Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 8, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,265
- +64 vs. Q3 2023
- Portfolio value
- $6.16B
- +$589.9M (+10.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| UVEUniversal Insurance Holdings, Inc. | COM | 2,200 | $35.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435U663 | ESG AWARE MSCI | 915 | $35.0K | <0.1% | 00.0% | Unchanged | – |
| VYXNCR Voyix Corp | COM | 2,054 | $35.0K | <0.1% | 00.0% | Unchanged | History |
| RC.PCReady Capital Corp | 6.25 CNV PFD C | 1,800 | $35.0K | <0.1% | 00.0% | Unchanged | History |
| PLXSPlexus Corp | COM | 330 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| ASTSAST SpaceMobile, Inc. | COM CL A | 5,800 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| RFRegions Financial Corp | COM | 1,795 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 1,430 | $36.0K | <0.1% | 00.0% | Unchanged | – |
| KDKyndryl Holdings, Inc. | Stock | 1,740 | $37.0K | <0.1% | −133−7.1% | Reduced | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 3,000 | $37.0K | <0.1% | 00.0% | Unchanged | History |
| BIIBBiogen Inc. | COM | 140 | $37.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab Fundamental International Equity ETF808524755 | ETF | 1,114 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 200 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 400 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| PRHPrudential Financial Inc | Pfd | 1,475 | $38.0K | <0.1% | 00.0% | Unchanged | History |
| HLTHilton Worldwide Holdings Inc. | COM | 217 | $39.0K | <0.1% | 00.0% | Unchanged | History |
| IRIngersoll Rand Inc. | COM | 500 | $39.0K | <0.1% | +100+25.0% | Added | History |
| RSGRepublic Services, Inc. | COM | 244 | $40.0K | <0.1% | 00.0% | Unchanged | History |
| WENWendy's Co | Stock | 2,122 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| RITMRithm Capital Corp. | REIT | 3,690 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288869 | MICRO-CAP ETF | 345 | $41.0K | <0.1% | 00.0% | Unchanged | – |
| ALCAlcon Inc | Stock | 539 | $42.0K | <0.1% | 00.0% | Unchanged | History |
| MDBMongoDB, Inc. | CL A | 100 | $42.0K | <0.1% | 00.0% | Unchanged | History |
| PEGPublic Service Enterprise Group Inc | COM | 685 | $42.0K | <0.1% | +500+270.3% | Added | History |
| iShares Ibonds Dec 2030 Term Corporate ETF46436E726 | ETF | 2,000 | $43.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 484 | $43.0K | <0.1% | +8+1.7% | Added | – |
| VSHVishay Intertechnology Inc | COM | 1,787 | $43.0K | <0.1% | +1,787 | New | History |
| BKHBlack Hills Corp | COM | 800 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| BBDCBarings BDC, Inc. | COM | 5,000 | $43.0K | <0.1% | +5,000 | New | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 1,832 | $44.0K | <0.1% | +1,832 | New | – |
| GNTXGentex Corp | COM | 1,350 | $44.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 1,000 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V662 | PHARMACEUTICALS | 574 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| TRPTC Energy Corp | COM | 1,113 | $44.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 280 | $44.0K | <0.1% | +280 | New | – |
| LRCXLam Research Corp | COM | 55 | $44.0K | <0.1% | −8−12.7% | Reduced | History |
| Powershares739371813 | CEF | 278 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Core High Dividend ETF46429B663 | ETF | 439 | $45.0K | <0.1% | +265+152.3% | Added | – |
| UBERUber Technologies, Inc | Stock | 712 | $45.0K | <0.1% | +495+228.1% | Added | History |
| HOMBHome Bancshares Inc | COM | 1,769 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 1,619 | $45.0K | <0.1% | −1,235−43.3% | Reduced | History |
| FEFirstenergy Corp | COM | 1,221 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 5,750 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 873 | $46.0K | <0.1% | −38,205−97.8% | Reduced | – |
| ORLYO Reilly Automotive Inc | Stock | 49 | $46.0K | <0.1% | +3+6.5% | Added | History |
| MBCMasterBrand, Inc. | COMMON STOCK | 3,050 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| CGCarlyle Group Inc. | COM | 1,101 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| ADMArcher-Daniels-Midland Co | Stock | 656 | $47.0K | <0.1% | −200−23.4% | Reduced | History |
