Skip to main content
Livermore
Livermore
ZHEN

Advisory Services Network, LLC

SEC CIK
0001573876
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,472
+36 vs. Q2 2023
Portfolio value
$3.72B
−$30.0M (−0.8%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Advisory Services Network, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SIDUSidus Space Inc.CLASS A COM24,000$3.43K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,900$3.54K<0.1%00.0%UnchangedHistory
HYMCHycroft Mining Holding CorpCOM CL A14,135$4.22K<0.1%+3,000+26.9%AddedHistory
GNPXGenprex, Inc.COM17,185$6.79K<0.1%00.0%UnchangedHistory
DAREDare Bioscience, Inc.COM15,000$6.93K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW19,050$7.89K<0.1%−15,100−44.2%ReducedHistory
Chemomab Therapeutics Ltd Sponsored ADS03280X102ADR11,173$10.0K<0.1%00.0%Unchanged–
TELLTellurian Inc.COM12,100$14.0K<0.1%+12,100NewHistory
ZOMDFZomedica Corp.COM84,506$14.1K<0.1%+25,000+42.0%AddedHistory
AMLIFAmerican Lithium Corp.COM10,922$15.6K<0.1%00.0%UnchangedHistory
Atech (Parent) Resolution Corp.00973N102COM21,500$16.2K<0.1%+21,500New–
AST SpaceMobile, Inc.00217D118*W EXP 04/06/20220,794$19.5K<0.1%00.0%Unchanged–
BFLYButterfly Network, Inc.COM CL A17,710$20.9K<0.1%−3,950−18.2%ReducedHistory
BINIBollinger Innovations, Inc.COM53,138$24.1K<0.1%+53,138NewHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR37,000$24.7K<0.1%+20,000+117.6%Added–
NKLANikola CorpCOM15,926$25.0K<0.1%−520−3.2%ReducedHistory
NVTAInvitae CorpCOM43,220$26.2K<0.1%−261−0.6%ReducedHistory
BTGB2GOLD CorpCOM10,452$30.2K<0.1%+10,452NewHistory
MVLAMovella Holdings Inc.COM63,605$34.1K<0.1%+63,605NewHistory
TMCTMC the metals Co Inc.COM35,400$35.1K<0.1%−150−0.4%ReducedHistory
TLSTelos CorpCOM15,300$36.6K<0.1%−200−1.3%ReducedHistory
VVRInvesco Senior Income TrustCOM10,000$39.2K<0.1%00.0%UnchangedHistory
IRENIREN LtdORDINARY SHARES10,700$39.7K<0.1%+10,700NewHistory
MTAMetalla Royalty & Streaming Ltd.COM NEW13,598$41.6K<0.1%−889−6.1%ReducedHistory
OPENOpendoor Technologies Inc.COM16,026$42.3K<0.1%−9,985−38.4%ReducedHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES12,000$45.5K<0.1%+12,000NewHistory
Silvercrest Metals Inc828363101COM10,325$45.5K<0.1%−350−3.3%Reduced–
AAICArlington Asset Investment Corp.CL A NEW11,370$48.7K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM13,531$50.2K<0.1%+40+0.3%AddedHistory
CHRSCoherus Oncology, Inc.COM13,450$50.3K<0.1%−200−1.5%ReducedHistory
ZTRVirtus Total Return Fund Inc.COM10,565$50.7K<0.1%+350+3.4%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock11,598$54.0K<0.1%−3,740−24.4%Reduced–
FARMFarmer Brothers CoCOM21,350$55.1K<0.1%+21,350NewHistory
RBTCRubicon Technologies, Inc.CL A COM27,250$56.7K<0.1%+23,813+692.7%AddedConverted for a 1-for-8 splitHistory
RCSPIMCO Strategic Income Fund, Inc.CEF10,682$56.7K<0.1%00.0%UnchangedHistory
AGFirst Majestic Silver CorpCOM11,104$57.0K<0.1%+918+9.0%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A11,485$57.1K<0.1%+11,485NewHistory
ARRArmour Residential REIT, Inc.COM SHS13,453$57.2K<0.1%+13,453NewHistory
ALKAlaska Air Group, Inc.COM1,591$59.0K<0.1%+1,591NewHistory
DNNDenison Mines Corp.COM35,900$59.2K<0.1%+9,975+38.5%AddedHistory
HNSTHonest Company, Inc.COM47,200$59.5K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25459W54020YR TRES BULL12,600$60.7K<0.1%+12,600New–
