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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 4, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,117
−80 vs. Q3 2022
Portfolio value
$4.97B
+$318.8M (+6.9%) vs. Q3 2022
Filed
Jan 4, 2023
SEC
Holdings of Bartlett & Co. LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GMEGameStop Corp.Stock4$00.0%00.0%UnchangedHistory
NIONIO Inc.ADR50$00.0%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT56$00.0%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4$00.0%−3,078−99.9%Reduced–
AMSCAmerican Superconductor CorpStock36$00.0%00.0%UnchangedHistory
FUBOFuboTV Inc.COM60$00.0%00.0%UnchangedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR9$00.0%00.0%UnchangedHistory
BENFranklin Templeton IncCOM11$00.0%00.0%UnchangedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM10$00.0%+10NewHistory
BHFBrighthouse Financial, Inc.COM8$00.0%00.0%UnchangedHistory
QUBTQuantum Computing Inc.COM225$00.0%00.0%UnchangedHistory
SANASana Biotechnology, Inc.COM100$00.0%00.0%UnchangedHistory
SDSandridge Energy IncCOM NEW2$00.0%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C56$00.0%00.0%UnchangedHistory
Aethlon Med Inc00808Y307COM267$00.0%00.0%Unchanged–
Cardia Inc14140R102COM5,702$00.0%00.0%Unchanged–
DRDDrdgold LtdSPON ADR REPSTG24$00.0%00.0%UnchangedHistory
Encorium Group Inc29257R208COM52$00.0%00.0%Unchanged–
FNMAFederal National Mortgage Association Fannie MaeCOM1,000$00.0%00.0%UnchangedHistory
L & L Energy Inc50162D100COM179$00.0%00.0%Unchanged–
IPDNProfessional Diversity Network, Inc.COM NEW250$00.0%00.0%UnchangedHistory
REEMFRare Element Resources LtdCommon Stock300$00.0%00.0%UnchangedHistory
RINO International Corporation766883102COM100$00.0%00.0%Unchanged–
Titan Med Inc88830X819COM NEW33$00.0%00.0%Unchanged–
VXRTVaxart, Inc.COM NEW200$00.0%00.0%UnchangedHistory
Vasamed Inc92834L102COM24,613$00.0%00.0%Unchanged–
Wave Systems Co943526608Equities43$00.0%00.0%Unchanged–
Wichita Develpoment Corp967108101COM333$00.0%00.0%Unchanged–
World Surveillance Group Incorporated98157K100Common Stock15,900$00.0%00.0%Unchanged–
OBEObsidian Energy Ltd.COM42$00.0%00.0%UnchangedHistory
UNRVUnrivaled Brands, Inc.COM134$00.0%00.0%UnchangedHistory
Regenicin Inc75887Q102COM7,600$00.0%00.0%Unchanged–
ICCMIceCure Medical Ltd.SHS NEW250$00.0%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK33$00.0%00.0%UnchangedHistory
BETRFBetterLife Pharma Inc.COM4,000$00.0%00.0%UnchangedHistory
Prairie Shores Incratxxx Escrow Pending739ESC010EX TRD EQ FD19$00.0%00.0%Unchanged–
Quest Rare Minerals F74836T101COM449$00.0%00.0%Unchanged–
Sefe Inc XXX Registration Revoked BY815787106COM3,000$00.0%00.0%Unchanged–
Therma-Med Inc New88342Q203COM5$00.0%00.0%Unchanged–
Total Apparel Group NXXX Registration Revoked BY89149H404COM1$00.0%00.0%Unchanged–
Contra Zogenix Inc989CVR014COM425$00.0%00.0%Unchanged–
Icoa Inc449292309COM58$00.0%00.0%Unchanged–
Alpha Copper Corp F02074D108COM2,000$00.0%00.0%Unchanged–
Pershing Square Tontine715ESC018COM10,000$00.0%00.0%Unchanged–
Pershing Square T 25 WTS Pending Receipt Of New715ESC026WT1,111$00.0%00.0%Unchanged–
AGMRFSilver Mountain Resources, Inc.COM2,100$00.0%00.0%UnchangedHistory
Soligor Intl Com834224107EX TRD EQ FD105$00.0%00.0%Unchanged–
Three Sixty Solar Com88577D109COM200$00.0%00.0%Unchanged–
Contra Abiomed Inc NPV003CVR016COM37$00.0%+37New–
America Movil023CNT017CONTRA DO NOT SELL5,400$00.0%+5,400New–
SNAPSnap IncStock100$1.00K<0.1%−170−63.0%ReducedHistory
Occidental Pete Corp WT Exp 080327674599162Stock17$1.00K<0.1%−5−22.7%Reduced–
ZIMVZimVie Inc.Stock111$1.00K<0.1%−37−25.0%ReducedHistory
KTBKontoor Brands, Inc.Stock35$1.00K<0.1%−42−54.5%ReducedHistory
Xtrackers International Real Estate ETF233051846ETF52$1.00K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF30$1.00K<0.1%00.0%Unchanged–
SAPSAP SEADR14$1.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock56$1.00K<0.1%00.0%UnchangedHistory
