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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,108
+103 vs. Q3 2021
Portfolio value
$13.3B
−$2.41B (−15.3%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Private Advisor Group, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTENPatterson Uti Energy IncCOM12,783$108.0K<0.1%−13,667−51.7%ReducedHistory
OISOil States International, IncCOM21,972$109.0K<0.1%−6,868−23.8%ReducedHistory
KOSKosmos Energy Ltd.COM31,482$109.0K<0.1%−5,986−16.0%ReducedHistory
GANGAN LtdORD SHS11,857$109.0K<0.1%−1,620−12.0%ReducedHistory
JFRNuveen Floating Rate Income FundCOM10,809$110.0K<0.1%+52+0.5%AddedHistory
OSUROrasure Technologies IncCOM12,654$110.0K<0.1%−38,668−75.3%ReducedHistory
SMMSalient Midstream & MLP FundSH BEN INT16,326$110.0K<0.1%−28,260−63.4%ReducedHistory
NYMXFNymox Pharmaceutical CorpCOM85,100$111.0K<0.1%−85,100−50.0%ReducedHistory
NCNANuCana plcSPONSORED ADR47,050$112.0K<0.1%+47,050NewHistory
SRNESorrento Therapeutics, Inc.COM NEW24,055$112.0K<0.1%−12,745−34.6%ReducedHistory
BFLYButterfly Network, Inc.COM CL A16,779$113.0K<0.1%+16,779NewHistory
FRBKRepublic First Bancorp IncCOM30,740$114.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR45,339$115.0K<0.1%−34,030−42.9%ReducedHistory
FATFat Brands, IncCOM10,928$116.0K<0.1%−10,928−50.0%ReducedHistory
HROWHarrow, Inc.COM13,683$118.0K<0.1%+172+1.3%AddedHistory
REALTheRealReal, Inc.COM10,160$118.0K<0.1%+10,160NewHistory
PFNPIMCO Income Strategy Fund IICOM12,422$119.0K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS15,283$120.0K<0.1%−14,346−48.4%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS15,147$121.0K<0.1%−1,195−7.3%ReducedHistory
GLADGladstone Capital CorpCOM10,483$121.0K<0.1%00.0%UnchangedHistory
SCYXScynexis IncCOM NEW20,000$122.0K<0.1%−20,000−50.0%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR49,300$126.0K<0.1%−49,834−50.3%ReducedHistory
TELLTellurian Inc.COM41,099$127.0K<0.1%+7,576+22.6%AddedHistory
MVISMicrovision, Inc.COM NEW25,480$128.0K<0.1%−25,125−49.6%ReducedHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM14,773$132.0K<0.1%+3,437+30.3%AddedHistory
MNKDMannkind CorpCOM NEW30,560$134.0K<0.1%+20,488+203.4%AddedHistory
AIOTPowerfleet, Inc.COM28,477$135.0K<0.1%−3,006−9.5%ReducedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT10,390$138.0K<0.1%00.0%UnchangedHistory
Nuveen CR Opportunities 202267075U102COM17,375$141.0K<0.1%00.0%Unchanged–
RKTRocket Companies, Inc.Stock10,136$142.0K<0.1%+10,136NewHistory
CRONCronos Group Inc.COM36,156$142.0K<0.1%−46−0.1%ReducedHistory
SEVNSeven Hills Realty TrustCOM13,800$143.0K<0.1%+13,800NewHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM20,150$145.0K<0.1%−12,650−38.6%ReducedHistory
ProShares Tr74347B714SHORT QQQ NEW13,450$145.0K<0.1%+13,450New–
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,150$150.0K<0.1%+10,150NewHistory
NPKINPK International Inc.COM SHS51,527$151.0K<0.1%−40,985−44.3%ReducedHistory
CFFNCapitol Federal Financial, Inc.COM13,310$151.0K<0.1%−405−3.0%ReducedHistory
MTNBMatinas BioPharma Holdings, Inc.COM149,941$151.0K<0.1%−70,991−32.1%ReducedHistory
BRMKBroadmark Realty Capital Inc.COM16,183$152.0K<0.1%−13,554−45.6%ReducedHistory
BTGB2GOLD CorpCOM38,825$153.0K<0.1%+28,599+279.7%AddedHistory
MFLBlackRock Muniholdings Investment Quality FundCOM10,398$155.0K<0.1%+10,398NewHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,950$156.0K<0.1%−1,650−13.1%ReducedHistory
PGENPrecigen, Inc.COM43,091$160.0K<0.1%+20,236+88.5%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,881$161.0K<0.1%+10.0%AddedHistory
DVAXDynavax Technologies CorpCOM NEW11,472$161.0K<0.1%+11,472NewHistory
