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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,963
+90 vs. Q1 2021
Portfolio value
$11.4B
+$969.0M (+9.2%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Private Advisor Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Amplify ETF Tr032108409CWP ENHANCED DIV18,286$656.0K<0.1%+6,930+61.0%Added–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM26,671$658.0K<0.1%+6,711+33.6%AddedHistory
Invesco Exchange Traded FD T46137V696DYNMC MEDIA11,674$658.0K<0.1%+11,674New–
DKSDick's Sporting Goods, Inc.Stock6,592$660.0K<0.1%−524−7.4%ReducedHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL6,395$660.0K<0.1%00.0%Unchanged–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS121,657$660.0K<0.1%−609,924−83.4%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW39,830$661.0K<0.1%−1,409,202−97.3%ReducedHistory
iShares Tr464288109MORNINGSTAR VALU10,252$662.0K<0.1%−66−0.6%ReducedConverted for a 2-for-1 split–
TLRYTilray Brands, Inc.COM CL 236,622$662.0K<0.1%+17,942+96.0%AddedHistory
MASMasco CorpCOM11,253$663.0K<0.1%+3,139+38.7%AddedHistory
NGGNational Grid PLCSPONSORED ADR NE10,367$663.0K<0.1%+848+8.9%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT25,747$663.0K<0.1%+25,747NewHistory
SPDR Series Trust78464A771ST STR SP CAPMKT7,075$665.0K<0.1%+7,075New–
TPZTortoise Power & Energy Infrastructure Fund IncCOM48,650$667.0K<0.1%+25,450+109.7%AddedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF15,019$670.0K<0.1%+4,012+36.4%Added–
SPDR Series Trust78468R796ST STR SP500FF6,317$670.0K<0.1%+11+0.2%Added–
AFLAflac IncStock12,501$671.0K<0.1%+1,315+11.8%AddedHistory
LGILazard Global Total Return & Income Fund IncCOM32,223$671.0K<0.1%−996−3.0%ReducedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX3,379$673.0K<0.1%+103+3.1%Added–
HDBHDFC Bank LtdSPONSORED ADS9,216$674.0K<0.1%+67+0.7%AddedHistory
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE15,236$676.0K<0.1%−1,290−7.8%Reduced–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT39,303$676.0K<0.1%+1,793+4.8%AddedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT27,483$677.0K<0.1%−2,783−9.2%Reduced–
Fidelity Covington Trust316092709MSCI INDL INDX12,493$678.0K<0.1%−1,360−9.8%Reduced–
Fidelity MSCI Financials Index ETF316092501ETF12,996$680.0K<0.1%+1,952+17.7%Added–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ7,125$680.0K<0.1%00.0%Unchanged–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM32,800$682.0K<0.1%+17,500+114.4%AddedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT37,320$683.0K<0.1%00.0%UnchangedHistory
KSUKansas City SouthernCOM NEW2,417$684.0K<0.1%+72+3.1%AddedHistory
EMNEastman Chemical CoStock5,923$691.0K<0.1%+1,204+25.5%AddedHistory
APOApollo Global Management, Inc.COM CL A11,176$695.0K<0.1%−303−2.6%ReducedHistory
TECHBIO-TECHNE CorpCOM1,550$698.0K<0.1%+420+37.2%AddedHistory
APTVAptiv PLCSHS4,457$701.0K<0.1%+308+7.4%AddedHistory
WisdomTree Tr97717W562US SMALLCAP FUND14,264$704.0K<0.1%+1,251+9.6%Added–
iShares Tr464289859CORE 80 20 ETF9,981$705.0K<0.1%+973+10.8%Added–
ORANYOrangeSPONSORED ADR61,852$708.0K<0.1%+9,496+18.1%AddedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF26,280$709.0K<0.1%−28,173−51.7%Reduced–
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH4,744$709.0K<0.1%−1,148−19.5%Reduced–
DPZDominos Pizza IncCOM1,521$710.0K<0.1%+117+8.3%AddedHistory
DDOGDatadog, Inc.CL A COM6,831$711.0K<0.1%+469+7.4%AddedHistory