| HUBSHubSpot Inc | COM | 80 | $47.0K | <0.1% | 00.0% | Unchanged | History |
| CWKCushman & Wakefield Ltd. | SHS | 4,270 | $47.0K | <0.1% | 00.0% | Unchanged | History |
| IVPInspire Veterinary Partners, Inc. | COM CL A | 131,084 | $47.0K | <0.1% | −15,807−10.8% | Reduced | History |
| QRVOQorvo, Inc. | Stock | 418 | $48.0K | <0.1% | 00.0% | Unchanged | History |
| CMRFCim Group, Inc. | COM | 7,578 | $48.0K | <0.1% | +7,578 | New | History |
| APAAPA Corp | Stock | 1,350 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| GSKGSK plc | ADR | 1,319 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| FULFuller H B Co | Stock | 600 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| BITWBitwise 10 Crypto Index ETF | UNIT BENEFICIAL | 2,000 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| NLY.PIAnnaly Capital Management Inc | COM 6.75% PFD PFD SER I | 2,000 | $49.0K | <0.1% | +2,000 | New | History |
| DVAXDynavax Technologies Corp | COM NEW | 3,500 | $50.0K | <0.1% | +3,500 | New | History |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 2,048 | $51.0K | <0.1% | 00.0% | Unchanged | – |
| BCBrunswick Corp | COM | 520 | $51.0K | <0.1% | 00.0% | Unchanged | History |
| RPMRPM International Inc | COM | 459 | $51.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 1,110 | $51.0K | <0.1% | 00.0% | Unchanged | – |
| AGNCNAGNC Investment Corp. | PFD | 2,000 | $51.0K | <0.1% | +2,000 | New | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 476 | $52.0K | <0.1% | 00.0% | Unchanged | – |
| BOXBox Inc | CL A | 2,000 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| WDAYWorkday, Inc. | CL A | 190 | $52.0K | <0.1% | +190 | New | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 1,210 | $53.0K | <0.1% | 00.0% | Unchanged | – |
| PKGPackaging Corp of America | Stock | 324 | $53.0K | <0.1% | +74+29.6% | Added | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 1,400 | $53.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288703 | MRNING SM CP ETF | 882 | $53.0K | <0.1% | +882 | New | – |
| BATRAAtlanta Braves Holdings, Inc. | COM SER A | 1,225 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| VNTVontier Corp | Stock | 1,542 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| AVAAvista Corp | COM | 1,500 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| CHDNChurchill Downs Inc | COM | 400 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| MEDPMedpace Holdings, Inc. | COM | 175 | $54.0K | <0.1% | +100+133.3% | Added | History |
| LKNCYLuckin Coffee Inc. | ADR | 2,000 | $54.0K | <0.1% | 00.0% | Unchanged | History |
| INGING Groep NV | SPONSORED ADR | 3,656 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| PNWPinnacle West Capital Corp | COM | 771 | $55.0K | <0.1% | +262+51.5% | Added | History |
| ERIIEnergy Recovery, Inc. | COM | 2,928 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| SMSM Energy Co | COM | 1,400 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| COOPMaverick Merger Sub 2, LLC | COM | 825 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| Endeavour Mining PLC Ord USD001 Isin GB00BL6K5J42 Sedol BN7KJG3042J105 | COMMONSTOCK | 2,449 | $55.0K | <0.1% | 00.0% | Unchanged | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 5,380 | $56.0K | <0.1% | 00.0% | Unchanged | History |
| XRAYDentsply Sirona Inc. | Stock | 1,609 | $57.0K | <0.1% | −224−12.2% | Reduced | History |
| MNSTMonster Beverage Corp | COM | 1,000 | $57.0K | <0.1% | 00.0% | Unchanged | History |
| ITTItt Inc. | COM | 475 | $57.0K | <0.1% | +475 | New | History |
| IAUiShares Gold Trust | ETF | 1,473 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 214 | $58.0K | <0.1% | 00.0% | Unchanged | – |
| DINOHF Sinclair Corp | COM | 1,039 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| TSITCW Strategic Income Fund Inc | COM | 12,000 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| WSMWilliams Sonoma Inc | COM | 289 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| CNQCanadian Natural Resources Ltd | COM | 900 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| CACCCredit Acceptance Corp | COM | 110 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| WORWorthington Enterprises, Inc. | COM | 1,012 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| JPM.PCJPMorgan Chase & Co | PFD | 2,340 | $59.0K | <0.1% | −730−23.8% | Reduced | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 2,700 | $59.0K | <0.1% | −11,600−81.1% | Reduced | – |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 2,500 | $60.0K | <0.1% | 00.0% | Unchanged | – |
