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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 18, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,669
−237 vs. Q3 2022
Portfolio value
$1.99B
−$6.71B (−77.2%) vs. Q3 2022
Filed
Jan 18, 2023
SEC
Holdings of Private Advisor Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PLXPPLx Pharma Winddown Corp.COM13,725$2<0.1%00.0%UnchangedHistory
Arrival GroupL0423Q108SHS20,800$3<0.1%00.0%Unchanged–
SLESuper League Enterprise, Inc.COM12,783$4<0.1%00.0%UnchangedHistory
REEAFREE Automotive Ltd.CLASS A ORD SHS11,000$4<0.1%−20,000−64.5%ReducedHistory
AUDAudacy, Inc.COM20,062$5<0.1%00.0%UnchangedHistory
STEXStreamex Corp.COM NEW11,870$5<0.1%00.0%UnchangedHistory
TOONKartoon Studios, Inc.COM11,545$5<0.1%00.0%UnchangedHistory
IRNTIronNet, Inc.COM22,024$5<0.1%00.0%UnchangedHistory
CARMCarisma Therapeutics Inc.COM10,000$6<0.1%00.0%UnchangedHistory
MLSSMilestone Scientific Inc.COM NEW16,300$8<0.1%−12,900−44.2%ReducedHistory
INSGInseego Corp.COM10,170$9<0.1%+108+1.1%AddedHistory
Predictive Oncology Inc74039M200COM NEW29,805$9<0.1%+2,000+7.2%Added–
BGRYBerkshire Grey, Inc.COMMON STOCK15,000$9<0.1%+15,000NewHistory
LOGCContextLogic Inc.COM CL A20,558$10<0.1%−79,587−79.5%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM NEW26,300$10<0.1%00.0%UnchangedHistory
EVGNEvogene Ltd.SHS14,013$10<0.1%00.0%UnchangedHistory
ZEVLightning eMotors, Inc.COM30,000$11<0.1%+30,000NewHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$13<0.1%–––
NEUENeueHealth, Inc.COM19,300$13<0.1%+7,300+60.8%AddedHistory
SURFSurface Oncology, Inc.COM17,325$14<0.1%00.0%UnchangedHistory
BNGOBionano Genomics, Inc.COM10,525$15<0.1%−450−4.1%ReducedHistory
SNFIStark Novus Financial Inc.COM CL A14,153$16<0.1%−4,621−24.6%ReducedHistory
BKKTBakkt, Inc.COM CL A13,050$16<0.1%00.0%UnchangedHistory
Sunpower Corp867652AL3DBCV 4.000% 1/1–$17<0.1%–New–
OPKOpko Health, Inc.COM14,501$18<0.1%+14,501NewHistory
UPWheels Up Experience Inc.COMMON STOCK17,500$18<0.1%−2,200−11.2%ReducedHistory
PAVMPAVmed Inc.COM40,334$19<0.1%−804−2.0%ReducedHistory
ACHRArcher Aviation Inc.Stock10,600$20<0.1%00.0%UnchangedHistory
INFIInfinity Pharmaceuticals, Inc.COM40,100$22<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM12,082$22<0.1%−6,663−35.5%ReducedHistory
FUBOFuboTV Inc.COM13,166$23<0.1%−700−5.0%ReducedHistory
HYZNHyzon Motors Inc.COMMON STOCK16,288$25<0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS14,605$25<0.1%+14,605NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,349$26<0.1%−50−0.4%ReducedHistory
KOPNKopin CorpCOM22,133$27<0.1%−750−3.3%ReducedHistory
DAVEDave Inc.COMMON STOCK100,725$29<0.1%00.0%UnchangedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK10,130$30<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM33,738$31<0.1%−629−1.8%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0212,148$31<0.1%+248+2.1%Added–
CTXRCitius Pharmaceuticals, Inc.COM NEW40,000$32<0.1%00.0%UnchangedHistory
NVVENuvve Holding Corp.COM51,595$35<0.1%+30,788+148.0%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK16,000$37<0.1%00.0%UnchangedHistory
KCKingsoft Cloud Holdings LtdADS10,000$38<0.1%+10,000NewHistory
PTRAQProterra IncCOM10,038$38<0.1%00.0%UnchangedHistory
INVZInnoviz Technologies Ltd.SHS10,000$39<0.1%00.0%UnchangedHistory
