Catalyst Capital Advisors LLC
- SEC CIK
- 0001549275
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 401
- +19 vs. Q2 2021
- Portfolio value
- $1.99B
- −$27.4M (−1.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 921,716 | $242.5M | 12.2% | 00.0% | Unchanged | – |
| iShares Tr464287622 | RUS 1000 ETF | 871,375 | $210.6M | 10.6% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 795,371 | $174.0M | 8.7% | +4,194+0.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 1,330,893 | $145.3M | 7.3% | −1940.0% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 385,636 | $91.3M | 4.6% | −4,828−1.2% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 830,463 | $84.5M | 4.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 309,799 | $67.7M | 3.4% | +5,800+1.9% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 737,958 | $57.7M | 2.9% | 00.0% | Unchanged | – |
| Vanguard S&P 500 ETF922908363 | ETF | 121,204 | $47.8M | 2.4% | −151−0.1% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 930,114 | $46.5M | 2.3% | +47,880+5.4% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 206,393 | $41.5M | 2.1% | 00.0% | Unchanged | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 498,865 | $24.8M | 1.2% | +20,000+4.2% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 288,323 | $23.8M | 1.2% | +34,933+13.8% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 414,124 | $22.6M | 1.1% | +33,310+8.7% | Added | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 275,829 | $18.1M | 0.9% | +15,586+6.0% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 149,815 | $14.6M | 0.7% | −2,878−1.9% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 535,202 | $13.9M | 0.7% | +7,835+1.5% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 1,396,633 | $13.4M | 0.7% | +112,794+8.8% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 558,598 | $12.1M | 0.6% | +22,888+4.3% | Added | History |
| Schwab U.S. REIT ETF808524847 | ETF | 254,399 | $11.6M | 0.6% | −15,273−5.7% | Reduced | – |
| PBAPembina Pipeline Corp | COM | 354,352 | $11.2M | 0.6% | 00.0% | Unchanged | History |
| TGTTarget Corp | Stock | 43,010 | $9.84M | 0.5% | −5,565−11.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 24,743 | $9.67M | 0.5% | −960−3.7% | Reduced | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 226,327 | $8.81M | 0.4% | +31,227+16.0% | Added | – |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 290,555 | $8.81M | 0.4% | +674+0.2% | Added | – |
| iShares Inc464286871 | MSCI HONG KG ETF | 367,349 | $8.81M | 0.4% | +55,780+17.9% | Added | – |
| iShares Inc464286509 | MSCI CDA ETF | 239,947 | $8.71M | 0.4% | +11,652+5.1% | Added | – |
| iShares Inc464286103 | MSCI AUST ETF | 349,263 | $8.67M | 0.4% | +23,044+7.1% | Added | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 137,003 | $8.50M | 0.4% | +4,040+3.0% | Added | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 258,990 | $8.32M | 0.4% | +49,626+23.7% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 118,452 | $8.32M | 0.4% | −6,679−5.3% | Reduced | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 164,890 | $7.96M | 0.4% | +8,318+5.3% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 237,235 | $7.72M | 0.4% | −11,900−4.8% | Reduced | History |
| INFYInfosys Ltd | SPONSORED ADR | 346,745 | $7.72M | 0.4% | −18,855−5.2% | Reduced | History |
| iShares Inc464286772 | MSCI STH KOR ETF | 95,301 | $7.69M | 0.4% | +7,611+8.7% | Added | – |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 199,874 | $7.47M | 0.4% | −35,874−15.2% | Reduced | – |
| ADBEAdobe Inc. | Stock | 12,641 | $7.28M | 0.4% | +9,887+359.0% | Added | History |
| TRGPTarga Resources Corp. | COM | 147,738 | $7.27M | 0.4% | −19,195−11.5% | Reduced | History |
