Private Advisor Group, LLC
- SEC CIK
- 0001567755
- Latest filing
- Jul 27, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Apr 22, 2021. Long positions only.
- Positions
- 1,873
- No 13F data for Q4 2020
- Portfolio value
- $10.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Hancock Jaffe Laboratories I41015N114 | *W EXP 05/30/202 | 10,000 | $3.00K | <0.1% | – | – | – |
| BFXBowflex Inc. | COM | 330 | $5.00K | <0.1% | – | – | History |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 30,000 | $6.00K | <0.1% | – | – | – |
| PTNPalatin Technologies Inc | COM PAR $ .01 | 15,727 | $11.0K | <0.1% | – | – | History |
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $11.0K | <0.1% | – | – | – |
| Naked Brand Group LimitedQ6519T117 | SHS NEW | 17,882 | $13.0K | <0.1% | – | – | – |
| GTEGran Tierra Energy Inc. | COM | 20,000 | $14.0K | <0.1% | – | – | History |
| RGLSRegulus Therapeutics Inc. | COM NEW | 10,000 | $16.0K | <0.1% | – | – | History |
| Acasti Pharma Inc00430K402 | CL A NEW | 30,000 | $18.0K | <0.1% | – | – | – |
| Predictive Oncology Inc74039M200 | COM NEW | 14,565 | $18.0K | <0.1% | – | – | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 11,250 | $19.0K | <0.1% | – | – | History |
| TMQTrilogy Metals Inc. | COM | 10,020 | $21.0K | <0.1% | – | – | History |
| KUSTKustom Entertainment, Inc. | COM NEW | 13,250 | $22.0K | <0.1% | – | – | History |
| IBIOiBio, Inc. | COM NEW | 14,875 | $23.0K | <0.1% | – | – | History |
| GERNGeron Corp | COM | 15,300 | $24.0K | <0.1% | – | – | History |
| Software Acquisitn Grup Inc83407F119 | *W EXP 09/17/202 | 15,000 | $24.0K | <0.1% | – | – | – |
| VISLVislink Technologies, Inc. | COM | 10,000 | $29.0K | <0.1% | – | – | History |
| SNDLSNDL Inc. | COM | 26,583 | $30.0K | <0.1% | – | – | History |
| BKEPBlueknight Energy Partners, L.P. | COM UNIT | 10,000 | $32.0K | <0.1% | – | – | History |
| Akers Biosciences Inc00973E409 | COM | 10,600 | $34.0K | <0.1% | – | – | – |
| CARMCarisma Therapeutics Inc. | COM | 13,500 | $35.0K | <0.1% | – | – | History |
| LITSLite Strategy, Inc. | COM NEW | 10,441 | $36.0K | <0.1% | – | – | History |
| BKCCBlackRock Capital Investment Corp | COM | 11,305 | $38.0K | <0.1% | – | – | History |
| Transglobe Energy Corp893662106 | COM | 24,804 | $39.0K | <0.1% | – | – | – |
| ZOMDFZomedica Corp. | COM | 24,700 | $39.0K | <0.1% | – | – | History |
| INFIInfinity Pharmaceuticals, Inc. | COM | 12,500 | $40.0K | <0.1% | – | – | History |
| SCORComscore, Inc. | COM | 11,163 | $41.0K | <0.1% | – | – | History |
| DRRXDurect Corp | COM | 21,755 | $43.0K | <0.1% | – | – | History |
| RIGLRigel Pharmaceuticals Inc | COM NEW | 12,500 | $43.0K | <0.1% | – | – | History |
| NPKINPK International Inc. | COM SHS | 13,976 | $44.0K | <0.1% | – | – | History |
| THTarget Hospitality Corp. | COM | 17,777 | $45.0K | <0.1% | – | – | History |
| ONCSOncosec Medical Inc | COM | 10,500 | $50.0K | <0.1% | – | – | History |
| PRETQPennsylvania Real Estate Investment Trust | SH BEN INT | 25,783 | $50.0K | <0.1% | – | – | History |
| TELLTellurian Inc. | COM | 21,315 | $50.0K | <0.1% | – | – | History |
| ATHXAthersys, Inc | COM | 28,740 | $52.0K | <0.1% | – | – | History |
