credit Strategies FundCOM23,275$158.3K<0.1%+4,865+26.4%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM15,602$159.6K<0.1%00.0%UnchangedHistory
RNGRRanger Energy Services, Inc.COM CL A11,673$165.5K<0.1%−90−0.8%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR16,285$167.7K<0.1%00.0%UnchangedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW11,197$168.2K<0.1%+247+2.3%AddedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM16,000$169.3K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM8,811$170.5K<0.1%+8,811NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT16,366$170.7K<0.1%+2,399+17.2%AddedHistory
ABEVAmbev S.A.SPONSORED ADR66,282$171.0K<0.1%+5,000+8.2%AddedHistory
AGCOAGCO CorpCOM1,467$173.6K<0.1%+1,467NewHistory
MFICMidCap Financial Investment CorpCOM NEW12,832$176.4K<0.1%+214+1.7%AddedHistory
DSLDoubleLine Income Solutions FundCOM15,066$176.6K<0.1%+2,585+20.7%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM17,440$176.7K<0.1%+25+0.1%AddedHistory
DBOInvesco DB Oil FundOIL FD10,038$177.2K<0.1%−193−1.9%ReducedHistory
DEAEasterly Government Properties, Inc.COM15,521$177.4K<0.1%+15,521NewHistory
VanEck ETF Trust92189F411BDC INCOME ETF11,107$178.0K<0.1%+1,010+10.0%Added–
PFLTPennantPark Floating Rate Capital Ltd.COM16,847$179.6K<0.1%−1,728−9.3%ReducedHistory
CUTRCutera IncCOM30,215$181.9K<0.1%+30,215NewHistory
LCIDLucid Group, Inc.COM32,693$182.8K<0.1%+5,160+18.7%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM15,021$182.8K<0.1%+15,021NewHistory
SDHYPGIM Short Duration High Yield Opportunities FundCOM12,676$183.7K<0.1%+12,676NewHistory
LYGLloyds Banking Group plcSPONSORED ADR88,060$187.6K<0.1%+78+0.1%AddedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM10,667$189.4K<0.1%−2,491−18.9%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM14,550$190.2K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108847CEF HIGH INCOME17,132$190.3K<0.1%+1,980+13.1%Added–
SJTSan Juan Basin Royalty TrustUNIT BEN INT27,554$190.9K<0.1%+241+0.9%AddedHistory
GFLGFL Environmental Inc.SUB VTG SHS6,146$195.2K<0.1%+353+6.1%AddedHistory
OLLIOllie's Bargain Outlet Holdings, Inc.Stock2,530$195.3K<0.1%+2,530NewHistory
EXASExact Sciences CorpCOM2,872$195.9K<0.1%+58+2.1%AddedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM22,355$196.3K<0.1%+936+4.4%AddedHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM11,967$197.6K<0.1%+11,967NewHistory
RMAXRE/MAX Holdings, Inc.CL A15,276$197.7K<0.1%−4,682−23.5%ReducedHistory
NNNNNN REIT, Inc.REIT5,609$198.2K<0.1%−18,485−76.7%ReducedHistory
SLIStandard Lithium Ltd.COM70,264$198.8K<0.1%−7,362−9.5%ReducedHistory
NIONIO Inc.ADR22,049$199.3K<0.1%−4,567−17.2%ReducedHistory
NFGNational Fuel Gas CoStock3,845$199.6K<0.1%+3,845NewHistory
MTBM&T Bank CorpCOM1,578$199.6K<0.1%−2,350−59.8%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM11,643$199.8K<0.1%+733+6.7%AddedHistory
VVVValvoline IncCOM6,209$200.2K<0.1%−24−0.4%ReducedHistory
WSOWatsco IncCOM533$201.2K<0.1%+533NewHistory
Capitol Ser Tr14064D550FAIRLEAD TACTICA8,904$201.8K<0.1%−13,542−60.3%Reduced–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT4,409$202.1K<0.1%−208−4.5%Reduced–