SANBanco Santander, S.A.ADR49,259$162.0K<0.1%−26,281−34.8%ReducedHistory
QIPTQuipt Home Medical Corp.COM28,988$163.0K<0.1%+345+1.2%AddedHistory
Crescent PT Energy Corp22576C101COM30,950$166.0K<0.1%−37,298−54.7%Reduced–
CGENCompugen LtdORD38,850$167.0K<0.1%−4,500−10.4%ReducedHistory
Lux Health Tech Acquisition55068A100COM CL A17,000$167.0K<0.1%−500−2.9%Reduced–
AIVApartment Investment & Management CoCL A21,770$168.0K<0.1%−21,232−49.4%ReducedHistory
ACBAurora Cannabis IncCOM30,985$168.0K<0.1%+8,956+40.7%AddedHistory
OXLCOxford Lane Capital Corp.COM21,923$169.0K<0.1%+7,514+52.1%AddedHistory
BCSBarclays PLCADR16,530$171.0K<0.1%−14,327−46.4%ReducedHistory
FNBFNB CorpCOM14,181$172.0K<0.1%+94+0.7%AddedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$172.0K<0.1%00.0%UnchangedHistory
NMRNomura Holdings IncSPONSORED ADR40,068$173.0K<0.1%−37,518−48.4%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS12,738$173.0K<0.1%+12,738NewHistory
IGRCbre Global Real Estate Income FundCOM17,735$174.0K<0.1%+1,430+8.8%AddedHistory
FBPFirst BancorpCOM NEW12,697$175.0K<0.1%+12,697NewHistory
INGING Groep NVSPONSORED ADR12,713$177.0K<0.1%+12,713NewHistory
VLYValley National BancorpCOM12,859$177.0K<0.1%00.0%UnchangedHistory
GAPGap IncCOM10,101$178.0K<0.1%+975+10.7%AddedHistory
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,487$179.0K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM13,252$180.0K<0.1%+1,281+10.7%AddedHistory
AGIAlamos Gold IncStock23,591$182.0K<0.1%−16,018−40.4%ReducedHistory
ORMPOramed Pharmaceuticals Inc.COM NEW12,752$182.0K<0.1%+575+4.7%AddedHistory
QSIQuantum-Si IncCOM CL A23,385$184.0K<0.1%−17,135−42.3%ReducedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT10,000$187.0K<0.1%+10,000NewHistory
GCVGabelli Convertible & Income Securities Fund IncCOM27,200$187.0K<0.1%+3,000+12.4%AddedHistory
NPCTNuveen Core Plus Impact FundCOM BEN INT10,330$189.0K<0.1%+10,330NewHistory
NUVNuveen Municipal Value Fund IncCOM18,319$190.0K<0.1%+73+0.4%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW14,027$190.0K<0.1%+14,027NewHistory
MCWMister Car Wash, Inc.COM10,431$190.0K<0.1%+57+0.5%AddedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM15,003$191.0K<0.1%+3,318+28.4%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM15,863$192.0K<0.1%+15,863NewHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM12,140$193.0K<0.1%−9,100−42.8%ReducedHistory
MNDTMandiant, Inc.Stock11,094$195.0K<0.1%+750+7.3%AddedHistory
CNHCNH Industrial N.V.SHS10,086$196.0K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM12,783$198.0K<0.1%+12,783NewHistory
THWabrdn World Healthcare FundBEN INT SHS12,229$199.0K<0.1%+12,229NewHistory
VanEck ETF Trust92189F429PREFERRED SECURT9,129$200.0K<0.1%+9,129New–
iShares Tr464287713US TELECOM ETF6,122$201.0K<0.1%−1,555−20.3%Reduced–
SAFESafehold Inc.COM2,522$201.0K<0.1%−3,128−55.4%ReducedHistory
HEHawaiian Electric Industries IncCOM4,872$202.0K<0.1%+4,872NewHistory
GXOGXO Logistics, Inc.Stock2,230$203.0K<0.1%+2,230NewHistory
ProShares Tr74347X633ULTRA FNCLS NEW3,000$203.0K<0.1%+3,000New–
BINIBollinger Innovations, Inc.COMMON STOCK38,755$203.0K<0.1%+38,755NewHistory
Cornerstone Building Brands, Inc.21925D109COM11,688$204.0K<0.1%−876−7.0%Reduced–
Flagstar Bank, National Association649445103COM16,747$204.0K<0.1%−50−0.3%Reduced–
ALLEAllegion plcORD SHS1,546$205.0K<0.1%+1,546NewHistory
SPSCSPS Commerce IncCOM1,440$205.0K<0.1%−1,516−51.3%ReducedHistory
BBTBeacon Financial CorpCOM7,195$205.0K<0.1%−3,594−33.3%ReducedHistory
SHAKShake Shack Inc.CL A2,834$205.0K<0.1%+174+6.5%AddedHistory
STFCState Auto Financial CORPCOM3,966$205.0K<0.1%−3,942−49.8%ReducedHistory