CPCanadian Pacific Kansas City LtdCOM9,279$714.0K<0.1%+564+6.5%AddedConverted for a 5-for-1 splitHistory
AEEAmeren CorpCOM8,979$718.0K<0.1%+1,599+21.7%AddedHistory
MSIMotorola Solutions, Inc.Stock3,317$719.0K<0.1%+158+5.0%AddedHistory
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM50,175$719.0K<0.1%+900+1.8%AddedHistory
John Hancock Exchange Traded47804J842MULTIFACTR SML20,684$721.0K<0.1%+9,578+86.2%Added–
WSTWest Pharmaceutical Services IncCOM2,009$721.0K<0.1%+884+78.6%AddedHistory
SPDR Ser Tr78464A110FACTST INV ETF3,199$723.0K<0.1%+280+9.6%Added–
iShares Tr464288752US HOME CONS ETF10,507$727.0K<0.1%+223+2.2%Added–
PZZAPapa Johns International IncStock7,000$731.0K<0.1%+30.0%AddedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM59,532$733.0K<0.1%+364+0.6%AddedHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT8,842$739.0K<0.1%+988+12.6%Added–
PIIPolaris Inc.Stock5,413$741.0K<0.1%−3,599−39.9%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY29,429$741.0K<0.1%+2,110+7.7%Added–
SCCOSouthern Copper CorpStock11,591$746.0K<0.1%+1,464+14.5%AddedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY12,339$748.0K<0.1%+1,131+10.1%Added–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM27,568$750.0K<0.1%+378+1.4%AddedHistory
Renaissance Cap Greenwich FD759937204IPO ETF11,331$750.0K<0.1%−282−2.4%Reduced–
NEONeogenomics IncCOM NEW16,629$751.0K<0.1%+1,800+12.1%AddedHistory
Flexshares Tr33939L795STOXX GLOBR INF13,095$753.0K<0.1%−96−0.7%Reduced–
CBRECbre Group, Inc.CL A8,787$754.0K<0.1%+385+4.6%AddedHistory
MGPMGM Growth Properties LLCCL A COM20,708$758.0K<0.1%+8,345+67.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF11,521$759.0K<0.1%+11,521New–
NCLHNorwegian Cruise Line Holdings Ltd.SHS25,836$760.0K<0.1%+1,960+8.2%AddedHistory
VTRSViatris IncStock53,288$761.0K<0.1%−4,222−7.3%ReducedHistory
ALXNAlexion Pharmaceuticals, Inc.COM4,145$761.0K<0.1%+1,486+55.9%AddedHistory
VMWVmware LLCCL A COM4,784$765.0K<0.1%+275+6.1%AddedHistory
Malacca Straits Acquisition Co LtdG5859B117COM CL A77,300$765.0K<0.1%−37,700−32.8%Reduced–
PAAPlains All American Pipeline LPUNIT LTD PARTN67,472$766.0K<0.1%+6,823+11.2%AddedHistory
MHKMohawk Industries IncCOM4,005$769.0K<0.1%+4,005NewHistory
SPDR Series Trust78464A292ST STR PFD ETF17,403$770.0K<0.1%+4,562+35.5%Added–
MTDMettler Toledo International IncCOM556$770.0K<0.1%+96+20.9%AddedHistory
MSMMSC Industrial Direct Co IncCL A8,597$771.0K<0.1%+8,597NewHistory
TAKTakeda Pharmaceutical Co LtdADR45,874$772.0K<0.1%+11,745+34.4%AddedHistory
WTWWillis Towers Watson PLCSHS3,358$772.0K<0.1%−31−0.9%ReducedHistory
AIC3.ai, Inc.Stock12,422$777.0K<0.1%+1,279+11.5%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET11,138$777.0K<0.1%−724−6.1%Reduced–
WYNNWynn Resorts LtdCOM6,360$778.0K<0.1%+6,360NewHistory
FEOFirst Trust/Abrdn Emerging Opportunity FundCOM51,638$780.0K<0.1%−12,531−19.5%ReducedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG13,968$781.0K<0.1%+3,128+28.9%Added–
NDPTortoise Energy Independence Fund, Inc.COM38,624$782.0K<0.1%−25,300−39.6%ReducedHistory
Listed FDS Tr53656F805SHARES LAG CAP20,997$784.0K<0.1%−2,369−10.1%Reduced–
Fidelity Covington Trust316092790QLTY FCTOR ETF15,874$784.0K<0.1%−175−1.1%Reduced–
MSEXMiddlesex Water CoCOM9,643$788.0K<0.1%+443+4.8%AddedHistory
Invesco Exch Traded FD Tr II46138E636INTL CORP BD27,070$789.0K<0.1%+379+1.4%Added–
Fidelity MSCI Energy Index ETF316092402ETF53,833$794.0K<0.1%−7,898−12.8%Reduced–
HTGCHercules Capital, Inc.COM46,518$794.0K<0.1%−975−2.1%ReducedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL14,634$795.0K<0.1%+8,442+136.3%Added–