PIMCO ETF Tr72201R643ENHANCD SHORT2,063$202.5K<0.1%+12+0.6%Added–
BF.BBrown Forman CorpStock3,512$202.6K<0.1%+8+0.2%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,990$202.7K<0.1%−119−3.8%Reduced–
FVRRFiverr International Ltd.ORD SHS8,303$203.2K<0.1%+17+0.2%AddedHistory
ProShares Tr74347X831ULTRAPRO QQQ5,705$203.2K<0.1%−641−10.1%Reduced–
CHICalamos Convertible Opportunities & Income FundSH BEN INT19,290$203.3K<0.1%−505−2.6%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5004,130$203.8K<0.1%+4,130New–
SNAPSnap IncStock22,884$203.9K<0.1%+2,634+13.0%AddedHistory
iShares Tr464289420RUS TP200 VL ETF3,119$203.9K<0.1%−278−8.2%Reduced–
BCATBlackRock Capital Allocation Term TrustCOM14,233$206.2K<0.1%−2,404−14.4%ReducedHistory
iShares Tr46436E767ESG MSCI USA ETF5,963$206.7K<0.1%−256−4.1%Reduced–
RNGRingCentral, Inc.CL A6,983$206.9K<0.1%+6,983NewHistory
American Centy ETF Tr025072885US EQT ETF2,826$207.0K<0.1%+2,826New–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY7,840$207.1K<0.1%−1,883−19.4%Reduced–
Nuveen PFD & Incm Securties67072C105COM33,709$208.0K<0.1%+8,270+32.5%Added–
EAElectronic Arts Inc.COM1,728$208.1K<0.1%+80+4.9%AddedHistory
ProShares Tr74347B680S&P MDCP 400 DIV3,145$209.9K<0.1%−149−4.5%Reduced–
SIGISelective Insurance Group IncCOM2,053$211.8K<0.1%+2,053NewHistory
SPDR Series Trust78464A664ST LON TREAS ETF8,106$212.0K<0.1%+8,106New–
RGENRepligen CorpCOM1,338$212.8K<0.1%−4,692−77.8%ReducedHistory
JBHTHunt J B Transport Services IncCOM1,129$212.8K<0.1%+1,129NewHistory
Agf Invts Tr00110G408US MARKET NETRL10,752$213.5K<0.1%−21,470−66.6%Reduced–
HPEHewlett Packard Enterprise CoCOM12,309$213.8K<0.1%+2,079+20.3%AddedHistory
VTRVentas, Inc.REIT5,084$214.2K<0.1%+141+2.9%AddedHistory
PDIPIMCO Dynamic Income FundSHS12,414$214.5K<0.1%+105+0.9%AddedHistory
ZIONZions Bancorporation, National AssociationCOM6,178$215.6K<0.1%−1,297−17.4%ReducedHistory
TOLToll Brothers, Inc.COM2,920$216.0K<0.1%−4,774−62.0%ReducedHistory
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,773$216.0K<0.1%00.0%Unchanged–
CBOECboe Global Markets, Inc.COM1,385$216.3K<0.1%+1,385NewHistory
ProShares Bitcoin ETF74347G440ETF15,672$216.4K<0.1%+1,067+7.3%Added–
CNPCenterpoint Energy IncCOM8,065$216.6K<0.1%−197−2.4%ReducedHistory
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH4,228$216.7K<0.1%+4,228New–
Innovator ETFs Trust45782C615GRWT100 PWR BUF5,105$217.0K<0.1%00.0%Unchanged–
DAVAEndava plcADS3,786$217.1K<0.1%+3,786NewHistory
DELLDell Technologies Inc.Stock3,170$218.4K<0.1%−1,093−25.6%ReducedHistory
APPSDigital Turbine, Inc.COM NEW36,150$218.7K<0.1%+10,577+41.4%AddedHistory
ABMAbm Industries IncCOM5,500$220.1K<0.1%+10.0%AddedHistory
Invesco Exchange Traded FD T46137V167S&P SML600 VAL2,425$220.9K<0.1%+82+3.5%Added–
VUZIVuzix CorpCOM NEW60,882$221.0K<0.1%−3,135−4.9%ReducedHistory
ANSSAnsys IncCOM744$221.4K<0.1%+100+15.5%AddedHistory
SMARSmartsheet IncCOM CL A5,498$222.4K<0.1%+5,498NewHistory
CWSTCasella Waste Systems IncCL A2,918$222.6K<0.1%−1,134−28.0%ReducedHistory
Dimensional ETF Trust25434V765INTL HIGH PROFIT9,613$222.9K<0.1%+9,613New–

Sold out since Q2 2023 (104)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 104 by value last quarter.

