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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 4, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,117
−80 vs. Q3 2022
Portfolio value
$4.97B
+$318.8M (+6.9%) vs. Q3 2022
Filed
Jan 4, 2023
SEC
Holdings of Bartlett & Co. LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X Lithium & Battery Tech ETF37954Y855ETF750$44.0K<0.1%00.0%Unchanged–
INGING Groep NVSPONSORED ADR3,656$44.0K<0.1%00.0%UnchangedHistory
LKNCYLuckin Coffee Inc.ADR2,000$44.0K<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF876$43.0K<0.1%+876New–
FULFuller H B CoStock600$43.0K<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM103$43.0K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR623$42.0K<0.1%00.0%UnchangedHistory
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF390$40.0K<0.1%+390New–
HQHabrdn Healthcare InvestorsSH BEN INT2,199$40.0K<0.1%00.0%UnchangedHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP1,225$40.0K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF525$39.0K<0.1%00.0%Unchanged–
BIIBBiogen Inc.COM140$39.0K<0.1%00.0%UnchangedHistory
CVECenovus Energy Inc.COM2,000$39.0K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM1,795$39.0K<0.1%00.0%UnchangedHistory
Powershares739371813CEF278$39.0K<0.1%00.0%Unchanged–
WENWendy's CoStock1,700$38.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF1,545$38.0K<0.1%+1,229+388.9%Added–
PNWPinnacle West Capital CorpCOM500$38.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH1,113$38.0K<0.1%00.0%Unchanged–
CTA.PBEIDP, Inc.Preferred492$38.0K<0.1%00.0%UnchangedHistory
CNCCentene CorpStock452$37.0K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock172$37.0K<0.1%00.0%UnchangedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF299$37.0K<0.1%−88−22.7%Reduced–
RQICohen & Steers Quality Income Realty Fund IncCEF3,000$37.0K<0.1%00.0%UnchangedHistory
GNTXGentex CorpCOM1,350$37.0K<0.1%00.0%UnchangedHistory
UMBFUmb Financial CorpCOM434$36.0K<0.1%−15−3.3%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE493$36.0K<0.1%+493New–
iShares S&P Small-Cap 600 Growth ETF464287887ETF320$35.0K<0.1%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF500$35.0K<0.1%00.0%Unchanged–
HALHalliburton CoStock900$35.0K<0.1%00.0%UnchangedHistory
iShares Tr464287697U.S. UTILITS ETF400$35.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN1,430$35.0K<0.1%00.0%Unchanged–
ALCAlcon IncStock501$34.0K<0.1%00.0%UnchangedHistory
iShares Core High Dividend ETF46429B663ETF325$34.0K<0.1%00.0%Unchanged–
PLXSPlexus CorpCOM330$34.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF350$34.0K<0.1%00.0%Unchanged–
IFFInternational Flavors & Fragrances IncCOM323$34.0K<0.1%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM5,218$34.0K<0.1%00.0%UnchangedHistory
Goldman Sachs GP Div 5.5 PFD38145G308DEP REP 1/1000 PRF SERJ1,375$34.0K<0.1%00.0%Unchanged–
REZIResideo Technologies, Inc.Stock2,000$33.0K<0.1%+1,284+179.3%AddedHistory
EXCExelon CorpStock766$33.0K<0.1%+8+1.1%AddedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH300$33.0K<0.1%00.0%Unchanged–
WSMWilliams Sonoma IncCOM289$33.0K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P888NUVEEN ESG EMRGN1,296$33.0K<0.1%+1,296New–
BEBloom Energy CorpCOM CL A1,750$33.0K<0.1%00.0%UnchangedHistory
TSITCW Strategic Income Fund IncCOM7,000$33.0K<0.1%00.0%UnchangedHistory
RC.PCReady Capital Corp6.25 CNV PFD C1,800$33.0K<0.1%00.0%UnchangedHistory
PKGPackaging Corp of AmericaStock250$32.0K<0.1%00.0%UnchangedHistory
Schwab Fundamental International Equity ETF808524755ETF1,114$32.0K<0.1%+1,114New–
RSGRepublic Services, Inc.COM244$32.0K<0.1%−7−2.8%ReducedHistory
TTTrane Technologies plcSHS189$32.0K<0.1%+115+155.4%AddedHistory
PLUGPlug Power IncStock2,500$31.0K<0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock800$31.0K<0.1%00.0%UnchangedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW300$31.0K<0.1%00.0%UnchangedHistory
EMNEastman Chemical CoStock360$30.0K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM2,600$30.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U663ESG AWARE MSCI915$30.0K<0.1%00.0%Unchanged–
