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Livermore
Livermore
ZHEN

Advisory Services Network, LLC

SEC CIK
0001573876
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,381
−2,301 vs. Q2 2021
Portfolio value
$3.14B
−$25.4M (−0.8%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of Advisory Services Network, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UMCUnited Microelectronics CorpSPON ADR NEW71,760$820.0K<0.1%+1,113+1.6%AddedHistory
DFSDiscover Financial ServicesCOM6,668$820.0K<0.1%−2,641−28.4%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF2,797$821.0K<0.1%+549+24.4%Added–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM37,500$821.0K<0.1%00.0%UnchangedHistory
LMNDLemonade, Inc.Stock12,263$822.0K<0.1%−817−6.2%ReducedHistory
CELHCelsius Holdings, Inc.COM NEW9,126$822.0K<0.1%+3,440+60.5%AddedHistory
LVSLas Vegas Sands CorpCOM22,565$826.0K<0.1%+9,898+78.1%AddedHistory
Vanguard Utilities ETF92204A876ETF5,940$827.0K<0.1%−1,285−17.8%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF13,233$828.0K<0.1%+1,498+12.8%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR23,492$828.0K<0.1%+1,981+9.2%AddedHistory
TELTE Connectivity plcREG SHS6,040$829.0K<0.1%+64+1.1%AddedHistory
BNYBank of New York Mellon CorpStock16,078$833.0K<0.1%+704+4.6%AddedHistory
NVCRNovoCure LtdORD SHS7,183$834.0K<0.1%+110+1.6%AddedHistory
INFOIHS Markit Ltd.SHS7,189$838.0K<0.1%−503−6.5%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A7,067$842.0K<0.1%+1,760+33.2%AddedHistory
MKLMarkel Group Inc.COM707$845.0K<0.1%−22−3.0%ReducedHistory
ADSKAutodesk, Inc.COM2,964$845.0K<0.1%+45+1.5%AddedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT23,354$848.0K<0.1%+1,446+6.6%Added–
PAGPPlains GP Holdings LPLTD PARTNR INT A78,787$849.0K<0.1%−2,500−3.1%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF9,716$850.0K<0.1%−940−8.8%Reduced–
VEEVVeeva Systems IncStock2,959$853.0K<0.1%+129+4.6%AddedHistory
Global X FDS37954Y715RBTCS ARTFL INTE23,429$857.0K<0.1%+12,613+116.6%Added–
CHTRCharter Communications, Inc.CL A1,178$857.0K<0.1%−307−20.7%ReducedHistory
Fidelity MSCI Materials Index ETF316092881ETF19,474$862.0K<0.1%+1,506+8.4%Added–
PSAPublic StorageCOM2,908$864.0K<0.1%+429+17.3%AddedHistory
GTGoodyear Tire & Rubber CoCOM48,930$866.0K<0.1%+1,955+4.2%AddedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF29,831$867.0K<0.1%+21,108+242.0%Added–
DDDuPont de Nemours, Inc.COM12,756$867.0K<0.1%+947+8.0%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF6,693$871.0K<0.1%+588+9.6%Added–
PXDPioneer Natural Resources CoCOM5,257$875.0K<0.1%−514−8.9%ReducedHistory
YUMYum Brands IncStock7,162$876.0K<0.1%+340+5.0%AddedHistory
DAVAEndava plcADS6,476$880.0K<0.1%−60−0.9%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF8,808$882.0K<0.1%−13,048−59.7%Reduced–
NJRNew Jersey Resources CorpStock25,368$883.0K<0.1%+621+2.5%AddedHistory
FSLYFastly, Inc.CL A21,826$883.0K<0.1%+125+0.6%AddedHistory
FNFFidelity National Financial, Inc.COM SHS19,542$886.0K<0.1%+287+1.5%AddedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD18,556$888.0K<0.1%+721+4.0%Added–
iShares Tr464288372GLB INFRASTR ETF19,406$891.0K<0.1%−101,179−83.9%Reduced–
METMetlife IncStock14,460$892.0K<0.1%+3,164+28.0%AddedHistory
WYNNWynn Resorts LtdCOM10,527$892.0K<0.1%−5,494−34.3%ReducedHistory
PSECProspect Capital CorpCOM115,982$893.0K<0.1%−14,709−11.3%ReducedHistory
