Allworth Financial LP
- SEC CIK
- 0001555170
- Latest filing
- Aug 11, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 2, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,605
- +49 vs. Q1 2021
- Portfolio value
- $5.41B
- +$541.6M (+11.1%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 4,661,762 | $1.04B | 19.2% | +41,665+0.9% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 6,004,620 | $515.7M | 9.5% | +326,225+5.7% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 4,830,192 | $396.8M | 7.3% | +257,710+5.6% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 3,289,690 | $379.4M | 7.0% | +8,381+0.3% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 9,560,169 | $351.7M | 6.5% | +427,851+4.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 6,709,859 | $265.3M | 4.9% | +518,025+8.4% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 3,103,793 | $195.4M | 3.6% | +232,458+8.1% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 995,098 | $132.2M | 2.4% | −39,187−3.8% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 1,142,223 | $112.8M | 2.1% | −37,884−3.2% | Reduced | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 2,467,248 | $112.3M | 2.1% | +77,531+3.2% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 597,340 | $103.7M | 1.9% | −17,343−2.8% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 186,414 | $79.8M | 1.5% | −17,048−8.4% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 217,288 | $59.0M | 1.1% | +33,948+18.5% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 1,838,194 | $55.2M | 1.0% | −26,033−1.4% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 445,168 | $46.9M | 0.9% | +445,168 | New | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 873,178 | $46.3M | 0.9% | −27,616−3.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 645,719 | $44.9M | 0.8% | +15,723+2.5% | AddedConverted for a 2-for-1 split | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 815,043 | $41.8M | 0.8% | +200,588+32.6% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 572,089 | $41.6M | 0.8% | +71,927+14.4% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 767,709 | $39.0M | 0.7% | −99,419−11.5% | Reduced | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 677,994 | $36.4M | 0.7% | +12,331+1.9% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 802,613 | $35.3M | 0.7% | +15,533+2.0% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 389,177 | $35.0M | 0.6% | +16,662+4.5% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 236,886 | $32.6M | 0.6% | −4,965−2.1% | Reduced | – |
| iShares Tr46435G672 | CORE INTL AGGR | 583,632 | $32.2M | 0.6% | −85,861−12.8% | Reduced | – |
| AAPLApple Inc. | Stock | 234,637 | $32.1M | 0.6% | +21,711+10.2% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 412,669 | $30.2M | 0.6% | +14,754+3.7% | Added | – |
| MSFTMicrosoft Corp | Stock | 103,079 | $27.9M | 0.5% | −9,341−8.3% | Reduced | History |
| iShares Core S&P US Value ETF464287663 | ETF | 369,474 | $26.6M | 0.5% | +2,043+0.6% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 720,172 | $26.4M | 0.5% | −11,716−1.6% | Reduced | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 856,218 | $25.9M | 0.5% | +182,774+27.1% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 219,919 | $25.8M | 0.5% | +10,148+4.8% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 89,099 | $25.6M | 0.5% | +18,515+26.2% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 233,824 | $25.2M | 0.5% | +19,855+9.3% | Added | – |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 570,004 | $25.2M | 0.5% | +5,599+1.0% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 228,021 | $23.9M | 0.4% | −7,968−3.4% | Reduced | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 868,948 | $23.4M | 0.4% | +868,948 | New | – |
| iShares MSCI Eafe ETF464287465 | ETF | 260,067 | $20.5M | 0.4% | +7,116+2.8% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 395,093 | $20.4M | 0.4% | −2,671−0.7% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 84,149 | $19.9M | 0.4% | −1,855−2.2% | Reduced | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 122,282 | $19.6M | 0.4% | −21,978−15.2% | Reduced | – |
