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Livermore
Livermore
ZHEN

Lenox Wealth Advisors, LLC

SEC CIK
0001569292
Latest filing
Apr 14, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
764
+25 vs. Q2 2021
Portfolio value
$777.3M
−$3.54M (−0.5%) vs. Q2 2021
Filed
Oct 12, 2021
SEC
Holdings of Lenox Wealth Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P Mid-Cap ETF464287507ETF477,049$125.5M16.1%+1,535+0.3%Added–
iShares Inc464286525MSCI GBL MIN VOL965,147$99.2M12.8%+17,566+1.9%Added–
SPYSPDR S&P 500 ETF TrustETF225,187$96.6M12.4%−1,937−0.9%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF793,310$58.9M7.6%+2,677+0.3%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF807,676$40.8M5.2%+37,910+4.9%Added–
WisdomTree Tr97717W802ITL HIGH DIV FD1,039,470$39.4M5.1%+25,428+2.5%Added–
ProShares Tr74348A467S&P 500 DV ARIST435,502$38.6M5.0%+3,333+0.8%Added–
iShares MSCI Eafe ETF464287465ETF437,589$34.1M4.4%+23,569+5.7%Added–
Vanguard Total World Stock ETF922042742ETF324,306$33.0M4.2%−5,364−1.6%Reduced–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ546,761$33.0M4.2%+7,945+1.5%Added–
Flexshares Tr33939L837INTL QLTDV IDX885,997$22.3M2.9%+66,567+8.1%Added–
Schwab U.S. Large-Cap ETF808524201ETF168,461$17.5M2.3%−2,910−1.7%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF238,107$11.0M1.4%−2,983−1.2%Reduced–
Flexshares Tr33939L860QUALT DIVD IDX193,476$10.8M1.4%+2,723+1.4%Added–
AAPLApple Inc.Stock50,449$7.14M0.9%+1,004+2.0%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG75,859$6.53M0.8%−843−1.1%Reduced–
AMZNAmazon Com IncStock1,394$4.58M0.6%−19−1.3%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX72,563$3.81M0.5%−693−0.9%Reduced–
SPDR Series Trust78468R739ST NUVE TERM ETF74,848$3.70M0.5%−12,397−14.2%Reduced–
MSFTMicrosoft CorpStock12,460$3.51M0.5%+812+7.0%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF30,300$3.13M0.4%00.0%Unchanged–
Schwab US Dividend Equity ETF808524797ETF32,606$2.42M0.3%00.0%Unchanged–
SPDR Ser Tr78468R648S&P KENSHO NEW38,264$2.33M0.3%−1,934−4.8%Reduced–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV35,000$2.31M0.3%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF58,000$2.27M0.3%00.0%Unchanged–
GOOGLAlphabet Inc.Stock848$2.27M0.3%−16−1.9%ReducedHistory
Osi ETF Tr67110P100OSHARES US SMLCP64,000$2.22M0.3%00.0%Unchanged–
iShares Inc464286319EM MKTS DIV ETF48,650$1.89M0.2%00.0%Unchanged–
iShares Tr464288273EAFE SML CP ETF23,400$1.74M0.2%00.0%Unchanged–
Vanguard Real Estate ETF922908553ETF17,074$1.74M0.2%+461+2.8%Added–
TSLATesla, Inc.Stock2,177$1.69M0.2%+3+0.1%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID37,850$1.57M0.2%00.0%Unchanged–
iShares Core High Dividend ETF46429B663ETF16,200$1.53M0.2%+450+2.9%Added–
Alps ETF Tr00162Q866COM44,710$1.49M0.2%+377+0.9%Added–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE38,000$1.48M0.2%00.0%Unchanged–
GOOGAlphabet Inc.Stock515$1.37M0.2%+31+6.4%AddedHistory
iShares Russell 2000 ETF464287655ETF6,238$1.36M0.2%−116−1.8%Reduced–
BSCLBILI Social International, Inc.BULSHS 2021 CB61,946$1.31M0.2%−4,672−7.0%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF25,843$1.29M0.2%−1,432−5.3%Reduced–
iShares Russell 1000 Value ETF464287598ETF8,047$1.26M0.2%−75−0.9%Reduced–
J P Morgan Exchange-Traded F46641Q795US DIVIDEND39,000$1.24M0.2%00.0%Unchanged–
MDYSPDR S&P Midcap 400 ETF TrustETF2,526$1.22M0.2%−55−2.1%ReducedHistory
METAMeta Platforms, Inc.Stock3,289$1.12M0.1%+685+26.3%AddedHistory
