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Advisory Services Network, LLC

SEC CIK
0001573876
Latest filing
Aug 12, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 23, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,447
+48 vs. Q4 2021
Portfolio value
$3.40B
−$78.5M (−2.3%) vs. Q4 2021
Filed
May 23, 2022
SEC
Holdings of Advisory Services Network, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CooTek(Cayman)Inc.21718L102SPONSORED ADS10,000$3.00K<0.1%+10,000New–
NAKNorthern Dynasty Minerals LtdCOM NEW10,900$5.00K<0.1%00.0%UnchangedHistory
SDOTSadot Group Inc.COM10,000$5.00K<0.1%+10,000NewHistory
GMBLEsports Entertainment Group, Inc.COM12,500$9.00K<0.1%+12,500NewHistory
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$10.0K<0.1%00.0%Unchanged–
Western Asset Mtg Cap Corp95790DAA3NOTE 6.750%10/010,000$10.0K<0.1%00.0%Unchanged–
DSSDSS, Inc.COM20,000$11.0K<0.1%00.0%UnchangedHistory
First Wave Biopharma Inc33749P101COM11,430$12.0K<0.1%+11,430New–
Blackstone Mtg Tr Inc09257WAB6NOTE 4.375% 5/015,000$15.0K<0.1%00.0%Unchanged–
EDUNew Oriental Education & Technology Group Inc.SPON ADR14,000$16.0K<0.1%+14,000NewHistory
China Liberal Ed Hldgs LtdG2161Y109ORD12,775$18.0K<0.1%00.0%Unchanged–
Sonnet Biotherapeutc HLDNG I83548R105COM50,525$19.0K<0.1%00.0%Unchanged–
ZOMDFZomedica Corp.COM55,761$19.0K<0.1%00.0%UnchangedHistory
DAREDare Bioscience, Inc.COM15,000$22.0K<0.1%+15,000NewHistory
UPHLUpHealth, Inc.COM19,500$23.0K<0.1%−17,000−46.6%ReducedHistory
Goldman Sachs BDC, Inc.38147UAB3NOTE 4.500% 4/025,000$25.0K<0.1%00.0%Unchanged–
DNNDenison Mines Corp.COM16,400$26.0K<0.1%+16,400NewHistory
AKBAAkebia Therapeutics, Inc.COM39,315$28.0K<0.1%00.0%UnchangedHistory
PTNPalatin Technologies IncCOM PAR $ .0162,700$29.0K<0.1%00.0%UnchangedHistory
CREXCreative Realities, Inc.COM NEW36,000$30.0K<0.1%+36,000NewHistory
IDNIntellicheck, Inc.COM NEW13,500$34.0K<0.1%+2,000+17.4%AddedHistory
VSTMVerastem, Inc.COM25,875$36.0K<0.1%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM34,075$38.0K<0.1%+34,075NewHistory
HIVEHIVE Digital Technologies Ltd.COM17,966$38.0K<0.1%00.0%UnchangedHistory
NPKINPK International Inc.COM SHS11,200$41.0K<0.1%+11,200NewHistory
VVRInvesco Senior Income TrustCOM10,000$43.0K<0.1%+10,000NewHistory
ORCOrchid Island Capital, Inc.COM15,923$52.0K<0.1%00.0%UnchangedHistory
Social Capital Hedosopha HLDG8251L105SHS CL A5,189$52.0K<0.1%−1,683−24.5%Reduced–
RJETRepublic Airways Holdings Inc.COM NEW12,378$54.0K<0.1%+2,374+23.7%AddedHistory
PSFEPaysafe LtdORD16,400$56.0K<0.1%−1,800−9.9%ReducedHistory
SRNESorrento Therapeutics, Inc.COM NEW24,810$58.0K<0.1%+24,810NewHistory
Kaleyra, Inc.483379111*W EXP 11/25/20261,600$59.0K<0.1%+8,750+16.6%Added–
AST SpaceMobile, Inc.00217D118*W EXP 04/06/20218,794$63.0K<0.1%+2,000+11.9%Added–
CURICuriosityStream Inc.COM CL A23,588$68.0K<0.1%−1,644−6.5%ReducedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF12,492$73.0K<0.1%+650+5.5%AddedHistory
DMDesktop Metal, Inc.COM CL A15,605$74.0K<0.1%−639−3.9%ReducedHistory
Listed FD Tr53656F441ROUNDHILL STREAM9,900$74.0K<0.1%+9,900New–
MCRMFS Charter Income TrustSH BEN INT10,773$79.0K<0.1%+10,773NewHistory
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund2,334$79.0K<0.1%+2,334New–
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR20,151$84.0K<0.1%−641−3.1%ReducedHistory