KHCKraft Heinz CoStock24,503$902.0K<0.1%−31,760−56.4%ReducedHistory
AKAMAkamai Technologies IncCOM8,631$903.0K<0.1%+1,115+14.8%AddedHistory
CHDChurch & Dwight Co IncCOM10,970$905.0K<0.1%−4,786−30.4%ReducedHistory
TLRYTilray Brands, Inc.COM CL 280,417$908.0K<0.1%−653−0.8%ReducedHistory
KMXCarMax IncCOM7,095$909.0K<0.1%−387−5.2%ReducedHistory
SPLKSplunk IncCOM6,287$910.0K<0.1%+634+11.2%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD38,083$918.0K<0.1%+1,652+4.5%Added–
ProShares Tr74347G796MSCI TRANFRMTNAL20,600$920.0K<0.1%−422−2.0%Reduced–
IQVIQVIA Holdings Inc.Stock3,844$921.0K<0.1%−82−2.1%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV7,828$921.0K<0.1%+578+8.0%Added–
DGXQuest Diagnostics IncCOM6,352$923.0K<0.1%+3,577+128.9%AddedHistory
SIVBSVB Financial GroupCOM1,429$925.0K<0.1%+178+14.2%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF11,362$931.0K<0.1%+1,963+20.9%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF14,265$936.0K<0.1%+6,457+82.7%Added–
ORealty Income CorpREIT14,514$941.0K<0.1%+2,994+26.0%AddedHistory
Vanguard Financials ETF92204A405ETF10,180$943.0K<0.1%−20,182−66.5%Reduced–
SPGSimon Property Group Inc.REIT7,303$949.0K<0.1%−63−0.9%ReducedHistory
RGENRepligen CorpCOM3,283$949.0K<0.1%+150+4.8%AddedHistory
MCOMoodys CorpStock2,688$954.0K<0.1%−44−1.6%ReducedHistory
DDominion Energy, IncStock13,080$955.0K<0.1%+457+3.6%AddedHistory
iShares Tr464288281JPMORGAN USD EMG8,673$955.0K<0.1%+281+3.3%Added–
JCIJohnson Controls International plcStock14,085$959.0K<0.1%+271+2.0%AddedHistory
SESea LtdSPONSORD ADS3,006$959.0K<0.1%−253−7.8%ReducedHistory
VCYTVeracyte, Inc.COM20,658$960.0K<0.1%−3,178−13.3%ReducedHistory
iShares Tr464288802ESG OPTIMIZED10,017$961.0K<0.1%+690+7.4%Added–
STEWSRH Total Return Fund, Inc.COM73,719$966.0K<0.1%+4,667+6.8%AddedHistory
VRSKVerisk Analytics, Inc.COM4,826$966.0K<0.1%+570+13.4%AddedHistory
MARMarriott International IncStock6,538$968.0K<0.1%+2,925+81.0%AddedHistory
MTBM&T Bank CorpCOM6,492$969.0K<0.1%−38−0.6%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF19,240$971.0K<0.1%+5,244+37.5%Added–
PIMCO ETF Tr72201R403BROAD US TIPS14,797$971.0K<0.1%−896−5.7%Reduced–
APOApollo Global Management, Inc.COM CL A15,932$981.0K<0.1%+1,196+8.1%AddedHistory
NUANNuance Communications, Inc.COM17,843$982.0K<0.1%−441−2.4%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF8,684$983.0K<0.1%+484+5.9%Added–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF19,368$985.0K<0.1%−3,810−16.4%Reduced–
ORLYO Reilly Automotive IncStock1,618$988.0K<0.1%+819+102.5%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock6,764$991.0K<0.1%+556+9.0%AddedHistory
SAMBoston Beer Co IncCL A1,944$991.0K<0.1%+1,211+165.2%AddedHistory
FISFidelity National Information Services, Inc.Stock8,169$994.0K<0.1%+667+8.9%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999939,776$995.0K<0.1%−79,908−66.8%ReducedHistory
ADMArcher-Daniels-Midland CoStock16,673$1.00M<0.1%+5,730+52.4%AddedHistory
DCIDonaldson Co IncStock17,439$1.00M<0.1%+472+2.8%AddedHistory
CNICanadian National Railway CoStock8,671$1.00M<0.1%+723+9.1%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF21,956$1.00M<0.1%+1,066+5.1%Added–
ABRArbor Realty Trust IncCOM54,210$1.00M<0.1%+1,408+2.7%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF20,360$1.01M<0.1%+7,012+52.5%Added–