| J P Morgan Exchange Traded F46641Q241 | BETABUILDERS US | 343,753 | $18.7M | 0.3% | +343,753 | New | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 270,056 | $18.1M | 0.3% | −266−0.1% | Reduced | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 224,462 | $17.1M | 0.3% | +167,105+291.3% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 46,196 | $15.9M | 0.3% | −10,868−19.0% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 592,473 | $15.8M | 0.3% | +591,970+117,687.9% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 65,559 | $15.0M | 0.3% | −10,673−14.0% | Reduced | – |
| TAT&T Inc. | Stock | 505,662 | $14.6M | 0.3% | +31,182+6.6% | Added | History |
| iShares Tr464288588 | MBS ETF | 123,615 | $13.4M | 0.2% | +116,412+1,616.2% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 236,367 | $12.8M | 0.2% | −1,156−0.5% | Reduced | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 121,597 | $12.3M | 0.2% | +7,558+6.6% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 28,032 | $12.1M | 0.2% | +12,593+81.6% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 42,448 | $11.8M | 0.2% | −4,131−8.9% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 134,965 | $11.6M | 0.2% | −706−0.5% | Reduced | – |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 143,666 | $10.9M | 0.2% | +102,593+249.8% | Added | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 179,617 | $10.9M | 0.2% | +179,617 | New | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 96,111 | $10.9M | 0.2% | +64,207+201.3% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 44,425 | $10.5M | 0.2% | +41,823+1,607.3% | Added | – |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 235,000 | $10.5M | 0.2% | +235,000 | New | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 62,566 | $10.4M | 0.2% | −3,110−4.7% | Reduced | – |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 180,522 | $10.1M | 0.2% | +180,522 | New | – |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 367,339 | $9.75M | 0.2% | +367,339 | New | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 107,002 | $9.36M | 0.2% | +106,903+107,982.8% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 63,631 | $8.94M | 0.2% | +671+1.1% | Added | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 104,960 | $7.84M | 0.1% | −9,256−8.1% | Reduced | – |
| WPCW. P. Carey Inc. | COM | 103,115 | $7.69M | 0.1% | −24,206−19.0% | Reduced | History |
| First Tr Exchange-Traded FD336917109 | SHS | 228,243 | $7.57M | 0.1% | −4,943−2.1% | Reduced | – |
| ORealty Income Corp | REIT | 113,148 | $7.55M | 0.1% | −29,522−20.7% | Reduced | History |
| Flexshares Tr33939L662 | HIG YLD VL ETF | 148,166 | $7.43M | 0.1% | +148,166 | New | – |
| iShares Tr464288273 | EAFE SML CP ETF | 96,408 | $7.15M | 0.1% | +3,979+4.3% | Added | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 115,469 | $6.74M | 0.1% | +115,469 | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 18,545 | $6.57M | 0.1% | −5,754−23.7% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 103,889 | $6.55M | 0.1% | −386−0.4% | Reduced | History |
| Fidelity Covington Trust316092790 | QLTY FCTOR ETF | 131,050 | $6.47M | 0.1% | +31,384+31.5% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 61,474 | $6.26M | 0.1% | −14,480−19.1% | Reduced | – |
| HDHome Depot, Inc. | Stock | 18,846 | $6.01M | 0.1% | +905+5.0% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 40,710 | $6.01M | 0.1% | +8,767+27.4% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 29,667 | $5.96M | 0.1% | +959+3.3% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 122,205 | $5.94M | 0.1% | −1,392−1.1% | Reduced | – |
| iShares Core High Dividend ETF46429B663 | ETF | 61,341 | $5.92M | 0.1% | −487−0.8% | Reduced | – |
| INTCIntel Corp | Stock | 101,065 | $5.67M | 0.1% | −17,709−14.9% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 23,323 | $5.25M | 0.1% | −688−2.9% | Reduced | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 117,684 | $5.04M | 0.1% | −86,125−42.3% | Reduced | – |
| JNJJohnson & Johnson | Stock | 30,544 | $5.03M | 0.1% | −2,516−7.6% | Reduced | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 172,119 | $5.03M | 0.1% | −96,274−35.9% | Reduced | – |
| BACBank of America Corp | Stock | 120,280 | $4.96M | 0.1% | +7,998+7.1% | Added | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 198,113 | $4.91M | 0.1% | −17,585−8.2% | Reduced | – |