TTECTTEC Holdings, Inc.COM2,277$206.0K<0.1%−59−2.5%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,442$206.0K<0.1%+2,442NewHistory
ENVEnvestnet, Inc.COM2,595$206.0K<0.1%−75−2.8%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF5,671$207.0K<0.1%−34,564−85.9%Reduced–
Kraneshares Tr500767827ELEC VEH FUTUR4,426$207.0K<0.1%+4,426New–

Options (33)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q4 2021
SecurityClassPutsCalls
SLViShares Silver TrustETF–$12.8M
Invesco QQQ Trust Series I46090E103ETF$539.0K–
PYPLPayPal Holdings, Inc.Stock–$481.0K
TSLATesla, Inc.Stock$276.0K–
WFCWells Fargo & CompanyStock–$241.0K
AAPLApple Inc.Stock$122.0K$17.0K
ARK Innovation ETF00214Q104ETF$129.0K$0
VanEck ETF Trust92189F106GOLD MINERS ETF–$79.0K
MSFTMicrosoft CorpStock$61.0K–
MSCIMSCI Inc.Stock$55.0K–
BFXBowflex Inc.COM–$54.0K
SPYSPDR S&P 500 ETF TrustETF$45.0K–
ProShares Tr74348A210SHRT RUSSELL2000$45.0K–
PENNPENN Entertainment, Inc.COM–$38.0K
DDOGDatadog, Inc.CL A COM–$30.0K
VanEck Semiconductor ETF92189F676ETF$28.0K–
AMDAdvanced Micro Devices IncStock$13.0K$13.0K
NVDANVIDIA CorpStock$25.0K–
ZZillow Group, Inc.CL C CAP STK–$24.0K
Advisorshares Tr00768Y453PURE US CANN ETF–$23.0K
SSRMSSR Mining Inc.Stock–$17.0K
INTCIntel CorpStock–$14.0K
FFord Motor CoStock–$13.0K
SCHWSchwab Charles CorpStock–$9.00K
CRWDCrowdStrike Holdings, Inc.Stock–$7.00K
BNYBank of New York Mellon CorpStock–$6.00K
EPDEnterprise Products Partners L.P.Stock–$4.00K
METAMeta Platforms, Inc.Stock–$4.00K
ENBEnbridge IncStock–$4.00K
ATVIActivision Blizzard, Inc.COM–$4.00K
VRTVertiv Holdings CoCOM CL A–$2.00K
PCTPureCycle Technologies, Inc.COM–$1.00K
INFIInfinity Pharmaceuticals, Inc.COM–$1.00K

Sold out since Q3 2021 (96)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Tr46435G789IBONDS DEC2021213,659$5.46M<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB212,929$4.49M<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF170,603$4.22M<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS162,105$3.42M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund97,330$2.24M<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K176,484$2.15M<0.1%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF54,907$1.67M<0.1%–
iShares Inc464286814MSCI NETHERL ETF28,598$1.41M<0.1%–
iShares Inc464286624MSCI THAILND ETF18,374$1.37M<0.1%–
iShares Inc464286509MSCI CDA ETF36,957$1.34M<0.1%–
DECKDeckers Outdoor CorpCOM3,613$1.30M<0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR106,036$1.25M<0.1%–
MORNMorningstar, Inc.COM4,512$1.17M<0.1%History
KSUKansas City SouthernCOM NEW4,281$1.16M<0.1%History
SESea LtdSPONSORD ADS2,982$950.0K<0.1%History
Global X FDS37954Y467E COMMERCE ETF27,174$820.0K<0.1%–
LEOBNY Mellon Strategic Municipals, Inc.COM86,798$756.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW9,295$638.0K<0.1%History
OBTOrange County Bancorp, Inc.COM18,000$632.0K<0.1%History
EMEEMCOR Group, Inc.Stock5,276$609.0K<0.1%History
FLFoot Locker, Inc.COM12,792$584.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ7,850$572.0K<0.1%–
TLSTelos CorpCOM19,860$564.0K<0.1%History
XECCimarex Energy CoCOM6,343$554.0K<0.1%History
VTAInvesco Dynamic Credit Opportunities FundCOM45,687$534.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM20,678$533.0K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN3617,806$521.0K<0.1%History
XLRNAcceleron Pharma IncCOM2,974$512.0K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT13,926$508.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL5,542$501.0K<0.1%–
CVNACarvana Co.CL A1,600$482.0K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,135$478.0K<0.1%–