MVFBlackRock Munivest Fund, Inc.COM4,303$30.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V464LOW CA OP MS ETF210$29.0K<0.1%00.0%Unchanged–
PCTYPaylocity Holding CorpCOM150$29.0K<0.1%00.0%UnchangedHistory
RPTXRepare Therapeutics Inc.COM2,000$29.0K<0.1%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock300$28.0K<0.1%00.0%UnchangedHistory
HUMHumana IncStock55$28.0K<0.1%00.0%UnchangedHistory
MKTXMarketaxess Holdings IncCOM100$28.0K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25459Y876HEALTHCARE BUL245$28.0K<0.1%00.0%Unchanged–
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF3,005$27.0K<0.1%−1,700−36.1%ReducedHistory
TDCTeradata CorpStock800$27.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM109$27.0K<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD300$27.0K<0.1%−500−62.5%Reduced–
iShares Core S&P US Value ETF464287663ETF365$26.0K<0.1%00.0%Unchanged–
MTZMastec IncCOM305$26.0K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A388APTUS DEFINED1,030$26.0K<0.1%00.0%Unchanged–
SNYSanofiSPONSORED ADR540$26.0K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM210$26.0K<0.1%00.0%UnchangedHistory
Atlantica Sustainable Infr PG0751N103SHS1,000$26.0K<0.1%00.0%Unchanged–
CKPTCheckpoint Therapeutics, Inc.COM NEW5,000$26.0K<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
Schwab Fundamental International Small Equity ETF808524748ETF811$25.0K<0.1%+646+391.5%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF362$25.0K<0.1%00.0%Unchanged–
BLWBlackRock Ltd Duration Income TrustCOM SHS1,900$25.0K<0.1%00.0%UnchangedHistory
MLKNMillerknoll, Inc.COM1,200$25.0K<0.1%00.0%UnchangedHistory
WHWyndham Hotels & Resorts, Inc.COM347$25.0K<0.1%00.0%UnchangedHistory
HPHelmerich & Payne, Inc.COM504$25.0K<0.1%00.0%UnchangedHistory
PRKPark National CorpCOM180$25.0K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS5,000$25.0K<0.1%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT207$24.0K<0.1%00.0%UnchangedHistory
EMBCEmbecta Corp.Stock949$24.0K<0.1%−466−32.9%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM2,000$24.0K<0.1%−2,450−55.1%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM100$24.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD545$24.0K<0.1%00.0%Unchanged–
EBSEmergent BioSolutions Inc.COM2,000$24.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF325$24.0K<0.1%00.0%Unchanged–
MBCMasterBrand, Inc.COMMON STOCK3,175$24.0K<0.1%+3,175NewHistory
First Tr Exchange-Traded FD33733B100WTR ETF300$24.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN300$24.0K<0.1%00.0%Unchanged–
APPNAppian CorpCL A750$24.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM3,458$24.0K<0.1%00.0%Unchanged–
Siemens A G Sponsored ADR826197501COM343$24.0K<0.1%00.0%Unchanged–
Schwab Fundamental U.S. Small Company ETF808524763ETF486$23.0K<0.1%+486New–
BIDUBaidu, Inc.ADR200$23.0K<0.1%−18−8.3%ReducedHistory
BSXBoston Scientific CorpStock490$23.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (123)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 123 by value last quarter.

Positions of Bartlett & Co. LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
PNC Financia 6.125 PFD PFD SE693475857COM91,881$2.33M0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH7,114$291.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,000$187.0K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF6,584$157.0K<0.1%–
Vanguard World FD921910691ESG US CORP BD1,972$117.0K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK3,963$95.0K<0.1%History
Meridian Bioscience Inc589584101COM2,863$90.0K<0.1%–
SKYXSKYX Platforms Corp.COM20,000$74.0K<0.1%History
PBProsperity Bancshares IncCOM1,050$71.0K<0.1%History
HASHasbro, Inc.COM1,045$70.0K<0.1%History
CTXSCitrix Systems IncCOM600$62.0K<0.1%History
AMPAmeriprise Financial IncCOM243$61.0K<0.1%History
JBTMJBT Marel CorpCOM419$36.0K<0.1%History
iShares Inc464286806MSCI GERMANY ETF1,565$31.0K<0.1%–
GRMNGarmin LtdSHS350$28.0K<0.1%History
DREDuke Realty CorpCOM NEW522$25.0K<0.1%History
ORANYOrangeSPONSORED ADR2,185$20.0K<0.1%History