| iShares Tr46434V274 | INTL EQTY FACTOR | 161,839 | $4.86M | 0.1% | −160,556−49.8% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 65,764 | $4.84M | 0.1% | −1,089−1.6% | Reduced | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 190,204 | $4.83M | 0.1% | −14,560−7.1% | Reduced | – |
| CVXChevron Corp | Stock | 45,672 | $4.78M | 0.1% | +902+2.0% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 182,354 | $4.75M | 0.1% | −14,458−7.3% | Reduced | – |
| iShares Tr46435G102 | CONV BD ETF | 44,677 | $4.56M | 0.1% | +1,261+2.9% | Added | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 167,154 | $4.41M | 0.1% | −14,233−7.8% | Reduced | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 84,578 | $4.19M | 0.1% | −6,249−6.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 99,443 | $4.10M | 0.1% | −3,503−3.4% | Reduced | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 38,562 | $4.07M | 0.1% | −110.0% | Reduced | – |
| iShares Tr46434V290 | US SML CAP EQT | 73,898 | $4.05M | 0.1% | −50,460−40.6% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 38,882 | $3.85M | 0.1% | +34,330+754.2% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,081 | $3.72M | 0.1% | +53+5.2% | Added | History |
Sold out since Q1 2021 (130)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 130 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| J P Morgan Exchange-Traded F46641Q613 | US AGGREGATE | 705,781 | $18.9M | 0.4% | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 19,684 | $1.00M | <0.1% | – |
| JEFJefferies Financial Group Inc. | COM | 23,052 | $694.0K | <0.1% | History |
| CINFCincinnati Financial Corp | COM | 1,200 | $124.0K | <0.1% | History |
| MCOMoodys Corp | Stock | 400 | $119.0K | <0.1% | History |
| COLBColumbia Banking System, Inc. | COM | 2,555 | $110.0K | <0.1% | History |
| FS KKR Cap Corp II35952V303 | COM | 4,801 | $94.0K | <0.1% | – |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 6,674 | $74.0K | <0.1% | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 1,882 | $62.0K | <0.1% | – |
| SPBSpectrum Brands Holdings, Inc. | COM | 728 | $62.0K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 100 | $54.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 6,000 | $50.0K | <0.1% | History |
| Aphria Inc03765K104 | COM | 2,269 | $42.0K | <0.1% | – |
| BIOBio-Rad Laboratories, Inc. | CL A | 70 | $40.0K | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 2,500 | $37.0K | <0.1% | History |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 880 | $31.0K | <0.1% | – |
| Perspecta Inc715347100 | COM | 1,035 | $30.0K | <0.1% | – |
| CDKCDK Global, Inc. | COM | 528 | $29.0K | <0.1% | History |
| HHCHoward Hughes Corp | COM | 300 | $29.0K | <0.1% | History |
| Soliton, Inc.834251100 | COM | 1,600 | $28.0K | <0.1% | – |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 685 | $26.0K | <0.1% | – |
| ROLRollins Inc | COM | 675 | $23.0K | <0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 30 | $22.0K | <0.1% | History |
| iShares Tr464288257 | MSCI ACWI ETF | 218 | $21.0K | <0.1% | – |
| FITBFifth Third Bancorp | COM | 510 | $19.0K | <0.1% | History |
| CVECenovus Energy Inc. | COM | 2,400 | $18.0K | <0.1% | History |
| NEONeogenomics Inc | COM NEW | 374 | $18.0K | <0.1% | History |
| Varian Med Sys Inc92220P105 | COM | 100 | $18.0K | <0.1% | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 36 | $17.0K | <0.1% | History |
| LLLL Flooring Holdings, Inc. | COM | 660 | $17.0K | <0.1% | History |
| TSCOTractor Supply Co | COM | 90 | $16.0K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 141 | $16.0K | <0.1% | History |
| FIXComfort Systems USA Inc | COM | 200 | $15.0K | <0.1% | History |
| TDGTransDigm Group INC | COM | 23 | $14.0K | <0.1% | History |
| HGLBHighland Global Allocation Fund | COM | 1,647 | $13.0K | <0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 100 | $13.0K | <0.1% | History |
| IPARInterparfums Inc | COM | 165 | $12.0K | <0.1% | History |
| HLTHilton Worldwide Holdings Inc. | COM | 100 | $12.0K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 660 | $11.0K | <0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 50 | $11.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 1,157 | $10.0K | <0.1% | – |