MSONMisonix IncCOM18,500$468.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW58,773$450.0K<0.1%History
Dimensional ETF Trust25434V104US CORE EQT MKT14,482$436.0K<0.1%–
KLICKulicke & Soffa Industries IncCOM7,441$434.0K<0.1%History
COUPCoupa Software IncCOM1,961$430.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW22,474$427.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,200$426.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A9,915$407.0K<0.1%History
VXXBarclays Bank PLCETF14,510$404.0K<0.1%History
RNGRingCentral, Inc.CL A1,855$403.0K<0.1%History
RMR Mortgage Tr76970B101COM36,600$378.0K<0.1%–
LMNDLemonade, Inc.Stock5,459$366.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI13,465$340.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY5,011$330.0K<0.1%–
Nuveen Diversified Divid & I6706EP105COM31,800$329.0K<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH464$326.0K<0.1%–
APAMArtisan Partners Asset Management Inc.CL A6,581$322.0K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM23,809$305.0K<0.1%History
ROICRetail Opportunity Investments CorpCOM16,496$287.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF13,577$284.0K<0.1%–
EDITEditas Medicine, Inc.COM6,296$259.0K<0.1%History
Nushares ETF Tr67092P854ESG HI TLD CRP10,173$251.0K<0.1%–
WENWendy's CoStock11,508$250.0K<0.1%History
DBLDoubleLine Opportunistic Credit FundCOM12,439$245.0K<0.1%History
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN11,402$238.0K<0.1%–
GRWGGrowGeneration Corp.COM9,660$238.0K<0.1%History
CoreSite Realty Corp21870Q105COM1,632$226.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS1,230$225.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,832$218.0K<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,959$217.0K<0.1%–
TUTelus CorpCOM9,837$216.0K<0.1%History
CANGCango Inc.ADS53,000$213.0K<0.1%History
INMDInMode Ltd.SHS1,324$211.0K<0.1%History
VERVEREIT, Inc.COM4,653$210.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT2,418$207.0K<0.1%–
First Tr Exchng Traded FD VI33740F706EQTCOMPAS TACT9,570$205.0K<0.1%–
CHMGChemung Financial CorpCOM4,485$203.0K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD29,794$203.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,623$203.0K<0.1%–
AVNWAviat Networks, Inc.COM NEW6,110$201.0K<0.1%History
UAUnder Armour, Inc.CL C10,498$184.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT12,095$178.0K<0.1%History
FSMFortuna Mining Corp.COM45,256$178.0K<0.1%History
DHTDHT Holdings, Inc.SHS NEW26,655$174.0K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM11,052$162.0K<0.1%History
AMRSAmyris, Inc.COM NEW11,700$161.0K<0.1%History
APRNBlue Apron Holdings, Inc.CL A NEW21,400$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A11,189$144.0K<0.1%History
RESRPC IncCOM28,223$138.0K<0.1%History
NKLANikola CorpCOM10,481$112.0K<0.1%History
MEHCQChrome Holding Co.CLASS A COM12,250$111.0K<0.1%History
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$102.0K<0.1%–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$86.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM10,418$83.0K<0.1%History
APPHAppHarvest, Inc.COM12,477$81.0K<0.1%History
UWMCUWM Holdings CorpCOM CL A10,563$73.0K<0.1%History
Maverix Metals Inc57776F405COM NEW16,000$72.0K<0.1%–
MCFContango Oil & Gas CoCOM NEW14,012$64.0K<0.1%History
Camber Energy Inc13200M508COM14,600$56.0K<0.1%–
ELOXEloxx Pharmaceuticals, Inc.COM32,510$52.0K<0.1%History
ATHXAthersys, IncCOM29,860$41.0K<0.1%History
RIGLRigel Pharmaceuticals IncCOM NEW10,000$36.0K<0.1%History
Naked Brand Group LimitedQ6519T117SHS NEW29,417$21.0K<0.1%–
Advaxis Inc007624307COM NEW17,046$9.00K<0.1%–