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Livermore
Livermore
ZHEN

Bartlett & Co. LLC

SEC CIK
0001550075
Latest filing
Jan 8, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
946
−136 vs. Q2 2021
Portfolio value
$5.24B
+$2.16M (0.0%) vs. Q2 2021
Filed
Oct 15, 2021
SEC
Holdings of Bartlett & Co. LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALCAlcon IncStock501$40.0K<0.1%−65−11.5%ReducedHistory
FULFuller H B CoStock614$40.0K<0.1%+14+2.3%AddedHistory
BIIBBiogen Inc.COM140$40.0K<0.1%−116−45.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN1,430$40.0K<0.1%+180+14.4%Added–
ENREnergizer Holdings, Inc.COM1,036$40.0K<0.1%+1,036NewHistory
NEWRNew Relic, Inc.COM554$40.0K<0.1%+102+22.6%AddedHistory
TSITCW Strategic Income Fund IncCOM7,000$40.0K<0.1%00.0%UnchangedHistory
Listed FDS Tr53656F623HORI KI INFL ETF1,400$41.0K<0.1%00.0%Unchanged–
MVFBlackRock Munivest Fund, Inc.COM4,303$41.0K<0.1%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF320$42.0K<0.1%00.0%Unchanged–
NINisource Inc.COM1,736$42.0K<0.1%+42+2.5%AddedHistory
PCTYPaylocity Holding CorpCOM150$42.0K<0.1%+150NewHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM2,887$42.0K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM2,434$42.0K<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF500$43.0K<0.1%00.0%Unchanged–
PNWPinnacle West Capital CorpCOM600$43.0K<0.1%−100−14.3%ReducedHistory
VYXNCR Voyix CorpCOM1,104$43.0K<0.1%00.0%UnchangedHistory
ATOAtmos Energy CorpCOM500$44.0K<0.1%00.0%UnchangedHistory
MKTXMarketaxess Holdings IncCOM105$44.0K<0.1%+5+5.0%AddedHistory
FSKFS KKR Capital CorpCOM1,978$44.0K<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B1,114$44.0K<0.1%−21−1.9%Reduced–
RQICohen & Steers Quality Income Realty Fund IncCEF3,000$45.0K<0.1%00.0%UnchangedHistory
SNPSSynopsys IncCOM150$45.0K<0.1%00.0%UnchangedHistory
MLKNMillerknoll, Inc.COM1,200$45.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF915$45.0K<0.1%−85−8.5%Reduced–
Schwab Intermediate-Term US Treasury ETF808524854ETF814$46.0K<0.1%00.0%Unchanged–
TDCTeradata CorpStock800$46.0K<0.1%00.0%UnchangedHistory
TXRHTexas Roadhouse, Inc.COM500$46.0K<0.1%−4−0.8%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF696$47.0K<0.1%00.0%Unchanged–
BOXBox IncCL A2,000$47.0K<0.1%00.0%UnchangedHistory
MDBMongoDB, Inc.CL A100$47.0K<0.1%+100NewHistory
HWMHowmet Aerospace Inc.Stock1,550$48.0K<0.1%00.0%UnchangedHistory
KMXCarMax IncCOM375$48.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS624$48.0K<0.1%+50+8.7%Added–
Global X Lithium & Battery Tech ETF37954Y855ETF600$49.0K<0.1%00.0%Unchanged–
XELXcel Energy IncStock800$50.0K<0.1%00.0%UnchangedHistory
iShares U.S. Treasury Bond ETF46429B267ETF1,902$50.0K<0.1%00.0%Unchanged–
iShares Tr464288158SHRT NAT MUN ETF466$50.0K<0.1%00.0%Unchanged–
VLOValero Energy CorpStock725$51.0K<0.1%−10−1.4%ReducedHistory
METMetlife IncStock820$51.0K<0.1%−17−2.0%ReducedHistory
INGING Groep NVSPONSORED ADR3,500$51.0K<0.1%−267−7.1%ReducedHistory
WSMWilliams Sonoma IncCOM289$51.0K<0.1%00.0%UnchangedHistory
AFLAflac IncStock1,013$53.0K<0.1%−90−8.2%ReducedHistory
GMGeneral Motors CoCOM1,000$53.0K<0.1%−58−5.5%ReducedHistory
LUVSouthwest Airlines CoCOM1,025$53.0K<0.1%00.0%UnchangedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP2,000$53.0K<0.1%00.0%UnchangedHistory
First Trust Financials Alphadex Fund33734X135ETF1,210$54.0K<0.1%00.0%Unchanged–
BABAAlibaba Group Holding LtdADR365$54.0K<0.1%−226−38.2%ReducedHistory
