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Livermore
Livermore
ZHEN

Gradient Investments LLC

SEC CIK
0001542265
Latest filing
Jul 8, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,214
0 vs. Q1 2021
Portfolio value
$3.42B
+$342.0M (+11.1%) vs. Q1 2021
Filed
Jul 12, 2021
SEC
Holdings of Gradient Investments LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF6,480,812$489.8M14.3%+264,395+4.3%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF6,798,096$204.0M6.0%+327,743+5.1%Added–
ProShares Tr74347B698RUSS 2000 DIVD1,546,703$98.5M2.9%+127,917+9.0%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF1,797,226$81.8M2.4%+178,011+11.0%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF2,064,819$81.6M2.4%+156,726+8.2%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF1,759,518$81.4M2.4%+246,127+16.3%Added–
iShares Tr464288588MBS ETF749,054$81.1M2.4%+19,544+2.7%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG2,447,510$80.5M2.4%+259,531+11.9%Added–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN1,080,323$64.6M1.9%+70,728+7.0%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF2,611,927$53.8M1.6%+270,899+11.6%Added–
iShares Tr46434V647GLOBAL REIT ETF1,938,796$53.7M1.6%+139,904+7.8%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,456,725$53.5M1.6%−123,077−7.8%Reduced–
AAPLApple Inc.Stock370,998$50.8M1.5%+24,271+7.0%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS2,755,769$48.5M1.4%+181,785+7.1%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF435,974$39.9M1.2%+435,082+48,776.0%Added–
Legg Mason ETF Invt52468L406FRANKLIN US LOW1,016,247$37.1M1.1%+80,689+8.6%Added–
ProShares Tr74348A566MERGER ETF903,925$36.9M1.1%+92,443+11.4%Added–
MSFTMicrosoft CorpStock134,810$36.5M1.1%+2,734+2.1%AddedHistory
iShares Tips Bond ETF464287176ETF279,068$35.7M1.0%+30,362+12.2%Added–
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF672,998$35.2M1.0%+9,241+1.4%Added–
iShares Tr46434V4070-5YR HI YL CP706,579$32.5M1.0%+69,371+10.9%Added–
AMZNAmazon Com IncStock9,270$31.9M0.9%+152+1.7%AddedHistory
JPMJPMorgan Chase & CoStock190,284$29.6M0.9%+12,480+7.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY1,114,892$28.4M0.8%+7,490+0.7%Added–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY1,213,985$28.3M0.8%+6,035+0.5%Added–
PGProcter & Gamble CoStock176,823$23.9M0.7%+5,725+3.3%AddedHistory
DFSDiscover Financial ServicesCOM195,346$23.1M0.7%−8,932−4.4%ReducedHistory
HDHome Depot, Inc.Stock72,413$23.1M0.7%−178−0.2%ReducedHistory
CVXChevron CorpStock211,291$22.1M0.6%+14,304+7.3%AddedHistory
JNJJohnson & JohnsonStock126,353$20.8M0.6%+5,530+4.6%AddedHistory
WMWaste Management IncStock143,054$20.0M0.6%−3,288−2.2%ReducedHistory
COPConocoPhillipsStock328,735$20.0M0.6%+5,025+1.6%AddedHistory
XOMExxonMobil Holdings CorpCOM315,511$19.9M0.6%+2,364+0.8%AddedHistory
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD738,047$19.3M0.6%+2,449+0.3%Added–
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD750,427$19.3M0.6%+3,727+0.5%Added–
TNLTravel & Leisure Co.COM323,427$19.2M0.6%+16,911+5.5%AddedHistory
WMTWalmart Inc.Stock136,271$19.2M0.6%+5,530+4.2%AddedHistory
GOOGAlphabet Inc.Stock7,556$18.9M0.6%+5+0.1%AddedHistory