| ETRNMidstream Co LLC | COM | 714,233 | $7.24M | 0.4% | −50,347−6.6% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 62,800 | $7.15M | 0.4% | −3,400−5.1% | Reduced | History |
| OKEONEOK Inc | COM | 121,692 | $7.06M | 0.4% | −4,015−3.2% | Reduced | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 1,027,761 | $7.01M | 0.4% | −133,509−11.5% | Reduced | History |
| AMATApplied Materials Inc | Stock | 54,292 | $6.99M | 0.4% | −2,171−3.8% | Reduced | History |
| ENBEnbridge Inc | Stock | 172,975 | $6.88M | 0.3% | −7,593−4.2% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 633,520 | $6.83M | 0.3% | +81,951+14.9% | Added | History |
| MSMorgan Stanley | Stock | 69,200 | $6.73M | 0.3% | −3,600−4.9% | Reduced | History |
| TRPTC Energy Corp | COM | 139,445 | $6.71M | 0.3% | 00.0% | Unchanged | History |
| KMIKinder Morgan, Inc. | Stock | 384,385 | $6.43M | 0.3% | +15,000+4.1% | Added | History |
| iShares Inc464286764 | MSCI SPAIN ETF | 234,554 | $6.33M | 0.3% | +16,113+7.4% | Added | – |
| CMCSAComcast Corp | Stock | 111,426 | $6.23M | 0.3% | −5,377−4.6% | Reduced | History |
| ALLYAlly Financial Inc. | Stock | 121,800 | $6.22M | 0.3% | −6,000−4.7% | Reduced | History |
| TELTE Connectivity plc | REG SHS | 44,850 | $6.15M | 0.3% | −2,150−4.6% | Reduced | History |
| iShares Tr46435G334 | MSCI UK ETF NEW | 189,906 | $6.12M | 0.3% | +940+0.5% | Added | – |
| iShares Inc464286749 | MSCI SWITZERLAND | 131,286 | $6.12M | 0.3% | 00.0% | Unchanged | – |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 267,951 | $6.10M | 0.3% | +22,670+9.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 21,331 | $6.01M | 0.3% | −350−1.6% | Reduced | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 180,554 | $5.94M | 0.3% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 17,154 | $5.82M | 0.3% | −28−0.2% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 19,425 | $5.71M | 0.3% | −975−4.8% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 123,200 | $5.64M | 0.3% | −6,100−4.7% | Reduced | History |
| POOLPool Corp | COM | 12,825 | $5.57M | 0.3% | −575−4.3% | Reduced | History |
| iShares Inc464286707 | MSCI FRANCE ETF | 149,507 | $5.57M | 0.3% | +650.0% | Added | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 120,783 | $5.50M | 0.3% | +4,195+3.6% | Added | History |
| TELLTellurian Inc. | COM | 1,354,888 | $5.30M | 0.3% | 00.0% | Unchanged | History |
| STXSeagate Technology Holdings plc | ORD SHS | 61,800 | $5.10M | 0.3% | −2,900−4.5% | Reduced | History |
| KEYSKeysight Technologies, Inc. | Stock | 30,775 | $5.06M | 0.3% | −1,225−3.8% | Reduced | History |
| APTVAptiv PLC | SHS | 31,825 | $4.74M | 0.2% | −1,475−4.4% | Reduced | History |
| AAPLApple Inc. | Stock | 33,383 | $4.72M | 0.2% | +10.0% | Added | History |
| LPLALPL Financial Holdings Inc. | COM | 28,500 | $4.47M | 0.2% | −1,500−5.0% | Reduced | History |
| iShares Inc46434G814 | MSCI MLY ETF NEW | 175,469 | $4.45M | 0.2% | +10,752+6.5% | Added | – |
| AVTRAvantor, Inc. | COM | 106,644 | $4.36M | 0.2% | −4,956−4.4% | Reduced | History |
| FITBFifth Third Bancorp | COM | 101,332 | $4.30M | 0.2% | −4,568−4.3% | Reduced | History |
| First Rep BK San Francisco C33616C100 | COM | 22,050 | $4.25M | 0.2% | −950−4.1% | Reduced | – |
| BGBunge Global SA | COM | 51,675 | $4.20M | 0.2% | 00.0% | Unchanged | History |
| ALBAlbemarle Corp | Stock | 19,100 | $4.18M | 0.2% | −1,000−5.0% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 81,948 | $4.16M | 0.2% | 00.0% | Unchanged | – |
| iShares Inc464286624 | MSCI THAILND ETF | 55,355 | $4.13M | 0.2% | +3,884+7.5% | Added | – |
| iShares Inc464286640 | MSCI CHILE ETF | 158,378 | $4.12M | 0.2% | +15,527+10.9% | Added | – |