MPTMedical Properties Trust IncCOM2,673$54.0K<0.1%+73+2.8%AddedHistory
SNASnap-on IncCOM260$54.0K<0.1%+10+4.0%AddedHistory
GRMNGarmin LtdSHS350$54.0K<0.1%00.0%UnchangedHistory
EBFEnnis, Inc.COM2,871$54.0K<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM95$54.0K<0.1%+37+63.8%AddedHistory
CTVACorteva, Inc.Stock1,317$55.0K<0.1%−2,129−61.8%ReducedHistory
Endeavour Mining CorpG30CNT011COM2,449$55.0K<0.1%00.0%Unchanged–
BBYBest Buy Co IncStock531$56.0K<0.1%+455+598.7%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT2,199$56.0K<0.1%00.0%UnchangedHistory
ERIIEnergy Recovery, Inc.COM2,928$56.0K<0.1%00.0%UnchangedHistory
WTRGEssential Utilities, Inc.COM1,231$57.0K<0.1%00.0%UnchangedHistory
ROPRoper Technologies IncStock130$58.0K<0.1%−55−29.7%ReducedHistory
UBSIUnited Bankshares IncCOM1,600$58.0K<0.1%00.0%UnchangedHistory
SMGScotts Miracle-Gro CoStock400$59.0K<0.1%00.0%UnchangedHistory
AVAAvista CorpCOM1,500$59.0K<0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM409$59.0K<0.1%−6−1.4%ReducedHistory
CHKPCheck Point Software Technologies LtdORD530$60.0K<0.1%00.0%UnchangedHistory
LCNBLCNB CorpCOM3,400$60.0K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock1,890$61.0K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock1,108$61.0K<0.1%−64−5.5%ReducedHistory
ITGartner IncCOM202$61.0K<0.1%−5−2.4%ReducedHistory
HUBSHubSpot IncCOM90$61.0K<0.1%−2−2.2%ReducedHistory
DISHDISH Network CORPCL A1,401$61.0K<0.1%00.0%UnchangedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A1,237$63.0K<0.1%−6−0.5%ReducedHistory
Vanguard Health Care ETF92204A504ETF260$64.0K<0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM241$64.0K<0.1%−5−2.0%ReducedHistory
YUMCYum China Holdings, Inc.COM1,105$64.0K<0.1%−7−0.6%ReducedHistory
CTXSCitrix Systems IncCOM600$64.0K<0.1%00.0%UnchangedHistory
BPBP PLCADR2,376$65.0K<0.1%−1,450−37.9%ReducedHistory
iShares Tr46434V613CORE UNIVRSL USD1,239$66.0K<0.1%00.0%Unchanged–
HOMBHome Bancshares IncCOM2,845$67.0K<0.1%00.0%UnchangedHistory
NEOGNeogen CorpCOM1,550$67.0K<0.1%00.0%UnchangedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF928$68.0K<0.1%+928New–
TSCOTractor Supply CoCOM334$68.0K<0.1%−100−23.0%ReducedHistory
SAFTSafety Insurance Group IncCOM875$69.0K<0.1%00.0%UnchangedHistory
SBACSba Communications CorpCL A222$73.0K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM1,300$73.0K<0.1%00.0%UnchangedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM6,102$74.0K<0.1%00.0%UnchangedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL2,248$74.0K<0.1%+2,248New–
DFSDiscover Financial ServicesCOM600$74.0K<0.1%−51−7.8%ReducedHistory
GSKGSK plcSPONSORED ADR1,949$74.0K<0.1%−969−33.2%ReducedHistory
CLXClorox CoStock450$75.0K<0.1%−6−1.3%ReducedHistory
ADMArcher-Daniels-Midland CoStock1,256$75.0K<0.1%00.0%UnchangedHistory
PBProsperity Bancshares IncCOM1,050$75.0K<0.1%00.0%UnchangedHistory
JBTMJBT Marel CorpCOM532$75.0K<0.1%−150−22.0%ReducedHistory
DNLIDenali Therapeutics Inc.COM1,500$76.0K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock127$78.0K<0.1%+63+98.4%AddedHistory
iShares Tr464288513IBOXX HI YD ETF905$79.0K<0.1%00.0%Unchanged–
ADUSAddus HomeCare CorpCOM1,000$80.0K<0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock225$81.0K<0.1%+21+10.3%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM4,450$81.0K<0.1%−800−15.2%ReducedHistory
FTVFortive CorpStock1,162$82.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (245)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 245 by value last quarter.