TAT&T Inc.Stock652,438$18.8M0.5%+41,969+6.9%AddedHistory
RTXRTX CorpStock217,956$18.6M0.5%+3,556+1.7%AddedHistory
VZVerizon Communications IncStock313,095$17.5M0.5%+15,389+5.2%AddedHistory
SPDR Series Trust78464A383ST STR BACKE ETF653,811$16.9M0.5%+76,585+13.3%Added–
BMYBristol Myers Squibb CoStock251,783$16.8M0.5%+7,624+3.1%AddedHistory
LMTLockheed Martin CorpStock44,257$16.7M0.5%+569+1.3%AddedHistory
METAMeta Platforms, Inc.Stock46,667$16.2M0.5%−331−0.7%ReducedHistory
BACBank of America CorpStock363,093$15.0M0.4%+17,409+5.0%AddedHistory
IQVIQVIA Holdings Inc.Stock60,078$14.6M0.4%+1,873+3.2%AddedHistory
PYPLPayPal Holdings, Inc.Stock49,211$14.3M0.4%+3,137+6.8%AddedHistory
VVisa Inc.Stock59,738$14.0M0.4%+2,214+3.8%AddedHistory
VanEck ETF Trust92189F452MORTGAGE REIT680,795$13.5M0.4%+117,702+20.9%Added–
UPSUnited Parcel Service IncStock62,904$13.1M0.4%−2,517−3.8%ReducedHistory
ALLAllstate CorpStock98,216$12.8M0.4%−1,229−1.2%ReducedHistory
PANWPalo Alto Networks IncStock34,473$12.8M0.4%+1,843+5.6%AddedHistory
ADIAnalog Devices IncStock73,578$12.7M0.4%+73,546+229,831.3%AddedHistory
PAYXPaychex IncStock116,427$12.5M0.4%+3,405+3.0%AddedHistory
BXBlackstone Inc.COM128,507$12.5M0.4%−31,257−19.6%ReducedHistory
MCDMcDonalds CorpStock53,926$12.5M0.4%+1,840+3.5%AddedHistory
CCICrown Castle Inc.REIT63,679$12.4M0.4%−34−0.1%ReducedHistory
CVSCVS Health CorpStock147,662$12.3M0.4%+2,110+1.4%AddedHistory
DOCUDocuSign, Inc.Stock43,984$12.3M0.4%+4,561+11.6%AddedHistory
BSXBoston Scientific CorpStock287,333$12.3M0.4%+248,163+633.6%AddedHistory
ADPAutomatic Data Processing IncStock61,788$12.3M0.4%+1,285+2.1%AddedHistory
AVBAvalonbay Communities IncCOM58,802$12.3M0.4%+828+1.4%AddedHistory
FNFFidelity National Financial, Inc.COM SHS282,169$12.3M0.4%+3,405+1.2%AddedHistory
EQIXEquinix IncCOM15,267$12.3M0.4%+643+4.4%AddedHistory
AMTAmerican Tower CorpREIT45,338$12.2M0.4%+730+1.6%AddedHistory
AMGNAmgen IncStock49,976$12.2M0.4%+3,447+7.4%AddedHistory
DRIDarden Restaurants IncCOM83,167$12.1M0.4%+82,961+40,272.3%AddedHistory
ABBVAbbVie Inc.Stock107,788$12.1M0.4%+3,043+2.9%AddedHistory
NNNNNN REIT, Inc.REIT258,478$12.1M0.4%+7,770+3.1%AddedHistory
MMM3M CoStock60,843$12.1M0.4%+1,898+3.2%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock55,526$12.0M0.4%+459+0.8%AddedHistory
TGTTarget CorpStock49,592$12.0M0.4%+60+0.1%AddedHistory
UNHUnitedHealth Group IncStock29,914$12.0M0.4%−197−0.7%ReducedHistory
AMPAmeriprise Financial IncCOM48,065$12.0M0.4%+693+1.5%AddedHistory
UNPUnion Pacific CorpStock54,061$11.9M0.3%+2,521+4.9%AddedHistory
NOWServiceNow, Inc.Stock21,481$11.8M0.3%+1,712+8.7%AddedHistory
CMECME Group Inc.COM55,505$11.8M0.3%+1,588+2.9%AddedHistory
MRKMerck & Co., Inc.Stock151,576$11.8M0.3%+8,762+6.1%AddedHistory
CECelanese CorpStock77,660$11.8M0.3%+1,845+2.4%AddedHistory
TFCTruist Financial CorpCOM211,199$11.7M0.3%+25,095+13.5%AddedHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM913,086$11.6M0.3%+484,972+113.3%AddedHistory
SYYSysco CorpStock148,936$11.6M0.3%+143,137+2,468.3%AddedHistory
CONECyrusOne Holdco LLCCOM161,433$11.5M0.3%+5,202+3.3%AddedHistory
VanEck ETF Trust92189F411BDC INCOME ETF671,265$11.5M0.3%+13,637+2.1%Added–
AVGOBroadcom Inc.Stock24,033$11.5M0.3%+590+2.5%AddedHistory