EADAllspring Income Opportunities FundINC OPPTY FD11,238$89.0K<0.1%−147−1.3%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A10,103$93.0K<0.1%−994−9.0%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW11,446$96.0K<0.1%+62+0.5%AddedHistory
ARAYAccuray IncCOM29,300$97.0K<0.1%−1,500−4.9%ReducedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM11,978$97.0K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM15,998$98.0K<0.1%+359+2.3%AddedHistory
FUBOFuboTV Inc.COM15,078$99.0K<0.1%+15,078NewHistory
ZTRVirtus Total Return Fund Inc.COM10,203$100.0K<0.1%00.0%UnchangedHistory
Kraneshares Trust500767306CSI CHI INTERNET3,530$101.0K<0.1%−1,420−28.7%Reduced–
MTAMetalla Royalty & Streaming Ltd.COM NEW14,265$101.0K<0.1%−200−1.4%ReducedHistory
IOVAIovance Biotherapeutics, Inc.COM6,425$107.0K<0.1%+6,425NewHistory
PCMPCM Fund, Inc.COM10,695$109.0K<0.1%00.0%UnchangedHistory
Sandstorm Gold Ltd Com New80013R206Stock14,073$114.0K<0.1%−888−5.9%Reduced–
MTTRMatterport, Inc.COM CL A14,150$115.0K<0.1%+14,150NewHistory
EARNEllington Credit CoCOM SHS BEN INT11,729$118.0K<0.1%00.0%UnchangedHistory
RKTRocket Companies, Inc.Stock10,775$120.0K<0.1%+10,775NewHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS16,607$124.0K<0.1%+2,985+21.9%AddedHistory
Silvercrest Metals Inc828363101COM14,250$127.0K<0.1%−3,100−17.9%Reduced–
PLTMGraniteShares Platinum TrustSHS BEN INT13,290$129.0K<0.1%+13,290NewHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM11,052$129.0K<0.1%00.0%UnchangedHistory
ACPabrdn Income Credit Strategies FundCOM13,257$130.0K<0.1%+1,810+15.8%AddedHistory
GILTGilat Satellite Networks LtdSHS NEW14,701$130.0K<0.1%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT10,100$136.0K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR11,500$136.0K<0.1%−15,800−57.9%ReducedHistory
PCGPG&E CorpStock11,651$139.0K<0.1%−13,498−53.7%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW27,706$139.0K<0.1%+7,256+35.5%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM18,649$141.0K<0.1%+18,649NewHistory
GPMTGranite Point Mortgage Trust Inc.COM STK12,748$142.0K<0.1%00.0%UnchangedHistory
CYHCommunity Health Systems IncCOM11,990$142.0K<0.1%00.0%UnchangedHistory
KTKT CorpSPONSORED ADR10,004$143.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM17,719$149.0K<0.1%−2,801−13.7%Reduced–
AGFirst Majestic Silver CorpCOM11,592$153.0K<0.1%−23,670−67.1%ReducedHistory
BCSBarclays PLCADR19,344$153.0K<0.1%+19,344NewHistory
Flagstar Bank, National Association649445103COM14,311$154.0K<0.1%+14,311New–
TEITempleton Emerging Markets Income FundCOM22,674$155.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM23,690$157.0K<0.1%+10,610+81.1%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW12,140$160.0K<0.1%+21+0.2%AddedHistory
VRMVroom, Inc.COM61,118$163.0K<0.1%+61,118NewHistory
WINGWingstop Inc.COM1,396$164.0K<0.1%+1,396NewHistory
HPEHewlett Packard Enterprise CoCOM9,922$165.0K<0.1%+671+7.3%AddedHistory
NMAINuveen Multi-Asset Income FundCOM10,176$165.0K<0.1%00.0%UnchangedHistory
Chiron Real Estate Inc.37954A204COM NEW10,136$165.0K<0.1%+10,136New–
IHDVoya Emerging Markets High Dividend Equity FundCOM24,718$166.0K<0.1%−6,750−21.5%ReducedHistory
TTWOTake Two Interactive Software IncCOM1,082$167.0K<0.1%+1,082NewHistory
RCReady Capital CorpCOM11,136$168.0K<0.1%+153+1.4%AddedHistory
TLSTelos CorpCOM16,825$168.0K<0.1%+16,825NewHistory
FLFoot Locker, Inc.COM5,698$169.0K<0.1%+5,698NewHistory