Positions of Bartlett & Co. LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Vanguard S&P 500 Value ETF921932703ETF1,000$143.0K<0.1%–
GGGGraco IncCOM700$53.0K<0.1%History
DTEDte Energy CoCOM390$51.0K<0.1%History
EDConsolidated Edison IncStock375$27.0K<0.1%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW296$21.0K<0.1%–
ETSYEtsy IncCOM100$21.0K<0.1%History
Inventrust Pptys Corp46124J102COM6,994$20.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF148$16.0K<0.1%–
NEMNEWMONT CorpStock244$15.0K<0.1%History
TREELendingTree, Inc.COM69$15.0K<0.1%History
NWLNewell Brands Inc.Stock500$14.0K<0.1%History
MRCCMonroe Capital CorpCOM1,117$12.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM50$9.00K<0.1%History
Roche Hldg Ltd ADR771195104COM198$9.00K<0.1%–
COFCapital One Financial CorpStock51$8.00K<0.1%History
EVNEaton Vance Municipal Income TrustSH BEN INT557$8.00K<0.1%History
SONYSony Group CorpSPONSORED ADR70$7.00K<0.1%History
ASMLASML Holding NVADR9$6.00K<0.1%History
KSSKOHLS CorpStock100$6.00K<0.1%History
KWRQuaker Chemical CorpCOM26$6.00K<0.1%History
VBFInvesco Bond FundCOM305$6.00K<0.1%History
UBSUBS Group AGStock338$5.00K<0.1%History
RHIRobert Half Inc.COM53$5.00K<0.1%History
MRVLMarvell Technology, Inc.COM89$5.00K<0.1%History
ELANElanco Animal Health IncCOM139$5.00K<0.1%History
HOLXHologic IncCOM73$5.00K<0.1%History
EMNEastman Chemical CoStock30$4.00K<0.1%History
SESea LtdSPONSORD ADS15$4.00K<0.1%History
CFGCitizens Financial Group IncCOM90$4.00K<0.1%History
ILMNIllumina, Inc.COM8$4.00K<0.1%History
UBERUber Technologies, IncStock62$3.00K<0.1%History
DKSDick's Sporting Goods, Inc.Stock26$3.00K<0.1%History
PVHPVH Corp.COM28$3.00K<0.1%History
BFHBread Financial Holdings, Inc.COM25$3.00K<0.1%History
HLTHilton Worldwide Holdings Inc.COM23$3.00K<0.1%History
RFRegions Financial CorpCOM147$3.00K<0.1%History
URIUnited Rentals, Inc.COM9$3.00K<0.1%History
AXA SA054536107COM124$3.00K<0.1%–
BNP Paribas Sponsored ADR05565A202ADR108$3.00K<0.1%–
Deutsche Post AG25157Y202COM41$3.00K<0.1%–
NTTYYNippon Telegraph & Telephone CorpCOM119$3.00K<0.1%History
Tencent Holdings Ltd ADR88032Q109COM34$3.00K<0.1%–
Volkswagen AG Unsponsred ADR928662600ADR102$3.00K<0.1%–
APTVAptiv PLCSHS18$3.00K<0.1%History
DXCDXC Technology CoStock62$2.00K<0.1%History
OCOwens CorningStock19$2.00K<0.1%History
TMUST-Mobile US, Inc.Stock15$2.00K<0.1%History
APAAPA CorpStock74$2.00K<0.1%History
SAPSAP SEADR16$2.00K<0.1%History
TTDTrade Desk, Inc.Stock20$2.00K<0.1%History
