Bartlett & Co. LLC
- SEC CIK
- 0001550075
- Latest filing
- Jan 8, 2024
Holdings changes from Q2 2023 to Q3 2023
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 68
- Est. +$6.90M
- Added
- 156
- Est. +$75.9M
- Reduced
- 307
- Est. −$79.8M
- Sold out
- 43
- Est. −$2.73M
Portfolio value went from $5.78B to $5.57B (−$211.5M (−3.7%)); positions from 1,176 to 1,201 (+25).
All Q3 2023 holdingsAll Q2 2023 holdings
In the shares, value and % of portfolio columns, the top figure is Q3 2023 and the gray one below is Q2 2023. For stocks that split between the two quarters, Q2 2023 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| FRMEFirst Merchants Corp | ReducedHistory | 8411 | −403−98.1% | $0$12.0K | $0 | 0.0%<0.1% | 0.00 |
| RCIRogers Communications Inc | UnchangedHistory | 1111 | 00.0% | $0$1.00K | $0 | 0.0%<0.1% | 0.00 |
| SANASana Biotechnology, Inc. | UnchangedHistory | 100100 | 00.0% | $0$1.00K | $0 | 0.0%<0.1% | 0.00 |
| CHPTChargePoint Holdings, Inc. | UnchangedHistory | 100100 | 00.0% | $0$1.00K | $0 | 0.0%<0.1% | 0.00 |
| SEELSeelos Therapeutics, Inc. | UnchangedHistory | 1,0001,000 | 00.0% | $0$1.00K | $0 | 0.0%<0.1% | 0.00 |
| PTRAQProterra Inc | UnchangedHistory | 1,0001,000 | 00.0% | $0$1.00K | $0 | 0.0%<0.1% | 0.00 |
| GMEGameStop Corp. | UnchangedHistory | 44 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| NIONIO Inc. | UnchangedHistory | 5050 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Occidental Pete Corp WT Exp 080327674599162 | Unchanged– | 66 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| ZIMVZimVie Inc. | ReducedHistory | 1044 | −34−77.3% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| UAAUnder Armour, Inc. | UnchangedHistory | 5656 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| FUBOFuboTV Inc. | UnchangedHistory | 6060 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| BENFranklin Templeton Inc | UnchangedHistory | 1111 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| NOKNokia Corp | UnchangedHistory | 66 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Vanguard Scottsdale FDS92206C102 | Unchanged– | 55 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| MANUManchester United plc | UnchangedHistory | 11 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| QUBTQuantum Computing Inc. | UnchangedHistory | 225225 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| SDSandridge Energy Inc | UnchangedHistory | 22 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| UAUnder Armour, Inc. | UnchangedHistory | 5656 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Aethlon Med Inc00808Y307 | Unchanged– | 267267 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| American Power Corp02906T107 | Unchanged– | 150150 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Cardia Inc14140R102 | Unchanged– | 5,7025,702 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| DRDDrdgold Ltd | UnchangedHistory | 2424 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Encorium Group Inc29257R208 | Unchanged– | 5252 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| First Rep BK San Francisco C33616C100 | Unchanged– | 9191 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Highlands REIT, Inc.43110A104 | Unchanged– | 1,2501,250 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| L & L Energy Inc50162D100 | Unchanged– | 179179 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| RHEPRegional Health Properties, Inc | UnchangedHistory | 137137 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| RINO International Corporation766883102 | Unchanged– | 100100 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| SIVBSVB Financial Group | UnchangedHistory | 185185 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Titan Med Inc88830X819 | Unchanged– | 3333 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| VXRTVaxart, Inc. | UnchangedHistory | 200200 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Vasamed Inc92834L102 | Unchanged– | 24,61324,613 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Wave Systems Co943526608 | Unchanged– | 4343 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Wichita Develpoment Corp967108101 | Unchanged– | 333333 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Valaris PLC Shs Class AG9402V109 | Unchanged– | 245245 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| UNRVUnrivaled Brands, Inc. | UnchangedHistory | 134134 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Valaris LtdG9460G119 | Unchanged– | 44 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Regenicin Inc75887Q102 | Unchanged– | 7,6007,600 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| TSVT2seventy bio, Inc. | UnchangedHistory | 3333 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| BETRFBetterLife Pharma Inc. | UnchangedHistory | 4,0004,000 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Prairie Shores Incratxxx Escrow Pending739ESC010 | Unchanged– | 1919 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Quest Rare Minerals F74836T101 | Unchanged– | 449449 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Sefe Inc XXX Registration Revoked BY815787106 | Unchanged– | 3,0003,000 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Therma-Med Inc New88342Q203 | Unchanged– | 55 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Total Apparel Group NXXX Registration Revoked BY89149H404 | Unchanged– | 11 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Icoa Inc449292309 | Unchanged– | 5858 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Pershing Square Tontine715ESC018 | Unchanged– | 10,00010,000 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Pershing Square T 25 WTS Pending Receipt Of New715ESC026 | Unchanged– | 1,1111,111 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| AGMRFSilver Mountain Resources, Inc. | UnchangedHistory | 2,1002,100 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Soligor Intl Com834224107 | Unchanged– | 105105 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Contra Abiomed Inc NPV003CVR016 | Unchanged– | 3737 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Fuqi Intl Inc New36102A207 | Unchanged– | 750750 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Esc Gci Liberty Inc Sr361ESC049 | Unchanged– | 3636 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| GFASYGafisa S.A. | UnchangedHistory | 1212 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Rebus HLDGS Inc Com75619J103 | Unchanged– | 22 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Yuhe International Inc Com988432100 | Unchanged– | 1,0001,000 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Reneuron Group PLC OrdfG7489A121 | Unchanged– | 1,0001,000 | 00.0% | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Pacer US Small Cap Cash Cows ETF69374H857 | New– | 40 | +4 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| J P Morgan Exchange Traded F46641Q852 | New– | 50 | +5 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Invesco Exch Traded FD Tr II46138G664 | New– | 60 | +6 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| J P Morgan Exchange Traded F46641Q266 | New– | 100 | +10 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| J P Morgan Exchange Traded F46641Q886 | New– | 20 | +2 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Invesco Exchange Traded FD T46137V191 | New– | 20 | +2 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Islet Sciences Inc46467R208 | New– | 46,7230 | +46,723 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| Icecure Medical LT OrdfM53071102 | New– | 2500 | +250 | $0$0 | $0 | 0.0%0.0% | 0.00 |
| NEANuveen AMT-Free Quality Municipal Income Fund | ReducedHistory | 1055,356 | −5,251−98.0% | $1.00K$59.0K | −$50.0K | <0.1%<0.1% | 0.00 |
| Paramount Global92556H206 | Reduced– | 114447 | −333−74.5% | $1.00K$7.00K | −$2.92K | <0.1%<0.1% | 0.00 |
| DISHDISH Network CORP | ReducedHistory | 101701 | −600−85.6% | $1.00K$5.00K | −$5.94K | <0.1%<0.1% | 0.00 |
| TSNTyson Foods, Inc. | ReducedHistory | 1466 | −52−78.8% | $1.00K$3.00K | −$3.71K | <0.1%<0.1% | 0.00 |
| JWNNordstrom Inc | UnchangedHistory | 100100 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| SEESealed Air Corp | UnchangedHistory | 4545 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| VanEck ETF Trust92189F171 | Unchanged– | 6565 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| UNFIUnited Natural Foods Inc | UnchangedHistory | 7777 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| ASIXAdvanSix Inc. | UnchangedHistory | 4747 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| ZIVOZivo Bioscience, Inc. | UnchangedHistory | 1,0001,000 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| AXDXAccelerate Diagnostics, Inc | UnchangedConverted for a 1-for-10 splitHistory | 200200 | 00.0% | $1.00K$2.00K | $0 | <0.1%<0.1% | 0.00 |
| LEGLeggett & Platt Inc | UnchangedHistory | 2525 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| SNAPSnap Inc | UnchangedHistory | 100100 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| Xtrackers International Real Estate ETF233051846 | Unchanged– | 5252 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| ARK Innovation ETF00214Q104 | Unchanged– | 3030 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| Vanguard Emerging Markets Government Bond ETF921946885 | Unchanged– | 1515 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| WRAPWrap Technologies, Inc. | UnchangedHistory | 900900 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| SAICScience Applications International Corp | UnchangedHistory | 1111 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| PTONPeloton Interactive, Inc. | UnchangedHistory | 180180 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| WisdomTree Tr97717W604 | Unchanged– | 4444 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| TDYTeledyne Technologies Inc | UnchangedHistory | 22 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| ACCOAcco Brands Corp | UnchangedHistory | 188188 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| SPDR Series Trust78464A789 | Unchanged– | 2626 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| PJTPJT Partners Inc. | UnchangedHistory | 1818 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| Fidelity Covington Trust316092873 | Unchanged– | 3434 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| MMacy's, Inc. | UnchangedHistory | 4848 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| TWLOTwilio Inc | UnchangedHistory | 1515 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| NNDMNano Dimension Ltd. | UnchangedHistory | 250250 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| GTBIFGreen Thumb Industries Inc. | UnchangedHistory | 100100 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| Technip Energies N V Sponsored ADR87854Y109 | Unchanged– | 2424 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| DNAGinkgo Bioworks Holdings, Inc. | AddedHistory | 800500 | +300+60.0% | $1.00K$1.00K | +$375 | <0.1%<0.1% | 0.00 |
| SCE.PGSouthern California Edison Co | UnchangedHistory | 6969 | 00.0% | $1.00K$1.00K | $0 | <0.1%<0.1% | 0.00 |
| FNMAFederal National Mortgage Association Fannie Mae | UnchangedHistory | 1,0001,000 | 00.0% | $1.00K$0 | $0 | <0.1%0.0% | 0.00 |
| Three Sixty Solar Com88577D109 | Added– | 3,200200 | +3,000+1,500.0% | $1.00K$0 | +$937.5 | <0.1%0.0% | 0.00 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.