ZNGAZynga IncCL A18,306$169.0K<0.1%−2,090−10.2%ReducedHistory
BITBlackRock Multi-Sector Income TrustCOM10,468$173.0K<0.1%+10,468NewHistory
LYGLloyds Banking Group plcSPONSORED ADR73,915$178.0K<0.1%+9,434+14.6%AddedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT12,500$178.0K<0.1%00.0%UnchangedHistory
HNSTHonest Company, Inc.COM34,535$180.0K<0.1%+9,000+35.2%AddedHistory
UROYUranium Royalty Corp.COM45,756$180.0K<0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock4,006$186.0K<0.1%+1,513+60.7%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM15,959$187.0K<0.1%+1,761+12.4%AddedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/0195,000$188.0K<0.1%00.0%Unchanged–
ESEversource EnergyStock2,178$192.0K<0.1%+2,178NewHistory
SPBSpectrum Brands Holdings, Inc.COM2,159$192.0K<0.1%+37+1.7%AddedHistory
CLVTClarivate PLCORD SHS11,560$193.0K<0.1%+11,560NewHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM14,000$194.0K<0.1%−20,000−58.8%ReducedHistory

Sold out since Q4 2021 (135)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 135 by value last quarter.

Positions of Advisory Services Network, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Tr464287580US CONSUM DISCRE132,641$11.1M0.3%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF59,360$10.4M0.3%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN189,865$6.56M0.2%–
VXXBarclays Bank PLCETF232,893$4.32M0.1%History
KRUSKura Sushi USA, Inc.CL A COM50,053$4.05M0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF99,807$2.53M0.1%–
iShares Tr464287333GLOBAL FINLS ETF30,455$2.44M0.1%–
iShares Tr46435U853BROAD USD HIGH59,138$2.44M0.1%–
RHPRyman Hospitality Properties, Inc.COM25,154$2.31M0.1%History
ProShares Tr74348A210SHRT RUSSELL2000104,365$2.18M0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD88,479$1.97M0.1%History
KOFCoca Cola Femsa SAB de CVSPONS ADS REP31,273$1.71M<0.1%History
RBB FD Inc74933W601MOTLEY FOL ETF35,498$1.57M<0.1%–
Pacer Trendpilot US Bond ETF69374H642ETF52,861$1.42M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A26,059$1.13M<0.1%–
NUANNuance Communications, Inc.COM17,776$983.0K<0.1%History
INFOIHS Markit Ltd.SHS6,893$916.0K<0.1%History
LVSLas Vegas Sands CorpCOM21,500$810.0K<0.1%History
U.S. Global Jets ETF26922A842ETF38,036$802.0K<0.1%–
ZZillow Group, Inc.CL C CAP STK12,256$783.0K<0.1%History
Kirkland Lake Gold Ltd49741E100COM18,098$759.0K<0.1%–
XLNXXilinx IncCOM3,341$709.0K<0.1%History
CONECyrusOne Holdco LLCCOM7,311$656.0K<0.1%History
BBWIBath & Body Works, Inc.COM9,022$631.0K<0.1%History
iShares Tr464287846DOW JONES US ETF5,233$617.0K<0.1%–
THCTenet Healthcare CorpCOM NEW7,516$613.0K<0.1%History
FSRFisker Inc.CL A COM STK36,609$576.0K<0.1%History
LXULSB Industries, Inc.COM52,039$575.0K<0.1%History
XPELXPEL, Inc.COM8,215$561.0K<0.1%History
TRIThomson Reuters CorpCOM NEW4,677$560.0K<0.1%History
CLBCore Laboratories Inc.COM25,109$560.0K<0.1%History
FIVNFive9, Inc.COM4,055$557.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC6,600$533.0K<0.1%–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF2,976$511.0K<0.1%–
ALGMAllegro Microsystems, Inc.COM14,077$509.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B11,538$500.0K<0.1%–
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP8,400$499.0K<0.1%–
APAAPA CorpStock18,194$489.0K<0.1%History
ANSSAnsys IncCOM1,181$473.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF14,736$465.0K<0.1%–