Theravance Inc88338TAB0NOTE 2.125% 1/1–$40<0.1%–––
GRABGrab Holdings LtdCLASS A ORD12,750$41<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM11,305$41<0.1%00.0%UnchangedHistory
IAGIamgold CorpCOM17,225$44<0.1%00.0%UnchangedHistory
BFXBowflex Inc.COM29,305$45<0.1%00.0%UnchangedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A25,200$50<0.1%+25,200NewHistory
GRWGGrowGeneration Corp.COM13,031$51<0.1%−1,132−8.0%ReducedHistory
KGCKinross Gold CorpCOM13,143$54<0.1%+8+0.1%AddedHistory
PHKPIMCO High Income FundCOM SHS11,404$54<0.1%−1,294−10.2%ReducedHistory
QXO, Inc.82846H207COM NEW20,000$59<0.1%+5,000+33.3%Added–
DNMRDanimer Scientific, Inc.COM CL A33,685$60<0.1%−10,560−23.9%ReducedHistory
HUMAHumacyte, Inc.COM29,500$62<0.1%+5,000+20.4%AddedHistory
OSUROrasure Technologies IncCOM12,857$62<0.1%−2,298−15.2%ReducedHistory
FRBKRepublic First Bancorp IncCOM28,695$62<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM19,417$63<0.1%−5,212−21.2%ReducedHistory
PLBYPlayboy, Inc.COM23,820$66<0.1%−1,310−5.2%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT12,939$67<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW12,155$67<0.1%−1,848−13.2%ReducedHistory
CDECoeur Mining, Inc.COM NEW20,925$70<0.1%00.0%UnchangedHistory
INDIindie Semiconductor, Inc.CLASS A COM11,925$70<0.1%−5,463−31.4%ReducedHistory
HLHecla Mining CoCOM12,777$71<0.1%+2,100+19.7%AddedHistory
CRFCornerstone Total Return Fund IncCOM10,017$71<0.1%+10+0.1%AddedHistory
IRDOpus Genetics, Inc.COM20,000$71<0.1%+20,000NewHistory
LUMOLumos Pharma, Inc.COM20,013$72<0.1%+3,000+17.6%AddedHistory
UUUUEnergy Fuels IncCOM NEW11,689$73<0.1%−700−5.7%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS14,919$76<0.1%00.0%UnchangedHistory
CHMICherry Hill Mortgage Investment CorpCOM13,063$76<0.1%+13,063NewHistory
FSRFisker Inc.CL A COM STK10,879$79<0.1%+719+7.1%AddedHistory
SVMSilvercorp Metals IncCOM27,007$80<0.1%00.0%UnchangedHistory
CMUMFS High Yield Municipal TrustSH BEN INT25,893$81<0.1%00.0%UnchangedHistory
PGPPIMCO Global StocksPLUS & Income FundCOM11,831$82<0.1%00.0%UnchangedHistory
EZPWEzcorp IncCL A NON VTG10,196$83<0.1%00.0%UnchangedHistory
SACHSachem Capital Corp.COM25,391$84<0.1%+22+0.1%AddedHistory
CRONCronos Group Inc.COM32,985$84<0.1%+890+2.8%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF17,224$85<0.1%+5,578+47.9%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM19,917$86<0.1%+3,525+21.5%AddedHistory
FTCIFTC Solar, Inc.COM32,243$86<0.1%−581−1.8%ReducedHistory
TELLTellurian Inc.COM51,533$87<0.1%−8,965−14.8%ReducedHistory
BINIBollinger Innovations, Inc.COMMON STOCK305,541$87<0.1%+40,700+15.4%AddedHistory
CLGNCollPlant Biotechnologies LtdSHS NEW10,490$88<0.1%−2,372−18.4%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM13,595$91<0.1%−276−2.0%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM11,074$95<0.1%+11,074NewHistory
FLWS1 800 Flowers Com IncCL A10,000$96<0.1%+10,000NewHistory
DUOTDuos Technologies Group, Inc.COM49,826$100<0.1%+6,500+15.0%AddedHistory
EVGOEVgo Inc.CL A COM22,909$102<0.1%−2,099−8.4%ReducedHistory
PMMFranklin Managed Municipal Income TrustCOM16,201$102<0.1%+601+3.9%AddedHistory
VFLabrdn National Municipal Income FundCEF10,085$105<0.1%+10,085NewHistory