ENICEnel Chile S.A.SPONSORED ADR22,000$65.1K<0.1%+22,000NewHistory
IRTIndependence Realty Trust, Inc.COM4,755$66.9K<0.1%+4,755NewHistory
ARAYAccuray IncCOM24,900$67.7K<0.1%00.0%UnchangedHistory
CHWCalamos Global Dynamic Income FundCOM12,255$67.9K<0.1%+12,255NewHistory
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR20,151$67.9K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM18,548$69.6K<0.1%+558+3.1%AddedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK14,295$69.8K<0.1%+932+7.0%AddedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM12,098$70.0K<0.1%00.0%UnchangedHistory
RKLBRocket Lab CorpCOM17,242$75.5K<0.1%+948+5.8%AddedHistory
MCRMFS Charter Income TrustSH BEN INT12,993$76.0K<0.1%00.0%UnchangedHistory
SELFGlobal Self Storage, Inc.COM15,741$76.5K<0.1%+289+1.9%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS15,321$77.5K<0.1%+15,321NewHistory
SGMASigmatron International IncCOM26,000$81.4K<0.1%+26,000NewHistory
EARNEllington Credit CoCOM SHS BEN INT13,150$81.7K<0.1%+1,421+12.1%AddedHistory
PCFHigh Income Securities FundSHS BEN INT13,342$82.6K<0.1%+13,342NewHistory
QUREuniQure N.V.SHS12,500$83.9K<0.1%+12,500NewHistory
SPWHSportsman's Warehouse Holdings, Inc.COM18,750$84.2K<0.1%+18,750NewHistory
BHRBraemar Hotels & Resorts Inc.COM32,500$90.0K<0.1%+20,000+160.0%AddedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,300$90.8K<0.1%00.0%UnchangedHistory
GILTGilat Satellite Networks LtdSHS NEW14,275$91.8K<0.1%+301+2.2%AddedHistory
DISHDISH Network CORPCL A15,664$91.8K<0.1%+1,333+9.3%AddedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM20,888$92.3K<0.1%00.0%UnchangedHistory
CYHCommunity Health Systems IncCOM31,990$92.8K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM21,286$96.2K<0.1%+90.0%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW21,369$97.0K<0.1%+595+2.9%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM11,842$98.3K<0.1%+232+2.0%AddedHistory
Almacenes Exito S A02028M105SPON ADS18,500$101.4K<0.1%+18,500New–
HBIHanesbrands Inc.COM25,658$101.6K<0.1%−20,889−44.9%ReducedHistory
GLADGladstone Capital CorpCOM10,706$103.2K<0.1%−524−4.7%ReducedHistory
OPTUOptimum Communications, Inc.CL A33,500$109.5K<0.1%00.0%UnchangedHistory
ASGLiberty All Star Growth Fund Inc.COM22,852$112.9K<0.1%00.0%UnchangedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM23,238$114.6K<0.1%00.0%UnchangedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS11,713$114.9K<0.1%+11,713NewHistory
VMOInvesco Municipal Opportunity TrustCOM14,000$115.2K<0.1%00.0%UnchangedHistory
COOKTraeger, Inc.COMMON STOCK42,700$116.6K<0.1%−2,000−4.5%ReducedHistory
AGRAvangrid, Inc.COM3,866$116.6K<0.1%+3,866NewHistory
NATNordic American Tankers LtdCOM28,350$116.8K<0.1%+8,000+39.3%AddedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS20,711$118.1K<0.1%+110+0.5%AddedHistory
PLUGPlug Power IncStock15,592$118.5K<0.1%+325+2.1%AddedHistory
NXHNeighborhood Intelligence, Inc.COM7,500$118.7K<0.1%+7,500NewHistory
CHMICherry Hill Mortgage Investment CorpCOM31,991$119.0K<0.1%+2,079+7.0%AddedHistory
EDIVirtus Stone Harbor Emerging Markets Total Income FundCOM23,002$120.5K<0.1%00.0%UnchangedHistory
NWLNewell Brands Inc.Stock13,362$120.7K<0.1%−222−1.6%ReducedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,934$121.7K<0.1%−2,695−14.5%ReducedHistory
NCVVirtus Convertible & Income FundCOM39,663$123.4K<0.1%−655−1.6%ReducedHistory