PRLBProto Labs IncCOM8,863$455.0K<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF14,224$448.0K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A50,464$430.0K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS19,072$421.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT18,623$407.0K<0.1%–
APTAlpha Pro Tech LtdCOM67,450$403.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY6,447$396.0K<0.1%–
Innovator ETFs Trust45782C805US EQT ULTRA BF15,009$395.0K<0.1%–
LTHMLivent Corp.COM16,219$395.0K<0.1%History
XYLXylem Inc.COM3,274$392.0K<0.1%History
TRIPTripAdvisor, Inc.COM13,952$380.0K<0.1%History
IEXIdex CorpCOM1,573$371.0K<0.1%History
SWTXSpringWorks Therapeutics, Inc.COM5,850$363.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,986$357.0K<0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS17,145$356.0K<0.1%History
TXG10x Genomics, Inc.CL A COM2,357$351.0K<0.1%History
Fidelity Covington Trust316092352BLUE CHIP GRWTH9,958$345.0K<0.1%–
ETF Managers Tr26924G771ETFMG TRAVEL TEC13,750$335.0K<0.1%–
COUPCoupa Software IncCOM2,111$334.0K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF9,017$330.0K<0.1%–
SAIASaia IncCOM976$329.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF5,055$324.0K<0.1%–
TMUST-Mobile US, Inc.Stock2,758$321.0K<0.1%History
MGMMGM Resorts InternationalStock7,112$319.0K<0.1%History
SEICSEI Investments CoCOM5,172$316.0K<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP4,232$316.0K<0.1%–
iShares Tr464287754US INDUSTRIALS2,790$315.0K<0.1%–
IRIngersoll Rand Inc.COM5,077$315.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,778$298.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH3,921$291.0K<0.1%–
FFIVF5, Inc.Stock1,188$290.0K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,436$290.0K<0.1%History
iShares U S ETF Tr46431W598BLOOMBERG ROLL5,770$285.0K<0.1%–
SMLRSemler Scientific, Inc.COM3,111$285.0K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A2,149$280.0K<0.1%History
ANAutonation, Inc.COM2,387$279.0K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A11,625$274.0K<0.1%History
NINisource Inc.COM9,839$271.0K<0.1%History
MTCHMatch Group, Inc.COM2,004$265.0K<0.1%History
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS5,502$261.0K<0.1%–
ETXEaton Vance Municipal Income 2028 Term TrustSHS12,000$258.0K<0.1%History
PIMCO ETF Tr72201R30415+ YR US TIPS2,789$255.0K<0.1%–
HLTHilton Worldwide Holdings Inc.COM1,614$252.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN3,501$250.0K<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT14,750$244.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF7,836$243.0K<0.1%–
Vanguard World FD921910733ESG US STK ETF2,765$243.0K<0.1%–
VVVValvoline IncCOM6,336$236.0K<0.1%History
ECPGEncore Capital Group IncCOM3,764$234.0K<0.1%History
UBS AG London Branch902677780EN LG CP GRWTH270$234.0K<0.1%–
LITELumentum Holdings Inc.COM2,198$232.0K<0.1%History
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT9,822$229.0K<0.1%–
RDFNRedfin CorpCOM5,862$225.0K<0.1%History
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT8,312$224.0K<0.1%–
HELEHelen of Troy LtdStock909$222.0K<0.1%History
STESTERIS plcSHS USD902$220.0K<0.1%History
KAIKadant IncCOM954$219.0K<0.1%History
CCKCrown Holdings, Inc.COM1,983$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,415$217.0K<0.1%–
MKSIMKS IncCOM1,243$216.0K<0.1%History