iShares Inc46434G764MSCI EMRG CHN12,744$795.0K<0.1%+12,744New–
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT63,544$795.0K<0.1%+63,544NewHistory
ANETArista Networks, Inc.COM2,197$796.0K<0.1%+751+51.9%AddedHistory
WisdomTree Tr97717X867EM LCL DEBT FD24,435$796.0K<0.1%+5,180+26.9%Added–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10023,158$797.0K<0.1%−2,104−8.3%Reduced–
Dimensional ETF Trust25434V401US EQUI MARK ETF17,005$801.0K<0.1%+17,005New–
VanEck Vectors ETF Tr92189F114VIDEO GAMING11,034$801.0K<0.1%−1,288−10.5%Reduced–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF23,289$803.0K<0.1%+23,289New–
KEYSKeysight Technologies, Inc.Stock5,211$804.0K<0.1%+97+1.9%AddedHistory
CDNSCadence Design Systems IncStock5,889$805.0K<0.1%−11,722−66.6%ReducedHistory
SRESempraStock6,074$805.0K<0.1%+490+8.8%AddedHistory
XLNXXilinx IncCOM5,561$805.0K<0.1%+446+8.7%AddedHistory
ETSYEtsy IncCOM3,917$806.0K<0.1%−1,101−21.9%ReducedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q2 2021
SecurityClassPutsCalls
SLViShares Silver TrustETF–$2.80M
State Street Energy Select Sector SPDR ETF81369Y506ETF–$471.0K
WFCWells Fargo & CompanyStock–$134.0K
PYPLPayPal Holdings, Inc.Stock–$77.0K
DALDelta Air Lines, Inc.COM NEW–$10.0K
ARK Innovation ETF00214Q104ETF$9.00K–
BFXBowflex Inc.COM–$8.00K
UALUnited Airlines Holdings, Inc.COM–$7.00K
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF$6.00K–
PENNPENN Entertainment, Inc.COM–$5.00K
SSRMSSR Mining Inc.Stock–$4.00K
iShares Russell 2000 ETF464287655ETF$3.00K–
VanEck Semiconductor ETF92189F676ETF$2.00K–
WYWeyerhaeuser CoCOM NEW$2.00K–
BXBlackstone Inc.COM–$2.00K
PCTPureCycle Technologies, Inc.COM–$2.00K
CARRCarrier Global CorpStock–$1.00K
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.00K

Sold out since Q1 2021 (89)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM195,563$3.82M<0.1%–
TFXTeleflex IncCOM8,111$3.37M<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF51,503$3.16M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A58,578$2.55M<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE67,309$2.41M<0.1%–
DNMRDanimer Scientific, Inc.COM CL A55,618$2.10M<0.1%History
iShares Tr46429B291A RATE CP BD ETF31,294$1.73M<0.1%–
Colony CR Real Estate Inc19625T101COM CL A185,009$1.58M<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB72,072$1.54M<0.1%–
RGENRepligen CorpCOM7,503$1.46M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,964$1.11M<0.1%–
IDEVoya Infrastructure, Industrials & Materials FundCOM74,100$917.0K<0.1%History
iShares Tr464288117INTL TREA BD ETF15,767$818.0K<0.1%–
Fintech Acquisition Corp IV31810N302UNIT 12/31/202566,950$747.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF7,814$709.0K<0.1%–
CABOCable One, Inc.COM366$669.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM27,300$666.0K<0.1%History
GW Pharmaceuticals PLC36197T103ADS2,753$597.0K<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF13,269$587.0K<0.1%–
CNOBConnectOne Bancorp, Inc.COM22,547$572.0K<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,149$545.0K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,030$512.0K<0.1%History
RBB FD Inc74933W601MOTLEY FOL ETF13,661$486.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF17,806$476.0K<0.1%–
IAC Interactivecorp New44891N109COM2,193$474.0K<0.1%–
Curevac N VN2451R105COM5,150$471.0K<0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS136,349$458.0K<0.1%–