| HALHalliburton Co | Stock | 1,650 | $60.0K | <0.1% | +100+6.5% | Added | History |
| BKRBaker Hughes Co | CL A | 1,766 | $60.0K | <0.1% | −465−20.8% | Reduced | History |
Sold out since Q3 2023 (56)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 65,882 | $7.62M | 0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 4,354 | $408.0K | <0.1% | History |
| Horizon Therapeutics Plc44047T109 | Equity | 3,000 | $347.0K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,577 | $280.0K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 4,400 | $112.0K | <0.1% | – |
| HUNHuntsman CORP | COM | 4,500 | $110.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 600 | $62.0K | <0.1% | – |
| NTCTNetscout Systems Inc | COM | 1,996 | $56.0K | <0.1% | History |
| VMWVmware LLC | CL A COM | 315 | $52.0K | <0.1% | History |
| UBSIUnited Bankshares Inc | COM | 1,600 | $45.0K | <0.1% | History |
| Global X FDS37960A644 | EMERGING MKT GRT | 1,903 | $45.0K | <0.1% | – |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 1,296 | $34.0K | <0.1% | – |
| NEWRNew Relic, Inc. | COM | 348 | $30.0K | <0.1% | History |
| BEBloom Energy Corp | COM CL A | 1,750 | $23.0K | <0.1% | History |
| DXCDXC Technology Co | Stock | 1,000 | $21.0K | <0.1% | History |
| RTORentokil Initial PLC | SPONSORED ADR | 569 | $21.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 3,458 | $21.0K | <0.1% | – |
| UNMUnum Group | Stock | 392 | $19.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 1,197 | $18.0K | <0.1% | – |
| WDSWoodside Energy Group Ltd | ADR | 722 | $17.0K | <0.1% | History |
| NCANuveen California Municipal Value Fund | COM STK | 1,884 | $16.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 296 | $15.0K | <0.1% | History |
| MRCCMonroe Capital Corp | COM | 2,000 | $15.0K | <0.1% | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 1,120 | $12.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 225 | $9.00K | <0.1% | History |
| GSKGSK plc | SPONSORED ADR | 240 | $9.00K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 75 | $8.00K | <0.1% | History |
| FLSFlowserve Corp | COM | 200 | $8.00K | <0.1% | History |
| FFINFirst Financial Bankshares Inc | COM | 180 | $5.00K | <0.1% | History |
| VMware Inc XXX Submitted For Cash928CSH048 | COM | 30 | $5.00K | <0.1% | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 30 | $4.00K | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 148 | $4.00K | <0.1% | History |
| BHFBrighthouse Financial, Inc. | COM | 72 | $4.00K | <0.1% | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 364 | $4.00K | <0.1% | History |
| HPSJohn Hancock Preferred Income Fund III | COM | 300 | $4.00K | <0.1% | History |
| VRTVVeritiv Corp | COM | 24 | $4.00K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 128 | $3.00K | <0.1% | – |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 34 | $2.00K | <0.1% | – |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 26 | $2.00K | <0.1% | – |
| CLNEClean Energy Fuels Corp. | COM | 500 | $2.00K | <0.1% | History |
| KVUEKenvue Inc. | Stock | 25 | $1.00K | <0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 15 | $1.00K | <0.1% | – |
| VanEck ETF Trust92189F171 | GREEN BOND ETF | 65 | $1.00K | <0.1% | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 26 | $1.00K | <0.1% | – |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 34 | $1.00K | <0.1% | – |
| GTBIFGreen Thumb Industries Inc. | COM | 100 | $1.00K | <0.1% | History |
| ZIVOZivo Bioscience, Inc. | COM NEW | 1,000 | $1.00K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 11 | $0 | 0.0% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 5 | $0 | 0.0% | – |
| Aethlon Med Inc00808Y307 | COM | 267 | $0 | 0.0% | – |
| L & L Energy Inc50162D100 | COM | 179 | $0 | 0.0% | – |
| SEELSeelos Therapeutics, Inc. | COM | 1,000 | $0 | 0.0% | History |
| PTRAQProterra Inc | COM | 1,000 | $0 | 0.0% | History |
| Pershing Square Tontine715ESC018 | COM | 10,000 | $0 | 0.0% | – |
| Pershing Square T 25 WTS Pending Receipt Of New715ESC026 | WT | 1,111 | $0 | 0.0% | – |
| Yuhe International Inc Com988432100 | COM | 1,000 | $0 | 0.0% | – |