CHTRCharter Communications, Inc.CL A1,529$1.11M0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF19,507$985.0K0.1%+60+0.3%Added–
VVisa Inc.Stock4,311$960.0K0.1%+323+8.1%AddedHistory
Global X FDS37950E549GLB X SUPERDIV67,500$893.0K0.1%00.0%Unchanged–
DBX ETF Tr233051200XTRACK MSCI EAFE23,000$868.0K0.1%−32,810−58.8%Reduced–
iShares Select Dividend ETF464287168ETF7,140$819.0K0.1%+1,300+22.3%Added–
Vanguard Morningstar Growth ETF922908736ETF2,718$789.0K0.1%−9−0.3%Reduced–
BRK.BBerkshire Hathaway IncStock2,834$774.0K0.1%+511+22.0%AddedHistory
NEENextera Energy IncStock9,756$766.0K0.1%−148−1.5%ReducedHistory
PFEPfizer IncStock16,598$714.0K0.1%−420−2.5%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM51,461$712.0K0.1%00.0%UnchangedHistory
JLLJones Lang Lasalle IncCOM2,787$691.0K0.1%+2,787NewHistory
iShares Core S&P 500 ETF464287200ETF1,488$641.0K0.1%−141−8.7%Reduced–
PYPLPayPal Holdings, Inc.Stock2,417$629.0K0.1%−16−0.7%ReducedHistory
COSTCostco Wholesale CorpStock1,310$589.0K0.1%−20−1.5%ReducedHistory
UNHUnitedHealth Group IncStock1,508$589.0K0.1%+244+19.3%AddedHistory
iShares Tr464288570ESG MSCI KLD ETF7,021$584.0K0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC14,096$547.0K0.1%+1,300+10.2%Added–
JDJD.com, Inc.SPON ADS CL A7,487$541.0K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM9,156$539.0K0.1%−607−6.2%ReducedHistory
JPMJPMorgan Chase & CoStock3,074$503.0K0.1%−156−4.8%ReducedHistory
WMTWalmart Inc.Stock3,531$492.0K0.1%+13+0.4%AddedHistory
TGTTarget CorpStock2,135$488.0K0.1%−595−21.8%ReducedHistory
JNJJohnson & JohnsonStock3,006$486.0K0.1%+351+13.2%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM48,787$478.0K0.1%00.0%UnchangedHistory
iShares Inc464286533MSCI EMERG MRKT7,250$454.0K0.1%00.0%Unchanged–
iShares Tr464287721U.S. TECH ETF4,274$433.0K0.1%00.0%Unchanged–
Powershares QQQ Trust73935A104COM1,204$431.0K0.1%+450+59.7%Added–
OSHOak Street Health, Inc.COM10,000$425.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV3,467$408.0K0.1%+30+0.9%Added–
AMATApplied Materials IncStock2,942$379.0K<0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock3,805$361.0K<0.1%−148−3.7%ReducedHistory
HDHome Depot, Inc.Stock1,088$357.0K<0.1%+182+20.1%AddedHistory
iShares Tr464288414NATIONAL MUN ETF3,064$356.0K<0.1%−17−0.6%Reduced–
NOWServiceNow, Inc.Stock555$345.0K<0.1%+105+23.3%AddedHistory
Rydex ETF Trust78355W106GUG S&P 500 EQ WT2,168$325.0K<0.1%00.0%Unchanged–
NNYNuveen New York Municipal Value FundCOM31,000$311.0K<0.1%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF7,814$302.0K<0.1%+29+0.4%Added–
ZTSZoetis Inc.Stock1,485$288.0K<0.1%+1+0.1%AddedHistory
iShares Tr464288588MBS ETF2,607$282.0K<0.1%−60−2.2%Reduced–
CSCOCisco Systems, Inc.Stock5,139$280.0K<0.1%+55+1.1%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,202$267.0K<0.1%−846−41.3%Reduced–
GBTCGrayscale Bitcoin Trust ETFETF7,585$257.0K<0.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock1,281$256.0K<0.1%00.0%UnchangedHistory
UBSIUnited Bankshares IncCOM6,898$251.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,670$247.0K<0.1%00.0%Unchanged–
TWLOTwilio IncCL A749$239.0K<0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,033$233.0K<0.1%+299+17.2%Added–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM11,550$233.0K<0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock399$230.0K<0.1%+98+32.6%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF3,754$229.0K<0.1%00.0%Unchanged–