| STEXStreamex Corp. | COM NEW | 12,320 | $53.0K | <0.1% | – | – | History |
| AEGAegon Ltd. | NY REGISTRY SHS | 11,350 | $54.0K | <0.1% | – | – | History |
| SEACSeachange International Inc | COM | 35,162 | $55.0K | <0.1% | – | – | History |
| BTGB2GOLD Corp | COM | 14,069 | $61.0K | <0.1% | – | – | History |
| EVGNEvogene Ltd. | SHS | 12,013 | $61.0K | <0.1% | – | – | History |
| CLSDClearside Biomedical, Inc. | COM | 25,000 | $62.0K | <0.1% | – | – | History |
| PAVMPAVmed Inc. | COM | 13,888 | $62.0K | <0.1% | – | – | History |
| AGFSAgroFresh Solutions, Inc. | COM | 31,864 | $64.0K | <0.1% | – | – | History |
| GCVGabelli Convertible & Income Securities Fund Inc | COM | 11,000 | $67.0K | <0.1% | – | – | History |
| HROWHarrow, Inc. | COM | 10,067 | $68.0K | <0.1% | – | – | History |
| SANBanco Santander, S.A. | ADR | 20,040 | $69.0K | <0.1% | – | – | History |
| NYMXFNymox Pharmaceutical Corp | COM | 31,100 | $69.0K | <0.1% | – | – | History |
| KGCKinross Gold Corp | COM | 10,579 | $71.0K | <0.1% | – | – | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 30,830 | $71.0K | <0.1% | – | – | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 12,500 | $71.0K | <0.1% | – | – | History |
| OISOil States International, Inc | COM | 11,898 | $72.0K | <0.1% | – | – | History |
| New Gold Inc Cda644535106 | COM | 46,481 | $72.0K | <0.1% | – | – | – |
| DHTDHT Holdings, Inc. | SHS NEW | 13,568 | $81.0K | <0.1% | – | – | History |
| SUNESUNation Energy, Inc. | COM | 13,550 | $81.0K | <0.1% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 12,213 | $82.0K | <0.1% | – | – | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,778 | $82.0K | <0.1% | – | – | History |
| Crescent PT Energy Corp22576C101 | COM | 19,861 | $83.0K | <0.1% | – | – | – |
| FATFat Brands, Inc | COM | 11,000 | $83.0K | <0.1% | – | – | History |
| KODKEastman Kodak Co | COM NEW | 10,734 | $84.0K | <0.1% | – | – | History |
| CMUMFS High Yield Municipal Trust | SH BEN INT | 18,785 | $84.0K | <0.1% | – | – | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 19,006 | $85.0K | <0.1% | – | – | – |
| PMMFranklin Managed Municipal Income Trust | COM | 10,752 | $88.0K | <0.1% | – | – | History |
| PTENPatterson Uti Energy Inc | COM | 12,466 | $89.0K | <0.1% | – | – | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 12,393 | $89.0K | <0.1% | – | – | History |
| ADILAdial Pharmaceuticals, Inc. | COM | 36,650 | $89.0K | <0.1% | – | – | History |
| RESRPC Inc | COM | 16,876 | $91.0K | <0.1% | – | – | History |
| AGIAlamos Gold Inc | Stock | 11,888 | $92.0K | <0.1% | – | – | History |
| MCNXAI Madison Equity Premium Income Fund | COM | 12,200 | $92.0K | <0.1% | – | – | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 14,384 | $93.0K | <0.1% | – | – | History |
| IGRCbre Global Real Estate Income Fund | COM | 12,480 | $97.0K | <0.1% | – | – | History |
| AppHarvest, Inc.03783T111 | *W EXP 01/30/202 | 14,687 | $98.0K | <0.1% | – | – | – |
| Maverix Metals Inc57776F405 | COM NEW | 18,680 | $98.0K | <0.1% | – | – | – |
| FST Tr New Opport MLP & Ene33739M100 | COM | 18,626 | $99.0K | <0.1% | – | – | – |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 23,566 | $99.0K | <0.1% | – | – | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 13,415 | $103.0K | <0.1% | – | – | History |