EVFEaton Vance Senior Income TrustSH BEN INT20,957$123.6K<0.1%00.0%UnchangedHistory
STNEStoneCo Ltd.COM11,787$125.8K<0.1%+11,787NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM14,000$129.9K<0.1%00.0%UnchangedHistory
AVKAdvent Convertible & Income FundCOM12,408$130.2K<0.1%−34,019−73.3%ReducedHistory
UNITUniti Group Inc.COM27,739$130.9K<0.1%−159,473−85.2%ReducedHistory
ISTRInvestar Holding CorpCOM12,600$133.4K<0.1%00.0%UnchangedHistory
AGIAlamos Gold IncStock12,125$136.9K<0.1%+23+0.2%AddedHistory
KLXEKLX Energy Services Holdings, Inc.COM NEW11,600$137.5K<0.1%−4,935−29.8%ReducedHistory
EGEverest Group, Ltd.COM375$139.4K<0.1%+375NewHistory
HLNHaleon plcADR16,741$139.5K<0.1%+2,031+13.8%AddedHistory
SFLSFL Corp Ltd.SHS12,544$139.9K<0.1%+12,544NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,196$139.9K<0.1%+10,196NewHistory
WYNNWynn Resorts LtdCOM1,527$141.1K<0.1%+1,527NewHistory

Sold out since Q2 2023 (104)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 104 by value last quarter.

Positions of Advisory Services Network, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG411,052$10.8M0.3%–
iShares Tr464288794US BR DEL SE ETF86,270$7.83M0.2%–
LSILife Storage, Inc.COM23,833$3.17M0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF78,869$2.41M0.1%–
SPDR Series Trust78468R721STATE STREET SPD42,842$1.98M0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF29,421$1.87M<0.1%–
CMCanadian Imperial Bank of CommerceCOM37,290$1.59M<0.1%History
RBLXRoblox CorpStock25,279$1.02M<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF3,582$1.01M<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P39,445$986.1K<0.1%History
Global X FDS37954Y459RUSSELL 200050,056$905.5K<0.1%–
LTHMLivent Corp.COM27,249$747.4K<0.1%History
BGBunge Global SACOM7,795$735.5K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A1,921$728.3K<0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET25,258$695.6K<0.1%–
ProShares Tr74348A210SHRT RUSSELL200029,397$671.1K<0.1%–
MEIMethode Electronics IncCOM19,998$670.3K<0.1%History
Innovator ETFs Trust45782C367INTRNL DEV APRL25,977$647.3K<0.1%–
ProShares Tr74347R131SHRT HGH YIELD34,459$631.3K<0.1%–
SCCOSouthern Copper CorpStock8,709$624.8K<0.1%History
LSPDLightspeed Commerce Inc.SUB VTG SHS32,774$554.5K<0.1%History
Arco Platform LtdG04553106COM CL A43,166$524.0K<0.1%–
AVTRAvantor, Inc.COM25,383$521.4K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF28,281$507.6K<0.1%–
BKIBlack Knight, Inc.COM8,276$494.3K<0.1%History
LPXLouisiana-Pacific CorpCOM6,540$490.4K<0.1%History
EXPEExpedia Group, Inc.Stock4,469$488.9K<0.1%History
TTGTTechTarget, Inc.COM15,498$482.5K<0.1%History
OIO-I Glass, Inc.COM21,475$458.1K<0.1%History
NTRNutrien Ltd.COM7,367$435.0K<0.1%History
iShares Tr464288430ASIA 50 ETF6,588$392.6K<0.1%–
ACMAecomCOM4,583$388.1K<0.1%History
ALGMAllegro Microsystems, Inc.COM8,277$373.6K<0.1%History
FCFSFirstCash Holdings, Inc.COM3,949$368.6K<0.1%History
DKSDick's Sporting Goods, Inc.Stock2,731$361.0K<0.1%History
ILMNIllumina, Inc.COM1,924$360.7K<0.1%History
UWMCUWM Holdings CorpCOM CL A64,295$360.1K<0.1%History
ZZillow Group, Inc.CL C CAP STK7,141$358.9K<0.1%History
AMPLAmplitude, Inc.Stock32,174$353.9K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,853$343.2K<0.1%History
BBYBest Buy Co IncStock4,147$339.8K<0.1%History