Positions of Advisory Services Network, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG411,052$10.8M0.3%–
iShares Tr464288794US BR DEL SE ETF86,270$7.83M0.2%–
LSILife Storage, Inc.COM23,833$3.17M0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF78,869$2.41M0.1%–
SPDR Series Trust78468R721STATE STREET SPD42,842$1.98M0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF29,421$1.87M<0.1%–
CMCanadian Imperial Bank of CommerceCOM37,290$1.59M<0.1%History
RBLXRoblox CorpStock25,279$1.02M<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF3,582$1.01M<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P39,445$986.1K<0.1%History
Global X FDS37954Y459RUSSELL 200050,056$905.5K<0.1%–
LTHMLivent Corp.COM27,249$747.4K<0.1%History
BGBunge Global SACOM7,795$735.5K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,921$728.3K<0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET25,258$695.6K<0.1%–
ProShares Tr74348A210SHRT RUSSELL200029,397$671.1K<0.1%–
MEIMethode Electronics IncCOM19,998$670.3K<0.1%History
Innovator ETFs Trust45782C367INTRNL DEV APRL25,977$647.3K<0.1%–
ProShares Tr74347R131SHRT HGH YIELD34,459$631.3K<0.1%–
SCCOSouthern Copper CorpStock8,709$624.8K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS32,774$554.5K<0.1%History
Arco Platform LtdG04553106COM CL A43,166$524.0K<0.1%–
AVTRAvantor, Inc.COM25,383$521.4K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF28,281$507.6K<0.1%–
BKIBlack Knight, Inc.COM8,276$494.3K<0.1%History
LPXLouisiana-Pacific CorpCOM6,540$490.4K<0.1%History
EXPEExpedia Group, Inc.Stock4,469$488.9K<0.1%History
TTGTTechTarget, Inc.COM15,498$482.5K<0.1%History
OIO-I Glass, Inc.COM21,475$458.1K<0.1%History
NTRNutrien Ltd.COM7,367$435.0K<0.1%History
iShares Tr464288430ASIA 50 ETF6,588$392.6K<0.1%–
ACMAecomCOM4,583$388.1K<0.1%History
ALGMAllegro Microsystems, Inc.COM8,277$373.6K<0.1%History
FCFSFirstCash Holdings, Inc.COM3,949$368.6K<0.1%History
DKSDick's Sporting Goods, Inc.Stock2,731$361.0K<0.1%History
ILMNIllumina, Inc.COM1,924$360.7K<0.1%History
UWMCUWM Holdings CorpCOM CL A64,295$360.1K<0.1%History
ZZillow Group, Inc.CL C CAP STK7,141$358.9K<0.1%History
AMPLAmplitude, Inc.Stock32,174$353.9K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,853$343.2K<0.1%History
BBYBest Buy Co IncStock4,147$339.8K<0.1%History
INSPInspire Medical Systems, Inc.COM1,035$336.0K<0.1%History
Ssga Active Tr78470P507ST STR SECTO ETF12,496$323.2K<0.1%–
NTNXNutanix, Inc.Stock11,474$321.8K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,129$319.6K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,520$314.9K<0.1%–
GDDYGoDaddy Inc.CL A4,016$301.7K<0.1%History
GGenpact LTDSHS7,631$286.7K<0.1%History
IOTSamsara Inc.Stock10,167$281.7K<0.1%History
GOODGladstone Commercial CorpCOM22,750$281.4K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,662$278.2K<0.1%–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL9,140$270.8K<0.1%–
KBHKB HomeCOM5,122$264.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,753$263.8K<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA5,330$262.0K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A2,400$260.3K<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK1,554$258.9K<0.1%History
DDD3D Systems CorpCOM NEW25,331$251.5K<0.1%History
HRBH&R Block IncCOM7,737$246.6K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,736$245.1K<0.1%–
MTZMastec IncCOM2,005$236.5K<0.1%History
WLYJohn Wiley & Sons, Inc.CL A6,942$236.2K<0.1%History
TIPTTiptree Inc.COM15,100$226.7K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,161$225.8K<0.1%–
iShares Tr464289479CORE LT USDB ETF4,287$225.5K<0.1%–
First Tr Exchange-Traded Alp33734Y109COM SHS2,741$225.5K<0.1%–
SMLRSemler Scientific, Inc.COM8,550$224.4K<0.1%History
PTONPeloton Interactive, Inc.CL A COM28,970$222.8K<0.1%History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF10,638$216.3K<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA4,061$216.3K<0.1%–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,372$214.5K<0.1%–
TRUTransUnionCOM2,731$213.9K<0.1%History
VYXNCR Voyix CorpCOM8,437$212.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB10,002$211.7K<0.1%–
MPWRMonolithic Power Systems, Inc.COM388$209.6K<0.1%History
iShares Tr46435U432IBONDS DEC 257,950$209.4K<0.1%–
FLRFluor CorpStock7,043$208.5K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF6,150$208.2K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,512$207.5K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,883$207.4K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,698$206.8K<0.1%–
Vanguard Materials ETF92204A801ETF1,133$206.2K<0.1%–
CWHCamping World Holdings, Inc.CL A6,781$204.1K<0.1%History
AVIDAvid Technology, Inc.COM8,000$204.0K<0.1%History
MIDDMIDDLEBY CorpCOM1,371$202.7K<0.1%History
TSEOQTrinseo PLCCOM14,350$181.8K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM12,816$124.4K<0.1%History
CHYCalamos Convertible & High Income FundCOM SHS10,595$119.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,500$118.0K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT10,669$112.2K<0.1%–
Schwab Charles Family FD808515530AMT TAX FREE MNY85,267$85.3K<0.1%–
PACWPacwest BancorpCOM10,366$84.5K<0.1%History
Hannon Armstrong Sust Infr C41068XAD2NOTE 8/179,000$78.2K<0.1%–
NSLNuveen Senior Income FundCOM15,521$71.1K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW12,451$66.4K<0.1%History
NPKINPK International Inc.COM SHS11,200$58.6K<0.1%History
Sonnet Biotherapeutc HLDNG I83548R204COM NEW71,438$35.0K<0.1%–
BINIBollinger Innovations, Inc.Stock308,154$33.2K<0.1%History
AKBAAkebia Therapeutics, Inc.COM27,000$24.7K<0.1%History
DMDesktop Metal, Inc.COM CL A10,481$18.6K<0.1%History