| TEITempleton Emerging Markets Income Fund | COM | 14,300 | $105.0K | <0.1% | – | – | History |
| Entercom Communications Corp293639100 | CL A | 20,062 | $105.0K | <0.1% | – | – | – |
| HumanCo Acquisition Corp.44487N208 | UNIT 12/08/2023 | 10,000 | $106.0K | <0.1% | – | – | – |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 11,555 | $107.0K | <0.1% | – | – | History |
| FRBKRepublic First Bancorp Inc | COM | 28,480 | $107.0K | <0.1% | – | – | History |
| DEXDelaware Enhanced Global Dividend & Income Fund | COM | 11,500 | $113.0K | <0.1% | – | – | History |
| SWNSouthwestern Energy Co | COM | 24,450 | $114.0K | <0.1% | – | – | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 11,393 | $116.0K | <0.1% | – | – | History |
| KPTIKaryopharm Therapeutics Inc. | COM | 11,070 | $116.0K | <0.1% | – | – | History |
| CECOCeco Environmental Corp | COM | 15,180 | $120.0K | <0.1% | – | – | History |
| TOONKartoon Studios, Inc. | COM | 61,676 | $120.0K | <0.1% | – | – | History |
| PGPPIMCO Global StocksPLUS & Income Fund | COM | 11,429 | $122.0K | <0.1% | – | – | History |
| VBIVVBI Vaccines Inc/BC | COM NEW | 39,850 | $124.0K | <0.1% | – | – | History |
| RPAIRetail Properties of America, Inc. | CL A | 11,989 | $126.0K | <0.1% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 36,692 | $130.0K | <0.1% | – | – | History |
| Health Assurn Acquisition Co42226W109 | COM CL A | 12,700 | $130.0K | <0.1% | – | – | – |
| AIVApartment Investment & Management Co | CL A | 21,619 | $133.0K | <0.1% | – | – | History |
| SURFSurface Oncology, Inc. | COM | 17,135 | $134.0K | <0.1% | – | – | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 20,650 | $137.0K | <0.1% | – | – | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 25,808 | $143.0K | <0.1% | – | – | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 136,240 | $143.0K | <0.1% | – | – | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 10,283 | $144.0K | <0.1% | – | – | – |
| RMR Mortgage Tr76970B101 | COM | 12,000 | $144.0K | <0.1% | – | – | – |
| WIMIWiMi Hologram Cloud Inc. | SPON ADS CL B | 22,000 | $145.0K | <0.1% | – | – | History |
| Nuveen CR Opportunities 202267075U102 | COM | 17,375 | $146.0K | <0.1% | – | – | – |
Options (15)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SLViShares Silver Trust | ETF | – | $4.54M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | – | $453.0K |
| WFCWells Fargo & Company | Stock | – | $193.0K |
| PYPLPayPal Holdings, Inc. | Stock | – | $171.0K |
| ARK Innovation ETF00214Q104 | ETF | $49.0K | – |
| DISWalt Disney Co | Stock | – | $45.0K |
| VanEck Semiconductor ETF92189F676 | ETF | – | $41.0K |
| BFXBowflex Inc. | COM | – | $39.0K |
| DALDelta Air Lines, Inc. | COM NEW | – | $14.0K |
| UALUnited Airlines Holdings, Inc. | COM | – | $9.00K |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $7.00K |
| TSLATesla, Inc. | Stock | $6.00K | – |
| SSRMSSR Mining Inc. | Stock | – | $4.00K |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | $3.00K | – |
| MSMorgan Stanley | Stock | $1.00K | – |