CECelanese CorpStock12$1.00K<0.1%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM10$1.00K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A20$1.00K<0.1%−7−25.9%ReducedHistory
Barrick Gold Corp067901108COM50$1.00K<0.1%00.0%Unchanged–
SAICScience Applications International CorpCOM11$1.00K<0.1%00.0%UnchangedHistory
LYFTLyft, Inc.CL A COM100$1.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD44$1.00K<0.1%00.0%Unchanged–
RCIRogers Communications IncCL B11$1.00K<0.1%00.0%UnchangedHistory
EPREpr PropertiesCOM SH BEN INT14$1.00K<0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM2$1.00K<0.1%00.0%UnchangedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM125$1.00K<0.1%00.0%UnchangedHistory
ACCOAcco Brands CorpCOM188$1.00K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR119$1.00K<0.1%00.0%UnchangedHistory
TRMBTrimble Inc.COM20$1.00K<0.1%+20NewHistory
HMCHonda Motor Co LtdADR ECH CNV IN 350$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288521CRE U S REIT ETF27$1.00K<0.1%00.0%Unchanged–
NEOGNeogen CorpCOM90$1.00K<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW250$1.00K<0.1%00.0%UnchangedHistory
ACELAccel Entertainment, Inc.COM CL A192$1.00K<0.1%−12,762−99.3%ReducedHistory
BH.ABiglari Holdings Inc.COM STK CL A2$1.00K<0.1%00.0%UnchangedHistory
PCRXPacira BioSciences, Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
AXDXAccelerate Diagnostics, IncCOM2,000$1.00K<0.1%00.0%UnchangedHistory
GTBIFGreen Thumb Industries Inc.COM100$1.00K<0.1%00.0%UnchangedHistory
RHEPRegional Health Properties, IncCOM161$1.00K<0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
Tokyo Electron Ltd889110102ADR17$1.00K<0.1%00.0%Unchanged–
GLXYGalaxy Digital Inc.Common430$1.00K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF34$2.00K<0.1%+34New–
iShares Russell Top 200 Growth ETF464289438ETF13$2.00K<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock18$2.00K<0.1%00.0%UnchangedHistory
VNTVontier CorpStock129$2.00K<0.1%00.0%UnchangedHistory
NNNNNN REIT, Inc.REIT38$2.00K<0.1%00.0%UnchangedHistory
BRBRBellring Brands, Inc.Stock74$2.00K<0.1%00.0%UnchangedHistory
BSTBlackRock Science & Technology TrustSHS75$2.00K<0.1%00.0%UnchangedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD125$2.00K<0.1%+125New–
SEESealed Air CorpCOM45$2.00K<0.1%00.0%UnchangedHistory
LIILennox International IncCOM9$2.00K<0.1%00.0%UnchangedHistory
BALLBALL CorpCOM44$2.00K<0.1%+44NewHistory
WCNWaste Connections, Inc.COM12$2.00K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM255$2.00K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW63$2.00K<0.1%00.0%UnchangedHistory
WTWWillis Towers Watson PLCSHS9$2.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (123)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 123 by value last quarter.

Positions of Bartlett & Co. LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
PNC Financia 6.125 PFD PFD SE693475857COM91,881$2.33M0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH7,114$291.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,000$187.0K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF6,584$157.0K<0.1%–
Vanguard World FD921910691ESG US CORP BD1,972$117.0K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK3,963$95.0K<0.1%History
Meridian Bioscience Inc589584101COM2,863$90.0K<0.1%–
SKYXSKYX Platforms Corp.COM20,000$74.0K<0.1%History
PBProsperity Bancshares IncCOM1,050$71.0K<0.1%History
HASHasbro, Inc.COM1,045$70.0K<0.1%History
CTXSCitrix Systems IncCOM600$62.0K<0.1%History
AMPAmeriprise Financial IncCOM243$61.0K<0.1%History
JBTMJBT Marel CorpCOM419$36.0K<0.1%History
iShares Inc464286806MSCI GERMANY ETF1,565$31.0K<0.1%–
GRMNGarmin LtdSHS350$28.0K<0.1%History
DREDuke Realty CorpCOM NEW522$25.0K<0.1%History
ORANYOrangeSPONSORED ADR2,185$20.0K<0.1%History
TDGTransDigm Group INCCOM35$18.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF700$17.0K<0.1%–
TMXTerminix Global Holdings IncCOM382$15.0K<0.1%History
GGGGraco IncCOM241$14.0K<0.1%History