Aphria Inc03765K104COM24,587$452.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF16,680$449.0K<0.1%–
WIXWix.com Ltd.SHS1,567$438.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT4,436$422.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,644$415.0K<0.1%–
CTXSCitrix Systems IncCOM2,948$414.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF4,576$357.0K<0.1%–
WCNWaste Connections, Inc.COM3,209$347.0K<0.1%History
SMPLSimply Good Foods CoCOM11,355$345.0K<0.1%History
TALTAL Education GroupSPONSORED ADS6,327$341.0K<0.1%History
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT8,319$341.0K<0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF10,837$337.0K<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN19,885$330.0K<0.1%–
WUWestern Union COStock12,162$300.0K<0.1%History
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,921$299.0K<0.1%–
RKTRocket Companies, Inc.Stock12,548$290.0K<0.1%History
ARMKAramarkCOM7,452$282.0K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK10,308$277.0K<0.1%–
Townebank Portsmouth Va89214P109COM9,000$274.0K<0.1%–
Nushares ETF Tr67092P888NUVEEN ESG EMRGN7,790$274.0K<0.1%–
FAFFirst American Financial CorpStock4,787$271.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM22,888$271.0K<0.1%–
CPTCamden Property TrustREIT2,435$268.0K<0.1%History
PRLBProto Labs IncCOM2,138$260.0K<0.1%History
BCBrunswick CorpCOM2,690$257.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS1,909$256.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR16,700$245.0K<0.1%History
Varian Med Sys Inc92220P105COM1,383$245.0K<0.1%–
PDPagerDuty, Inc.COM5,903$237.0K<0.1%History
CHWCalamos Global Dynamic Income FundCOM22,874$233.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,394$233.0K<0.1%–
FFIVF5, Inc.Stock1,064$222.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF5,171$221.0K<0.1%–
RGLDRoyal Gold IncStock2,011$216.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF13,231$212.0K<0.1%–
HEHawaiian Electric Industries IncCOM4,741$211.0K<0.1%History
AMRSAmyris, Inc.COM NEW10,966$209.0K<0.1%History
MNDTMandiant, Inc.COM10,635$208.0K<0.1%History
EQHEquitable Holdings, Inc.COM6,257$204.0K<0.1%History
PBCTPeople's United Financial, Inc.COM11,341$203.0K<0.1%History
FELEFranklin Electric Co IncCOM2,538$200.0K<0.1%History
Credit Suisse Group225401108SPONSORED ADR18,047$191.0K<0.1%–
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B22,000$145.0K<0.1%History
PGPPIMCO Global StocksPLUS & Income FundCOM11,429$122.0K<0.1%History
KPTIKaryopharm Therapeutics Inc.COM11,070$116.0K<0.1%History
INOInovio Pharmaceuticals, Inc.COM NEW11,555$107.0K<0.1%History
Entercom Communications Corp293639100CL A20,062$105.0K<0.1%–
KODKEastman Kodak CoCOM NEW10,734$84.0K<0.1%History
PHKPIMCO High Income FundCOM SHS12,213$82.0K<0.1%History
SUNESUNation Energy, Inc.COM13,550$81.0K<0.1%History
UVXYProShares Trust IIULTRA VIX SHORT12,500$71.0K<0.1%History
ATHXAthersys, IncCOM28,740$52.0K<0.1%History
NPKINPK International Inc.COM SHS13,976$44.0K<0.1%History
LITSLite Strategy, Inc.COM NEW10,441$36.0K<0.1%History
Akers Biosciences Inc00973E409COM10,600$34.0K<0.1%–
BKEPBlueknight Energy Partners, L.P.COM UNIT10,000$32.0K<0.1%History
VISLVislink Technologies, Inc.COM10,000$29.0K<0.1%History
GERNGeron CorpCOM15,300$24.0K<0.1%History
KUSTKustom Entertainment, Inc.COM NEW13,250$22.0K<0.1%History
TMQTrilogy Metals Inc.COM10,020$21.0K<0.1%History
RGLSRegulus Therapeutics Inc.COM NEW10,000$16.0K<0.1%History
GTEGran Tierra Energy Inc.COM20,000$14.0K<0.1%History