SHWSherwin Williams CoCOM3,622$1.01M<0.1%−119−3.2%ReducedHistory
ProShares Tr74347R396PSHS SH MSCI EMR80,442$1.02M<0.1%+80,442New–
EMNEastman Chemical CoStock10,135$1.02M<0.1%+1,260+14.2%AddedHistory
PNWPinnacle West Capital CorpCOM14,126$1.02M<0.1%+10,841+330.0%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF9,125$1.02M<0.1%−17,479−65.7%Reduced–
FBINFortune Brands Innovations, Inc.COM11,447$1.02M<0.1%+197+1.8%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF5,625$1.02M<0.1%+192+3.5%Added–
FITBFifth Third BancorpCOM24,172$1.02M<0.1%+2,100+9.5%AddedHistory
SPGIS&P Global Inc.Stock2,420$1.03M<0.1%+501+26.1%AddedHistory
Fidelity Merrimack STR Tr316188101CORP BOND ETF18,603$1.03M<0.1%+224+1.2%Added–
BHRBraemar Hotels & Resorts Inc.COM214,250$1.04M<0.1%+112,250+110.0%AddedHistory
NETCloudflare, Inc.CL A COM9,231$1.04M<0.1%+1,351+17.1%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF7,809$1.04M<0.1%+767+10.9%Added–

Sold out since Q2 2021 (2,337)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 2,337 by value last quarter.

Positions of Advisory Services Network, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464288851US OIL GS EX ETF184,041$10.5M0.3%–
AHTAshford Hospitality Trust IncCOM SHS879,023$4.01M0.1%History
SFMSprouts Farmers Market, Inc.COM64,127$1.59M0.1%History
iShares Inc464286665MSCI PAC JP ETF28,835$1.49M<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF4,740$1.49M<0.1%–
VanEck Morningstar Wide Moat ETF92189F643ETF18,268$1.35M<0.1%–
BBNBlackRock Taxable Municipal Bond TrustSHS42,264$1.09M<0.1%History
Schwab U.S. REIT ETF808524847ETF21,917$1.00M<0.1%–
Schwab US Aggregate Bond ETF808524839ETF18,177$992.0K<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF29,106$944.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A21,198$939.0K<0.1%History
iShares Tr46435G334MSCI UK ETF NEW26,505$867.0K<0.1%–
iShares Inc46434G830MSCI ITALY ETF25,809$836.0K<0.1%–
IVZInvesco Ltd.Stock31,065$830.0K<0.1%History
COWNCowen Inc.CL A NEW20,179$828.0K<0.1%History
Barclays Bank PLC06746P555ETN LKD 4836,072$776.0K<0.1%–
RRRRed Rock Resorts, Inc.CL A17,565$747.0K<0.1%History
OZKBank OZKCOM17,264$728.0K<0.1%History
Fidelity Covington Trust316092782VLU FACTOR ETF14,888$715.0K<0.1%–
EVREvercore Inc.CLASS A5,025$708.0K<0.1%History
WisdomTree Tr97717Y683ENHNCD CMMDTY ST31,879$706.0K<0.1%–
KBHKB HomeCOM17,356$706.0K<0.1%History
iShares Inc464286392MSCI WORLD ETF5,443$689.0K<0.1%–
Janus Detroit STR Tr47103U209HENDERSN SML ETF10,161$687.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF14,298$662.0K<0.1%–
ESEEsco Technologies IncCOM6,925$650.0K<0.1%History
ASBAssociated Banc-CorpCOM31,349$642.0K<0.1%History
UHTUniversal Health Realty Income TrustSH BEN INT9,932$611.0K<0.1%History
CASYCaseys General Stores IncCOM3,118$607.0K<0.1%History
AUDCAudiocodes LtdORD18,247$604.0K<0.1%History
MTHMeritage Homes CORPCOM6,400$602.0K<0.1%History
AMWDAmerican Woodmark CorpCOM7,303$597.0K<0.1%History
PCHPotlatchdeltic CorpCOM11,130$591.0K<0.1%History
QDELQuidelOrtho CorpCOM4,606$590.0K<0.1%History
AVIDAvid Technology, Inc.COM15,046$589.0K<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID13,901$583.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A18,688$573.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF3,400$541.0K<0.1%–
WSMWilliams Sonoma IncCOM3,341$533.0K<0.1%History