| MDPHawkeye Acquisition, Inc. | COM | 336 | $10.0K | <0.1% | History |
| Northern LTS FD Tr IV66538H575 | FRMLAFLIO TACT | 359 | $10.0K | <0.1% | – |
| DKSDick's Sporting Goods, Inc. | Stock | 100 | $8.00K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 167 | $8.00K | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 300 | $8.00K | <0.1% | – |
| LMNDLemonade, Inc. | Stock | 80 | $7.00K | <0.1% | History |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 350 | $7.00K | <0.1% | History |
| USOUnited States Oil Fund, LP | UNITS | 185 | $7.00K | <0.1% | History |
| Northern LTS FD Tr IV66538H666 | FRMLAFOLIOS TATL | 275 | $7.00K | <0.1% | – |
| Torchlight Energy Res Inc89102U103 | COM | 3,700 | $7.00K | <0.1% | – |
| ESPREsperion Therapeutics, Inc. | COM | 200 | $6.00K | <0.1% | History |
| FUNSix Flags Entertainment Corporation | DEPOSITRY UNIT | 100 | $5.00K | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 100 | $5.00K | <0.1% | – |
| FIRYFiry Inc. | COM | 250 | $5.00K | <0.1% | History |
| ARCTArcturus Therapeutics Holdings Inc. | COM | 100 | $4.00K | <0.1% | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 213 | $4.00K | <0.1% | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 192 | $4.00K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 2,253 | $4.00K | <0.1% | History |
| CORCencora, Inc. | Stock | 24 | $3.00K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 22 | $3.00K | <0.1% | History |
| AZOAutoZone Inc | COM | 2 | $3.00K | <0.1% | History |
| COLDAmericold Realty Trust | COM | 88 | $3.00K | <0.1% | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 44 | $3.00K | <0.1% | – |
| TBCHTurtle Beach Corp | COM NEW | 100 | $3.00K | <0.1% | History |
| VIRVir Biotechnology, Inc. | COM | 65 | $3.00K | <0.1% | History |
| GW Pharmaceuticals PLC36197T103 | ADS | 12 | $3.00K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 47 | $3.00K | <0.1% | History |
| SNPSSynopsys Inc | COM | 10 | $2.00K | <0.1% | History |
| PAHCPhibro Animal Health Corp | CL A COM | 100 | $2.00K | <0.1% | History |
| MGAMagna International Inc | COM | 26 | $2.00K | <0.1% | History |
| AIRGAirgain Inc | COM | 100 | $2.00K | <0.1% | History |
| ONITOnity Group Inc. | COM NEW | 78 | $2.00K | <0.1% | History |
| Avidity Biosciences, Inc.05370A108 | COM | 100 | $2.00K | <0.1% | – |
| Colicity Inc194170205 | UNIT 02/24/2026 | 200 | $2.00K | <0.1% | – |
| Compute Health Acquisitin Co204833206 | UNIT 99/99/9999 | 160 | $2.00K | <0.1% | – |
| GNRSGreenrose Holding Co Inc. | COM | 200 | $2.00K | <0.1% | History |
| Grubhub Inc400110102 | COM | 25 | $2.00K | <0.1% | – |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 100 | $2.00K | <0.1% | – |
| Altimar Acquisition Corp IIG03709113 | UNIT 99/99/9999 | 200 | $2.00K | <0.1% | – |
| MAPSWM Technology, Inc. | CL A SHS | 95 | $2.00K | <0.1% | History |
| CRNTCeragon Networks Ltd | Stock | 380 | $1.00K | <0.1% | History |
| PZZAPapa Johns International Inc | Stock | 8 | $1.00K | <0.1% | History |
| GNTXGentex Corp | COM | 24 | $1.00K | <0.1% | History |
| SEESealed Air Corp | COM | 11 | $1.00K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 5 | $1.00K | <0.1% | History |
| DXCMDexcom Inc | COM | 3 | $1.00K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 5 | $1.00K | <0.1% | History |
| PKPark Hotels & Resorts Inc. | COM | 66 | $1.00K | <0.1% | History |
| BJBJ's Wholesale Club Holdings, Inc. | COM | 19 | $1.00K | <0.1% | History |
| GOSSGossamer Bio, Inc. | COM | 100 | $1.00K | <0.1% | History |
| AKUSAkouos, Inc. | COM | 100 | $1.00K | <0.1% | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 100 | $1.00K | <0.1% | – |
| Brookline Cap Acquisition Co11374E203 | UNIT 08/31/2027 | 100 | $1.00K | <0.1% | – |
| BFIIWBurgerFi International, Inc. | *W EXP 12/16/202 | 300 | $1.00K | <0.1% | History |
| Canoo Inc.13803R110 | *W EXP 12/21/202 | 200 | $1.00K | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 57 | $1.00K | <0.1% | History |
| Nightdragon Acquisition Corp65413D204 | UNIT 02/26/20266 | 100 | $1.00K | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 40 | $1.00K | <0.1% | – |
| SNDLSNDL Inc. | COM | 1,000 | $1.00K | <0.1% | History |