ATOAtmos Energy CorpCOM119,086$11.4M0.3%+2,582+2.2%AddedHistory
NHINational Health Investors IncCOM170,574$11.4M0.3%+17,998+11.8%AddedHistory
Global X FDS37954Y343GLBL X MLP ETF294,502$11.4M0.3%−52,810−15.2%Reduced–
WTRGEssential Utilities, Inc.COM248,149$11.3M0.3%+13,299+5.7%AddedHistory
DLRDigital Realty Trust, Inc.COM75,362$11.3M0.3%+2,387+3.3%AddedHistory
SNVSynovus Financial CorpCOM NEW258,277$11.3M0.3%+12,841+5.2%AddedHistory
SPDR Series Trust78464A672ST INTER ETF349,242$11.3M0.3%−4,989−1.4%Reduced–
CMSCMS Energy CorpCOM191,209$11.3M0.3%+15,759+9.0%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF277,997$11.1M0.3%+25,466+10.1%Added–
STSensata Technologies Holding plcSHS191,152$11.1M0.3%+14,792+8.4%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF300,259$11.0M0.3%+31,610+11.8%Added–
iShares Tr464288281JPMORGAN USD EMG97,765$11.0M0.3%−3,351−3.3%Reduced–
NFLXNetflix IncStock20,552$10.9M0.3%+1,814+9.7%AddedHistory
AKAMAkamai Technologies IncCOM91,733$10.7M0.3%+995+1.1%AddedHistory

Sold out since Q1 2021 (102)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 102 by value last quarter.

Positions of Gradient Investments LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF12,667$1.40M<0.1%–
Corelogic Inc21871D103COM3,077$244.0K<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS6,897$163.0K<0.1%–
FS KKR Cap Corp II35952V303COM6,924$135.0K<0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF500$107.0K<0.1%–
ProShares Tr74347B714SHORT QQQ NEW7,000$97.0K<0.1%–
HUMHumana IncStock120$50.0K<0.1%History
iShares Tr464287739U.S. REAL ES ETF400$37.0K<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED827$34.0K<0.1%–
HTLFHeartland Financial USA IncCOM653$33.0K<0.1%History
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM1,529$23.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE1,400$23.0K<0.1%–
APTSPreferred Apartment Communities IncCOM2,200$22.0K<0.1%History
iShares Inc464286665MSCI PAC JP ETF410$21.0K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG226$18.0K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM1,749$18.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE454$16.0K<0.1%–
AELAmerican National Group Inc.COM514$16.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A1,502$16.0K<0.1%History
GEOGeo Group IncCOM1,921$15.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT3,140$15.0K<0.1%–
NETCloudflare, Inc.CL A COM200$14.0K<0.1%History
NFBKNorthfield Bancorp, Inc.COM902$14.0K<0.1%History
GW Pharmaceuticals PLC36197T103ADS65$14.0K<0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN492$14.0K<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN1,460$13.0K<0.1%History
Aphria Inc03765K104COM692$13.0K<0.1%–
DMFBNY Mellon Municipal Income, Inc.COM1,432$13.0K<0.1%History
SPDR Series Trust78464A755ST STR SP METAL300$12.0K<0.1%–
PPTFranklin Premier Income TrustSH BEN INT2,500$12.0K<0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID268$11.0K<0.1%–
J P Morgan Exchange-Traded F46641Q696BETABULDRS CDA381$11.0K<0.1%–
Global X FDS37954Y475S&P 500 COVERED203$10.0K<0.1%–
FCCOFirst Community CorpCOM478$10.0K<0.1%History
MRCCMonroe Capital CorpCOM1,000$10.0K<0.1%History
PORPortland General Electric CoCOM NEW200$9.00K<0.1%History