ANTXAN2 Therapeutics, Inc.COM11,008$105<0.1%+11,008NewHistory
PACBPacific Biosciences of California, Inc.COM12,811$105<0.1%−900−6.6%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A10,901$105<0.1%−2,600−19.3%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM10,414$107<0.1%−1,030−9.0%ReducedHistory
TRINTrinity Capital Inc.COM10,000$109<0.1%−5,000−33.3%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM13,015$113<0.1%−1,060−7.5%ReducedHistory
VERUVeru Inc.COM21,705$115<0.1%−4,950−18.6%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM36,947$116<0.1%+2,231+6.4%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q4 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$691.8K

Sold out since Q3 2022 (366)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 366 by value last quarter.

Positions of Private Advisor Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Advisorshares Tr00768Y412RANGER EQUITY BE409,835$12.4M0.1%–
YAlleghany CorpCOM7,892$6.62M0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF190,398$4.77M0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG129,008$4.01M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB156,060$3.31M<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 150022,289$3.25M<0.1%–
ULTAUlta Beauty, Inc.Stock7,289$2.92M<0.1%History
KLACKLA CorpCOM NEW9,432$2.85M<0.1%History
iShares Semiconductor ETF464287523ETF7,715$2.46M<0.1%–
SPDR Series Trust78468R705ST STR 1500MOM15,105$2.33M<0.1%–
SNOWSnowflake Inc.Stock13,688$2.33M<0.1%History
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL68,948$2.21M<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF47,659$2.11M<0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT7,683$1.93M<0.1%–
iShares Tr46435G755IBONDS DEC202273,162$1.90M<0.1%–
NTRNutrien Ltd.COM21,880$1.82M<0.1%History
CHTRCharter Communications, Inc.CL A5,823$1.77M<0.1%History
Kraneshares Tr500767736QUADRTC INT RT78,058$1.73M<0.1%–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP47,491$1.70M<0.1%–
GNRCGenerac Holdings Inc.Stock9,442$1.68M<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -22,265$1.68M<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH9,106$1.59M<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD79,312$1.59M<0.1%History
VanEck Semiconductor ETF92189F676ETF8,203$1.52M<0.1%–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH9,640$1.52M<0.1%–
TWTRTwitter, Inc.COM33,415$1.47M<0.1%History
Global X FDS37950E549GLB X SUPERDIV178,432$1.34M<0.1%–
TPLTexas Pacific Land CorpStock756$1.34M<0.1%History
DLRDigital Realty Trust, Inc.COM13,536$1.34M<0.1%History
iShares Tr464287515EXPANDED TECH5,214$1.30M<0.1%–
ODFLOld Dominion Freight Line, Inc.COM5,168$1.29M<0.1%History
iShares Tr464287812US CONSM STAPLES6,931$1.25M<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO9,502$1.19M<0.1%–
iShares Tr46435U697IBONDS DEC45,878$1.17M<0.1%–
Global X Uranium ETF37954Y871ETF58,925$1.17M<0.1%–
Siren ETF Tr829658400DIVCN DIVD ETF33,593$1.11M<0.1%–
CBOECboe Global Markets, Inc.COM9,442$1.11M<0.1%History
MSTRStrategy IncStock5,172$1.10M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD41,147$1.09M<0.1%–
SPDR Series Trust78468R812ST STR MSCI USAQ10,563$1.07M<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF21,481$1.06M<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF21,375$1.05M<0.1%–