ONOn Semiconductor CorpStock51$2.00K<0.1%History
HALHalliburton CoStock100$2.00K<0.1%History
AMGAffiliated Managers Group, Inc.Stock11$2.00K<0.1%History
XYZBlock, Inc.CL A9$2.00K<0.1%History
MNSTMonster Beverage CorpCOM24$2.00K<0.1%History
OSKOshkosh CorpCOM16$2.00K<0.1%History
TDGTransDigm Group INCCOM3$2.00K<0.1%History
RGAReinsurance Group of America IncCOM NEW16$2.00K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -20$2.00K<0.1%History
RSGRepublic Services, Inc.COM15$2.00K<0.1%History
RYAAYRyanair Holdings PLCSPONSORED ADR17$2.00K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS15$2.00K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR300$2.00K<0.1%History
BCSBarclays PLCADR195$2.00K<0.1%History
MGAMagna International IncCOM20$2.00K<0.1%History
DALDelta Air Lines, Inc.COM NEW48$2.00K<0.1%History
ROKURoku, IncCOM CL A5$2.00K<0.1%History
EXPDExpeditors International of Washington IncCOM15$2.00K<0.1%History
TWLOTwilio IncCL A4$2.00K<0.1%History
LEALear CorpCOM NEW11$2.00K<0.1%History
CVNACarvana Co.CL A5$2.00K<0.1%History
ASIXAdvanSix Inc.COM61$2.00K<0.1%History
AIA Group Ltd001317205COM32$2.00K<0.1%–
Adidas AG ADR00687A107ADR9$2.00K<0.1%–
Air Liquide ADR009126202ADR48$2.00K<0.1%–
Airbus SE009279100COM49$2.00K<0.1%–
Aviva PLC05382A104ADR153$2.00K<0.1%–
Compass Group PLC Sponsored ADR20449X401ADR73$2.00K<0.1%–
DNB ASA Sponsored ADR23328E106ADR75$2.00K<0.1%–
Fanuc Corporation ADR307305102COM77$2.00K<0.1%–
FLFoot Locker, Inc.COM26$2.00K<0.1%History
Hoya Corp Sponsored ADR443251103ADR16$2.00K<0.1%–
IFNNYInfineon Technologies AGCOM51$2.00K<0.1%History
L Oreal Co ADR502117203COM21$2.00K<0.1%–
LVMH Moet Hennessy Louis Vuitt502441306COM11$2.00K<0.1%–
Munchener Ruckversicherungs-Gesellschaft AG ADR626188106ADR73$2.00K<0.1%–
Murata Mfg Co Ltd Unsponsored ADR626425102Common Stock84$2.00K<0.1%–
Tokyo Electron Ltd889110102ADR18$2.00K<0.1%–
Zurich Insurance Group AG Sponsored ADR989825104COM46$2.00K<0.1%–
VTRVentas, Inc.REIT10$1.00K<0.1%History
HESHess CorpStock13$1.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock4$1.00K<0.1%History
SNAPSnap IncStock12$1.00K<0.1%History
MSCIMSCI Inc.Stock1$1.00K<0.1%History
NOWServiceNow, Inc.Stock2$1.00K<0.1%History
JCIJohnson Controls International plcStock13$1.00K<0.1%History
FDSFactset Research Systems IncStock3$1.00K<0.1%History
PAYCPaycom Software, Inc.Stock2$1.00K<0.1%History
ALSNAllison Transmission Holdings IncStock20$1.00K<0.1%History
ENPHEnphase Energy, Inc.Stock3$1.00K<0.1%History