INSPInspire Medical Systems, Inc.COM1,035$336.0K<0.1%History
Ssga Active Tr78470P507ST STR SECTO ETF12,496$323.2K<0.1%–
NTNXNutanix, Inc.Stock11,474$321.8K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,129$319.6K<0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,520$314.9K<0.1%–
GDDYGoDaddy Inc.CL A4,016$301.7K<0.1%History
GGenpact LTDSHS7,631$286.7K<0.1%History
IOTSamsara Inc.Stock10,167$281.7K<0.1%History
GOODGladstone Commercial CorpCOM22,750$281.4K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,662$278.2K<0.1%–
Nushares ETF Tr67092P508NUVEEN ESG MIDVL9,140$270.8K<0.1%–
KBHKB HomeCOM5,122$264.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,753$263.8K<0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA5,330$262.0K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A2,400$260.3K<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK1,554$258.9K<0.1%History
DDD3D Systems CorpCOM NEW25,331$251.5K<0.1%History
HRBH&R Block IncCOM7,737$246.6K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,736$245.1K<0.1%–
MTZMastec IncCOM2,005$236.5K<0.1%History
WLYJohn Wiley & Sons, Inc.CL A6,942$236.2K<0.1%History
TIPTTiptree Inc.COM15,100$226.7K<0.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,161$225.8K<0.1%–
iShares Tr464289479CORE LT USDB ETF4,287$225.5K<0.1%–
First Tr Exchange-Traded Alp33734Y109COM SHS2,741$225.5K<0.1%–
SMLRSemler Scientific, Inc.COM8,550$224.4K<0.1%History
PTONPeloton Interactive, Inc.CL A COM28,970$222.8K<0.1%History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF10,638$216.3K<0.1%–
ETF Managers Tr26924G888ETHO CLIMATE LEA4,061$216.3K<0.1%–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,372$214.5K<0.1%–
TRUTransUnionCOM2,731$213.9K<0.1%History
VYXNCR Voyix CorpCOM8,437$212.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB10,002$211.7K<0.1%–
MPWRMonolithic Power Systems, Inc.COM388$209.6K<0.1%History
iShares Tr46435U432IBONDS DEC 257,950$209.4K<0.1%–
FLRFluor CorpStock7,043$208.5K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF6,150$208.2K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,512$207.5K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,883$207.4K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,698$206.8K<0.1%–
Vanguard Materials ETF92204A801ETF1,133$206.2K<0.1%–
CWHCamping World Holdings, Inc.CL A6,781$204.1K<0.1%History
AVIDAvid Technology, Inc.COM8,000$204.0K<0.1%History
MIDDMIDDLEBY CorpCOM1,371$202.7K<0.1%History
TSEOQTrinseo PLCCOM14,350$181.8K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM12,816$124.4K<0.1%History
CHYCalamos Convertible & High Income FundCOM SHS10,595$119.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,500$118.0K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT10,669$112.2K<0.1%–
Schwab Charles Family FD808515530AMT TAX FREE MNY85,267$85.3K<0.1%–
PACWPacwest BancorpCOM10,366$84.5K<0.1%History
Hannon Armstrong Sust Infr C41068XAD2NOTE 8/179,000$78.2K<0.1%–
NSLNuveen Senior Income FundCOM15,521$71.1K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW12,451$66.4K<0.1%History
NPKINPK International Inc.COM SHS11,200$58.6K<0.1%History
Sonnet Biotherapeutc HLDNG I83548R204COM NEW71,438$35.0K<0.1%–
BINIBollinger Innovations, Inc.Stock308,154$33.2K<0.1%History
AKBAAkebia Therapeutics, Inc.COM27,000$24.7K<0.1%History
DMDesktop Metal, Inc.COM CL A10,481$18.6K<0.1%History