MAMastercard IncStock651$226.0K<0.1%+214+49.0%AddedHistory
PEPPepsiCo IncStock1,470$221.0K<0.1%−103−6.5%ReducedHistory
WisdomTree Tr97717X560EQUITY PREMIUM6,773$221.0K<0.1%−2,305−25.4%Reduced–
iShares Core S&P Small Cap ETF464287804ETF2,006$219.0K<0.1%00.0%Unchanged–
IAUiShares Gold TrustISHARES6,320$211.0K<0.1%+14+0.2%AddedHistory
RTXRTX CorpStock2,413$207.0K<0.1%+26+1.1%AddedHistory

Sold out since Q2 2021 (58)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Lenox Wealth Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
SLMSLM CorpCOM35,000$733.0K0.1%History
NAVINavient CorpCOM17,078$330.0K<0.1%History
MBIMbia IncCOM17,000$187.0K<0.1%History
RITMRithm Capital Corp.REIT14,254$151.0K<0.1%History
LYFTLyft, Inc.CL A COM2,425$147.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT8,100$130.0K<0.1%History
VRNOVerano Holdings Corp.COM SUB VTG SHS4,300$70.0K<0.1%History
JBLUJetBlue Airways CorpCOM4,000$67.0K<0.1%History
TLNDTalend S.A.ADS660$43.0K<0.1%History
CLDRCloudera, Inc.COM2,610$41.0K<0.1%History
iShares Tr464287697U.S. UTILITS ETF442$35.0K<0.1%–
OSUROrasure Technologies IncCOM3,090$31.0K<0.1%History
Cyberark Software LtdM2682V108SHS230$30.0K<0.1%–
TTWOTake Two Interactive Software IncCOM136$24.0K<0.1%History
QLYSQualys, Inc.COM235$24.0K<0.1%History
CPBCAMPBELL'S CoCOM400$18.0K<0.1%History
RAMPLiveRamp Holdings, Inc.COM385$18.0K<0.1%History
DNB ASA Sponsored ADR23328E106ADR806$18.0K<0.1%–
Fusion Acquisition Corp36118H105CL A1,300$13.0K<0.1%–
State Street Technology Select Sector SPDR ETF81369Y803ETF84$12.0K<0.1%–
iShares Russell Midcap ETF464287499ETF155$12.0K<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME429$11.0K<0.1%–
ASMLASML Holding NVADR11$8.00K<0.1%History
RVTYRevvity, Inc.COM50$8.00K<0.1%History
APDAir Products & Chemicals, Inc.Stock21$6.00K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF103$6.00K<0.1%–
iShares Tr464288513IBOXX HI YD ETF68$6.00K<0.1%–
NUVNuveen Municipal Value Fund IncCOM415$5.00K<0.1%History
SNYSanofiSPONSORED ADR96$5.00K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW54$5.00K<0.1%History
DKNGDraftKings Inc.COM CL A100$5.00K<0.1%History
IAAIAA, Inc.COM90$5.00K<0.1%History
DTDynatrace, Inc.Stock60$4.00K<0.1%History
NGVTIngevity CorpCOM52$4.00K<0.1%History
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI232$4.00K<0.1%–
SONOSonos IncCOM100$4.00K<0.1%History
OXYOccidental Petroleum CorpStock97$3.00K<0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM585$3.00K<0.1%History
Macquarie Global Infrastruct55608D101COM126$3.00K<0.1%–
BGTBlackRock Floating Rate Income TrustCOM123$2.00K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT118$2.00K<0.1%History
KSHBKushCo Holdings, Inc.COM1,500$2.00K<0.1%History
GMGeneral Motors CoCOM9$1.00K<0.1%History
CRONCronos Group Inc.COM90$1.00K<0.1%History
LKNCYLuckin Coffee Inc.ADR52$1.00K<0.1%History
ProShares Tr74347X302MSCI EMRG ETF5$1.00K<0.1%–
Sequential BRNDS Group I81734P107COM62$1.00K<0.1%–
Paramount Global92556H107CL A20$1.00K<0.1%–
FDXFedEx CorpStock1$00.0%History
CAHCardinal Health IncStock3$00.0%History
SPDR Series Trust78464A656ST STR TIPS ETF1$00.0%–
GLWCorning IncCOM11$00.0%History
FMCFMC CorpCOM NEW1$00.0%History
PCARPaccar IncCOM1$00.0%History
HSTHost Hotels & Resorts, Inc.COM5$00.0%History
CHTChunghwa Telecom Co LtdSPON ADR NEW114$00.0%History
CCLCarnival Corp Ltd.UNIT 99/99/999911$00.0%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN21$00.0%–