TDGTransDigm Group INCCOM35$18.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF700$17.0K<0.1%–
TMXTerminix Global Holdings IncCOM382$15.0K<0.1%History
GGGGraco IncCOM241$14.0K<0.1%History
CPRTCopart IncCOM134$14.0K<0.1%History
ABMDAbiomed IncCOM59$14.0K<0.1%History
TWTRTwitter, Inc.COM300$13.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW796$12.0K<0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM1,000$11.0K<0.1%History
HEI.AHeico CorpCL A85$10.0K<0.1%History
Gores Hldgs VIII Inc382863108CL A1,000$10.0K<0.1%–
JKHYJack Henry & Associates IncStock51$9.00K<0.1%History
ICFIICF International, Inc.Stock86$9.00K<0.1%History
VNO.PLVornado Realty TrustREIT400$8.00K<0.1%History
FELEFranklin Electric Co IncCOM82$7.00K<0.1%History
MTDMettler Toledo International IncCOM6$7.00K<0.1%History
BMIBadger Meter IncCOM75$7.00K<0.1%History
NADNuveen Quality Municipal Income FundCOM600$7.00K<0.1%History
Signify NVN8063K107COM250$7.00K<0.1%–
FIXComfort Systems USA IncCOM57$6.00K<0.1%History
DPZDominos Pizza IncCOM20$6.00K<0.1%History
Invesco Exch Traded FD Tr II46138G862FLOAT RATE ETF221$6.00K<0.1%–
FWRDForward Air CorpCOM69$6.00K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR100$5.00K<0.1%History
FHNFirst Horizon CorpCOM235$5.00K<0.1%History
KFRCKforce IncCOM91$5.00K<0.1%History
FNMAHFederal National Mortgage Association Fannie MaePFD2,000$5.00K<0.1%History
STRLSterling Infrastructure, Inc.COM200$4.00K<0.1%History
TYLTyler Technologies IncCOM12$4.00K<0.1%History
ENSEnerSysCOM74$4.00K<0.1%History
SIGISelective Insurance Group IncCOM50$4.00K<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK23$4.00K<0.1%History
KFYKorn FerryCOM NEW95$4.00K<0.1%History
BKIBlack Knight, Inc.COM55$4.00K<0.1%History
LHCGLHC Group, IncCOM25$4.00K<0.1%History
BROBrown & Brown, Inc.Stock49$3.00K<0.1%History
JCIJohnson Controls International plcStock57$3.00K<0.1%History
EXLSExlService Holdings, Inc.COM21$3.00K<0.1%History
COKECoca-Cola Consolidated, Inc.COM8$3.00K<0.1%History
LCIILci IndustriesCOM30$3.00K<0.1%History
VRSNVerisign IncCOM15$3.00K<0.1%History
ANFAbercrombie & Fitch CoCL A165$3.00K<0.1%History
LYVLive Nation Entertainment, Inc.COM40$3.00K<0.1%History
CSWCSW Industrials, Inc.COM24$3.00K<0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A85$3.00K<0.1%History
CTLTCatalent, Inc.COM42$3.00K<0.1%History
Reinsurance GP759351703COM112$3.00K<0.1%–
SSBSouthState Bank CorpCOM42$3.00K<0.1%History
MSCIMSCI Inc.Stock4$2.00K<0.1%History
ACGLArch Capital Group Ltd.Stock49$2.00K<0.1%History
DASHDoorDash, Inc.Stock50$2.00K<0.1%History
HLHecla Mining CoCOM500$2.00K<0.1%History
ACADAcadia Pharmaceuticals IncCOM100$2.00K<0.1%History
BHEBenchmark Electronics IncCOM93$2.00K<0.1%History
CPKChesapeake Utilities CorpCOM13$2.00K<0.1%History
CASSCass Information Systems IncCOM49$2.00K<0.1%History
DIODDiodes IncCOM24$2.00K<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW52$2.00K<0.1%History
AUBAtlantic Union Bankshares CorpCOM76$2.00K<0.1%History
GWREGuidewire Software, Inc.COM33$2.00K<0.1%History
ONTOOnto Innovation Inc.COM35$2.00K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG91$2.00K<0.1%–
HRLHormel Foods CorpCOM36$2.00K<0.1%History
CTSCTS CorpCOM50$2.00K<0.1%History
IDAIdacorp IncCOM25$2.00K<0.1%History
CACICACI International IncCL A6$2.00K<0.1%History
KALUKaiser Aluminum CorpCOM PAR $0.0125$2.00K<0.1%History
ILMNIllumina, Inc.COM11$2.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM7$2.00K<0.1%History
BMBLBumble Inc.COM CL A100$2.00K<0.1%History
SHAKShake Shack Inc.CL A50$2.00K<0.1%History
AMPEAmpio Pharmaceuticals, Inc.COM38,000$2.00K<0.1%History
ANSSAnsys IncCOM9$2.00K<0.1%History
Barnes Group Inc067806109COM76$2.00K<0.1%–
Rada Electr Inds LtdM81863124COM PAR NEW200$2.00K<0.1%–
EDConsolidated Edison IncStock6$1.00K<0.1%History
DJTTrump Media & Technology Group Corp.Stock50$1.00K<0.1%History
NOWServiceNow, Inc.Stock3$1.00K<0.1%History
COFCapital One Financial CorpStock7$1.00K<0.1%History
WRNWestern Copper & Gold CorpStock1,000$1.00K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM3$1.00K<0.1%History
HCAHCA Healthcare, Inc.COM6$1.00K<0.1%History
MCMoelis & CoCL A44$1.00K<0.1%History