iShares Tr46435G342MORTGE REL ETF260$9.00K<0.1%–
CWTCalifornia Water Service GroupCOM143$8.00K<0.1%History
Vanguard Consumer Staples ETF92204A207ETF38$7.00K<0.1%–
GNTXGentex CorpCOM200$7.00K<0.1%History
CALYCallaway Golf CoCOM245$7.00K<0.1%History
American Centy ETF Tr025072877US SML CP VALU93$7.00K<0.1%–
UHTUniversal Health Realty Income TrustSH BEN INT100$7.00K<0.1%History
J P Morgan Exchange-Traded F46641Q688BETABULDR DEVE248$7.00K<0.1%–
iShares Tr464289479CORE LT USDB ETF85$6.00K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD107$6.00K<0.1%–
BTAIQBioXcel Therapeutics, Inc.COM150$6.00K<0.1%History
PACWPacwest BancorpCOM146$6.00K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD46$5.00K<0.1%–
iShares Tr464288869MICRO-CAP ETF34$5.00K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US89$5.00K<0.1%–
GDVGabelli Dividend & Income TrustCOM200$5.00K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM233$5.00K<0.1%History
WPMWheaton Precious Metals Corp.COM100$4.00K<0.1%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT72$4.00K<0.1%–
J P Morgan Exchange-Traded F46641Q720BETBULD EUROPE130$4.00K<0.1%–
WisdomTree Tr97717X628FLOATNG RAT TREA150$4.00K<0.1%–
BGBunge Global SACOM50$4.00K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF80$3.00K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF109$3.00K<0.1%–
WisdomTree Tr97717W422INDIA ERNGS FD95$3.00K<0.1%–
WisdomTree Tr97717X172US HGH YLD CORP62$3.00K<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM18$3.00K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A186$3.00K<0.1%–
WisdomTree Tr97717W133EMERG CUR STR FD168$3.00K<0.1%–
HNIHni CorpStock50$2.00K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF22$2.00K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF78$2.00K<0.1%–
MSTRStrategy IncStock3$2.00K<0.1%History
iShares Tr46429B366CMBS ETF35$2.00K<0.1%–
HIWHighwoods Properties, Inc.COM47$2.00K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND48$2.00K<0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV60$2.00K<0.1%–
INNSummit Hotel Properties, Inc.COM157$2.00K<0.1%History
Torchlight Energy Res Inc89102U103COM1,000$2.00K<0.1%–
UMPQUmpqua Holdings CorpCOM109$2.00K<0.1%History
LAZLazard, Inc.SHS A42$2.00K<0.1%History
BNSBank of Nova ScotiaCOM12$1.00K<0.1%History
CTRECareTrust REIT, Inc.COM33$1.00K<0.1%History
PEverpure, Inc.CL A31$1.00K<0.1%History
ALTGAlta Equipment Group Inc.COMMON STOCK100$1.00K<0.1%History
DBIDesigner Brands Inc.CL A82$1.00K<0.1%History
TUTelus CorpCOM58$1.00K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM5$1.00K<0.1%History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X10$1.00K<0.1%–
Flir Sys Inc302445101COM14$1.00K<0.1%–
DVNDevon Energy CorpStock1$00.0%History
WYWeyerhaeuser CoCOM NEW4$00.0%History
FUBOFuboTV Inc.COM10$00.0%History
JOEST JOE CoCOM3$00.0%History
BENFranklin Templeton IncCOM1$00.0%History
PBIPitney Bowes IncCOM5$00.0%History
RLRalph Lauren CorpCL A1$00.0%History
JEFJefferies Financial Group Inc.COM2$00.0%History
HPHelmerich & Payne, Inc.COM11$00.0%History
MLMMartin Marietta Materials IncCOM1$00.0%History
TPRTapestry, Inc.COM3$00.0%History
CPRTCopart IncCOM2$00.0%History
FOSLFossil Group, Inc.COM2$00.0%History
Neenah Inc640079109COM5$00.0%–