BILLBILL Holdings, Inc.Stock7,908$1.05M<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY44,797$984.0K<0.1%–
MASIMasimo CorpCOM6,622$935.0K<0.1%History
BNTXBioNTech SESPONSORED ADS6,802$917.0K<0.1%History
ANETArista Networks, Inc.COM8,089$913.0K<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW23,237$897.0K<0.1%–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT6,247$890.0K<0.1%–
PSAPublic StorageCOM3,020$884.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM11,533$877.0K<0.1%History
Victory Portfolios II92647N808VICOTRYSHS EMG50,703$832.0K<0.1%–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT7,207$820.0K<0.1%–
SEDGSolaredge Technologies, Inc.COM3,506$811.0K<0.1%History
PCARPaccar IncCOM9,520$797.0K<0.1%History
ARLPAlliance Resource Partners LPStock34,769$796.0K<0.1%History
Advisorshares Tr00768Y727NEWFLT MULSINC17,739$793.0K<0.1%–
ENTGEntegris IncCOM9,541$792.0K<0.1%History
SGENSeagen Inc.COM5,762$788.0K<0.1%History
ICLICL Group Ltd.SHS91,439$748.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR41,969$733.0K<0.1%History
WECWec Energy Group, Inc.Stock8,145$728.0K<0.1%History
MSEXMiddlesex Water CoCOM9,269$716.0K<0.1%History
CHDNChurchill Downs IncCOM3,866$712.0K<0.1%History
ATOAtmos Energy CorpCOM6,914$704.0K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD7,984$697.0K<0.1%–
WYNNWynn Resorts LtdCOM10,796$680.0K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP4,393$676.0K<0.1%–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF9,888$668.0K<0.1%–
AMNAmn Healthcare Services IncCOM6,296$667.0K<0.1%History
iShares Tr46435G268RUSEL 2500 ETF13,216$658.0K<0.1%–
DXCMDexcom IncCOM7,936$639.0K<0.1%History
Global X FDS37950E127REIT ETF91,683$630.0K<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY12,217$629.0K<0.1%–
EIXEdison InternationalStock11,031$624.0K<0.1%History
Goldman Sachs ETF Tr381430529ACCES TREASURY6,249$624.0K<0.1%–
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM30,829$603.0K<0.1%–
AVLRAvalara, Inc.COM6,544$601.0K<0.1%History
iShares Tr464287580US CONSUM DISCRE10,280$598.0K<0.1%–
iShares Tr464287333GLOBAL FINLS ETF9,507$583.0K<0.1%–
BIDUBaidu, Inc.ADR4,879$573.0K<0.1%History
HUBBHubbell IncCOM2,569$573.0K<0.1%History
LENLennar CorpCL A7,617$568.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY5,630$565.0K<0.1%–
iShares Tr46432F875MRNGSTR INC ETF30,734$565.0K<0.1%–
FDSFactset Research Systems IncStock1,402$561.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF2,658$561.0K<0.1%–
iShares Tr464287192US TRSPRTION2,818$554.0K<0.1%–
HIIHuntington Ingalls Industries, Inc.COM2,493$552.0K<0.1%History
SUMSummit Materials, Inc.CL A22,652$542.0K<0.1%History
FMCFMC CorpCOM NEW5,089$538.0K<0.1%History
STXSeagate Technology Holdings plcORD SHS9,977$531.0K<0.1%History
TEAMAtlassian CorpCL A2,501$527.0K<0.1%History
TSNTyson Foods, Inc.Stock7,957$524.0K<0.1%History
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX3,245$523.0K<0.1%–
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT12,698$523.0K<0.1%History
CASYCaseys General Stores IncCOM2,569$520.0K<0.1%History
SRESempraStock3,462$519.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF10,330$516.0K<0.1%–
RHIRobert Half Inc.COM6,719$514.0K<0.1%History