| DVADavita Inc. | COM | 35,350 | $4.11M | 0.2% | −1,850−5.0% | Reduced | History |
| iShares Inc464286780 | MSCI STH AFR ETF | 86,539 | $4.07M | 0.2% | +6,359+7.9% | Added | – |
| BLDRBuilders FirstSource, Inc. | Stock | 77,500 | $4.01M | 0.2% | −3,700−4.6% | Reduced | History |
| TTEKTetra Tech Inc | COM | 26,305 | $3.93M | 0.2% | 00.0% | Unchanged | History |
| MSIMotorola Solutions, Inc. | Stock | 16,100 | $3.74M | 0.2% | −600−3.6% | Reduced | History |
| TEAMAtlassian Corp | CL A | 9,226 | $3.61M | 0.2% | +9,144+11,151.2% | Added | History |
| URIUnited Rentals, Inc. | COM | 10,200 | $3.58M | 0.2% | −500−4.7% | Reduced | History |
| EBAYeBay Inc | COM | 49,390 | $3.44M | 0.2% | +3,473+7.6% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,571 | $3.43M | 0.2% | −106−1.1% | Reduced | – |
| ABTAbbott Laboratories | Stock | 28,919 | $3.42M | 0.2% | +28,919 | New | History |
| CSCOCisco Systems, Inc. | Stock | 62,531 | $3.40M | 0.2% | −58−0.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,013 | $3.33M | 0.2% | +32+3.3% | Added | History |
| iShares Inc464286715 | MSCI TURKEY ETF | 153,272 | $3.26M | 0.2% | +716+0.5% | Added | – |
| SNYSanofi | SPONSORED ADR | 67,550 | $3.26M | 0.2% | 00.0% | Unchanged | History |
| HSYHershey Co | COM | 19,200 | $3.25M | 0.2% | −1,100−5.4% | Reduced | History |
| MUMicron Technology Inc | Stock | 43,676 | $3.10M | 0.2% | −100.0% | Reduced | History |
| METMetlife Inc | Stock | 50,100 | $3.09M | 0.2% | −2,600−4.9% | Reduced | History |
| NVSNovartis AG | ADR | 37,080 | $3.03M | 0.2% | −1,100−2.9% | Reduced | History |
| MOSMosaic Co | COM | 84,820 | $3.03M | 0.2% | 00.0% | Unchanged | History |
| MPCMarathon Petroleum Corp | Stock | 48,741 | $3.01M | 0.2% | −4,070−7.7% | Reduced | History |
| DOCUDocuSign, Inc. | Stock | 11,587 | $2.98M | 0.1% | +1,473+14.6% | Added | History |
| CCICrown Castle Inc. | REIT | 17,150 | $2.97M | 0.1% | −650−3.7% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F903 | CALL | – | $3.85M |
| SPDR S&P 500 ETF Tr78462F953 | PUT | $1.87M | – |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PHParker-Hannifin Corp | Stock | 19,700 | $6.05M | 0.3% | History |
| TPRTapestry, Inc. | COM | 115,400 | $5.02M | 0.2% | History |
| BANDBandwidth Inc. | COM CL A | 12,200 | $1.68M | 0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 3,280 | $1.52M | 0.1% | History |
| HOMEAt Home Group Inc. | COM | 26,800 | $987.0K | <0.1% | History |
| HGVHilton Grand Vacations Inc. | COM | 11,750 | $486.0K | <0.1% | History |
| SFIXStitch Fix, Inc. | Stock | 7,250 | $437.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,635 | $287.0K | <0.1% | History |
| CRNCCerence Inc. | COM | 2,405 | $257.0K | <0.1% | History |
| BABoeing Co | Stock | 910 | $218.0K | <0.1% | History |
| BRK.BBerkshire Hathaway Inc | Stock | 740 | $206.0K | <0.1% | History |
| EXPOExponent Inc | COM | 1,950 | $174.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 455 | $132.0K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 500 | $127.0K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 500 | $113.0K | <0.1% | History |
| DBXDropbox, Inc. | CL A | 3,300 | $100.0K | <0.1% | History |
| PLTRPalantir Technologies Inc. | Stock | 3,700 | $98.0K | <0.1% | History |
| EGHT8X8 Inc | COM | 3,470 | $96.0K | <0.1% | History |
| MTDRMatador Resources Co | COM | 2,185 | $79.0K | <0.1% | History |
| PCTYPaylocity Holding Corp | COM | 400 | $76.0K | <0.1% | History |
| RDVTRed Violet, Inc. | COM | 1,986 | $47.0K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 375 | $35.0K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 135 | $25.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 164 | $17.0K | <0.1% | History |