MXIMMaxim Integrated Products IncCOM4,981$525.0K<0.1%History
CSWCCapital Southwest CorpCOM22,465$522.0K<0.1%History
ATRCAtriCure, Inc.COM6,575$522.0K<0.1%History
ETF Ser Solutions26922A701ROUNDHILL ACQUI14,626$509.0K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE23,930$502.0K<0.1%–
TXTTextron IncCOM7,182$494.0K<0.1%History
CNHCNH Industrial N.V.SHS29,173$488.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD19,603$470.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF3,450$467.0K<0.1%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,059$447.0K<0.1%–
ZGZillow Group, Inc.CL A3,277$402.0K<0.1%History
OXYOccidental Petroleum CorpStock12,691$397.0K<0.1%History
GDVGabelli Dividend & Income TrustCOM15,058$396.0K<0.1%History
ProShares Tr74347X831ULTRAPRO QQQ3,024$370.0K<0.1%–
RNLXYRenalytix plcADS11,936$368.0K<0.1%History
HOGHarley-Davidson, Inc.COM8,020$367.0K<0.1%History
PCARPaccar IncCOM4,011$358.0K<0.1%History
EFXEquifax IncCOM1,455$349.0K<0.1%History
MKTXMarketaxess Holdings IncCOM754$349.0K<0.1%History
DBBInvesco DB Base Metals FundBASE METALS FD17,045$345.0K<0.1%History
AMEDAmedisys IncCOM1,323$324.0K<0.1%History
RETAReata Pharmaceuticals IncCL A2,188$310.0K<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM12,058$309.0K<0.1%History
iShares Tr464288703MRNING SM CP ETF5,239$308.0K<0.1%–
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X5,302$295.0K<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,688$290.0K<0.1%–
SSYSStratasys Ltd.SHS10,955$283.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF6,425$281.0K<0.1%–
EXPEExpedia Group, Inc.Stock1,709$280.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL3,530$272.0K<0.1%–
MNDTMandiant, Inc.COM13,390$271.0K<0.1%History
Vanguard Materials ETF92204A801ETF1,465$265.0K<0.1%–
WEXWEX Inc.COM1,362$264.0K<0.1%History
FMCFMC CorpCOM NEW2,432$264.0K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY1,550$250.0K<0.1%–
LSTRLandstar System IncCOM1,541$245.0K<0.1%History
LOGILogitech International S.A.SHS2,019$244.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM4,674$244.0K<0.1%History
BIDUBaidu, Inc.ADR1,185$242.0K<0.1%History
HHyatt Hotels CorpCOM CL A3,123$242.0K<0.1%History
EVRIEveri Holdings Inc.COM9,666$241.0K<0.1%History
HCSGHealthcare Services Group IncCOM7,584$239.0K<0.1%History
CRTOCriteo S.A.SPONS ADS5,265$238.0K<0.1%History
AALAmerican Airlines Group Inc.Stock11,031$234.0K<0.1%History
HQYHealthequity, Inc.COM2,901$233.0K<0.1%History
CPNGCoupang, Inc.CL A5,522$231.0K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,088$230.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB10,549$229.0K<0.1%–
Safehold Inc.45031U101COM11,000$228.0K<0.1%–
SGRYSurgery Partners, Inc.Stock3,407$227.0K<0.1%History
Innovator ETFs Trust45782C573US EQTY PWR BUF7,429$225.0K<0.1%–
Schwab International Equity ETF808524805ETF5,684$224.0K<0.1%–
CRNCCerence Inc.COM2,076$221.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT2,632$219.0K<0.1%–
AUAngloGold Ashanti PLCSPONSORED ADR11,778$219.0K<0.1%History
FLSFlowserve CorpCOM5,400$218.0K<0.1%History
CNPCenterpoint Energy IncCOM8,770$215.0K<0.1%History
NWSANews CorpCL A8,282$214.0K<0.1%History
REALTheRealReal, Inc.COM10,835$214.0K<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM7,138$212.0K<0.1%History
STRLSterling Infrastructure, Inc.COM8,700$210.0K<0.1%History