CPRTCopart IncCOM134$14.0K<0.1%History
ABMDAbiomed IncCOM59$14.0K<0.1%History
TWTRTwitter, Inc.COM300$13.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW796$12.0K<0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM1,000$11.0K<0.1%History
HEI.AHeico CorpCL A85$10.0K<0.1%History
Gores Hldgs VIII Inc382863108CL A1,000$10.0K<0.1%–
JKHYJack Henry & Associates IncStock51$9.00K<0.1%History
ICFIICF International, Inc.Stock86$9.00K<0.1%History
VNO.PLVornado Realty TrustREIT400$8.00K<0.1%History
FELEFranklin Electric Co IncCOM82$7.00K<0.1%History
MTDMettler Toledo International IncCOM6$7.00K<0.1%History
BMIBadger Meter IncCOM75$7.00K<0.1%History
NADNuveen Quality Municipal Income FundCOM600$7.00K<0.1%History
Signify NVN8063K107COM250$7.00K<0.1%–
FIXComfort Systems USA IncCOM57$6.00K<0.1%History
DPZDominos Pizza IncCOM20$6.00K<0.1%History
Invesco Exch Traded FD Tr II46138G862FLOAT RATE ETF221$6.00K<0.1%–
FWRDForward Air CorpCOM69$6.00K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR100$5.00K<0.1%History
FHNFirst Horizon CorpCOM235$5.00K<0.1%History
KFRCKforce IncCOM91$5.00K<0.1%History
FNMAHFederal National Mortgage Association Fannie MaePFD2,000$5.00K<0.1%History
STRLSterling Infrastructure, Inc.COM200$4.00K<0.1%History
TYLTyler Technologies IncCOM12$4.00K<0.1%History
ENSEnerSysCOM74$4.00K<0.1%History
SIGISelective Insurance Group IncCOM50$4.00K<0.1%History
NXSTNexstar Media Group, Inc.COMMON STOCK23$4.00K<0.1%History
KFYKorn FerryCOM NEW95$4.00K<0.1%History
BKIBlack Knight, Inc.COM55$4.00K<0.1%History
LHCGLHC Group, IncCOM25$4.00K<0.1%History
BROBrown & Brown, Inc.Stock49$3.00K<0.1%History
JCIJohnson Controls International plcStock57$3.00K<0.1%History
EXLSExlService Holdings, Inc.COM21$3.00K<0.1%History
COKECoca-Cola Consolidated, Inc.COM8$3.00K<0.1%History
LCIILci IndustriesCOM30$3.00K<0.1%History
VRSNVerisign IncCOM15$3.00K<0.1%History
ANFAbercrombie & Fitch CoCL A165$3.00K<0.1%History
LYVLive Nation Entertainment, Inc.COM40$3.00K<0.1%History
CSWCSW Industrials, Inc.COM24$3.00K<0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A85$3.00K<0.1%History
CTLTCatalent, Inc.COM42$3.00K<0.1%History
Reinsurance GP759351703COM112$3.00K<0.1%–
SSBSouthState Bank CorpCOM42$3.00K<0.1%History
MSCIMSCI Inc.Stock4$2.00K<0.1%History
ACGLArch Capital Group Ltd.Stock49$2.00K<0.1%History
DASHDoorDash, Inc.Stock50$2.00K<0.1%History
HLHecla Mining CoCOM500$2.00K<0.1%History
ACADAcadia Pharmaceuticals IncCOM100$2.00K<0.1%History
BHEBenchmark Electronics IncCOM93$2.00K<0.1%History
CPKChesapeake Utilities CorpCOM13$2.00K<0.1%History
CASSCass Information Systems IncCOM49$2.00K<0.1%History
DIODDiodes IncCOM24$2.00K<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW52$2.00K<0.1%History
AUBAtlantic Union Bankshares CorpCOM76$2.00K<0.1%History
GWREGuidewire Software, Inc.COM33$2.00K<0.1%History
ONTOOnto Innovation Inc.COM35$2.00K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG91$2.00K<0.1%–
HRLHormel Foods CorpCOM36$2.00K<0.1%History
CTSCTS CorpCOM50$2.00K<0.1%History
IDAIdacorp IncCOM25$2.00K<0.1%History
CACICACI International IncCL A6$2.00K<0.1%History
KALUKaiser Aluminum CorpCOM PAR $0.0125$2.00K<0.1%History
ILMNIllumina, Inc.COM11$2.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM7$2.00K<0.1%History
BMBLBumble Inc.COM CL A100$2.00K<0.1%History
SHAKShake Shack Inc.CL A50$2.00K<0.1%History
AMPEAmpio Pharmaceuticals, Inc.COM38,000$2.00K<0.1%History
ANSSAnsys IncCOM9$2.00K<0.1%History
Barnes Group Inc067806109COM76$2.00K<0.1%–
Rada Electr Inds LtdM81863124COM PAR NEW200$2.00K<0.1%–
EDConsolidated Edison IncStock6$1.00K<0.1%History
DJTTrump Media & Technology Group Corp.Stock50$1.00K<0.1%History
NOWServiceNow, Inc.Stock3$1.00K<0.1%History
COFCapital One Financial CorpStock7$1.00K<0.1%History
WRNWestern Copper & Gold CorpStock1,000$1.00K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM3$1.00K<0.1%History
HCAHCA Healthcare, Inc.COM6$1.00K<0.1%History
MCMoelis & CoCL A44$1.00K<0.1%History